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Financial Management Division NORTH CAROLINA DEPARTMENT OF TRANSPORTATION FINANCIAL STATEMENTS FISCAL YEAR 2010-2011 Mark L. Foster OCTOBER 31, 2010 Chief Financial Officer I. HIGHWAY FUND EXHIBIT A BALANCE SHEET EXHIBIT B1 STATEMENT OF FEES, TAXES AND OTHER EXHIBIT B2 STATEMENT OF PARTICIPATION REVENUE EXHIBIT C STATEMENT OF APPROPRIATIONS, APPORTIONMENTS, PARTICIPATIONS, ALLOTMENTS AND EXPENDITURES EXHIBIT D STATEMENT OF CASH FLOW FROM FUTURE YEARS EXHIBIT E EXHIBIT F STATEMENT OF FEDERAL FORWARD FUNDING EXHIBIT G1 EXHIBIT G2 EXHIBIT G3 EXHIBIT H EXHIBIT I STATEMENT OF COMPARATIVE INTERNAL ORDER BALANCES EXHIBIT J AND REINVESTMENT ACT (ARRA) PROJECTS STATEMENT OF EXPENSES AND REVENUES FOR AVIATION FUND STATEMENT OF ALLOTMENTS, EXPENDITURES, AND RECEIPTS FOR AMERICAN RECOVERY NORTH CAROLINA DEPARTMENT OF TRANSPORTATION TABLE OF CONTENTS SUMMARY OF GARVEE BOND FUND AVAILABILITY AND ALLOCATIONS STATEMENT OF GARVEE BOND PROJECTS BY CATEGORY STATEMENT OF ALLOTMENTS, EXPENDITURES, AND RECEIPTS FOR GARVEE BOND PROJECTS STATEMENT OF EXPENSES AND REVENUES FOR EQUIPMENT FUND II. HIGHWAY TRUST FUND EXHIBIT A BALANCE SHEET EXHIBIT B1 STATEMENT OF FEES, TAXES AND OTHER EXHIBIT B2 STATEMENT OF PARTICIPATION REVENUE EXHIBIT C STATEMENT OF APPROPRIATIONS, APPORTIONMENTS, PARTICIPATIONS, ALLOTMENTS AND EXPENDITURES EXHIBIT D STATEMENT OF CASH FLOW FROM FUTURE YEARS EXHIBIT E STATEMENT OF TRANSFERS FOR TRANSPORTATION IMPROVEMENT PLAN PROJECTS EXHIBIT F SUMMARY OF BOND FUND AVAILABILITY, ALLOTMENTS AND EXPENDITURES III. HIGHWAY FUND AND HIGHWAY TRUST FUND SUB RECIPIENT SHARE SCHEDULE 1 STATEMENT OF APPROPRIATIONS, APPORTIONMENTS, PARTICIPATIONS, ALLOTMENTS, REVENUES AND EXPENDITURES SCHEDULE 2 STATEMENT OF SUB-RECIPIENT SHARE REVENUES AND EXPENDITURES LIFE TO DATE IV. STATE INFRASTRUCTURE BANK EXPLANATION FOR THE DEVELOPMENT AND PURPOSE OF SIB EXHIBIT A BALANCE SHEET EXHIBIT B STATEMENT OF REVENUES EXHIBIT C LOAN STATEMENT NARRATIVE NORTH CAROLINA DEPARTMENT OF TRANSPORTATION TABLE OF CONTENTS V. SPECIAL FUNDS EXPLANATION FOR THE DEVELOPMENT AND PRESENTATION OF SPECIAL REVENUES EXHIBIT A SPECIAL REGISTRATION PLATE ACCOUNT - NARRATIVE EXHIBIT A1 BALANCE SHEET EXHIBIT A2 DISBURSEMENT LEDGER EXHIBIT B COLLEGIATE & CULTURAL ATTRACTION PLATE ACCOUNT - NARRATIVE EXHIBIT B1 BALANCE SHEET EXHIBIT B2 DISBURSEMENT LEDGER EXHIBIT C SAFETY RESPONSIBILITY DEPOSITORY ACCOUNT - NARRATIVE EXHIBIT C1 BALANCE SHEET EXHIBIT C2 DISBURSEMENT LEDGER EXHIBIT D DRUG FORFEITURE FUND - NARRATIVE EXHIBIT D1 BALANCE SHEET EXHIBIT D2 DISBURSEMENT LEDGER VI. NORTH CAROLINA TURNPIKE AUTHORITY - COMPONENT UNIT OF THE DEPARTMENT OF TRANSPORTATION EXHIBIT A BALANCE SHEET EXHIBIT B1 STATEMENT OF REVENUE EXHIBIT B2 STATEMENT OF PARTICIPATION REVENUE EXHIBIT C STATEMENT OF APPROPRIATIONS, APPORTIONMENTS, PARTICIPATIONS, ALLOTMENTS AND EXPENDITURES EXHIBIT D STATEMENT OF FEDERAL FORWARD FUNDING NARRATIVE TABLE OF CONTENTS NORTH CAROLINA DEPARTMENT OF TRANSPORTATION EXHIBIT A Cash Cash in Bank - Loans, Postage, Other Accounts 10,423,878.11 Investments with Fiscal Agent 2008 196.90 Investments with Fiscal Agent 2010 92,822,535.75 State Treasurer Bank Balance 645,503,131.30 Total Cash 7 48,749,742.06 Accounts Receivable 8 2,932,686.57 Due from Other Funds 3 52,636.21 Other Receivables 1 44,622.54 Inventory 8 2,327,620.20 Other Current Assets 2 ,863,357.03 Total Current Assets 917,370,664.61 Capital Assets 1,043,040,514.24 Long Term Debt 459,795,568.00 Total Non Current Assets 1,502,836,082.24 Total Assets 2,420,206,746.85 Accounts Payable 3 1,562,083.80 Intergovernmental Payable 1 9,579,262.62 Garvee Bonds Payable 2008 2 03,150,000.00 Garvee Bonds Payable 2010 2 31,675,000.00 Due to Other Funds 2 8,652,530.10 Other Liabilities 7 0,111,752.96 Total Liabilities 584,730,629.48 Reserves and Allowances 39,567,469.33 Retained Earnings 521,341,485.41 Investment in Property 893,214,026.58 Fund Balance 6 01,116,980.81 Revenues 1,235,293,516.70 Expenditures (1,455,057,361.46) Change in Fund Balance Year to Date (219,763,844.76) Total Fund Balance 381,353,136.05 Total Liabilities and Fund Balance 2,420,206,746.85 BALANCE SHEET FOR FISCAL YEAR 10-11, AS OF OCTOBER 31, 2010 NORTH CAROLINA DEPARTMENT OF TRANSPORTATION HIGHWAY FUND MONTH YEAR TO DATE MONTH YEAR TO DATE YEAR TOTAL YEAR TO DATE MOTOR VEHICLE REVENUE: TRUCK LICENSES 10,797,550.47 42,617,867.51 10,216,620.17 42,215,878.82 140,710,000.00 46,358,346.00 MAIL REGISTRATION RENEWAL FEE 103,726.00 234,331.00 93,798.00 361,123.00 - - STAGGERED REGISTRATION 16,335,738.27 66,823,515.43 15,242,418.15 65,346,775.95 188,060,000.00 65,281,833.97 GASOLINE TAX 104,030,483.33 422,889,365.55 95,772,158.14 390,600,342.59 1,180,140,000.00 402,401,962.00 LESS: DEPT OF REVENUE REFUND (90.00) (90.00) - - - - SUB TOTAL GAS TAX 104,030,393.33 422,889,275.55 95,772,158.14 390,600,342.59 1,180,140,000.00 402,401,962.00 GASOLINE TAX - LUST FUND 1,655,674.14 6,817,387.91 1,628,021.11 6,645,007.91 - - GASOLINE TAX LUST FUND TRANSFERRED OUT (1,655,674.14) (6,817,387.91) (1,628,021.11) (6,645,007.91) - - GASOLINE TAX GF INSPECTION TAX 65,456.48 289,238.14 56,067.41 244,829.25 - - GASOLINE TAX GF TRANSFERRED OUT (65,456.48) (289,238.14) (56,067.41) (244,829.25) - - GASOLINE INSPECTION TAX - HF 1,216,165.88 4,905,729.32 1,147,883.15 4,761,330.65 13,410,000.00 4,526,445.81 REGISTRATION FEES 272,909.50 1,118,969.00 271,026.00 1,133,472.25 3,760,000.00 1,237,180.77 DRIVER LICENSE FEES 9,721,372.45 42,028,161.02 9,822,535.80 42,552,624.68 127,770,000.00 42,969,330.25 AUTO SAFETY EQUIP. INSPECTION FEES 124,577.39 576,201.30 96,566.34 398,707.76 1,550,000.00 441,759.86 FINANCIAL SECURITY RESTORATION FEES 459,597.00 1,862,324.00 429,660.00 1,654,788.00 5,730,000.00 1,724,733.31 LIEN RECORDING FEES 15,270.00 59,860.00 25,330.00 87,721.00 270,000.00 100,582.52 EXHAUST EMISSION INSPECTION 193,340.38 902,414.31 151,927.05 646,554.46 2,410,000.00 755,255.42 INTERNATIONAL REGISTRATION PLAN FEES 2,787,541.36 12,981,536.32 3,010,408.23 11,384,430.47 66,620,000.00 12,923,971.61 DEALERS' MANUFACTURERS' LICENSE FEES 103,270.00 409,545.00 71,155.00 292,214.42 1,220,000.00 332,296.63 PROCESS SERVICE FEES 602,693.00 2,503,808.00 644,196.00 2,613,185.00 9,350,000.00 2,966,704.85 OVER WEIGHT/SIZE PERMITS 429,516.81 1,776,481.98 421,846.66 1,819,351.11 6,330,000.00 2,185,746.67 MOTOR CARRIER SAFETY FEES 12,356.80 49,330.76 4,935.04 32,147.33 120,000.00 32,821.18 PENALTIES PAYABLE 1,882,894.49 7,940,661.99 2,044,650.87 8,017,569.25 38,830,000.00 12,929,247.06 HIGHWAY USAGE REGISTRATION FEES 46,750.00 129,000.00 13,750.00 76,500.00 160,000.00 42,098.02 DMV OTHER FEES 282,813.61 1,726,830.44 432,478.68 2,052,678.99 - - TOTAL MOTOR VEHICLE REVENUE 149,418,476.74 611,535,842.93 139,913,343.28 576,047,395.73 1,786,440,000.00 597,210,315.93 OTHER REVENUE: INTEREST ON FUNDS INVESTED BY TREASURER 661,924.06 2,212,276.63 1,457,098.59 4,344,024.70 6,000,000.00 1,710,837.24 MISCELLANEOUS INCOME 50,046.97 80,962.50 115,270.50 (10,075.58) 100,000.00 (6,101.37) MISCELLANEOUS INCOME - INTEREST -PROGRAM REV 9,350.15 9,350.15 - 9,619.43 - - BOND PROCEED GARVEE - - - 242,520,000.00 - - BOND PREMIUM GARVEE - - - 20,616,093.85 - - INTEREST INCOME - GARVEE BOND PROCEED 21,999.74 75,795.08 34,072.25 67,670.85 - - TOTAL OTHER REVENUE 743,320.92 2,378,384.36 1,606,441.34 267,547,333.25 6,100,000.00 1,704,735.87 MISCELLANEOUS TRANSFERS IN/OUT: GOVERNMENTAL TRANSFERS IN 568,410.63 (1,018,480.91) 1,901,904.83 1,966,249.85 - - TRANSFER TO TURNPIKE AUTHORITY (17,049,037.52) (20,391,062.30) (583,140.68) (533,852.42) - - TOTAL MISCELLANEOUS REVENUE (16,480,626.89) (21,409,543.21) 1,318,764.15 1,432,397.43 - - TOTAL NET REVENUE 133,681,170.77 592,504,684.08 142,838,548.77 845,027,126.41 1,792,540,000.00 598,915,051.80 NORTH CAROLINA DEPARTMENT OF TRANSPORTATION HIGHWAY FUND STATEMENT OF FEES, TAXES AND OTHER FOR FISCAL YEAR 10-11, AS OF OCTOBER 31, 2010 CURRENT YEAR PRIOR YEAR ESTIMATE EXHIBIT B1 Page 1 of 6 (3,740,478.49) 2 34,331.00 1 ,541,681.46 2 0,487,403.55 (90.00) 2 0,487,313.55 6 ,817,387.91 (6,817,387.91) 2 89,238.14 (289,238.14) 3 79,283.51 (118,211.77) (941,169.23) 1 34,441.44 1 37,590.69 (40,722.52) 1 47,158.89 5 7,564.71 7 7,248.37 (462,896.85) (409,264.69) 1 6,509.58 (4,988,585.07) 8 6,901.98 1 ,726,830.44 1 4,325,527.00 5 01,439.39 8 7,063.87 9 ,350.15 - - 7 5,795.08 6 73,648.49 (1,018,480.91) (20,391,062.30) (21,409,543.21) (6,410,367.72) CURRENT YEAR COMPARED TO ESTIMATE GROSS LESS GROSS LESS REVENUE REFUNDS UNCOLLECTIBLES NET REVENUE REVENUE REFUNDS UNCOLLECTIBLES MOTOR VEHICLE REVENUE: TRUCK LICENSES 10,887,307.49 83,098.80 6,658.22 1 0,797,550.47 42,936,959.22 305,257.62 13,834.09 MAIL REGISTRATION RENEWAL FEE 103,728.00 2.00 - 1 03,726.00 234,331.00 3.00 (3.00) STAGGERED REGISTRATION 16,342,795.60 6,313.33 744.00 1 6,335,738.27 66,852,733.14 25,619.91 3,597.80 GASOLINE TAX 106,172,576.89 2,142,093.56 - 1 04,030,483.33 436,297,580.09 13,408,214.54 - LESS: DEPT OF REVENUE REFUND (90.00) - - (90.00) (90.00) - - SUB TOTAL GAS TAX 106,172,486.89 2,142,093.56 - 1 04,030,393.33 436,297,490.09 13,408,214.54 - GASOLINE TAX - LUST FUND 1,655,674.14 - - 1 ,655,674.14 6,817,387.91 - - GASOLINE TAX LUST FUND TRANSFERRED OUT (1,655,674.14) - - (1,655,674.14) (6,817,387.91) - - GASOLINE TAX GF INSPECTION TAX 65,456.48 - - 65,456.48 289,238.14 - - GASOLINE TAX GF TRANSFERRED OUT (65,456.48) - - (65,456.48) (289,238.14) - - GASOLINE INSPECTION TAX - HF 1,216,165.88 - - 1 ,216,165.88 4,905,729.32 - - REGISTRATION FEES 273,624.50 660.00 55.00 2 72,909.50 1,122,289.00 3,060.00 260.00 DRIVER LICENSE FEES 9,394,949.90 47.75 (326,470.30) 9 ,721,372.45 40,676,009.47 1,008.00 (1,353,159.55) AUTO SAFETY EQUIP. INSPECTION FEES 124,604.89 - 27.50 1 24,577.39 576,311.30 - 110.00 FINANCIAL SECURITY RESTORATION FEES 459,150.00 - (447.00) 4 59,597.00 1,863,258.00 300.00 634.00 LIEN RECORDING FEES 15,280.00 - 10.00 15,270.00 60,020.00 110.00 50.00 EXHAUST EMISSION INSPECTION 193,367.88 - 27.50 1 93,340.38 902,598.89 - 184.58 INTERNATIONAL REGISTRATION PLAN FEES 2,865,007.40 74,997.93 2,468.11 2 ,787,541.36 13,184,896.29 186,905.83 16,454.14 DEALERS' MANUFACTURERS' LICENSE FEES 103,270.00 - - 1 03,270.00 409,660.00 - 115.00 PROCESS SERVICE FEES 602,743.00 150.00 (100.00) 6 02,693.00 2,505,758.00 1,150.00 800.00 OVER WEIGHT/SIZE PERMITS 429,516.81 - - 4 29,516.81 1,776,948.98 467.00 - MOTOR CARRIER SAFETY FEES 12,356.80 - - 12,356.80 49,375.76 - 45.00 PENALTIES PAYABLE 1,884,090.29 300.00 895.80 1 ,882,894.49 7,947,041.99 2,800.00 3,580.00 HIGHWAY USAGE REGISTRATION FEES 46,750.00 - - 46,750.00 129,000.00 - - DMV OTHER FEES 284,393.83 328.08 1,252.14 2 82,813.61 1,721,721.32 967.38 (6,076.50) TOTAL MOTOR VEHICLE REVENUE 151,411,589.16 2,307,991.45 (314,879.03) 1 49,418,476.74 624,152,131.77 13,935,863.28 (1,319,574.44) OTHER REVENUE: INTEREST ON FUNDS INVESTED BY TREASURER 661,924.06 - - 6 61,924.06 2,212,276.63 - - MISCELLANEOUS INCOME 50,046.97 - - 50,046.97 80,962.50 - - MISCELLANEOUS INCOME - INTEREST -PROGRAM REV 9,350.15 - - 9,350.15 9,350.15 - - BOND PROCEED GARVEE - - - - - - - BOND PREMIUM GARVEE - - - - - - - INTEREST INCOME - GARVEE BOND PROCEED 21,999.74 - - 21,999.74 75,795.08 - - TOTAL OTHER REVENUE 743,320.92 - - 7 43,320.92 2,378,384.36 - - MISCELLANEOUS TRANSFERS IN/OUT: GOVERNMENTAL TRANSFERS IN 568,410.63 - - 5 68,410.63 (1,018,480.91) - - TRANSFER TO TURNPIKE AUTHORITY (17,049,037.52) - - (17,049,037.52) (20,391,062.30) - - TOTAL MISCELLANEOUS REVENUE (16,480,626.89) - - (16,480,626.89) (21,409,543.21) - - TOTAL NET REVENUE 135,674,283.19 2,307,991.45 (314,879.03) 1 33,681,170.77 605,120,972.92 13,935,863.28 (1,319,574.44) CURRENT MONTH YEAR TO DATE NORTH CAROLINA DEPARTMENT OF TRANSPORTATION HIGHWAY FUND STATEMENT OF FEES, TAXES AND OTHER FOR FISCAL YEAR 10-11, AS OF OCTOBER 31, 2010 EXHIBIT B1 Page 2 of 6 NET REVENUE 42,617,867.51 234,331.00 66,823,515.43 422,889,365.55 (90.00) 422,889,275.55 6,817,387.91 (6,817,387.91) 289,238.14 (289,238.14) 4,905,729.32 1,118,969.00 42,028,161.02 576,201.30 1,862,324.00 59,860.00 902,414.31 12,981,536.32 409,545.00 2,503,808.00 1,776,481.98 49,330.76 7,940,661.99 129,000.00 1,726,830.44 611,535,842.93 2,212,276.63 80,962.50 9,350.15 - - 75,795.08 2,378,384.36 (1,018,480.91) (20,391,062.30) (21,409,543.21) 592,504,684.08 GROSS LESS ACCOUNT GROSS LESS REVENUE REFUNDS UNCOLL'BLE NET REVENUE TRANSFERS* BALANCE REVENUE REFUNDS UNCOLL'BLE PAYABLES & RECEIVABLES: DIVISION OF AIR QUALITY - DENR 228,637.50 111.83 32.50 228,493.17 276,732.30 (48,239.13) 1,067,917.45 1,209.68 218.13 SALES TAX 1,889.60 - - 1,889.60 7,701.09 (5,811.49) 21,366.52 0.70 - SPECIAL REGISTRATION PLATE FUND 2 06,916.83 160.00 20.00 206,736.83 217,525.00 (10,788.17) 845,187.83 590.00 30.00 PERSONALIZED REGISTRATION PLATE 242,463.33 580.00 - 241,883.33 259,344.16 (17,460.83) 982,069.17 2,500.00 - COLL & CULTURAL ATTRACTION PLATE FUND 2 18,061.67 130.00 20.00 217,911.67 224,751.25 (6,839.58) 889,204.59 500.00 60.00 PARKS & RECREATION TRUST FUND 1 21,161.67 290.00 5.00 120,866.67 129,352.09 (8,485.42) 490,254.58 1,250.00 10.00 RESCUE SQUAD WORKERS' RELIEF FUND 69,050.86 107.45 11.94 68,931.47 251,657.02 (182,725.55) 321,325.33 672.99 63.85 TRANSIT AUTHORITY 4 69,355.00 30.00 30.00 469,295.00 1,424,890.00 (955,595.00) 1,894,472.00 90.00 191.79 VOLUNTEER RESCUE / EMS FUND 1 04,675.50 161.71 18.06 104,495.73 381,514.35 (277,018.62) 487,122.21 1,015.31 96.82 NATURAL HERITAGE TRUST FUND 3 73,805.00 870.00 15.00 372,920.00 399,801.25 (26,881.25) 1,514,956.25 3,780.00 30.00 DWI RESTORATION FEE - GENERAL FUND 47,075.00 - - 47,075.00 50,820.84 (3,745.84) 194,416.68 - (25.00) DWI RESTORATION FEE - FORENSIC TESTING 47,075.00 - - 47,075.00 - 47,075.00 47,075.00 - - MOTORCYCLE SAFETY INSTRUCTION 40,614.50 - 3.00 40,611.50 56,311.80 (15,700.30) 219,374.30 - 3.00 TELECOMMUNICATIONS ACCOUNT 6 15,562.50 301.07 87.50 615,173.93 - 615,173.93 2,875,162.36 3,256.82 587.29 EMISSIONS PROGRAM ACCOUNT 1 ,055,250.00 516.12 150.00 1,054,583.88 - 1,054,583.88 4,928,849.76 5,583.12 1,006.78 SPECIAL LICENSE - ADVANCE PAYMENTS 540.00 - - 540.00 - 540.00 10,905.00 - - DOT - IT INTERNAL TRANSACTION FEES 2,358.50 - - 2,358.50 - 2,358.50 9,270.50 - - REGISTRATION INFORMATION 14,350.24 727.00 - 13,623.24 - 13,623.24 63,411.97 1,685.00 (15.00) ACKNOWLEDGEMENT FEES 9,627.00 - 13.00 9,614.00 - 9,614.00 41,653.00 - 23.00 INTERNET TRANSACTION FEES 7,075.50 - - 7,075.50 - 7,075.50 27,787.50 - - IDENTIFICATION CARD (11-15) 3,970.05 - - 3,970.05 - 3,970.05 27,422.20 - - SCHOOL BUS & TRAFFIC SAFETY 1,588.00 - - 1,588.00 - 1,588.00 11,137.00 - - TRAFFIC RECORDS 4,470.00 - - 4,470.00 - 4,470.00 16,518.00 8.00 - COMPENSATION PAYABLE 137,698.00 83.00 34.00 137,581.00 151,320.00 (13,739.00) 598,359.00 331.00 94.00 DMV ORGAN DONOR WEBSITE 36,275.60 - - 36,275.60 37,434.30 (1,158.70) 151,146.05 - - DMV MERCURY SWITCH REMOVAL 153,756.00 78.00 38.00 153,640.00 167,630.00 (13,990.00) 659,739.00 299.00 102.00 UCR 24,416.00 - - 24,416.00 76,973.00 (52,557.00) 1,449,280.00 1,577.00 - PART FEE 12,256.00 - - 12,256.00 38,074.00 (25,818.00) 50,336.00 6.00 - TOTAL PAYABLES & RECEIVABLES 4,249,974.85 4,146.18 4 78.00 4,245,350.67 4,151,832.45 9 3,518.22 19,895,719.25 2 4,354.62 2,476.66 * Transfers that are Due to or Due From other Agencies and Special Accounts YEAR TO DATE NORTH CAROLINA DEPARTMENT OF TRANSPORTATION HIGHWAY FUND STATEMENT OF FEES, TAXES AND OTHER FOR FISCAL YEAR 10-11, AS OF OCTOBER 31, 2010 CURRENT MONTH EXHIBIT B1 Page 3 of 6 NET REVENUE 1 ,066,489.64 2 1,365.82 8 44,567.83 9 79,569.17 8 88,644.59 4 88,994.58 3 20,588.49 1 ,894,190.21 4 86,010.08 1 ,511,146.25 1 94,441.68 4 7,075.00 2 19,371.30 2 ,871,318.25 4 ,922,259.86 1 0,905.00 9 ,270.50 6 1,741.97 4 1,630.00 2 7,787.50 2 7,422.20 1 1,137.00 1 6,510.00 5 97,934.00 1 51,146.05 6 59,338.00 1 ,447,703.00 5 0,330.00 1 9,868,887.97 EXHIBIT B1 Page 4 of 6 GROSS LESS ACCOUNT GROSS LESS REVENUE REFUNDS UNCOLL'BLE NET REVENUE TRANSFERS* BALANCE REVENUE REFUNDS UNCOLL'IBLE NET REVENUE MISCELLANEOUS ACCOUNTS: CASHIERS ADVANCE (1,500.00) - - (1,500.00) - (1,500.00) (1,500.00) - - (1,500.00) BAD CHECKS 1 57,606.81 151,135.04 (26,773.59) 33,245.36 - 33,245.36 685,291.24 709,262.60 (58,744.17) 34,772.81 BAD DRAFTS 4,923.25 7,870.21 (636.02) (2,310.94) - (2,310.94) 16,466.81 24,156.60 (10,695.93) 3,006.14 ACCOUNTS RECEIVABLE 1 90,739.88 - - 190,739.88 - 190,739.88 253,295.18 - - 253,295.18 DRAFTS RECEIVABLE 65,396.16 - - 65,396.16 - 65,396.16 690,031.67 - - 690,031.67 FEES DUE OTHER JURISDICTIONS (95,932.73) - 2,779.33 (98,712.06) - (98,712.06) (339,622.91) 451,596.03 10,315.27 (801,534.21) FUEL TAX PERMITS 1,800.00 - 3,000.00 (1,200.00) - (1,200.00) 8,300.00 - 3,150.00 5,150.00 CITATION OVERPAYMENT 10,217.46 12,458.40 - (2,240.94) - (2,240.94) 30,353.48 94,485.08 111.29 (64,242.89) MAIL ORDER OVERAGE REFUND (>$5) 40,045.00 34,403.04 (42.60) 5,684.56 - 5,684.56 241,000.99 231,673.50 (92.60) 9,420.09 ENFORCEMENT COLLECTION - STARS - - - - - - - - - - REMITTANCE PROCESSOR 3 73,689.50 278,818.00 - 94,871.50 - 94,871.50 5,748,841.50 4,536,932.30 29.00 1,211,880.20 SAME DAY DEPOSITS / REFUNDS 80,294.96 80,842.54 - (547.58) - (547.58) 114,720.88 109,174.12 - 5,546.76 SUSPENSE ACCOUNTS 10,920.36 4,809.79 - 6,110.57 - 6,110.57 41,993.39 16,911.94 - 25,081.45 DOR - ALERT COLLECTIONS - - - - - - - - - - A/P COLLECTION AGENCY FEES - - - - - - - - - - SECURITY DEPOSITS - DR REC - - - - - - - - - - SECURITY DEPOSITS - MISC - - - - - - - - - - TITLE BOND - - - - - - - - - - COLLISION REPORT BOND - - - - - - - - - - DEALER CASH BOND - - - - - - 50,000.00 - - 50,000.00 POSTAGE 10.00 - - 10.00 - 10.00 118.74 - - 118.74 MAIL ORDER SHORTAGE (268.44) - - (268.44) - (268.44) (445.17) - - (445.17) MAIL ORDER OVERAGE REFUND (<$5) 383.77 - - 383.77 - 383.77 2,141.67 2.00 - 2,139.67 A/R LATE PENALTY 34,469.96 - (285.20) 34,755.16 - 34,755.16 141,577.58 - (2,820.53) 144,398.11 A/R INTEREST PENALTY 6,460.65 - (2,088.09) 8,548.74 - 8,548.74 20,298.06 - (8,460.85) 28,758.91 DMV TECHNICAL IMPROVEMENT 41,508.00 6.00 4.00 41,498.00 - 41,498.00 171,689.00 27.00 13.00 171,649.00 TOTAL MISCELLANEOUS ACCOUNTS 9 20,764.59 570,343.02 (24,042.17) 3 74,463.74 - 3 74,463.74 7,874,552.11 6,174,221.17 (67,195.52) 1 ,767,526.46 * Transfers that are Due to or Due From other Agencies and Special Accounts STATEMENT OF FEES, TAXES AND OTHER NORTH CAROLINA DEPARTMENT OF TRANSPORTATION HIGHWAY FUND YEAR TO DATE FOR FISCAL YEAR 10-11, AS OF OCTOBER 31, 2010 CURRENT MONTH CURRENT MONTH GROSS GROSS REFUNDS / RECEIPTS RECEIPTS UNCOLLECTIBLE DRIVERS LICENSE: CLASSIFIED LICENSE - CLASS A 58,125.80 237,984.10 - CLASSIFIED LICENSE - CLASS B 7,216.65 28,890.30 - CLASSIFIED LICENSE - CLASS C 2,580,136.10 10,730,163.25 238.50 DUPLICATE LICENSES 457,378.60 1,941,902.90 123.00 LEARNER'S PERMIT 176,715.75 845,844.85 45.00 RESTORATION FEES 548,250.00 2,270,883.32 975.00 SPECIAL ID CARDS 180,771.65 756,647.85 49.90 RECORD FEES 4,884,296.80 21,729,241.60 (28.00) DRIVER IMPROVEMENT CLINIC FEES 10,000.00 43,550.00 650.00 COMMERCIAL APPLICATION - - - COMMERCIAL LICENSE - CLASS A 342,375.00 1,375,170.00 - COMMERCIAL LICENSE - CLASS B 149,205.00 597,360.00 67.00 COMMERCIAL LICENSE - CLASS C 12,165.00 48,000.00 120.00 ENDORSEMENT 157,558.00 651,907.50 46.75 LIMITED PROVISIONAL LICENSE 75,013.25 415,101.35 - FULL PROVISIONAL LICENSE 63,852.05 257,004.85 4.00 MOTORCYCLE PERMIT 18,561.50 100,264.30 - COMMERCIAL DRIVER TRAINING 101.00 549.00 - TOTAL DRIVERS LICENSE 9,721,722.15 42,030,465.17 2,291.15 ENFORCEMENT PENALTIES: CIVIL PENALTIES - INSPECTION MAINTENANCE 6,850.00 20,250.00 1,065.00 CIVIL PENALTIES - DEALERS - 200.00 - CIVIL PENALTIES - EMISSIONS 37,764.07 174,342.48 3,311.80 CIVIL PENALTIES - OUT OF SERVICE 134,998.63 519,094.48 1,750.00 CIVIL PENALTIES - OVERSIZE PERMITS 46,413.46 203,708.18 1,100.00 CIVIL PENALTIES - LICENSE & WEIGHT 506,640.29 2,382,991.99 1,530.00 CIVIL PENALTIES - ARTICLE 12 VIOLATIONS 1,600.00 9,300.00 - CIVIL PENALTIES - NO DECAL 20,113.34 86,094.66 500.00 TOTAL ENFORCEMENT PENALTIES 754,379.79 3,395,981.79 9,256.80 CURRENT YEAR-TO DATE STATEMENT OF FEES, TAXES AND OTHER NORTH CAROLINA DEPARTMENT OF TRANSPORTATION HIGHWAY FUND FOR FISCAL YEAR 10-11, AS OF OCTOBER 31, 2010 EXHIBIT B1 Page 5 of 6 NET RECEIPTS 2 37,984.10 2 8,890.30 1 0,729,924.75 1 ,941,779.90 8 45,799.85 2 ,269,908.32 7 56,597.95 2 1,729,269.60 4 2,900.00 - 1 ,375,170.00 5 97,293.00 4 7,880.00 6 51,860.75 4 15,101.35 2 57,000.85 1 00,264.30 5 49.00 4 2,028,174.02 1 9,185.00 2 00.00 1 71,030.68 5 17,344.48 2 02,608.18 2 ,381,461.99 9 ,300.00 8 5,594.66 3 ,386,724.99 INCREASE INCREASE CURRENT YEAR PRIOR YEAR (DECREASE) PERCENT CURRENT YEAR PRIOR YEAR (DECREASE) MOTOR VEHICLE FEES MOTOR VEHICLE LICENSE FEE 29,920,830.10 28,469,446.55 1,451,383.55 5.10% 122,422,919.26 118,947,085.24 3,475,834.02 MAIL REGISTRATION RENEWAL FEE 103,726.00 93,798.00 9,928.00 10.58% 234,331.00 361,123.00 (126,792.00) MISCELLANEOUS REGISTRATION 272,909.50 271,026.00 1,883.50 0.69% 1,118,969.00 1,133,472.25 (14,503.25) DRIVER LICENSE FEES 9,721,372.45 9,822,539.80 (101,167.35) -1.03% 42,028,174.02 42,552,628.68 (524,454.66) SAFETY EQUIPMENT INSPECTION 124,577.39 96,566.34 28,011.05 29.01% 576,201.30 398,707.76 177,493.54 FINANCIAL SECURITY RESTORATION FEES 459,597.00 429,660.00 29,937.00 6.97% 1,862,324.00 1,654,788.00 207,536.00 CIVIL PENALTY - FINANCIAL SECURITY 1,376,750.00 1,463,800.00 (87,050.00) -5.95% 5,559,000.00 5,521,500.00 37,500.00 LIEN RECORDING 15,270.00 25,330.00 (10,060.00) -39.72% 59,860.00 87,721.00 (27,861.00) EMISSIONS 193,340.38 151,927.05 41,413.33 27.26% 902,414.31 646,554.46 255,859.85 DEALER & MANUFACTURER LICENSE FEES 103,270.00 71,155.00 32,115.00 45.13% 409,545.00 292,214.42 117,330.58 PROCESS SERVICE FEE 602,693.00 644,196.00 (41,503.00) -6.44% 2,503,808.00 2,613,185.00 (109,377.00) MOTOR CARRIER SAFETY REGULATION 12,356.80 4,935.04 7,421.76 150.39% 49,330.76 32,147.33 17,183.43 PENALTY LICENSE & WEIGHT ENFORCEMENT 749,530.48 979,375.87 (229,845.39) -23.47% 3,386,724.99 4,427,970.78 (1,041,245.79) TOTAL MOTOR VEHICLE FEES 43,656,223.10 42,523,755.65 1,132,467.45 2.66% 181,113,601.64 178,669,097.92 2,444,503.72 PAYABLES & RECEIPTS SALES TAX 1,889.60 104,521.47 (102,631.87) -98.19% 21,365.82 122,789.56 (101,423.74) SPECIAL REGISTRATION PLATE FUND 206,736.83 397,385.76 (190,648.93) -47.98% 844,567.83 1,749,046.42 (904,478.59) PERSONALIZED REGISTRATION PLATE 241,883.33 - 241,883.33 100.00% 979,569.17 - 979,569.17 SAFETY INSPECTION & EXHAUST EMISSION 401,920.37 315,105.58 86,814.79 27.55% 1,873,088.21 1,334,308.89 538,779.32 COLL & CULTURAL ATTRACTION PLATE FUND 217,911.67 187,635.00 30,276.67 16.14% 888,644.59 820,016.67 68,627.92 PARKS & RECREATION TRUST FUND 120,866.67 108,709.24 12,157.43 11.18% 488,994.58 480,109.32 8,885.26 TRANSIT AUTHORITY / TRANSPARK 469,295.00 427,163.50 42,131.50 9.86% 1,894,190.21 1,831,395.00 62,795.21 NATURAL HERITAGE TRUST FUND 372,920.00 333,982.50 38,937.50 11.66% 1,511,146.25 1,476,701.75 34,444.50 DWI RESTORATION FEE - GENERAL FUND 47,075.00 45,775.00 1,300.00 2.84% 194,441.68 184,516.66 9,925.02 DWI RESTORATION FEE - FORENSIC TESTING 47,075.00 - 47,075.00 100.00% 47,075.00 - 47,075.00 MOTORCYCLE SAFETY INSTRUCTION 40,611.50 38,266.00 2,345.50 6.13% 219,371.30 222,649.50 (3,278.20) EMISSIONS PROGRAM & TELECOMMUNICATIONS 1,669,757.81 1,312,097.28 357,660.53 27.26% 7,793,578.11 5,583,879.44 2,209,698.67 SPECIAL LICENSE - ADVANCE PAYMENTS 540.00 4,920.00 (4,380.00) -89.02% 10,905.00 24,080.00 (13,175.00) RECEIPTS 42,699.29 41,965.54 733.75 1.75% 195,499.17 185,682.64 9,816.53 COMPENSATION PAYABLE 137,581.00 135,509.00 2,072.00 1.53% 597,934.00 587,527.00 10,407.00 DMV ORGAN DONOR WEBSITE 36,275.60 36,090.10 185.50 0.51% 151,146.05 155,251.40 (4,105.35) DMV MERCURY SWITCH REMOVAL 153,640.00 147,425.00 6,215.00 4.22% 659,338.00 637,536.00 21,802.00 UCR 24,416.00 4,344.00 20,072.00 462.06% 1,447,703.00 1,047,273.00 400,430.00 PART FEE 12,256.00 11,456.00 800.00 6.98% 50,330.00 162,424.00 (112,094.00) TOTAL PAYABLES & RECEIPTS 4,245,350.67 3,652,350.97 592,999.70 16.24% 19,868,887.97 16,605,187.25 3,263,700.72 GRAND TOTALS 47,901,573.77 46,176,106.62 1,725,467.15 18.90% 200,982,489.61 195,274,285.17 5,708,204.44 STATEMENT OF FEES, TAXES AND OTHER NORTH CAROLINA DEPARTMENT OF TRANSPORTATION HIGHWAY FUND MONTH YEAR TO DATE FOR FISCAL YEAR 10-11, AS OF OCTOBER 31, 2010 EXHIBIT B1 Page 6 of 6 PERCENT 2.92% -35.11% -1.28% -1.23% 44.52% 12.54% 0.68% -31.76% 39.57% 40.15% -4.19% 53.45% -23.52% 1.37% -82.60% -51.71% 100.00% 40.38% 8.37% 1.85% 3.43% 2.33% 5.38% 100.00% -1.47% 39.57% -54.71% 5.29% 1.77% -2.64% 3.42% 38.24% -69.01% 19.65% 21.02% EXHIBIT B2 Page 1 of 4 MONTH YEAR TO DATE MONTH YEAR TO DATE Primary Construction Local Government Participation 2 ,370,055.50 - 2,370,055.50 - - - - 2,370,055.50 Property Owners Participation 1 10,087.09 - 110,087.09 - - - - 110,087.09 Outdoor Advertising 1 03,980.00 3 ,880.00 107,860.00 1 ,320.00 4,000.00 840.00 4 ,020.00 103,860.00 Junkyard Control 3 10.00 1 5.00 325.00 1 5.00 15.00 - - 310.00 Primary Construction 2 ,584,432.59 3 ,895.00 2,588,327.59 1 ,335.00 4,015.00 840.00 4 ,020.00 2,584,312.59 Secondary Construction Local Government Participation 3 ,787,512.30 5 62,500.00 4,350,012.30 - - - - 4,350,012.30 Property Owners Participation 1 43,978.75 2 ,358.63 146,337.38 - 38,712.38 7,600.00 3 4,402.00 1 07,625.00 Secondary Construction 3 ,931,491.05 5 64,858.63 4,496,349.68 - 38,712.38 7,600.00 3 4,402.00 4,457,637.30 Urban Construction Local Government Participation 1 ,698,790.49 (209,029.62) 1 ,489,760.87 - 508,989.47 - - 980,771.40 Property Owners Participation 2 00,000.00 - 200,000.00 - - - - 200,000.00 Urban Construction 1 ,898,790.49 (209,029.62) 1 ,689,760.87 - 508,989.47 - - 1,180,771.40 Public Service Roads Local Government Participation 5 5,000.00 35,000.00 90,000.00 - - - - 90,000.00 Public Service Roads 5 5,000.00 35,000.00 90,000.00 - - - - 90,000.00 Spot Safety Local Government Participation 2 ,000.00 10,100.00 12,100.00 2 ,000.00 2,000.00 - - 10,100.00 Spot Safety 2 ,000.00 10,100.00 12,100.00 2 ,000.00 2,000.00 - - 10,100.00 Contingency Local Government Participation 3 07,000.00 4 9,679.20 356,679.20 - - (17,850.00) (17,850.00) 3 56,679.20 Property Owners Participation 3 36,390.00 5 0,000.00 386,390.00 - - - 25,000.00 3 86,390.00 Contingency 6 43,390.00 9 9,679.20 743,069.20 - - (17,850.00) 7 ,150.00 743,069.20 UNREALIZED PARTICIPATION REVENUE CURRENT YEAR PRIOR YEAR UNREALIZED PRIOR YEAR BALANCE CURRENT YEAR ESTIMATED REVENUE TOTAL ESTIMATED REVENUE ACTUAL REVENUE NORTH CAROLINA DEPARTMENT OF TRANSPORTATION HIGHWAY FUND STATEMENT OF PARTICIPATION REVENUE FOR FISCAL YEAR 10-11, AS OF OCTOBER 31, 2010 EXHIBIT B2 Page 2 of 4 MONTH YEAR TO DATE MONTH YEAR TO DATE Primary Maintenance Local Government Participation 1 0,000.00 - 10,000.00 - - 48,695.49 4 8,695.49 10,000.00 Property Owners Participation 3 00,000.00 - 300,000.00 - - - 3,000.00 300,000.00 Damage Claims Statewide ( 292,093.55) 1,924,577.86 1,632,484.31 4 82,550.73 1,787,895.42 399,552.06 1 ,798,366.92 (155,411.11) LOGO Annual Fees Statewide ( 750,023.93) 2,746,175.00 1,996,151.07 2,277,950.00 2 ,725,400.00 2,324,596.72 2 ,740,925.00 (729,248.93) TODS Statewide ( 1,930.00) 12,955.23 11,025.23 3 ,000.00 12,151.23 2,600.00 1 0,000.00 (1,126.00) Primary Maintenance ( 734,047.48) 4,683,708.09 3,949,660.61 2,763,500.73 4 ,525,446.65 2,775,444.27 4 ,600,987.41 (575,786.04) Secondary Maintenance Local Government Participation 1 27,000.00 - 127,000.00 - - - - 127,000.00 Property Owners Participation 6 0,000.00 4 30,000.00 490,000.00 - 430,000.00 9,500.00 9 ,500.00 60,000.00 Damage Claims Statewide 5 9,209.07 2 03,729.02 262,938.09 4 2,905.05 1 96,896.73 28,094.40 154,036.24 6 6,041.36 Secondary Maintenance 2 46,209.07 6 33,729.02 879,938.09 4 2,905.05 6 26,896.73 37,594.40 163,536.24 2 53,041.36 Contract Resurfacing Local Government Participation 6 0,320.00 - 60,320.00 - - 58,659.64 7 5,192.14 6 0,320.00 Property Owners Participation 7 1,000.00 - 71,000.00 - 53,500.00 - - 17,500.00 Contract Resurfacing 1 31,320.00 - 131,320.00 - 53,500.00 58,659.64 7 5,192.14 7 7,820.00 Capital Improvements Property Owners Participation 604,980.22 - 604,980.22 4 6,474.88 282,265.34 - - 322,714.88 Capital Improvements 604,980.22 - 604,980.22 4 6,474.88 282,265.34 - - 322,714.88 FHWA Construction /SPR / MP Local Government Participation 32,711,000.13 1 ,852,461.48 34,563,461.61 7 72,651.50 3,847,830.36 1,244,682.10 5 ,590,251.31 30,715,631.25 Property Owners Participation 9,713,575.81 3 33,389.54 10,046,965.35 - 1,381,035.04 20,500.00 2 4,500.00 8,665,930.31 Advance Construction Non Billable - - - - - - - - Federal Aid 2,698,618,153.64 ( 822,474,327.27) 1,876,143,826.37 1 47,552,881.00 274,822,477.00 20,488,376.00 2 44,430,941.00 1,601,321,349.37 GARVEE 104,075,375.00 ( 7,288,037.00) 96,787,338.00 - 10,124,329.00 - 5,732,600.00 86,663,009.00 Stimulus 432,499,313.00 1 0,000,000.00 442,499,313.00 5 1,044,876.00 163,155,882.00 42,844,062.00 1 12,098,597.00 2 79,343,431.00 FHWA Construction /SPR / MP 3,277,617,417.58 ( 817,576,513.25) 2,460,040,904.33 199,370,408.50 453,331,553.40 64,597,620.10 3 67,876,889.31 2,006,709,350.93 NORTH CAROLINA DEPARTMENT OF TRANSPORTATION HIGHWAY FUND STATEMENT OF PARTICIPATION REVENUE FOR FISCAL YEAR 10-11, AS OF OCTOBER 31, 2010 UNREALIZED PARTICIPATION REVENUE CURRENT YEAR PRIOR YEAR UNREALIZED PRIOR YEAR BALANCE CURRENT YEAR ESTIMATED REVENUE TOTAL ESTIMATED REVENUE ACTUAL REVENUE EXHIBIT B2 Page 3 of 4 MONTH YEAR TO DATE MONTH YEAR TO DATE Governor's Highway Safety National Highway Traffic Safety Administration 1 5,284,898.35 4,539,726.00 1 9,824,624.35 9 13,744.00 2,898,381.00 932,062.00 2 ,446,802.00 16,926,243.35 Governor's Highway Safety 1 5,284,898.35 4,539,726.00 1 9,824,624.35 9 13,744.00 2 ,898,381.00 932,062.00 2 ,446,802.00 16,926,243.35 Rail Program Local Government Participation - - - - - - - - Property Owners Participation 2 20,310.23 208,892.79 4 29,203.02 176,308.13 2 08,892.79 30,937.89 3 0,937.89 220,310.23 General Fund-NC Stock Dividends-Statewide 1 ,166,637.96 7 0,000.00 1,236,637.96 - 264,925.65 189,696.11 2 68,341.68 9 71,712.31 Grant Federal Rail Administration-Statewide 1 ,772,229.18 - 1,772,229.18 - 310,229.00 569,115.00 5 69,115.00 1,462,000.18 ARRA - 37,241,858.00 3 7,241,858.00 4,563,321.00 4 ,563,321.00 - - 32,678,537.00 Rail Program 3 ,159,177.37 37,520,750.79 4 0,679,928.16 4,739,629.13 5 ,347,368.44 789,749.00 8 68,394.57 35,332,559.72 Airport Program Grant Federal Aviation Administration Statewide 7 2,604,654.06 11,321,619.00 8 3,926,273.06 3,020,292.00 1 1,376,673.00 1,597,438.00 9 ,132,699.00 72,549,600.06 Airport Program 7 2,604,654.06 11,321,619.00 8 3,926,273.06 3,020,292.00 1 1,376,673.00 1,597,438.00 9 ,132,699.00 72,549,600.06 Public Transportation Local Government Participation 5 ,052.03 ( 1,402.51) 3,649.52 500.94 - - 48,074.90 3,649.52 Property Owners Participation 2 9,892.65 - 29,892.65 - 24,843.98 - - 5,048.67 General Fund Statewide - - - - - - - - State Appropriation Statewide Match - - - - - - - - Federal-Statewide-Non-billable - - - - - - - - Federal Transit Authority 1 9,290,178.43 3 1,317,458.00 50,607,636.43 2,310,040.00 8 ,465,689.94 1,013,522.00 7 ,392,049.00 42,141,946.49 ARRA 3 3,042,892.00 - 33,042,892.00 2,087,916.00 4 ,020,487.00 7 6.00 7 6.00 29,022,405.00 Public Transportation 5 2,368,015.11 3 1,316,055.49 83,684,070.60 4,398,456.94 12,511,020.92 1,013,598.00 7 ,440,199.90 71,173,049.68 Non System Streets Reimbursement of Expense Statewide 6 ,290,921.36 ( 89,849.40) 6,201,071.96 1 30,009.92 436,886.94 93,764.40 377,899.57 5,764,185.02 Non System Streets 6 ,290,921.36 ( 89,849.40) 6,201,071.96 1 30,009.92 436,886.94 93,764.40 377,899.57 5,764,185.02 Motor Carrier Safety Grants FHWA 1 3,377,396.02 - 13,377,396.02 - 2,577,523.00 4,096,972.00 4 ,889,271.00 10,799,873.02 Motor Carrier Safety Grants 13,377,396.02 - 13,377,396.02 - 2,577,523.00 4,096,972.00 4 ,889,271.00 10,799,873.02 UNREALIZED PARTICIPATION REVENUE CURRENT YEAR PRIOR YEAR UNREALIZED PRIOR YEAR BALANCE CURRENT YEAR ESTIMATED REVENUE TOTAL ESTIMATED REVENUE ACTUAL REVENUE NORTH CAROLINA DEPARTMENT OF TRANSPORTATION HIGHWAY FUND STATEMENT OF PARTICIPATION REVENUE FOR FISCAL YEAR 10-11, AS OF OCTOBER 31, 2010 MONTH YEAR TO DATE MONTH YEAR TO DATE NC Emergency/FEMA Primary System Statewide 1 2,507,996.83 - 12,507,996.83 2 ,390.61 582,097.09 - - Secondary System Statewide ( 16,811,581.98) - (16,811,581.98) 9 ,187.29 880,147.00 - - Urban System Statewide 2 ,061,497.21 - 2,061,497.21 - - - - Fire Prevention and Safety 5 25,000.00 - 525,000.00 - - - - NC Emergency/FEMA ( 1,717,087.94) - (1,717,087.94) 1 1,577.90 1 ,462,244.09 - - Division Small Urban Construction Local Government Participation 5 69,372.91 5 0,394.02 619,766.93 - 202,016.93 - - Property Owners Participation 1 ,258,288.21 2 5,000.00 1,283,288.21 - 25,000.00 - - Division Small Urban Construction 1 ,827,661.12 7 5,394.02 1,903,055.14 - 227,016.93 - - Economic Development Local Government Match Statewide 4 8,234.95 (48,234.95) - - - (48,234.95) ( 48,234.95) Property Owners Participation - - - - - - - Economic Development 4 8,234.95 (48,234.95) - - - (48,234.95) ( 48,234.95) Total Participation Revenues 3,450,224,853.92 (727,119,111.98) 2,723,105,741.94 2 15,440,334.05 496,210,493.29 75,935,256.86 3 97,869,208.19 NORTH CAROLINA DEPARTMENT OF TRANSPORTATION HIGHWAY FUND STATEMENT OF PARTICIPATION REVENUE FOR FISCAL YEAR 10-11, AS OF OCTOBER 31, 2010 CURRENT YEAR PRIOR YEAR UNREALIZED PRIOR YEAR BALANCE CURRENT YEAR ESTIMATED REVENUE TOTAL ESTIMATED REVENUE ACTUAL REVENUE EXHIBIT B2 Page 4 of 4 1 1,925,899.74 ( 17,691,728.98) 2 ,061,497.21 5 25,000.00 ( 3,179,332.03) 4 17,750.00 1 ,258,288.21 1 ,676,038.21 - - - 2 ,226,895,248.65 UNREALIZED PARTICIPATION REVENUE Unexpended Allotments Total Unallotted Unexpended Brought Forward Appropriations Allotments Current Period Year to Date Appropriations Appropriations CURRENT ACCOUNTS Central Administration 89,775,341.00 9,899,780.83 9,112,606.07 19,012,386.90 79,875,560.17 70,762,954.10 Division of Highway Administration 1,741,121.00 276,601.02 221,160.92 497,761.94 1,464,519.98 1,243,359.06 Division of Motor Vehicles 102,250,335.00 19,591,468.00 11,234,253.51 30,825,721.51 82,658,867.00 71,424,613.49 Operations Administration 32,884,479.00 5,344,674.63 5,229,254.94 10,573,929.57 27,539,804.37 22,310,549.43 Field Operations - - 2,239,328.02 (74,622,635.64) - 74,622,635.64 Reserves for Other Agencies 291,969,868.00 90,899,736.13 28,878,479.27 92,803,072.14 201,070,131.87 199,166,795.86 Dept of Agriculture Gas Inspection Service 5,101,354.00 2,550,678.00 1,275,339.00 2,550,678.00 2,550,676.00 2,550,676.00 DENR - LUST Trust Fund 2,329,238.00 1,164,620.00 582,310.00 1,164,620.00 1,164,618.00 1,164,618.00 Dept of Revenue - Gas Tax 5,979,408.00 1,229,321.17 1,229,321.17 1,229,321.17 4,750,086.83 4,750,086.83 Health and Human Services - Chemical Testing 577,341.00 288,670.00 144,335.00 288,670.00 288,671.00 288,671.00 Highway Patrol 177,347,701.00 53,824,660.00 13,586,348.00 5 3,824,660.00 123,523,041.00 123,523,041.00 DPI - Driver Training 32,021,964.00 6,980,000.00 2,700,000.00 6,980,000.00 25,041,964.00 25,041,964.00 Sales Tax Exempt 17,004,498.00 8,502,077.00 4,251,025.00 8,502,050.00 8,502,421.00 8,502,448.00 AirCargo Authority 1,280,000.00 640,000.00 320,000.00 640,000.00 640,000.00 640,000.00 State Fire Protection Grant Fund 150,000.00 - - - 150,000.00 150,000.00 CCPS - DMV Enforcement 27,315,068.00 9,054,142.62 2,678,385.00 9,054,142.62 18,260,925.38 18,260,925.38 OSBM - Civil Penalty 22,000,000.00 6,342,254.25 1,903,363.01 8,245,617.26 15,657,745.75 13,754,382.74 Dept of Revenue - IRP Auditors 402,255.00 92,793.09 92,793.09 92,793.09 309,461.91 309,461.91 OSC-BEST Shared Services 461,041.00 230,520.00 115,260.00 230,520.00 230,521.00 230,521.00 Reserves 80,679,051.50 - - 69,426,132.29 80,679,051.50 11,252,919.21 Internal Orders* - - 21,559,968.32 (20,217,363.18) - 20,217,363.18 CO Internal Orders - - 21,403,228.13 1,365,452.83 - (1,365,452.83) DOT Plant Maintenance Orders - - 47,583.57 350,546.22 - (350,546.22) Eco Enhancement Program - - 174,087.82 (21,765,952.86) - 21,765,952.86 ROW Air Space - - (66,180.02) (183,411.15) - 183,411.15 PMTP - Networks - - - - - - PMII Networks - HF - - (667.53) 6,432.03 - (6,432.03) Facility Maintenance Orders - - 4,569.76 10,149.41 - (10,149.41) Transp Mobility & Safety Division Orders - - (2,653.41) (579.66) - 579.66 Quality Enhancement Orders - - - - - - Debt Service - GARVEE - - - - - - TOTAL CURRENT ACCOUNTS 599,300,195.50 126,012,260.61 78,475,051.05 128,299,005.53 473,287,934.89 471,001,189.97 *All previous years activity for Internal Orders is reported on Exhibit I Expenditures NORTH CAROLINA DEPARTMENT OF TRANSPORTATION HIGHWAY FUND STATEMENT OF APPROPRIATIONS, APPORTIONMENTS, PARTICIPATIONS, ALLOTMENTS AND EXPENDITURES FOR FISCAL YEAR 10-11, AS OF OCTOBER 31, 2010 EXHIBIT C Page 1 of 6 Unexpended Allotments (9,112,606.07) (221,160.92) (11,234,253.51) (5,229,254.94) 74,622,635.64 (1,903,336.01) - - - - - - 27.00 - - - (1,903,363.01) - - (69,426,132.29) 20,217,363.18 (1,365,452.83) (350,546.22) 21,765,952.86 183,411.15 - (6,432.03) (10,149.41) 579.66 - - (2,286,744.92) Unexpended Allotments Total Unallotted Unexpended Brought Forward Appropriations Allotments Current Period Year to Date Appropriations Appropriations ENCUMBRANCE ACCOUNTS Primary Construction 15,936,287.59 13,153,676.93 9,114,679.11 472,144.27 1,776,344.59 4,038,997.82 27,313,619.93 Secondary Construction 89,188,016.85 123,331,461.08 19,494,409.50 4,658,321.82 18,018,322.34 103,837,051.58 194,501,155.59 Urban Construction 4 ,590,853.30 (980,588.27) (980,588.27) 184,478.28 278,032.61 - 3,332,232.42 Public Service Roads 2 ,536,300.86 6,828,874.39 802,421.14 24,093.05 394,397.91 6,026,453.25 8,970,777.34 Bridge Replacement (77,014.33) 10,626,767.15 - 8,032.66 (25,854.34) 10,626,767.15 10,575,607.16 State funds for Construction - - - - - - - Spot Safety 16,605,442.03 17,759,246.21 4,483,256.05 741,246.86 2,963,092.49 13,275,990.16 31,401,595.75 Contingency 23,785,625.28 48,689,380.32 2,277,941.73 1,032,847.33 3,727,344.05 46,411,438.59 68,747,661.55 Primary Maintenance 103,106,913.15 357,631,285.64 152,641,942.83 19,160,066.25 70,608,493.05 204,989,342.81 390,129,705.74 Secondary Maintenance 83,081,578.75 376,975,845.69 183,674,981.14 25,946,443.36 109,173,687.35 193,300,864.55 350,883,737.09 Urban Maintenance - - - - - - - Contract Resurfacing 272,957,198.41 405,668,804.61 55,912,323.09 12,805,612.58 176,872,569.38 349,756,481.52 501,753,433.64 Ferry Operations ( 7,524,824.71) 49,132,498.85 17,922,609.90 785,171.28 10,076,646.01 31,209,888.95 31,531,028.13 Expenditures FOR FISCAL YEAR 10-11, AS OF OCTOBER 31, 2010 NORTH CAROLINA DEPARTMENT OF TRANSPORTATION HIGHWAY FUND STATEMENT OF APPROPRIATIONS, APPORTIONMENTS, PARTICIPATIONS, ALLOTMENTS AND EXPENDITURES EXHIBIT C Page 2 of 6 Unexpended Allotments 23,274,622.11 90,664,104.01 3,332,232.42 2,944,324.09 (51,159.99) - 18,125,605.59 22,336,222.96 185,140,362.93 157,582,872.54 - 151,996,952.12 321,139.18 Unexpended Allotments Total Unallotted Unexpended Brought Forward Appropriations Allotments Current Period Year to Date Appropriations Appropriations ENCUMBRANCE ACCOUNTS Capital Improvements 31,244,206.57 2,472,746.02 - 281,267.05 1,436,407.43 2,472,746.02 32,280,545.16 FHWA Construction 2,595,908,653.31 1,879,565,714.44 351,169,525.92 101,613,288.68 577,437,636.79 1,528,396,188.52 3,898,036,730.96 Governors' Highway Safety 6 ,527,166.16 20,324,810.81 4,835,878.00 1,274,782.62 3,418,643.34 15,488,932.81 23,433,333.63 Railroad Program 40,358,517.34 66,564,279.32 49,764,315.89 2,302,709.04 10,545,166.77 16,799,963.43 96,377,629.89 Airports Program 95,430,957.80 47,769,406.03 21,321,927.75 1,308,630.91 14,595,895.63 26,447,478.28 128,604,468.20 Public Transportation 80,880,049.81 159,883,177.49 67,496,925.48 10,890,679.77 27,562,419.77 92,386,252.01 213,200,807.53 OSHA Program 420,749.53 710,777.92 15,861.92 21,803.58 74,541.43 694,916.00 1,056,986.02 Non-System Streets 3 ,493,141.41 (89,849.40) (89,849.40) 128,990.68 666,678.55 - 2,736,613.46 Motor Carrier Safety 3 ,474,700.89 7,697,911.65 5,767,979.00 91,524.63 2,524,513.18 1,929,932.65 8,648,099.36 FEMA ( 18,124,569.26) 16,514,393.87 - 771,549.11 890,854.76 16,514,393.87 (2,501,030.15) State Aid to Municipalities 500,000.00 92,851,852.37 90,339,847.74 - 90,839,847.74 2,512,004.63 2,512,004.63 Division Urban Small Construction 27,338,155.05 46,762,211.05 2,635,080.49 1,100,005.07 3,711,786.59 44,127,130.56 70,388,579.52 Economic Development 19,254,235.51 6,304,455.22 (398,926.60) 550,357.43 1,983,441.38 6,703,381.82 23,575,249.35 System Preservation 56,332,210.43 157,506,371.43 60,925,176.95 11,178,868.71 50,727,166.66 96,581,194.48 163,111,415.20 Conversion -In Progress (0.01) - - - - - (0.01) TOTAL ENCUMBRANCE ACCOUNTS 3,547,224,551.71 3,913,655,510.84 1,099,127,719.36 197,332,915.02 1 ,180,278,075.46 2,814,527,791.46 6,280,601,987.09 TOTAL HIGHWAY FUND 3,547,224,551.71 4,512,955,706.34 1,225,139,979.97 275,807,966.07 1 ,308,577,080.99 3,287,815,726.35 6,751,603,177.06 Federal Aid HPR/PL/Construction Available for Obligation totals have been adjusted to the FHWA Obligational Authority in order to reflect fund availability for the federal fiscal year, beginning October September 30 each year. STATEMENT OF APPROPRIATIONS, APPORTIONMENTS, PARTICIPATIONS, ALLOTMENTS AND EXPENDITURES FOR FISCAL YEAR 10-11, AS OF OCTOBER 31, 2010 Expenditures NORTH CAROLINA DEPARTMENT OF TRANSPORTATION HIGHWAY FUND EXHIBIT C Page 3 of 6 Unexpended Allotments 29,807,799.14 2,369,640,542.44 7,944,400.82 79,577,666.46 102,156,989.92 120,814,555.52 362,070.02 2,736,613.46 6,718,166.71 (19,015,424.02) - 26,261,448.96 16,871,867.53 66,530,220.72 (0.01) 3,466,074,195.63 3,463,787,450.71 r 1 and ending 2010 2011 Expenditure Yearly Yearly Appropriations Current Period Appropriations Current Period Year to Date Appropriations Current Period Year to Date Compared to 2010 Compared to 2010 CURRENT ACCOUNTS Central Administration 8 6,721,386.00 10,341,500.57 22,831,604.79 89,775,341.00 9 ,112,606.07 19,012,386.90 3,053,955.00 (1,228,894.50) Division of Highway Administration 1 ,698,948.00 221,827.08 526,616.98 1,741,121.00 2 21,160.92 497,761.94 42,173.00 (666.16) Division of Motor Vehicles 1 00,522,542.00 10,910,972.35 33,638,301.26 102,250,335.00 1 1,234,253.51 30,825,721.51 1,727,793.00 323,281.16 Operations Administration 3 3,041,712.00 5,109,340.40 10,605,644.61 32,884,479.00 5 ,229,254.94 10,573,929.57 (157,233.00) 119,914.54 Field Operations - (1,342,712.24) (71,297,955.67) - 2 ,239,328.02 (74,622,635.64) - 3,582,040.26 Reserves for Other Agencies 2 82,618,099.00 23,889,969.52 85,459,264.15 291,969,868.00 2 8,878,479.27 92,803,072.14 9,351,769.00 4,988,509.75 Dept of Agriculture Gas Inspection Service 4 ,972,215.00 327,995.00 1,311,980.00 5,101,354.00 1 ,275,339.00 2,550,678.00 129,139.00 947,344.00 DENR - LUST Trust Fund 2 ,620,123.00 - 655,031.00 2,329,238.00 5 82,310.00 1,164,620.00 (290,885.00) 582,310.00 Dept of Revenue - Gas Tax 5 ,847,662.00 1,204,426.51 1,204,426.51 5,979,408.00 1 ,229,321.17 1,229,321.17 131,746.00 24,894.66 Health & Human Services - Chemical Test 5 59,719.00 - 139,929.00 577,341.00 1 44,335.00 288,670.00 17,622.00 144,335.00 Highway Patrol 1 68,252,909.00 1 4,984,766.00 5 0,347,755.00 1 77,347,701.00 1 3,586,348.00 5 3,824,660.00 9,094,792.00 ( 1,398,418.00) DPI - Driver Training 3 2,859,859.00 2,500,000.00 8,500,000.00 32,021,964.00 2 ,700,000.00 6,980,000.00 (837,895.00) 200,000.00 Sales Tax Exempt 1 7,557,170.00 - 4,389,293.00 17,004,498.00 4 ,251,025.00 8,502,050.00 (552,672.00) 4,251,025.00 AirCargo Authority 1 ,280,000.00 - 320,000.00 1,280,000.00 3 20,000.00 640,000.00 - 320,000.00 State Fire Protection Grant Fund 1 50,000.00 - - 150,000.00 - - - - CCPS - DMV Enforcement 2 5,683,314.00 2,786,365.00 10,797,227.00 27,315,068.00 2 ,678,385.00 9,054,142.62 1,631,754.00 (107,980.00) OSBM - Civil Penalty 2 2,000,000.00 1,996,049.58 7,592,851.21 22,000,000.00 1 ,903,363.01 8,245,617.26 - (92,686.57) Dept of Revenue - IRP Auditors 3 91,091.00 90,367.43 90,367.43 402,255.00 92,793.09 92,793.09 11,164.00 2,425.66 OSC-BEST Shared Services 4 44,037.00 - 110,404.00 461,041.00 1 15,260.00 230,520.00 17,004.00 115,260.00 Reserves 6 7,342,348.00 - 56,188,427.99 80,679,051.50 - 69,426,132.29 13,336,703.50 - Internal Orders - 7,130,944.92 (68,540,539.39) - 2 1,559,968.32 (20,217,363.18) - 14,429,023.40 CO Internal Orders - 7,027,599.80 (13,107,648.69) - 2 1,403,228.13 1,365,452.83 - 14,375,628.33 DOT Plant Maintenance Orders - (8,883.37) (15,416.55) - 47,583.57 350,546.22 - 56,466.94 Eco Enhancement Program - 25,336.94 (55,833,126.59) - 1 74,087.82 (21,765,952.86) - 148,750.88 ROW Air Space - (7,454.59) (54,064.89) - (66,180.02) (183,411.15) - (58,725.43) PMTP - Networks-HF - - - - - - - - PMII Networks - HF - 84,738.47 444,985.54 - (667.53) 6,432.03 - (85,406.00) Facility Maintenance Orders - 8,012.79 14,148.85 - 4,569.76 10,149.41 - (3,443.03) Transp Mobility & Safety Division Orders - 1,594.88 10,582.94 - (2,653.41) (579.66) - (4,248.29) Quality Enhancement Orders - - - - - - - - Debt Service - GARVEE - - - - - - - - TOTAL CURRENT ACCOUNTS 571,945,035.00 56,261,842.60 69,411,364.72 599,300,195.50 7 8,475,051.05 128,299,005.53 27,355,160.50 22,213,208.45 2010 2011 Expenditures Expenditures NORTH CAROLINA DEPARTMENT OF TRANSPORTATION HIGHWAY FUND STATEMENT OF APPROPRIATIONS, APPORTIONMENTS, PARTICIPATIONS, ALLOTMENTS AND EXPENDITURES FOR FISCAL YEAR 10-11, AS OF OCTOBER 31, 2010 EXHIBIT C Page 4 of 6 Expenditure Year to Date Compared to 2010 ( 3,819,217.89) ( 28,855.04) ( 2,812,579.75) ( 31,715.04) ( 3,324,679.97) 7 ,343,807.99 1 ,238,698.00 5 09,589.00 2 4,894.66 1 48,741.00 3 ,476,905.00 ( 1,520,000.00) 4 ,112,757.00 3 20,000.00 - ( 1,743,084.38) 6 52,766.05 2 ,425.66 1 20,116.00 1 3,237,704.30 4 8,323,176.21 1 4,473,101.52 3 65,962.77 3 4,067,173.73 ( 129,346.26) - ( 438,553.51) (3,999.44) ( 11,162.60) - - 5 8,887,640.81 2010 2011 Expenditure Yearly Yearly Appropriations Current Period Appropriations Current Period Year to Date Appropriations Current Period Year to Date Compared to 2010 Compared to 2010 ENCUMBRANCE ACCOUNTS Primary Construction 16,423,210.56 1,013,037.27 1,698,730.23 13,153,676.93 472,144.27 1,776,344.59 (3,269,533.63) (540,893.00) Secondary Construction 91,448,217.38 3,334,774.03 14,226,022.10 123,331,461.08 4,658,321.82 18,018,322.34 31,883,243.70 1,323,547.79 Urban Construction (1,114,455.66) 784,902.55 3,211,985.51 (980,588.27) 184,478.28 278,032.61 133,867.39 (600,424.26) Public Service Roads 6,067,218.38 122,092.86 389,032.07 6,828,874.39 24,093.05 394,397.91 761,656.01 (97,999.82) Bridge Replacement 12,731,192.40 946.47 37,445.82 10,626,767.15 8,032.66 (25,854.34) (2,104,425.25) 7,086.19 State funds for Construction - - - - - - - - Spot Safety 11,844,859.76 916,894.84 1,912,053.46 17,759,246.21 741,246.86 2,963,092.49 5,914,386.45 (175,647.98) Contingency 39,434,509.15 1,062,531.42 3,278,643.81 48,689,380.32 1,032,847.33 3,727,344.05 9,254,871.17 (29,684.08) Primary Maintenance 357,015,931.64 20,031,787.55 74,709,520.72 357,631,285.64 19,160,066.25 70,608,493.05 615,354.00 (871,721.30) Secondary Maintenance 372,408,536.07 21,601,881.45 86,418,898.14 376,975,845.69 25,946,443.36 109,173,687.35 4,567,309.62 4,344,561.92 Urban Maintenance - 2,116.38 - - - - - (2,116.38) Contract Resurfacing 457,594,751.36 13,041,606.56 43,119,637.07 405,668,804.61 12,805,612.58 176,872,569.38 (51,925,946.75) (235,993.98) Ferry Operations 30,308,474.00 2,250,331.50 13,508,385.73 49,132,498.85 785,171.28 10,076,646.01 18,824,024.85 (1,465,160.22) 2010 2011 Expenditures Expenditures NORTH CAROLINA DEPARTMENT OF TRANSPORTATION HIGHWAY FUND STATEMENT OF APPROPRIATIONS, APPORTIONMENTS, PARTICIPATIONS, ALLOTMENTS AND EXPENDITURES FOR FISCAL YEAR 10-11, AS OF OCTOBER 31, 2010 EXHIBIT C Page 5 of 6 Expenditure Year to Date Compared to 2010 77,614.35 3,792,300.24 (2,933,952.90) 5,365.84 ( 63,300.16) - 1,051,039.03 448,700.24 (4,101,027.67) 22,754,789.22 - 133,752,932.31 (3,431,739.72) 2010 2011 Expenditure Yearly Yearly Appropriations Current Period Appropriations Current Period Year to Date Appropriations Current Period Year to Date Compared to 2010 Compared to 2010 ENCUMBRANCE ACCOUNTS Capital Improvements 2,472,391.47 (777,339.49) 770,882.91 2,472,746.02 281,267.05 1,436,407.43 354.55 1,058,606.54 FHWA Construction 2,005,335,565.55 130,022,777.34 519,473,947.54 1,879,565,714.44 101,613,288.68 577,437,636.79 (125,769,851.11) (28,409,488.66) Governors' Highway Safety 20,980,179.25 1,121,707.86 2,949,149.86 20,324,810.81 1,274,782.62 3,418,643.34 (655,368.44) 153,074.76 Railroad Program 26,463,629.30 3,224,122.47 13,120,871.54 66,564,279.32 2,302,709.04 10,545,166.77 40,100,650.02 (921,413.43) Airports Program 58,705,249.80 3,133,837.04 11,353,237.69 47,769,406.03 1,308,630.91 14,595,895.63 (10,935,843.77) (1,825,206.13) Public Transportation 154,971,914.85 1,920,500.88 17,036,786.72 159,883,177.49 10,890,679.77 27,562,419.77 4,911,262.64 8,970,178.89 OSHA Program 356,886.12 38,381.44 81,508.64 710,777.92 21,803.58 74,541.43 353,891.80 (16,577.86) Non-System Streets 1,165,392.85 348,537.05 1,045,709.36 (89,849.40) 128,990.68 666,678.55 (1,255,242.25) (219,546.37) Motor Carrier Safety(Conversion) 9,239,208.66 31,076.48 1,767,525.80 7,697,911.65 91,524.63 2,524,513.18 (1,541,297.01) 60,448.15 FEMA 16,514,393.87 202,192.24 95,323.89 16,514,393.87 771,549.11 890,854.76 - 569,356.87 State Aid to Municipalities 89,865,566.62 (43,126,489.07) 88,641,510.50 92,851,852.37 - 90,839,847.74 2,986,285.75 43,126,489.07 Division Urban Small Construction 44,292,306.19 895,948.52 3,920,547.04 46,762,211.05 1,100,005.07 3,711,786.59 2,469,904.86 204,056.55 Economic Development 5,718,904.11 926,847.56 5,155,862.45 6,304,455.22 550,357.43 1,983,441.38 585,551.11 (376,490.13) System Preservation 130,074,393.66 5,903,229.32 29,128,789.37 157,506,371.43 11,178,868.71 50,727,166.66 27,431,977.77 5,275,639.39 Conversion -In Progress - - - - - - - - TOTAL ENCUMBRANCE ACCOUNTS 3,960,318,427.36 168,028,232.52 937,052,007.97 3,913,655,510.84 197,332,915.02 1,180,278,075.46 (46,662,916.52) 29,304,682.53 TOTAL HIGHWAY FUND 4,532,263,462.36 224,290,075.12 1,006,463,372.69 4,512,955,706.34 275,807,966.07 1,308,577,080.99 (19,307,756.02) 51,517,890.98 NORTH CAROLINA DEPARTMENT OF TRANSPORTATION HIGHWAY FUND STATEMENT OF APPROPRIATIONS, APPORTIONMENTS, PARTICIPATIONS, ALLOTMENTS AND EXPENDITURES FOR FISCAL YEAR 10-11, AS OF OCTOBER 31, 2010 2010 2011 Expenditures Expenditures EXHIBIT C Page 6 of 6 Expenditure Year to Date Compared to 2010 6 65,524.51 57,963,689.25 4 69,493.48 ( 2,575,704.78) 3 ,242,657.94 10,525,633.05 ( 6,967.21) ( 379,030.81) 7 56,987.38 7 95,530.87 2 ,198,337.24 ( 208,760.45) ( 3,172,421.07) 21,598,377.29 - 243,226,067.47 302,113,708.28 FISCAL YEAR FISCAL YEAR FISCAL YEAR FISCAL YEAR 2011-2012 2012-2013 2013-2014 2014-2015 System Type Cash Flow Contract Cash Flow Contract Cash Flow Contract Cash Flow Contract State Maintenance Contract Resurfacing 7 8,000,000.00 - - - Total 7 8,000,000.00 - - - Note: These amounts will be deducted from the respective future fiscal year appropriation. These appropriations ar current or a prior fiscal year and have been approved by The Board of Transportation. NORTH CAROLINA DEPARTMENT OF TRANSPORTATION HIGHWAY FUND STATEMENT OF CASH FLOW FROM FUTURE YEARS FOR FISCAL YEAR 10-11, AS OF OCTOBER 31, 2010 EXHIBIT D TOTAL Cash Flow Contract 7 8,000,000.00 7 8,000,000.00 re included in either the EXHIBIT E Prior Year Prior Year Current Year Current Year Comparison by Comparison by Current Period Year to Date Current Period Year to Date Period Year Equipment Gain Brought Forward from Fiscal Year 2010 - 5 5,755,431.31 - 6 7,971,575.52 - 1 2,216,144.21 Funds Provided During Current Year Miscellaneous Receipts 2 08,166.98 1,418,956.37 1 51,941.63 657,929.21 ( 56,225.35) (761,027.16) Outside Agency Revenue 1 ,081,925.10 4,201,734.72 1 ,103,751.75 5,382,311.01 2 1,826.65 1,180,576.29 Equipment Rental Recovery 1 2,334,884.74 51,713,499.90 1 3,244,593.86 54,592,702.75 9 09,709.12 2,879,202.85 Total Funds Provided 1 3,624,976.82 57,334,190.99 1 4,500,287.24 60,632,942.97 8 75,310.42 3,298,751.98 Funds Applied During the Current Year Personnel 5 ,594,089.25 16,759,704.56 5 ,557,549.13 16,624,838.18 ( 36,540.12) (134,866.38) General Operating Expense 3 ,695,894.78 14,222,249.29 4 ,185,979.14 14,397,563.33 4 90,084.36 175,314.04 Internal Vehicle Repair Parts 1 8,887.89 73,931.52 3 2,181.06 127,866.55 1 3,293.17 53,935.03 Equipment Rent 1 ,623,519.99 5,776,647.22 1 ,477,162.49 5,311,072.98 ( 146,357.50) (465,574.24) General Supplies and Materials 1 48,204.91 458,604.78 1 74,918.62 665,858.25 2 6,713.71 207,253.47 Motor Fuel 1 ,047,985.84 4,103,777.22 1 ,097,835.33 4,372,574.38 4 9,849.49 268,797.16 Purchase of Heavy Equipment 1 70,874.56 920,409.49 4 ,161,548.15 14,066,493.30 3 ,990,673.59 13,146,083.81 Total Expenditures 1 2,299,457.22 42,315,324.08 1 6,687,173.92 55,566,266.97 4 ,387,716.70 13,250,942.89 Equipment Balance as of October 31, 2010 1 ,325,519.60 70,774,298.22 ( 2,186,886.68) 73,038,251.52 ( 3,512,406.28) 2,263,953.30 NORTH CAROLINA DEPARTMENT OF TRANSPORTATION STATEMENT OF EXPENSES AND REVENUES FOR EQUIPMENT FUND FOR FISCAL YEAR 10-11, AS OF OCTOBER 31, 2010 FISCAL YEAR FISCAL YEAR FISCAL YEAR FISCAL YEAR FISCAL YEAR 2010-2011 2011-2012 2012-2013 2013-2014 2014-2015 Interstate Maintenance 1 13,623,113.00 3 8,977,399.00 2 7,866,293.00 1 6,796,293.00 1 5,356,293.00 National Highway System 2 28,658,557.00 2 3,598,559.00 2 3,598,559.00 2 2,318,558.00 1 7,374,412.00 Surface Transportation 5 24,828,591.00 12,282,192.00 6 40,000.00 640,000.00 - Bridge Replacement 1 93,324,809.00 - - - - CMAQ 2 2,927,055.00 - - - - Planning and Research - - - - - High Priority - - - - - Highway Safety Improvement 1 9,709,415.00 - - - - TOTAL 1 ,103,071,540.00 7 4,858,150.00 5 2,104,852.00 3 9,754,851.00 3 2,730,705.00 Note: Federal cash flow is converted throughout the federal fiscal year which begins October 1 and ends September 30 NORTH CAROLINA DEPARTMENT OF TRANSPORTATION HIGHWAY FUND STATEMENT OF FEDERAL FORWARD FUNDING FOR FISCAL YEAR 10-11, AS OF OCTOBER 31, 2010 EXHIBIT F TOTAL 2 12,619,391.00 3 15,548,645.00 5 38,390,783.00 1 93,324,809.00 2 2,927,055.00 - - 1 9,709,415.00 1 ,302,520,098.00 30 of each year. Interstate National Surface Fiscal Year Maintenance Highway System Transportation Program 2010-2011 2 0,368,617.00 5 3,208,505.00 2 5,070,025.00 2011-2012 2 6,572,317.00 3 3,637,663.00 3 ,592,843.00 2012-2013 3 0,256,134.00 3 8,642,054.00 3 ,761,051.00 2013-2014 3 0,690,963.00 3 9,026,960.00 4 ,195,918.00 2014-2015 3 0,690,967.00 3 9,026,960.00 4 ,195,918.00 2015-2016 3 0,690,970.00 3 9,026,959.00 4 ,195,917.00 2016-2017 3 0,690,971.00 3 9,026,960.00 4 ,195,919.00 2017-2018 3 0,690,967.00 3 9,026,960.00 4 ,195,919.00 2018-2019 3 0,690,957.00 3 9,026,960.00 4 ,195,919.00 2019-2020 8 ,320,476.00 3 7,308,922.00 4 4,965.00 2020-2021 5 ,891,839.00 1 5,512,310.00 - 2021-2022 - - - Total 2 75,555,178.00 4 12,471,213.00 5 7,644,394.00 Note: Garvee Federal Forward Funding is Converted as the Debt Becomes Due Based on the Debt Service Schedule. FOR FISCAL YEAR 10-11, AS OF OCTOBER 31, 2010 NORTH CAROLINA DEPARTMENT OF TRANSPORTATION HIGHWAY FUND GARVEE BOND PROJECTS BY CATEGORY EXHIBIT G1 Total 9 8,647,147.00 6 3,802,823.00 7 2,659,239.00 7 3,913,841.00 7 3,913,845.00 7 3,913,846.00 7 3,913,850.00 7 3,913,846.00 7 3,913,836.00 4 5,674,363.00 2 1,404,149.00 - 7 45,670,785.00 EXHIBIT G2 Page 1 of 2 **Allotments Unexpended Federal and TIP # WBS Description State Funds Current Period Inception to Date Allotments Current Period Inception to Date Current Period Inception to Date Division 1 I-4913 40197.3.GV1 I-95 in Northampton County, pavement rehabilitation 4,031,576.00 - 3,377,963.22 6 53,612.78 - 2 ,664,452.00 - 1 ,974,658.00 B-5014 A 41470.3.GV1 Repair Bonner Bridge (#11) over Oregon Inlet on NC 12 2 1,142,774.00 4,258.88 16,865,491.03 4 ,277,282.97 1 ,980.00 1 1,758,808.00 - 2 ,583,342.00 Division 2 R-2510 C 34440.2.GV1 US 17 in Beaufort County 5,384,000.00 - 4,662,784.47 7 21,215.53 - 3 ,201,121.00 - 8 70,846.00 R-2301A 34414.3.GV2 US 17 New Bern Bypass in Craven County 5 5,484,725.00 6,433,898.78 35,858,781.67 1 9,625,943.33 4 ,808,475.00 2 3,440,174.00 - 12,520,140.00 Division 3 I-5001 B 41154.3.GV1 I-40 in Sampson County, pavement rehabilitation 1 2,160,469.00 - 9,309,126.51 2 ,851,342.49 - 7 ,066,826.00 - 2 ,103,174.00 R-2633 34491.3.GV2 Wilmington Bypass 5 1,210,000.00 - - 5 1,210,000.00 - - - - Division 4 R-2554 BA 34461.3.GV1 * US 70 Goldsboro Bypass in Wayne County 1 00,718,810.00 399,261.22 54,281,570.17 4 6,437,239.83 4 ,892,805.00 5 0,498,434.00 - 6 ,617,786.00 R-2823 34509.2.GV1 Rocky Mount Northern Connector in Nash County 4 3,854,250.00 183,256.53 25,668,392.56 1 8,185,857.44 6 ,329,984.00 2 1,991,965.00 - 1 ,695,916.00 R-2823 34509.3.GV1 Rocky Mount Northern Connector in Nash County 7,295,000.00 - 6,786,310.60 5 08,689.40 - 4 ,430,000.00 - 5 97,644.00 Division 5 I-4744 36597.3.GV2 I-4744-Con-I-40 6 9,709,948.00 6,464,625.58 47,016,491.31 2 2,693,456.69 - 2 8,941,161.00 - 4 ,861,695.00 I-2810 37490.3.GV1 I-85 in Vance County, pavement rehabilitation 4 2,597,186.00 8,316.51 33,972,079.40 8 ,625,106.60 5 4,668.00 2 6,914,506.00 - 7 ,221,515.00 I-4904 39943.3.GV1 I-85 in Vance Co. & Warren Co. pavement rehabilitation 1 1,782,148.00 - 10,487,761.31 1 ,294,386.69 - 8 ,498,518.00 - 3 ,808,053.00 I-4709 38722.3.GV1 I-40 in Wake County, pavement rehabilitation 1 3,309,616.00 - 11,116,315.12 2 ,193,300.88 - 8 ,480,654.00 - 3 ,822,865.00 R-2814B 34506.2.GV1 US 401 Rolesville Bypass 3 1,114,000.00 3,880,792.53 15,073,410.09 1 6,040,589.91 - 8 ,340,086.00 - 7 2,520.00 I-5112 42541.3.GV1 I-540 & I-40 in Wake County, pavement rehabilitation 8,734,936.00 - 7,039,990.79 1 ,694,945.21 - 5 ,805,511.00 - 3 06,770.00 Division 6 I-4711 38724.3.GV1 I-95 in Robeson County, pavement rehabilitation 1 8,726,000.00 268.15 17,713,774.82 1 ,012,225.18 - 1 2,312,408.00 - 8 ,999,193.00 I-4906 39994.3.GV1 I-95 from Cumberland to Johnston Co. line 4,840,236.00 - 3,596,170.44 1 ,244,065.56 1 ,156.00 2,915,866.00 - 3 39,777.00 I-4914 39995.3.GV1 I-95 in Robeson County, pavement rehabilitation 1 2,895,293.00 - 10,076,471.60 2 ,818,821.40 (33,006.00) 7 ,433,844.00 - 2 ,032,324.00 I-4915 39996.3.GV1 I-95 from N. of 295 to Harnett Co. line 4,761,958.00 268.15 3,487,012.74 1 ,274,945.26 - 2 ,772,521.00 - 4 92,104.00 I-4917 40222.3.GV1 I-95 in Cumberland County, pavement rehabilitation 1 0,791,711.00 - 8,291,519.97 2 ,500,191.03 - 7 ,984,493.00 - 2 ,037,183.00 Division 7 I-4714 38726.3.GV1 I-40/85 in Alamance County, pavement rehabilitation 6,233,000.00 - 4,888,503.01 1 ,344,496.99 - 3 ,677,086.00 - 2 ,680,364.00 I-4715 38727.3.GV1 I-40/85 in Guilford County, pavement rehabilitation 1 1,141,183.00 3,601.58 9,927,772.55 1 ,213,410.45 - 6 ,500,036.00 - 2 ,087,064.00 I-4918 40248.3.GV1 I-40/85 Alamance & Orange Co. pavement rehabilitation 1 2,852,672.00 - 13,416,669.81 ( 563,997.81) - 9 ,971,329.00 - 3 ,402,308.00 Division 8 R-2606 B 34480.3.GV1 US 311 ( Future I-74) in Randolph County 1 31,880,693.00 4,146,895.55 48,180,258.96 8 3,700,434.04 11,085,260.00 3 9,566,147.00 - 2 ,499,833.00 R-2606 B 34480.2.GV1 US 311 ( Future I-74) in Randolph County 1 5,503,733.00 69,271.55 10,308,255.74 5 ,195,477.26 8 4,164.00 7 ,320,197.00 - 5 50,352.00 Division 9 B-3637 33185.3.GV1 I-40 / NC 801 Interchange in Davie County 15,333,266.00 - 13,080,970.12 2 ,252,295.88 - 1 0,163,939.00 - 3 ,923,985.00 I-3600 34183.3.GV1 I-40 in Davie County, pavement rehabilitation 2 0,874,245.00 - 18,275,283.13 2 ,598,961.87 - 1 4,574,820.00 - 7 ,017,655.00 I-4718 38730.3.GV1 I-85 in Rowan County, pavement rehabilitation 4,408,913.00 - 3,663,268.81 7 45,644.19 - 2 ,904,209.00 - 2 ,107,782.00 I-2304 AC 34156.2.1GV2 I-85 in Rowan County 1 2,215,363.00 586,667.36 7,145,130.41 5 ,070,232.59 - 4 ,682,423.00 - 3 15,231.00 I-2304 AD 34156.2.2GV2 I-85 in Davidson County 1 1,380,676.00 25,533.91 5,718,259.06 5 ,662,416.94 - 4 ,039,597.00 - 3 06,595.00 I-2304 AC 34156.3.GV2 I-85 in Rowan /Davidson Counties 1 75,742,297.00 - - 1 75,742,297.00 - - - - Expenditures Trustee Reimbursement FHWA Reimbursement NORTH CAROLINA DEPARTMENT OF TRANSPORTATION STATEMENT OF ALLOTMENTS, EXPENDITURES, AND RECEIPTS FOR GARVEE BOND PROJECTS INCEPTION THROUGH OCTOBER 31, 2010 HIGHWAY FUND **Allotments Unexpended Federal and TIP # WBS Description State Funds Current Period Inception to Date Allotments Current Period Inception to Date Current Period Division 10 I-4720 38732.3.GV1 I-77 in Mecklenburg County, pavement rehabilitation 3 ,676,267.00 - 2 ,892,927.50 7 83,339.50 - 2 ,302,834.00 - I-5006 41453.3.GV1 I-85 in Mecklenburg County, pavement rehabilitation 1 ,520,460.00 - 1 ,233,687.82 2 86,772.18 - 957,414.00 - Division 11 I-5002 41452.3.GV1 I-74 in Surry County, pavement rehabilitation 6 ,846,924.00 - 6 ,023,203.57 8 23,720.43 - 4 ,529,779.00 - I-2808 A 34173.2.GV1 I-77 in Yadkin County, pavement rehabilitation 4 9,945,001.00 - 47,795,855.47 2 ,149,145.53 - 3 3,899,579.00 - Division 12 I-4723 38735.3.GV1 I-77 in Iredell County, pavement rehabilitation 1 4,261,189.00 - 11,707,446.29 2 ,553,742.71 - 9 ,427,070.00 - I-5003 41455.3.GV1 I-40 in Iredell County, pavement rehabilitation 2 9,166,303.00 - 24,050,955.36 5 ,115,347.64 - 1 9,951,104.00 - I-5007 41471.3.GV1 I-85 in Gaston County, pavement rehabilitation 4 ,453,643.00 - 2 ,172,267.72 2 ,281,375.28 - 1 ,638,845.00 - I-5106 41865.3.GV1 I-77 in Iredell County, pavement rehabilitation 5 ,920,000.00 - 4 ,672,919.64 1 ,247,080.36 - 3 ,968,638.00 - Division 13 I-4908BB 39972.3.GV1 I-40 in McDowell County, pavement rehabilition 1 5,067,671.00 - 10,721,839.90 4 ,345,831.10 1 78.00 8,596,078.00 - I-5108 42298.3.GV1 I-40 in Buncombe County, pavement rehabilition 6 ,983,067.00 - 5 ,170,574.50 1 ,812,492.50 - 4 ,267,667.00 - I-5109 42344.3.GV1 I-40 in Buncombe County, pavement rehabilitation 9 ,102,844.00 - 6 ,959,099.95 2 ,143,744.05 - 5 ,695,577.00 - Division 14 I-4910 39997.3.GV1 I-40 in Haywood County, pavement rehabilitation 1 9,611,954.00 5,639.81 16,015,068.73 3 ,596,885.27 - 1 2,560,862.00 - I-5004 41454.3.GV1 I-40 in Haywood County, pavement rehabilitation 1 2,138,581.00 - 10,770,749.61 1 ,367,831.39 - 8 ,368,724.00 - I-5005 A 41456.3.GV1 I-26 in Henderson County, pavement rehabilitation 1 1,296,000.00 - 11,501,789.68 ( 205,789.68) - 7 ,920,000.00 - TOTAL 1 ,138,100,581.00 22,212,556.09 620,974,175.16 517,126,405.84 2 7,225,664.00 4 72,935,302.00 - *WBS created / No Funding **Allotment Includes Estimated Debt Service Expense Expenditures Trustee Reimbursement FHWA Reim NORTH CAROLINA DEPARTMENT OF TRANSPORTATION STATEMENT OF ALLOTMENTS, EXPENDITURES, AND RECEIPTS FOR GARVEE BOND PROJECTS INCEPTION THROUGH OCTOBER 31, 2010 HIGHWAY FUND EXHIBIT G2 Page 2 of 2 Inception to Date 1 ,689,686.00 7 47,028.00 3 ,303,602.00 2 4,618,751.00 5 ,139,591.00 3 ,152,633.00 1 ,192,276.00 2 34,245.00 9 80,896.00 1 49,400.00 2 58,309.00 5 ,314,747.00 4 ,775,570.00 2 ,263,483.00 1 41,668,891.00 mbursement Interstate National Maintenance Highway System Bond Proceeds (2008) Bond Proceeds (2010) Bond Premium Proceeds (2008) Less: Discount and Other Issuance Costs (2008) Less: Discount and Other Issuance Costs (2010) Total Initial Bond Proceeds Available Earnings on Assets From Prior Years Earnings on Assets From Current Year (See Exhibit B1) Less: Bond Management Fees (2008) Less: Bond Management Fees (2010) Less: Earnings used for Debt Service Total Funds Available Allocation of Funds 472,935,302.00 - (See Trustee Reimbursement in Exhibit G2) Unexpended Availability (See Exhibit A) NORTH CAROLINA DEPARTMENT OF TRANSPORTATION HIGHWAY FUND SUMMARY OF GARVEE BOND FUND AVAILABILITY AND ALLOCATIONS INCEPTION THROUGH OCTOBER 31, 2010 EXHIBIT G3 Total 287,565,000.00 262,067,697.38 12,230,868.60 ( 2,153,532.58) ( 510,754.50) 559,199,278.90 6 ,652,313.51 7 5,795.08 ( 99,757.76) ( 64,296.08) ( 5,299.00) 565,758,034.65 472,935,302.00 92,822,732.65 EXHIBIT H Expenditure Expenditure Current Period Year to Date Current Period Year to Date Current Period Year to Date Compared to 2010 Compared to 2010 Equipment Gain Brought Forward from Fiscal Year 2010 - 4 32,996.68 - 1 ,454,556.77 - 1 ,021,560.09 Funds Provided During Current Year Miscellaneous Receipts - - - - - - Equipment Rental Recovery 3 0,960.00 99,900.00 1 39,860.00 406,260.00 108,900.00 306,360.00 Total Funds Provided 3 0,960.00 99,900.00 1 39,860.00 406,260.00 108,900.00 306,360.00 Funds Applied During the Current Year Personnel - 1,310.00 3 ,280.00 22,524.74 3,280.00 21,214.74 General Operating Expense 1 66.07 (14,406.02) 1 65,493.13 148,745.94 165,327.06 163,151.96 Supplies and Materials 2 ,906.46 22,335.25 2 3,528.21 105,161.97 20,621.75 82,826.72 Purchase of Heavy Equipment - - - - - - Total Expenditures 3 ,072.53 9,239.23 1 92,301.34 276,432.65 189,228.81 267,193.42 Equipment Balance as of October 31, 2010 2 7,887.47 523,657.45 ( 52,441.34) 1,584,384.12 ( 80,328.81) 1,060,726.67 NORTH CAROLINA DEPARTMENT OF TRANSPORTATION STATEMENT OF EXPENSES AND REVENUES FOR AVIATION FUND FOR FISCAL YEAR 10-11, AS OF OCTOBER 31, 2010 Prior Year Current Year Year to Date Year to Date Year to Date Year to Date Year to Date Year to Date Year to Date Year to Date Year to Date Expenditures Expenditures Expenditures Expenditures Expenditures Expenditures Expenditures Expenditures Expenditures 2003 2004 2005 2006 2007 2008 2009 2010 2011 *INTERNAL ORDERS CO Internal Orders 6 2,433,358.92 4 3,577,138.50 (35,568,257.72) (839,458.95) (6,595,415.21) ( 16,863,793.66) (18,937,296.75) (36,228,248.89) 1,365,452.83 DOT Plant Maintenance Orders 3 65,183.23 1 ,129,422.29 1,253,200.50 (162,424.65) (170,093.32) ( 373,786.25) (1,729,324.01) 640,817.27 350,546.22 Eco Enhancement Program - 4 3,969,744.88 45,048,970.34 35,158,553.42 59,734,174.51 ( 123,925,720.95) 33,617,961.18 (47,105,788.80) (21,765,952.86) ROW Air Space 1 48,562.42 11,831.60 (157,784.46) (296,406.46) (966,047.82) ( 2,217,139.58) (1,181,155.72) (359,428.14) (183,411.15) PMTP - Networks - - - - - - - - - PMII Networks - HF - - - - - - - - 6,432.03 Facility Maintenance Orders - - - - - - - - 10,149.41 Transp Mobility & Safety Division Orders - - - - - - - 847.86 (579.66) Quality Enhancement Orders - - - - - - - - - TOTAL INTERNAL ORDERS 6 2,947,104.57 8 8,688,137.27 10,576,128.66 3 3,860,263.36 5 2,002,618.16 ( 143,380,440.44) 11,770,184.70 (83,051,800.70) (20,217,363.18) *All current month activity for Internal Orders is reported on Exhibit C NORTH CAROLINA DEPARTMENT OF TRANSPORTATION HIGHWAY FUND STATEMENT OF COMPARATIVE INTERNAL ORDER BALANCES FOR FISCAL YEAR 10-11, AS OF OCTOBER 31, 2010 EXHIBIT I Life To Date Expenditures ( 7,656,520.93) 1 ,303,541.28 2 4,731,941.72 ( 5,200,979.31) - 6 ,432.03 1 0,149.41 2 68.20 - 1 3,194,832.40 EXHIBIT J Allotments Unexpended Description Federal Funding Current Period Inception to Date Allotments Current Period Inception to Date Highway Infrastructure Investment Grants: C200 ARRA Areas < 200K Population 128,587,029.00 4,079,212.74 6 2,253,315.85 66,333,713.15 4,922,767.00 6 2,124,037.00 C220 ARRA Transportation Enhancements 22,065,801.00 853,422.41 9 ,741,442.44 12,324,358.56 983,233.00 9 ,599,788.00 C230A ARRA Urbanized Areas > 200K Population - City of Asheville 6,073,959.00 301,204.53 2 ,934,781.74 3,139,177.26 333,671.00 2 ,932,080.00 C230C ARRA Urbanized Areas > 200K Population - City of Charlotte 20,142,669.00 2,700,054.63 1 0,297,030.78 9,845,638.22 2,928,888.00 1 0,116,691.00 C230D ARRA Urbanized Areas > 200K Population - City of Durham 7,706,430.00 342,155.49 3 ,101,175.11 4,605,254.89 318,159.00 2 ,886,218.00 C230F ARRA Urbanized Areas > 200K Population - City of Fayetteville 7,576,151.00 - - 7,576,151.00 - - C230G ARRA Urbanized Areas > 200K Population - City of Greensboro 7,343,577.00 13,030.90 2 ,409,032.54 4,934,544.46 24,149.00 2 ,406,276.00 C230R ARRA Urbanized Areas > 200K Population - City of Raleigh 9,911,027.00 678,477.77 3 ,927,804.63 5,983,222.37 1,325,944.00 3 ,907,907.00 C230W ARRA Urbanized Areas > 200K Population - City of Winston Salem 8,204,518.00 - 8 ,204,518.00 - - 8 ,204,518.00 C240 ARRA Available for all Areas (FLEX) 492,802,878.00 29,676,965.99 3 39,094,655.09 153,708,222.91 35,642,440.00 3 38,222,563.00 C250 ARRA Rural Areas < 5K Population 19,995,645.00 701,992.67 1 7,012,202.61 2,983,442.39 893,090.00 1 6,992,671.00 CTDG ARRA STP TIGER Grant 10,000,000.00 3,672,531.95 3 ,673,504.84 6,326,495.16 3,672,535.00 3 ,673,504.00 ARRA TOTAL - Highway Infrastructure Grants 740,409,684.00 43,019,049.08 4 62,649,463.63 277,760,220.37 51,044,876.00 4 61,066,253.00 ARRA - Federal Transit Administration (FTA) Section 5311 Nonurbanized Area Formula Program 33,027,307.00 1,586,119.24 4 ,451,875.68 28,575,431.32 2,087,916.00 4 ,033,099.00 ARRA - Federal Rail Administration (FRA) Capital Assistance for High Speed Rail 37,241,858.00 1 ,763.55 4 ,565,085.76 32,676,772.24 4,563,321.00 4 ,563,321.00 NORTH CAROLINA DEPARTMENT OF TRANSPORTATION HIGHWAY FUND STATEMENT OF ALLOTMENTS, EXPENDITURES, AND RECEIPTS AMERICAN RECOVERY AND REINVESTMENT ACT (ARRA) PROJECTS INCEPTION THROUGH OCTOBER 31, 2010 Program Expenditures FHWA Reimbursement Code EXHIBIT A Cash Cash in Bank - Other Accounts State Treasurer Bank Balance 4 2,238,943.64 Total Cash 42,238,943.64 Accounts Receivable 141,070.44 Advance to Turnpike Authority 18,279,129.74 Other Receivables 76,902.02 Total Current Assets 60,736,045.84 Total Assets 60,736,045.84 Accounts Payable 1,301,595.90 Intragovernmental Payable Other Liabilities 3,413,575.76 Total Liabilities 4,715,171.66 Retained Earnings (132,465,964.02) Fund Balance 134,646,203.42 Revenues 3 33,024,471.60 Expenditures ( 279,183,836.82) Change in Fund Balance Year to Date 53,840,634.78 Total Fund Balance 188,486,838.20 Total Liabilities and Fund Balance 60,736,045.84 NORTH CAROLINA DEPARTMENT OF TRANSPORTATION HIGHWAY TRUST FUND BALANCE SHEET FOR FISCAL YEAR 10-11, AS OF OCTOBER 31, 2010 EXHIBIT B1 Page 1 of 4 MONTH YEAR TO DATE MONTH YEAR TO DATE YEAR TOTAL YEAR TO DATE MOTOR VEHICLE REVENUE: TITLE FEE 5,841,911.50 25,071,872.74 5,605,739.31 24,241,189.32 73,700,000.00 24,612,336.81 459,535.93 LIEN RECORDING 256,012.00 1,106,994.00 216,887.00 941,051.00 3,200,000.00 1,043,918.03 63,075.97 GASOLINE TAX 34,656,735.13 140,911,101.63 31,909,021.24 130,239,087.15 393,380,000.00 134,150,681.02 6,760,420.61 GASOLINE TAX - LUST FUND 551,891.38 2,272,462.64 542,673.70 2,215,002.62 - - 2,272,462.64 GASOLINE TAX LUST FUND TRANSFERRED OUT (551,891.38) (2,272,462.64) (542,673.70) (2,215,002.62) - - (2,272,462.64) MOTOR FUEL TAX GF INSPECTION TAX 21,818.83 96,412.71 18,689.13 81,609.74 - - 96,412.71 MOTOR FUEL TAX GF INSPECTION TRANSFERRED OUT (21,818.83) (96,412.71) (18,689.13) (81,609.74) - - (96,412.71) HIGHWAY USE TAX 35,797,958.79 156,101,264.64 32,294,700.96 147,659,315.64 445,000,000.00 149,173,420.93 6,927,843.71 MISCELLANEOUS REGISTRATION FEES 777,032.65 3,328,852.71 819,849.99 3,684,432.39 12,050,000.00 4,329,204.42 (1,000,351.71) INTEREST ON FUNDS INVESTED BY TREASURER 37,776.30 130,468.01 49,476.80 141,079.40 1,400,000.00 191,942.27 (61,474.26) TRANSFERS IN/OUT (124,492.25) (262,628.48) (11,186.33) 13,457.50 - - (262,628.48) TOTAL MOTOR VEHICLE REVENUE 7 7,242,934.12 3 26,387,925.25 70,884,488.97 306,919,612.40 9 28,730,000.00 313,501,503.48 1 2,886,421.77 CURRENT YEAR PRIOR YEAR ESTIMATE CURRENT YEAR COMPARED TO ESTIMATE NORTH CAROLINA DEPARTMENT OF TRANSPORTATION HIGHWAY TRUST FUND STATEMENT OF FEES, TAXES AND OTHER FOR FISCAL YEAR 10-11, AS OF OCTOBER 31, 2010 EXHIBIT B1 Page 2 of 4 GROSS LESS GROSS LESS REVENUE REFUNDS UNCOLLECTIBLES NET REVENUE REVENUE REFUNDS UNCOLLECTIBLES NET REVENUE MOTOR VEHICLE REVENUE: TITLE FEE 5,846,519.50 3,374.00 1,234.00 5,841,911.50 25,087,410.74 12,219.00 3,319.00 25,071,872.74 LIEN RECORDING 256,166.00 126.00 28.00 256,012.00 1,107,655.00 633.00 28.00 1,106,994.00 GASOLINE TAX 35,370,766.32 714,031.19 - 34,656,735.13 145,358,123.80 4,447,022.17 - 140,911,101.63 GASOLINE TAX - LUST FUND 551,891.38 - - 551,891.38 2,272,462.64 - - 2,272,462.64 GASOLINE TAX LUST FUND TRANSFERRED OUT (551,891.38) - - (551,891.38) (2,272,462.64) - - (2,272,462.64) MOTOR FUEL TAX GF INSPECTION TAX 21,818.83 - - 21,818.83 96,412.71 - - 96,412.71 MOTOR FUEL TAX GF INSPECTION TRANSFERRED OUT (21,818.83) - - (21,818.83) (96,412.71) - - (96,412.71) HIGHWAY USE TAX 35,849,732.57 44,488.12 7,285.66 35,797,958.79 156,289,458.74 172,969.42 15,224.68 156,101,264.64 MISCELLANEOUS REGISTRATION FEES 777,740.15 357.50 350.00 777,032.65 3,331,666.46 2,362.75 451.00 3,328,852.71 INTEREST ON FUNDS INVESTED BY TREASURER 37,776.30 - - 37,776.30 130,468.01 - - 130,468.01 TRANSFERS IN/OUT (124,492.25) - - (124,492.25) (262,628.48) - - (262,628.48) TOTAL MOTOR VEHICLE REVENUE 7 8,014,208.59 7 62,376.81 8,897.66 77,242,934.12 3 31,042,154.27 4,635,206.34 1 9,022.68 3 26,387,925.25 CURRENT MONTH YEAR TO DATE NORTH CAROLINA DEPARTMENT OF TRANSPORTATION HIGHWAY TRUST FUND STATEMENT OF FEES, TAXES AND OTHER FOR FISCAL YEAR 10-11, AS OF OCTOBER 31, 2010 GROSS LESS ACCOUNT GROSS LESS REVENUE REFUNDS UNCOLL'BLE NET REVENUE TRANSFERS* BALANCE REVENUE REFUNDS UNCOLL'BLE MOTOR VEHICLE REVENUE: HIGHWAY USE TAX 34,693,118.33 44,488.12 7,285.66 34,641,344.55 (1,156,614.24) 35,797,958.79 151,905,315.59 172,969.42 15,224.68 TITLE FEE 5,846,519.50 3,374.00 1,234.00 5,841,911.50 - 5 ,841,911.50 25,087,410.74 12,219.00 3,319.00 LIEN RECORDING 256,166.00 126.00 28.00 256,012.00 - 2 56,012.00 1,107,655.00 633.00 28.00 REGISTRATION 777,740.15 357.50 350.00 777,032.65 - 7 77,032.65 3,331,666.46 2,362.75 451.00 TOTAL MOTOR VEHICLE REVENUE 41,573,543.98 48,345.62 8 ,897.66 41,516,300.70 (1,156,614.24) 42,672,914.94 181,432,047.79 1 88,184.17 19,022.68 * Transfers that are Due to or Due From other Agencies and Special Accounts YEAR TO DATE NORTH CAROLINA DEPARTMENT OF TRANSPORTATION HIGHWAY TRUST FUND STATEMENT OF FEES, TAXES AND OTHER FOR FISCAL YEAR 10-11, AS OF OCTOBER 31, 2010 CURRENT MONTH EXHIBIT B1 Page 3 of 4 NET REVENUE 1 51,717,121.49 2 5,071,872.74 1 ,106,994.00 3 ,328,852.71 1 81,224,840.94 INCREASE INCREASE CURRENT YEAR PRIOR YEAR (DECREASE) PERCENT CURRENT YEAR PRIOR YEAR (DECREASE MOTOR VEHICLE REVENUE: HIGHWAY USE TAX 34,641,344.55 30,933,731.65 3,707,612.90 0.12 151,717,121.49 141,764,969.58 9,952,151.91 TITLE FEE 5,841,911.50 5,605,739.31 236,172.19 0.04 25,071,872.74 24,241,189.32 830,683.42 LIEN RECORDING 256,012.00 216,887.00 39,125.00 0.18 1,106,994.00 941,051.00 165,943.00 REGISTRATION 777,032.65 819,849.99 (42,817.34) (0.05) 3,328,852.71 3,684,432.39 (355,579.68) TOTAL MOTOR VEHICLE REVENUE 41,516,300.70 37,576,207.95 3,940,092.75 0.10 181,224,840.94 170,631,642.29 10,593,198.65 STATEMENT OF FEES, TAXES AND OTHER NORTH CAROLINA DEPARTMENT OF TRANSPORTATION HIGHWAY TRUST FUND MONTH YEAR TO DATE FOR FISCAL YEAR 10-11, AS OF OCTOBER 31, 2010 EXHIBIT B1 Page 4 of 4 PERCENT 0.07 0.03 0.18 (0.10) 0.06 EXHIBIT B2 MONTH YEAR TO DATE MONTH YEAR TO DATE Intrastate - HTF Local Government Participation 5 68,484.86 - 568,484.86 5 8,660.86 58,660.86 (65,589.56) ( 65,589.56) 5 09,824.00 Property Owners Participation 3 36,296.39 ( 25,000.00) 311,296.39 - - - (25,000.00) 3 11,296.39 Intrastate - HTF 9 04,781.25 ( 25,000.00) 879,781.25 5 8,660.86 58,660.86 (65,589.56) ( 90,589.56) 8 21,120.39 Intrastate- 96 Bond Local Government Participation - - - - - - 459,418.25 - Property Owners Participation - - - - - - - - Intrastate- 96 Bond - - - - - - 459,418.25 - Secondary Construction- HTF Property Owners Participation 1 8,955.41 - 18,955.41 - - - - 18,955.41 Secondary Construction- HTF 1 8,955.41 - 18,955.41 - - - - 18,955.41 Urban Loops- HTF Local Government Participation 4 79,880.72 - 479,880.72 - - - - 479,880.72 Urban Loops- HTF 4 79,880.72 - 479,880.72 - - - - 479,880.72 Moving Ahead Construction Local Government Participation 2 27,532.56 300,000.00 527,532.56 2 5,281.40 25,281.40 25,281.40 2 5,281.40 5 02,251.16 Moving Ahead Construction 2 27,532.56 300,000.00 527,532.56 2 5,281.40 25,281.40 25,281.40 2 5,281.40 5 02,251.16 Moving Ahead Public Transportation Local Government Participation-Bicycle 7 0,061.46 - 70,061.46 - - - - 70,061.46 Moving Ahead Public Transportation 70,061.46 - 7 0,061.46 - - - - 70,061.46 Construction Statewide Urban Property Owners Participation 284,347.20 2 39,065.30 5 23,412.50 - - - - 523,412.50 Construction Statewide Urban 284,347.20 2 39,065.30 5 23,412.50 - - - - 523,412.50 Total Participation Revenues 1,985,558.60 5 14,065.30 2 ,499,623.90 8 3,942.26 8 3,942.26 (40,308.16) 3 94,110.09 2,415,681.64 NORTH CAROLINA DEPARTMENT OF TRANSPORTATION HIGHWAY TRUST FUND STATEMENT OF PARTICIPATION REVENUE FOR FISCAL YEAR 10-11, AS OF OCTOBER 31, 2010 UNREALIZED PARTICIPATION REVENUE CURRENT YEAR PRIOR YEAR UNREALIZED PRIOR YEAR BALANCE CURRENT YEAR ESTIMATED REVENUE TOTAL ESTIMATED REVENUE ACTUAL REVENUE Unexpended Allotments Total Unallotted Unexpended Brought Forward Appropriations Allotments Current Period Year to Date Appropriations Appropriations CURRENT ACCOUNTS Program Administration - 68,444,907.93 9,883,707.86 263,294.82 10,147,002.68 58,561,200.07 58,297,905.25 Transfer to Gen Fund - 72,894,864.00 18,223,716.00 - 18,223,716.00 54,671,148.00 54,671,148.00 Transfer to Hwy Fund - 58,425.34 - 13,001.63 (1,573,889.91) 58,425.34 1,632,315.25 Debt Service - 84,541,422.60 6,223,074.80 - 6,223,074.80 78,318,347.80 78,318,347.80 PMII networks -Trust - - - (1,668.60) 308.69 - (308.69) Transfer to Turnpike Authority - 126,789,563.24 6,250,000.00 6,000,000.00 12,250,000.00 120,539,563.24 114,539,563.24 TOTAL CURRENT ACCOUNTS - 352,729,183.11 40,580,498.66 6,274,627.85 45,270,212.26 312,148,684.45 307,458,970.85 ENCUMBRANCE ACCOUNTS Intrastate- HTF 172,302,329.33 480,859,340.94 16,903,960.96 5,545,414.41 47,511,669.22 463,955,379.98 605,650,001.05 Intrastate- 96 Bond Fund 2 30,470.68 12,828.99 137.33 1,858.68 90,859.98 12,691.66 152,439.69 Secondary Const -HTF 93,879,126.64 132,040,273.70 18,569,292.71 3,295,688.34 13,120,325.17 113,470,980.99 212,799,075.18 Secondary Const - 96 Bond Fund ( 85,168.69) 291,592.55 20,061.79 139.73 (134,639.51) 271,530.76 341,063.37 Urban Loops - HTF 41,641,984.15 208,284,734.86 12,606,919.96 2,306,869.00 14,212,442.25 195,677,814.90 235,714,276.76 Urban Loops - 96 Bond 1,330,192.85 637,272.38 - 3.48 (12,661.24) 637,272.38 1,980,126.47 Expenditures NORTH CAROLINA DEPARTMENT OF TRANSPORTATION HIGHWAY TRUST FUND STATEMENT OF APPROPRIATIONS, APPORTIONMENTS, PARTICIPATIONS, ALLOTMENTS AND EXPENDITURES FOR FISCAL YEAR 10-11, AS OF OCTOBER 31, 2010 EXHIBIT C Page 1 of 4 Unexpended Allotments ( 263,294.82) - 1 ,573,889.91 - (308.69) ( 6,000,000.00) ( 4,689,713.60) 1 41,694,621.07 1 39,748.03 9 9,328,094.19 6 9,532.61 4 0,036,461.86 1 ,342,854.09 Unexpended Allotments Total Unallotted Unexpended Brought Forward Appropriations Allotments Current Period Year to Date Appropriations Appropriations ENCUMBRANCE ACCOUNTS HTF Util - Pavement Preservation 3,465,006.22 788,490.32 (55,635.50) 296,051.72 775,817.51 844,125.82 3,477,679.04 HTF Util - Traffic Signalization 9 62,853.52 127,157.39 9,813.95 - 873.94 117,343.44 1,089,136.97 HTF Util - PE on Non TIP Projects ( 239,830.04) 3,696,265.80 (486,318.86) 129,840.91 164,006.64 4,182,584.66 3,292,429.12 HTF Util - Public Transportation 2,351,444.63 36,804,139.15 301,079.90 (15,151.67) (12,012.30) 36,503,059.25 39,167,596.08 TF State Aid to Municipalities 2 50,000.00 82,454,059.23 37,800,720.78 - 38,050,720.78 44,653,338.45 44,653,338.45 Small Urban HTF 3 37,009.29 169,780.82 - - - 169,780.82 506,790.11 Moving Ahead Construction 6,288,016.83 2,756,026.69 (874,826.80) 328,787.97 3,134,629.87 3,630,853.49 5,909,413.65 Moving Ahead Public Transportation 16,325,219.85 137,128.88 (63,123.62) 518,979.00 758,755.45 200,252.50 15,703,593.28 State Funds Construction HTF - 24,897,865.93 - - - 24,897,865.93 24,897,865.93 Construction Primary HTF 27,270,611.75 18,924,656.70 18,924,656.70 2,422,782.65 6,543,738.30 - 39,651,530.15 Const Statewide Secondary HTF 7,029,796.39 11,446,206.32 11,446,206.32 407,821.54 2,134,725.57 - 16,341,277.14 Const Statewide Urban HTF 33,306,471.91 10,962,292.67 10,962,292.67 260,731.05 4,355,575.11 - 39,913,189.47 Bridge Replacement HTF 13,045,165.37 1,201,132.05 1,201,132.05 1,054,224.23 4,167,434.25 - 10,078,863.17 Railroad Program HTF 19,560,739.13 4,511,031.46 4,511,031.46 1,485,233.38 2,060,612.39 - 22,011,158.20 FHWA State Match HTF 495,477,015.93 67,388,801.80 46,699,249.01 18,786,181.28 85,660,258.40 20,689,552.79 477,205,559.33 Cap Improvements HTF 18,997,801.58 172.38 - 1,350,364.52 4,161,243.12 172.38 14,836,730.84 MPO/RPO Trans Plan 7 89,114.03 2,248,855.86 1,815,725.00 147.14 616,703.74 433,130.86 2,421,266.15 NC Mobility Fund - 39,000,000.00 - - - 39,000,000.00 39,000,000.00 TOTAL ENCUMBRANCE ACCOUNTS 954,515,371.36 1,129,640,106.86 180,292,375.81 38,175,967.36 2 27,361,078.64 949,347,731.06 1,856,794,399.58 TOTAL HIGHWAY TRUST FUND 954,515,371.36 1,482,369,289.97 220,872,874.47 44,450,595.21 2 72,631,290.90 1,261,496,415.51 2,164,253,370.43 Expenditures NORTH CAROLINA DEPARTMENT OF TRANSPORTATION HIGHWAY TRUST FUND STATEMENT OF APPROPRIATIONS, APPORTIONMENTS, PARTICIPATIONS, ALLOTMENTS AND EXPENDITURES FOR FISCAL YEAR 10-11, AS OF OCTOBER 31, 2010 EXHIBIT C Page 2 of 4 Unexpended Allotments 2 ,633,553.22 9 71,793.53 ( 890,155.54) 2 ,664,536.83 - 3 37,009.29 2 ,278,560.16 1 5,503,340.78 - 3 9,651,530.15 1 6,341,277.14 3 9,913,189.47 1 0,078,863.17 2 2,011,158.20 4 56,516,006.54 1 4,836,558.46 1 ,988,135.29 - 9 07,446,668.52 9 02,756,954.92 2010 2011 Expenditure Yearly Yearly Appropriations Current Period Appropriations Current Period Year to Date Appropriations Current Period Year to Date Compared to 2010 Compared to 2010 CURRENT ACCOUNTS Program Administration 66,167,787.93 1,267,630.35 10,405,443.36 68,444,907.93 263,294.82 10,147,002.68 2,277,120.00 (1,004,335.53) Transfer to Gen Fund 108,561,829.00 - 27,140,457.25 72,894,864.00 - 18,223,716.00 (35,666,965.00) - Transfer to Hwy Fund 1,574,419.72 1,344,528.83 1,408,873.85 58,425.34 13,001.63 (1,573,889.91) (1,515,994.38) (1,331,527.20) Debt Service 82,731,000.00 - 1,598,375.00 84,541,422.60 - 6,223,074.80 1,810,422.60 - PMII networks -Trust - 732.35 4,830.66 - (1,668.60) 308.69 - (2,400.95) Transfer to Turnpike Authority 64,000,000.00 - 6,250,000.00 126,789,563.24 6,000,000.00 12,250,000.00 62,789,563.24 6,000,000.00 TOTAL CURRENT ACCOUNTS 323,035,036.65 2,612,891.53 46,807,980.12 352,729,183.11 6,274,627.85 45,270,212.26 29,694,146.46 3,661,736.32 ENCUMBRANCE ACCOUNTS Intrastate- HTF 364,404,413.81 3,227,208.84 39,876,451.66 480,859,340.94 5,545,414.41 47,511,669.22 116,454,927.13 2,318,205.57 Intrastate- 96 Bond Fund ( 68,259.94) 10.59 6,489.47 12,828.99 1,858.68 90,859.98 81,088.93 1,848.09 Secondary Const -HTF 80,884,813.75 2,724,394.14 9,811,071.34 132,040,273.70 3,295,688.34 13,120,325.17 51,155,459.95 571,294.20 Secondary Const - 96 Bond Fund 3 09,140.63 19,301.89 67,606.97 291,592.55 139.73 (134,639.51) (17,548.08) (19,162.16) Urban Loops - HTF 139,492,886.96 2,737,062.30 7,995,673.13 208,284,734.86 2,306,869.00 14,212,442.25 68,791,847.90 (430,193.30) Urban Loops - 96 Bond 5 00,000.00 272,108.76 277,900.30 637,272.38 3.48 (12,661.24) 137,272.38 (272,105.28) NORTH CAROLINA DEPARTMENT OF TRANSPORTATION HIGHWAY TRUST FUND STATEMENT OF APPROPRIATIONS, APPORTIONMENTS, PARTICIPATIONS, ALLOTMENTS AND EXPENDITURES FOR FISCAL YEAR 10-11, AS OF OCTOBER 31, 2010 2010 2011 Expenditures Expenditures EXHIBIT C Page 3 of 4 Expenditure Year to Date Compared to 2010 ( 258,440.68) ( 8,916,741.25) ( 2,982,763.76) 4 ,624,699.80 (4,521.97) 6 ,000,000.00 ( 1,537,767.86) 7 ,635,217.56 8 4,370.51 3 ,309,253.83 ( 202,246.48) 6 ,216,769.12 ( 290,561.54) 2010 2011 Expenditure Yearly Yearly Appropriations Current Period Appropriations Current Period Year to Date Appropriations Current Period Year to Date Compared to 2010 Compared to 2010 ENCUMBRANCE ACCOUNTS HTF Util - Pavement Preservation 7 12,684.92 (19,954.51) 96,685.06 788,490.32 296,051.72 775,817.51 75,805.40 316,006.23 HTF Util - Traffic Signalization 3 49,064.38 32,725.75 (85,176.57) 127,157.39 - 873.94 (221,906.99) (32,725.75) HTF Util - PE on Non TIP Projects 2,210,934.52 111,640.72 (168,435.48) 3,696,265.80 129,840.91 164,006.64 1,485,331.28 18,200.19 HTF Util - Public Transportation 40,132,009.34 119,601.10 3,582,929.58 36,804,139.15 (15,151.67) (12,012.30) (3,327,870.19) (134,752.77) TF State Aid to Municipalities 84,536,201.98 43,128,309.08 43,128,309.08 82,454,059.23 - 38,050,720.78 (2,082,142.75) (43,128,309.08) Small Urban HTF 3 83,158.04 - - 169,780.82 - - (213,377.22) - Moving Ahead Construction 3,725,120.75 (313,132.96) 342,873.37 2,756,026.69 328,787.97 3,134,629.87 (969,094.06) 641,920.94 Moving Ahead Public Transportation 4 58,685.74 133,945.75 677,475.71 137,128.88 518,979.00 758,755.45 (321,556.86) 385,033.25 State Funds Construction HTF 109,566,373.78 - - 24,897,865.93 - - (84,668,507.85) - Construction Primary HTF ( 7,901,893.97) 5,276,972.52 14,437,943.76 18,924,656.70 2,422,782.65 6,543,738.30 26,826,550.67 (2,854,189.87) Const Statewide Secondary HTF 1,425,053.06 373,672.94 3,998,513.35 11,446,206.32 407,821.54 2,134,725.57 10,021,153.26 34,148.61 Const Statewide Urban HTF 10,965,766.87 967,550.15 5,636,846.38 10,962,292.67 260,731.05 4,355,575.11 (3,474.20) (706,819.10) Bridge Replacement HTF 1,398,236.64 169,042.07 1,137,268.97 1,201,132.05 1,054,224.23 4,167,434.25 (197,104.59) 885,182.16 Railroad Program HTF 24,358,392.57 1,340,711.37 5,328,327.91 4,511,031.46 1,485,233.38 2,060,612.39 (19,847,361.11) 144,522.01 FHWA State Match HTF 103,348,403.75 16,345,818.07 89,242,971.18 67,388,801.80 18,786,181.28 85,660,258.40 (35,959,601.95) 2,440,363.21 Cap Improvements HTF - 309,650.01 1,359,180.65 172.38 1,350,364.52 4,161,243.12 172.38 1,040,714.51 MPO/RPO Trans Plan 2,248,855.86 22,678.00 466,279.19 2,248,855.86 147.14 616,703.74 - (22,530.86) NC Mobility Fund - - - 39,000,000.00 - - 39,000,000.00 - TOTAL ENCUMBRANCE ACCOUNTS 963,440,043.44 76,979,316.58 227,217,185.01 ############## 38,175,967.36 227,361,078.64 166,200,063.43 (38,803,349.22) TOTAL HIGHWAY TRUST FUND 1,286,475,080.09 79,592,208.11 274,025,165.13 ############## 44,450,595.21 272,631,290.90 195,894,209.89 (35,141,612.90) NORTH CAROLINA DEPARTMENT OF TRANSPORTATION HIGHWAY TRUST FUND STATEMENT OF APPROPRIATIONS, APPORTIONMENTS, PARTICIPATIONS, ALLOTMENTS AND EXPENDITURES FOR FISCAL YEAR 10-11, AS OF OCTOBER 31, 2010 2010 2011 Expenditures Expenditures EXHIBIT C Page 4 of 4 Expenditure Year to Date Compared to 2010 679,132.45 86,050.51 332,442.12 (3,594,941.88) (5,077,588.30) - 2,791,756.50 81,279.74 - (7,894,205.46) (1,863,787.78) (1,281,271.27) 3,030,165.28 (3,267,715.52) (3,582,712.79) 2,802,062.48 150,424.55 - 143,893.63 (1,393,874.23) FISCAL YEAR FISCAL YEAR FISCAL YEAR FISCAL YEAR 2011-2012 2012-2013 2013-2014 2014-2015 System Type Cash Flow Contract Cash Flow Contract Cash Flow Contract Cash Flow Contract State Construction - - - - Intrastate 13,776,724.00 9,860,173.00 - - Urban Loops 1,583,450.00 - - - Secondary - - - - Total 15,360,174.00 9,860,173.00 - - Note: These amounts will be deducted from the respective future fiscal year appropriation. These appropriations ar current or a prior fiscal year and have been approved by The Board of Transportation. NORTH CAROLINA DEPARTMENT OF TRANSPORTATION HIGHWAY TRUST FUND STATEMENT OF CASH FLOW FROM FUTURE YEARS FOR FISCAL YEAR 10-11, AS OF OCTOBER 31, 2010 EXHIBIT D TOTAL Cash Flow Contract - 23,636,897.00 1 ,583,450.00 - 25,220,347.00 re included in either the CURRENT CURRENT MONTH YEAR UNALLOCATED AT JULY 1, 2010 3 8,591,344.96 UNALLOCATED AT SEPTEMBER 30, 2010 2 5,793,837.77 TRANSFERS: FROM INTRASTATE - 1 7,916,550.00 FROM URBAN LOOP - 1 5,583,450.00 FROM SECONDARY ** - - TOTAL AVAILABLE 2 5,793,837.77 7 2,091,344.96 LESS: ALLOCATION BY SYSTEM Primary 6 88,622.38 19,080,031.81 Secondary - 11,531,645.83 Urban - 10,173,319.88 Bridge Replacement - 1,201,132.05 Rail - 5,000,000.00 State Funds Construction - - Match for Federal-Aid - HTF - - Match for Federal-Aid - Cash Flow - - 1 DOT Funding 2 07,349.46 207,349.46 Cap Improvements - - TOTAL ALLOCATION 8 95,971.84 4 7,193,479.03 LESS: Loan to Turnpike - - Participation in Turnpike Projects - - UNALLOCATED BALANCE OCTOBER 31, 2010 2 4,897,865.93 2 4,897,865.93 * GS 136-176(c) authorizes the Secretary of Transportation to transfer from the Highway Trust Fund to the Highway Fund to finance projects on the Tran ** Pursuant to the provisions of GS 136-44.2A through GS 136-44.5C funds are transferred from Secondary Trust Fund County Construction when reven insufficient to provide $68,670,000 for Secondary Road Construction Plan in the Highway Fund. NORTH CAROLINA DEPARTMENT OF TRANSPORTATION HIGHWAY TRUST FUND STATEMENT OF TRANSFERS FOR TRANSPORTATION IMPROVEMENT PLAN PROJECTS* FOR FISCAL YEAR 10-11, AS OF OCTOBER 31, 2010 EXHIBIT E 1990-2011 INCEPTION-TO-DATE 3 ,642,402,217.04 1 ,843,370,075.00 8 ,633,383.69 5 ,494,405,675.73 7 86,184,224.79 1 90,837,652.16 8 80,194,400.15 1 05,531,089.24 1 02,496,551.01 1 2,400,000.00 2 ,838,350,737.54 4 89,939,941.45 2 5,207,349.46 3 5,745,964.00 5 ,466,887,909.80 - 2 ,619,900.00 2 4,897,865.93 ansportation Improvement Program. enues in the Highway Fund are Secondary Intrastate Roads Urban Loops Bond Funds Available 300,000,000.00 150,000,000.00 500,000,000.00 Participation Available 960,459.95 20,102.74 4,621,717.62 Adjustment for Bond Sale ( 35,139.91) (22,841.00) (15,227.00) Total Available 300,925,320.04 149,997,261.74 504,606,490.62 Total Allotted 300,912,628.38 149,725,730.98 503,969,218.24 Unallotted 12,691.66 271,530.76 6 37,272.38 Total Expended 300,772,880.35 149,656,198.37 502,626,364.15 Unexpended Allotments 139,748.03 69,532.61 1,342,854.09 Unexpended Availability 152,439.69 341,063.37 1,980,126.47 NORTH CAROLINA DEPARTMENT OF TRANSPORTATION HIGHWAY TRUST FUND SUMMARY OF BOND FUND AVAILABILITY, ALLOTMENTS AND EXPENDITURES INCEPTION THROUGH OCTOBER 31, 2010 EXHIBIT F Total 950,000,000.00 5 ,602,280.31 ( 73,207.91) 955,529,072.40 954,607,577.60 9 21,494.80 953,055,442.87 1 ,552,134.73 2 ,473,629.53 SCHEDULE 1 Unexpended Current Year Allotments Total Unallotted Unexpended Unexpended Revenue / Brought Forward Appropriations Allotments Current Period Year to Date Current Period Year to Date Appropriations Appropriations Allotments Expenditures Governors' Highway Safety - - - - - - - - - - - Airports Program - - - - - - - - - - - Public Transportation - - - - - - - - - - - HTF Utilization - Public Transportation - - - - - - - - - - - Moving Ahead Public Transportation - - - - - - - - - - - Total Sub-Recipient Share - - - - - - - - - - - NORTH CAROLINA DEPARTMENT OF TRANSPORTATION STATEMENT OF SUB-RECIPIENT SHARE REVENUES AND EXPENDITURES CURRENT FISCAL YEAR FOR FISCAL YEAR 10-11, AS OF OCTOBER 31, 2010 STATEMENT OF APPROPRIATIONS, APPORTIONMENTS, PARTICIPATIONS, ALLOTMENTS, REVENUES AND EXPENDITURES North Carolina's Office of State Controller defines “Provider Match” within the Revenue Accounts of the North Carolina Accounting System (NCAS). Considered a Grant, Provider Match “represents the revenue offset when expenditures are grossed up for the local share to show the total cost of programs (paper entry/ noncash transactions).” NCDOT reports Provider Match - DSH CPE (DSH = disproportionate share) and refers to the same as “Sub-Recipient Share”. Expenditures Revenues The values represented in this schedule have been excluded from Exhibits B2 and C in both Highway and Highway Trust Fund. Total Prior Years Revenue Total Prior Years Expenditures Total Current Period Revenue Total Current Period Expenditures Total Current Year Revenue Total Current Year Expenditures Life to Date Revenues Life to Date Expenditures Construction & Maintenance Highway Fund Federal Highway 1 68,702.33 - - - - - 168,702.33 - GHSP 8 ,596,230.66 8,974,246.24 - - - - 8,596,230.66 8,974,246.24 Airports Program 2 30,839,153.22 231,521,093.18 - - - - 230,839,153.22 231,521,093.18 Public Transportation 4 99,025,319.81 523,263,235.34 - - - - 499,025,319.81 523,263,235.34 Construction & Maintenance Highway Trust Fund Public Transportation 1 57,221,630.95 147,521,924.01 - - - - 157,221,630.95 147,521,924.01 Moving Ahead Public Transportation 3 3,302,603.44 19,335,790.21 - - - - 33,302,603.44 19,335,790.21 Total Sub-Recipient Share 9 29,153,640.41 9 30,616,288.98 - - - - 9 29,153,640.41 930,616,288.98 STATEMENT OF SUB-RECIPIENT SHARE REVENUES AND EXPENDITURES LIFE TO DATE FOR FISCAL YEAR 10-11, AS OF OCTOBER 31, 2010 NORTH CAROLINA DEPARTMENT OF TRANSPORTATION HIGHWAY FUND AND HIGHWAY TRUST FUND SCHEDULE 2 NORTH CAROLINA DEPARTMENT OF TRANSPORATION STATE INFRASTRUCTURE BANK NARRATIVE The State Infrastructure Bank (SIB) is an investment fund that offers loans and other types of financial assistance to transportation facilities and projects that will contribute to meeting the States’s transportation goals. These facilities may include highway, rail, transit, intermodal, and other types. Borrowers include any public entity. Private companies and non-profit organizations are eligible but with some restrictions. The SIB was established in July 1997 by G.S. 136-18 and received an initial infusion of equity capital in April 1998 from which the loans will be made. Repayments of principal and interest as well as other financial assistance will be used to replenish the fund. This secondary infusion of funds into the SIB creates a revolving loan fund and permits the SIB to become a self-sustaining financial institution. The SIB program was created through the National Highway System legislation in 1995 and was authorized under Section 350 of the National Highway System Designation Act of 1995, Public Law 104-59, 23 U.S.C.G.S. 101 note. Each state DOT may capitalize their bank with up to 10% annually of their federal gas tax funds. G.S 136-18 EXHIBIT A Cash Budget Code 64202 2 ,364,454.87 Budget Code 64203 1 63,260.00 Budget Code 64206 7 ,458.87 Budget Code 64207 1 12,526.56 Total Cash 2,647,700.30 Notes Receivable (Loan Proceeds) Halifax - North Hampton Regional Airport Authority (64206) 240,000.00 Halifax - North Hampton Regional Airport Authority (64207) 350,000.00 Halifax - North Hampton Regional Airport Authority (64207) 311,111.00 Total Notes Receivable 901,111.00 Total Assets 3,548,811.30 Fund Balance Reserves / Unobligated Funds 2 ,647,700.30 Reserves / Obligated Funds 9 01,111.00 Total Fund Balance 3,548,811.30 Total Liabilities - Total Liabilities and Fund Balance 3,548,811.30 NORTH CAROLINA DEPARTMENT OF TRANSPORTATION STATE INFRASTRUCTURE BANK BALANCE SHEET FOR FISCAL YEAR 10-11, AS OF OCTOBER 31, 2010 G.S.136-18 Revenue: Federal Receipts Brought Forward 1,260,000.00 Revenue Increases: State Receipts Brought Forward 1,305,000.00 Interest Earned Budget Code 64202: Obligated Fund - Unobligated Fund 2,355,093.55 Interest Earned Fiscal Year 2010-2011 9,361.32 Interest Earned Budget Code 64203: Obligated Fund - Unobligated Fund 162,613.63 Interest Earned Fiscal Year 2010-2011 646.37 Interest Earned Budget Code 64206: Obligated Fund 240,000.00 Unobligated Fund 7,429.34 Interest Earned Fiscal Year 2010-2011 29.53 Interest Earned Budget Code 64207: Obligated Fund 661,111.00 Unobligated Fund 112,081.05 Interest Earned Fiscal Year 2010-2011 445.51 Total Availability Less Loan Proceeds Disbursed to the Following: Halifax- North Hampton Regional Airport Authority (64206) Halifax- North Hampton Regional Airport Authority (64207) Halifax- North Hampton Regional Airport Authority (64207) Loan Principal Repayments Cash Balance NORTH CAROLINA DEPARTMENT OF TRANSPORTATION STATE INFRASTRUCTURE BANK STATEMENT OF REVENUES FOR FISCAL YEAR 10-11, AS OF OCTOBER 31, 2010 EXHIBIT B 2,364,454.87 163,260.00 247,458.87 773,637.56 3,548,811.30 (240,000.00) (350,000.00) (311,111.00) - 2,647,700.30 G.S.136-18 Municipality Principal Interest Loan Repayment Halifax- North Hampton Regional Airport Authority (64206) 2 40,000.00 7 7,766.18 - Halifax- North Hampton Regional Airport Authority (64207) 3 50,000.00 101,487.36 - Halifax- North Hampton Regional Airport Authority (64207) 3 11,111.00 8 2,341.91 - Total Loans Outstanding 9 01,111.00 261,595.45 - NORTH CAROLINA DEPARTMENT OF TRANSPORTATION STATE INFRASTRUCTURE BANK LOAN STATEMENT FOR FISCAL YEAR 10-11, AS OF OCTOBER 31, 2010 EXHIBIT C Loan Balance 3 17,766.18 4 51,487.36 3 93,452.91 1,162,706.45 NORTH CAROLINA DEPARTMENT OF TRANSPORTATION SPECIAL REVENUE ACCOUNTS NARRATIVE Three Special Revenue Accounts are maintained by the State Treasurer under the auspices of The Office of the State Controller for the North Carolina Department of Transportation. Other than the collection and transfer of these revenues, these accounts are not reflected in any North Carolina Department of Transportation’s records. Beginning with Fiscal Year 1996-97, balance sheets and disbursement ledgers will be presented in the monthly financial statements along with a narrative for each of these accounts. These accounts are: Special Registration Plate Account (Exhibit A) Collegiate and Cultural Attraction Plate Account (Exhibit B) Safety Responsibility Depository Account (Exhibit C) G.S. 20-79.7 Budget Code 24261 Exhibit A NORTH CAROLINA DEPARTMENT OF TRANSPORTATION SPECIAL REGISTRATION PLATE ACCOUNT NARRATIVE This account receives funds from the additional fees collected for special registration plates according to the following schedule: Special Plate Additional Fee SRPA NHTF* PRTF** Out-of-State Collegiate Insignia $25.00 $10.00 $15.00 Personalized Plates $30.00 $10.00 $15.00 $5.00 All other Special Plates $10.00 $10.00 * Natural Heritage Trust Fund G.S. 113-77.7 ** Parks and Recreation Trust Fund G.S. 113-44.15 This account also receives funds for the additional fees collected for the Collegiate and Cultural Attraction Plate Account according to the table in Exhibit B of the Special Revenue Accounts. All collections are credited monthly to this special account which is held by the Office of the State Controller. Disbursements are made according to the following schedule: 1. The Department of Motor Vehicles (DMV) shall deduct the costs of special registration plates, including the costs of issuing, handling and advertising the availability of these plates. 2. $1,000,000 is appropriated to provide operating assistance for ten Visitor and Welcome Centers at $100,000 each as follows: US HWY 17 in Camden County and Brunswick Counties, US HWY 441 in Macon County, US HWY 29 in Caswell County, US HWY 70 in Carteret County, US HWY 64 in Tyrrell County, US HWY 221 in McDowell County, US HWY 701 and NC 904 in Columbus County, Town of Boone in Watauga County and Staton Road in Transylvania County. 3. Remaining revenue is transferred quarterly according to the following schedule: a. 33% to the Department of Commerce to aid in financing out-of-state print and other media advertising under the program for the promotion of travel and industrial development in North Carolina. b. 50% to the Department of Transportation for the purpose of beautification of highways other than those designated as interstate. c. 17% to the Department of Human Resources to promote travel accessibility for disabled persons in North Carolina. G.S. 20-79.7 Budget Code 24261 Cash 506,870.30 Receipts Brought Forward 7/1/10 Disbursements 1 ,595,253.00 Receipts During Fiscal Year 2010-2011 2 ,102,123.30 NORTH CAROLINA DEPARTMENT OF TRANSPORTATION SPECIAL REGISTRATION PLATE ACCOUNT BALANCE SHEET FOR FISCAL YEAR 10-11, AS OF OCTOBER 31, 2010 EXHIBIT A1 2 19,482.73 1 ,882,640.57 2 ,102,123.30 G.S. 20-79.7 Budget Code 24261 Payee For NC Department of Transportation Reimbursement to DOT for Expenses NC Department of Transportation Reimbursement for Payments to Visitor Center NC Department of Transportation NC Department of Transportation (50% Profit) Vocational Rehabilitation Special Registration Plate Fund Access Account Vocational Rehabilitation Department of Human Resources (17% Profit) General Fund Non-Tax Shortfall Transfer to Cover Current Fiscal Year Budget Shortfall Department of Commerce Special Registration Plate Fund Access Account Department of Commerce Department of Commerce (33% Profit) Disbursements for Fiscal Year 2010-2011 NORTH CAROLINA DEPARTMENT OF TRANSPORTATION SPECIAL REGISTRATION PLATE ACCOUNT DISBURSEMENTS FOR FISCAL YEAR 10-11, AS OF OCTOBER 31, 2010 EXHIBIT A2 Amount 1 19,953.00 1 75,000.00 5 55,409.00 - 2 63,463.00 - - 4 81,428.00 1 ,595,253.00 G.S. 20-81.12 Budget Code 24265 Exhibit B NORTH CAROLINA DEPARTMENT OF TRANSPORTATION COLLEGIATE AND CULTURAL ATTRACTION PLATE ACCOUNT NARRATIVE This account receives funds from the additional fees collected for collegiate and cultural attraction plates according to the following schedule: Special Plate Additional Fee SRPA CCAPA In-State Collegiate Insignia $25.00 $10.00 $15.00 Historical Attraction $30.00 $10.00 $20.00 Special Olympics $25.00 $10.00 $15.00 State Attraction $30.00 $10.00 $20.00 Wildlife Resources $20.00 $10.00 $10.00 Olympic Games $25.00 $10.00 $15.00 Collections are credited monthly to this special account which is held by the Office of the State Controller. Disbursements are made according to the following schedule: 1. In-State Collegiate Insignia Plate - Quarterly, the funds collected from the sale of in-State collegiate insignia plates are transferred to the colleges and universities in proportion to the number of plates sold representing that institution for use for academic enhancement. 2. Historical Attraction Plate - Quarterly, the funds collected from the sale of Historical Attraction Plates are transferred in proportion to the number of plates sold representing that organization according to the following schedule: a. Historical Attraction within Historic District – Funds transfer to the appropriate Historic Preservation Commission and used to maintain property in the historic district in which the attraction is located. b. Non-Profit Historical Attraction – Funds transfer to the non-profit corporation that is responsible and used to develop and operate the attraction. c. State Historic Site - Funds transfer to the Department of Cultural Resources and used to develop and operate the site for which the plate was issued. 3. Special Olympics Plate - Quarterly, the funds collected from the sale of special olympics plates to the North Carolina Special Olympics to be used to train volunteers to assist in the statewide games and help pay for the costs of the statewide programs. 4. State Attraction Plate - Quarterly, the funds collected from the sale of State Attraction plates to the organizations named below in proportion to the number of plates sold representing that organization: a. North Carolina Arboretum – Funds transfer to the North Carolina Arboretum Society and used to help the Society obtain grants and for capital improvements. b. North Carolina Zoological Society – Funds transfer to the North Carolina Zoological Society to be used for educational programs and conservation programs and for operating expenses at the North Carolina Zoo. 5. Wildlife Resources Plate - Quarterly, the funds collected from the sale of Wildlife Resources Plates to the Wildlife Conservation Account. 6. Olympic Games Plate - Quarterly, the funds collected from the sale of Olympic Games Plates to the North Carolina Health and Fitness Foundation, Inc. which allocate the funds as follows: a. 50% to the U.S. Olympic Committee to assist in training olympic athletes. b. 25% to North Carolina Amateur Sports to assist with the administration of the State Games of North Carolina. c. 25% to the Governor’s Council on Physical Fitness and Health to support local fitness council development. G.S. 20-81.12 Budget Code 24265 Cash 171,120.84 Receipts Brought Forward 7/1/10 Disbursements 1 ,128,595.00 Receipts During Fiscal Year 2010-2011 1 ,299,715.84 NORTH CAROLINA DEPARTMENT OF TRANSPORTATION COLLEGIATE AND CULTURAL ATTRACTION PLATE ACCOUNT BALANCE SHEET FOR FISCAL YEAR 10-11, AS OF OCTOBER 31, 2010 EXHIBIT B1 3 96,254.93 9 03,460.91 1 ,299,715.84 G.S. 20-81.12 Budget Code 24265 Payee For the Sale of: Autism Society of North America Autism Plates Be Active North Carolina Inc Be Active Plates Blue Ridge Parkway Foundation Blue Ridge Parkway Plates Buddy Pelletier Surfing Foundation Foundation Plates Campbell University Collegiate Plates Carolina Uplift Foundation Omega Psi Phi Plates Community Colleges Harley Owners Group Plates Core Sound Waterfowl Museum Core Sound Waterfowl Plates Crime Control In God We Trust Plates Davidson College Collegiate Plates Department of Environment & Natural Resources Scuba Plates Department of Environment & Natural Resources NC State Park Plates Department of Environment & Natural Resources NC Forestry Association Department of Health & Human Services Health and Animal Lovers Plates Department of Social Services Kids First Plates Duke University Collegiate Plates Elon University Collegiate Plates NORTH CAROLINA DEPARTMENT OF TRANSPORTATION COLLEGIATE AND CULTURAL ATTRACTION PLATE ACCOUNT DISBURSEMENTS FOR FISCAL YEAR 10-11, AS OF OCTOBER 31, 2010 G.S. 20-81.12 Budget Code 24265 Payee For the Sale of: Friends for an Earlier Breast Cancer Test Cancer Awareness Plates Friends of Great Smokey Mountain National Park Great Smokey Mountain Park Plates Friends of The Appalachian Trail Appalachian Trail Plates Gardner Webb University Collegiate Plates Graveyard of the Atlantic Museum Lighthouse Plates Guilford Battleground Company Company Plates ` Hall of Fame Foundation Shag Dancing Plates High Point University Collegiate Plates Karen Beasley Sea Turtle Rescue & Rehabilitation Center Sea Turtle Rescue & Rehabilitation Plates Lenoir Rhyne College Collegiate Plates Meredith College Collegiate Plates Museum Maritime Museum Maritime Plates NC Chapter - Rocky Mountain Elk Rocky Mountain Elk Plates NC Coastal Federation NC Coastal Federation Plates NC Department of Transportation Litter Prevention Plates NC Department of Transportation (Highway) Share the Road Plates NC Foundation for Nursing NC Foundation for Nursing Plates NORTH CAROLINA DEPARTMENT OF TRANSPORTATION COLLEGIATE AND CULTURAL ATTRACTION PLATE ACCOUNT DISBURSEMENTS FOR FISCAL YEAR 10-11, AS OF OCTOBER 31, 2010 G.S. 20-81.12 Budget Code 24265 Payee For the Sale of: NC Health & Fitness Foundation Olympic Plates NC Motorsports NASCAR Plates NC State Council of Trout Unlimited NC License Plates NC Tennis Association NC Tennis Plates NCAR Housing Opportunity Foundation Homes4NC Plates Public Education Kids First Plates Support Our Troops NC License Plates The V Foundation V Foundation Plates UNC - General Administration Collegiate Plates Wake Forest University Collegiate Plates Wildlife Commission Ducks Unlimited Plates Wildlife Commission Wildlife Plates Disbursements for Fiscal Year 2010-2011 NORTH CAROLINA DEPARTMENT OF TRANSPORTATION COLLEGIATE AND CULTURAL ATTRACTION PLATE ACCOUNT DISBURSEMENTS FOR FISCAL YEAR 10-11, AS OF OCTOBER 31, 2010 EXHIBIT B2 Page 1 of 3 Amount 3 ,950.00 - 2 52,820.00 5 ,630.00 3 ,060.00 3 ,210.00 3 ,760.00 4 ,680.00 1 4,400.00 3 ,225.00 5 ,320.00 3 1,680.00 1 4,845.00 3 8,150.00 6 ,705.00 8 ,040.00 3 ,405.00 EXHIBIT B2 Page 2 of 3 Amount - 1 75,900.00 5 0,260.00 2 ,475.00 2 6,140.00 3 ,690.00 2 ,055.00 2 ,130.00 2 5,190.00 3 ,045.00 4 ,365.00 6 ,520.00 1 5,345.00 5 9,600.00 1 ,060.00 1 3,980.00 1 1,955.00 EXHIBIT B2 Page 3 of 3 Amount 8 55.00 3 5,940.00 3 ,380.00 3,810.00 2 ,720.00 7 ,515.00 6 ,800.00 4 ,590.00 2 18,835.00 1 1,160.00 1 5,890.00 1 0,510.00 1,128,595.00 G.S. 20-279.5 EXHIBIT C Budget Code 24262 NORTH CAROLINA DEPARTMENT OF TRANSPORTATION SAFETY RESPONSIBILITY DEPOSITORY ACCOUNT NARRATIVE When the Division of Motor Vehicles (DMV) receives a report of a reportable accident under G.S. 20-166.1, they make a determination as to evidence of insurance. If there is no insurance in effect, DMV shall suspend the license of each operator and each owner of a motor vehicle in any manner involved in the accident unless the operator or owner shall deposit security in the sum so determined by DMV as follows: 1. The property damage estimate is shown on the accident report as estimated by the investigating officer. 2. If there was any person injury, an additional amount is charged based on the level of injury as estimated by the investigating officer as follows: Level A: $1,000.00 Level B: $750.00 Level C: $550.00 G.S. 20-279.5 Budget Code 24262 Cash 1 85,595.75 Receipts Brought Forward 7/1/10 Disbursements 1 6,665.00 Receipts During Fiscal Year 2010-2011 2 02,260.75 NORTH CAROLINA DEPARTMENT OF TRANSPORTATION SAFETY RESPONSIBILITY DEPOSITORY ACCOUNT BALANCE SHEET FOR FISCAL YEAR 10-11, AS OF OCTOBER 31, 2010 EXHIBIT C1 1 87,921.75 1 4,339.00 2 02,260.75 G.S. 20-279.5 Budget Code 24262 Deposit Refund Date July 31, 2010 August 31, 2010 September 30, 2010 October 31, 2010 November 30, 2010 December 31, 2010 January 31, 2011 February 28, 2011 March 31, 2011 April 30, 2011 May 31, 2011 June 30, 2011 * Total Year to Date Refunds * The refunds are actually security deposits. If a customer does not request the refund of a security deposit, there is no expend NORTH CAROLINA DEPARTMENT OF TRANSPORTATION SAFETY RESPONSIBILITY DEPOSITORY ACCOUNT DISBURSEMENTS FOR FISCAL YEAR 10-11, AS OF OCTOBER 31, 2010 EXHIBIT C2 Amount 1,811.00 13,854.00 900.00 100.00 - - - - - - - - 1 6,665.00 diture. Budget Code 64201 EXHIBIT D NORTH CAROLINA DEPARTMENT OF TRANSPORTATION DRUG FORFEITURE FUND NARRATIVE The primary purpose of the U.S. Department of Justice Forfeiture Program is to deter crime by depriving criminals of the profits and proceeds of their illega activities and to weaken criminal enterprises by removing the instrumentalities of crime. An ancillary purpose of the program is to enhance cooperation among federal, state and local law enforcement agencies through the equitable sharing of Federal Forfeiture proceeds. Any time the Division of Motor Vehicles License and Theft Bureau directly participates in an investigation or prosecution that results in a Federal Forfeiture, they may request an equitable share of the net proceeds of the forfeiture. This amount is determined as set forth in the U.S. Department of Justice’s publication “A Guide to Equitable Sharing of Federally Forfeited Property for State and Local Law Enforcement Agencies.” EXHIBIT D eeds of their illegal cooperation among eral Forfeiture, they ice’s publication “A Budget Code 64201 Assets: Cash State Treasurer Bank Balance 1 ,350,892.96 Total Assets 1,350,892.96 Liabilities: Fund Balance at June 30, 2010 1 ,336,766.27 Revenues 1 4,126.69 Expenditures - Change in Fund Balance Year to Date 1 4,126.69 Total Fund Balance 1 ,350,892.96 Total Liabilities and Fund Balance 1,350,892.96 NORTH CAROLINA DEPARTMENT OF TRANSPORTATION BALANCE SHEET FOR FISCAL YEAR 10-11, AS OF OCTOBER 31, 2010 DRUG FORFEITURE FUND EXHIBIT D1 Budget Code 64201 Payee For Division of Motor Vehicles License and Theft Bureau Total Disbursements NORTH CAROLINA DEPARTMENT OF TRANSPORTATION DRUG FORFEITURE FUND DISBURSEMENTS FOR FISCAL YEAR 10-11, AS OF OCTOBER 31, 2010 EXHIBIT D2 Amount - - EXHIBIT A Page 1 of 2 Cash State Treasurer Bank Balance (1,582,930.93) Restricted Investments (Exhibit A p2) 780,086,099.81 Total Cash 778,503,168.88 Accounts Receivable 581,531.00 Due From Other Funds - Total Current Assets 779,084,699.88 Capital Assets 116,952.11 Long Term Debt - Total Assets 779,201,651.99 Accounts Payable 61,884.62 Intragovernmental Payable - Advance from Highway Trust Fund 18,279,129.74 Bonds Payable 1,055,462,507.70 Total Liabilities 1,073,803,522.06 Retained Earnings (189,762,600.30) Investment in Property 97,037.51 Fund Balance Revenues 42,133,895.85 Expenditures (147,070,203.13) Change in Fund Balance Year to Date (104,936,307.28) Total Fund Balance (104,936,307.28) Total Liabilities and Fund Balance 779,201,651.99 NORTH CAROLINA TURNPIKE AUTHORITY BALANCE SHEET FOR FISCAL YEAR 10-11, AS OF OCTOBER 31, 2010 EXHIBIT A Page 2 of 2 Restricted Investments held by Fiscal Agent - Wells Fargo Restricted Investments* TRIANGLE EXPRESSWAY TPA-TriEx Trustee State Approp Project Fund 268,358,906.81 TPA-TriEx Trustee Lien Parity Reserve Fund Approp 8,068,776.27 TPA-TriEx Trustee APA TIFIA Funds 128,454,398.84 TPA-TriEx Trustee Parity Reserve Toll Revenue 27,565,681.67 TPA-TriEx Trustee TIFIA Debt Service Reserve 1,002,510.77 TPA-TriEx Trustee IPA-Initial Project Account 474,172.40 TPA-TriEx Trustee CAPI Revenue Bonds 31,354,669.39 TPA-TriEx Trustee CAPI Appropriation Bonds 20,823,655.74 TPA-TriEx Trustee Restricted Investment 25,536,567.17 TPA-TriEx Restricted Toll Rev CAPI Gap 6,288,485.08 TPA-TriEx Restricted STAPP CAPI Gap 8,217,148.20 Cash held for Triangle Expressway 526,144,972.34 MONROE BYPASS TPA-MN IPA-Init Proj Account - 2010A BABs 198,846,293.23 TPA-MN Parity Reserve Toll Rev 2010A BAB's 4,303,952.52 TPA-MN CAPI - Cap Interest Account 2010A BABs 44,790,881.72 TPA-MN Toll Revenue 2010A BABs 6,000,000.00 Cash held for Monroe Bypass 253,941,127.47 CURRITUCK BRIDGE - GARDEN PARKWAY - * Total Restricted Investment - Exhibit A, Page 1 780,086,099.81 NORTH CAROLINA TURNPIKE AUTHORITY BALANCE SHEET FOR FISCAL YEAR 10-11, AS OF OCTOBER 31, 2010 MONTH YEAR TO DATE MONTH YEAR TO DATE YEAR TOTAL YEAR TO DATE REVENUE: MISCELLANEOUS INCOME-INTEREST 4 53,487.07 2 ,645,608.04 - - - - TRANSFERS IN/OUT 1 7,173,529.77 20,653,690.78 594,327.01 6,770,394.92 - - INTEREST ON BOND PROCEEDS - - 1,345,941.16 1,345,941.16 - - TPA REVENUE BOND PROCEEDS - - - 270,083,108.85 - - TPA TIFIA PROCEEDS 2010 - - - 18,525,733.00 - - TPA APP BOND PROCEEDS - - - 352,675,000.00 - - BOND DISCOUNT EXPENSE - - - (2,351,109.15) - - FISCAL AGENT FEES - - - (16,839,804.75) - - INTEREST ON FUNDS INVESTED - - - - - - TPA OTHER INTEREST EXPENSE - - - - - - TOTAL REVENUE 1 7,627,016.84 2 3,299,298.82 1,940,268.17 630,209,264.03 - - Reporting change based on new hierarchy. FOR FISCAL YEAR 10-11, AS OF OCTOBER 31, 2010 STATEMENT OF REVENUE NORTH CAROLINA TURNPIKE AUTHORITY CURRENT YEAR PRIOR YEAR ESTIMATE EXHIBIT B1 Page 1 of 2 2,645,608.04 20,653,690.78 - - - - - - - - 23,299,298.82 CURRENT YEAR COMPARED TO ESTIMATE GROSS LESS GROSS LESS REVENUE REFUNDS UNCOLLECTIBLES NET REVENUE REVENUE REFUNDS UNCOLLECTIBLES REVENUE: MISCELLANEOUS INCOME-INTEREST 4 53,487.07 - - 4 53,487.07 2 ,645,608.04 - - TRANSFERS IN/OUT 1 7,173,529.77 - - 1 7,173,529.77 2 0,653,690.78 - - INTEREST ON BOND PROCEEDS - - - - - - - TPA REVENUE BOND PROCEEDS - - - - - - - TPA TIFIA PROCEEDS 2010 - - - - - - - TPA APP BOND PROCEEDS - - - - - - - BOND DISCOUNT EXPENSE - - - - - - - FISCAL AGENT FEES - - - - - - - INTEREST ON FUNDS INVESTED - - - - - - - TPA OTHER INTEREST EXPENSE - - - - - - - TOTAL REVENUE 1 7,627,016.84 - - 1 7,627,016.84 2 3,299,298.82 - - CURRENT MONTH YEAR TO DATE NORTH CAROLINA TURNPIKE AUTHORITY STATEMENT OF REVENUE FOR FISCAL YEAR 10-11, AS OF OCTOBER 31, 2010 EXHIBIT B1 Page 2 of 2 NET REVENUE 2 ,645,608.04 20,653,690.78 - - - - - - - - 23,299,298.82 MONTH YEAR TO DATE MONTH YEAR TO DATE FHWA Construction Federal-Aid 5 7,996,233.00 (44,303,879.00) 1 3,692,354.00 8 67,437.00 1,974,580.00 466,564.00 4 ,920,107.00 FHWA Construction 5 7,996,233.00 (44,303,879.00) 1 3,692,354.00 8 67,437.00 1,974,580.00 466,564.00 4 ,920,107.00 Total Participation Revenues 5 7,996,233.00 (44,303,879.00) 1 3,692,354.00 8 67,437.00 1,974,580.00 466,564.00 4 ,920,107.00 NORTH CAROLINA TURNPIKE AUTHORITY STATEMENT OF PARTICIPATION REVENUE FOR FISCAL YEAR 10-11, AS OF OCTOBER 31, 2010 CURRENT YEAR PRIOR YEAR UNREALIZED PRIOR YEAR BALANCE CURRENT YEAR ESTIMATED REVENUE TOTAL ESTIMATED REVENUE ACTUAL REVENUE EXHIBIT B2 1 1,717,774.00 1 1,717,774.00 1 1,717,774.00 UNREALIZED PARTICIPATION REVENUE Unexpended Allotments Total Unallotted Unexpended Brought Forward Appropriations Allotments Current Period Year to Date Appropriations Appropriations CURRENT ACCOUNTS Administrative Expenditures - 5,271,793.00 - 263,370.18 653,122.00 5,271,793.00 4,618,671.00 Trust Fund Transfer - (5,271,793.00) - (263,294.82) (652,026.93) (5,271,793.00) (4,619,766.07) Interest Income - - - (75.36) (1,095.07) - 1,095.07 Interest Income - Bond Proceeds - - - - - - - Orders and Others - - - (222,678.94) (109,058.76) - 109,058.76 Field Operations - - - 3,195.96 (9,615.93) - 9,615.93 Turnpike Authority Special Funding - - 7,617,622.46 (6,000,000.00) 1,617,622.46 (7,617,622.46) (1,617,622.46) Triangle Expressway - - 7,617,622.46 - 7,617,622.46 (7,617,622.46) (7,617,622.46) GAP Fund Receipts - (52,789,563.24) - - (6,250,000.00) (52,789,563.24) (46,539,563.24) BABs Interest Rebate - (7,913,790.00) - - (3,956,895.03) (7,913,790.00) (3,956,894.97) Fees & Interest Expense - 60,703,353.24 7,617,622.46 - 17,824,517.49 53,085,730.78 42,878,835.75 Monroe Bypass - - - (6,000,000.00) (6,000,000.00) - 6,000,000.00 GAP Fund Receipts - (24,000,000.00) - (6,000,000.00) (6,000,000.00) (24,000,000.00) (18,000,000.00) BABs Interest Rebate - - - - - - - Fees & Interest Expense - 24,000,000.00 - - - 24,000,000.00 24,000,000.00 Currituck Bridge - - - - - - - GAP Fund Receipts - (30,000,000.00) - - - (30,000,000.00) (30,000,000.00) BABs Interest Rebate - - - - - - - Fees & Interest Expense - 30,000,000.00 - - - 30,000,000.00 30,000,000.00 Garden Parkway - - - - - - - GAP Fund Receipts - (20,000,000.00) - - - (20,000,000.00) (20,000,000.00) BABs Interest Rebate - - - - - - - Fees & Interest Expense - 20,000,000.00 - - - 20,000,000.00 20,000,000.00 TOTAL CURRENT ACCOUNTS - - 7,617,622.46 (6,219,482.98) 1,498,947.77 (7,617,622.46) (1,498,947.77) Turnpike Construction 8 19,752,818.95 348,653,612.52 (90,756,448.25) 32,982,298.14 1 28,711,238.33 439,410,060.77 1,039,695,193.14 TOTAL ENCUMBRANCE ACCOUNTS 8 19,752,818.95 348,653,612.52 (90,756,448.25) 32,982,298.14 1 28,711,238.33 439,410,060.77 1,039,695,193.14 TOTAL TURNPIKE AUTHORITY 8 19,752,818.95 348,653,612.52 (83,138,825.79) 26,762,815.16 1 30,210,186.10 431,792,438.31 1,038,196,245.37 NORTH CAROLINA TURNPIKE AUTHORITY STATEMENT OF APPROPRIATIONS, APPORTIONMENTS, PARTICIPATIONS, ALLOTMENTS AND EXPENDITURES Expenditures FOR FISCAL YEAR 10-11, AS OF OCTOBER 31, 2010 EXHIBIT C Page 1 of 2 Unexpended Allotments ( 653,122.00) 6 52,026.93 1 ,095.07 - 1 09,058.76 9 ,615.93 6 ,000,000.00 - 6 ,250,000.00 3 ,956,895.03 ( 10,206,895.03) 6 ,000,000.00 6 ,000,000.00 - - - - - - - - - - 6 ,118,674.69 6 00,285,132.37 6 00,285,132.37 6 06,403,807.06 2010 2011 Expenditure Yearly Yearly Appropriations Current Period Appropriations Current Period Year to Date Appropriations Current Period Year to Date Compared to 2010 Compared to 2010 CURRENT ACCOUNTS Administrative Expenditures 4,837,241.00 1,274,202.60 1,969,051.73 5,271,793.00 263,370.18 653,122.00 434,552.00 (1,010,832.42) Trust Fund Transfer (4,837,241.00) (1,273,424.35) (999,770.36) (5,271,793.00) (263,294.82) (652,026.93) (434,552.00) 1,010,129.53 Interest Income - (778.25) (1,731.39) - ( 75.36) (1,095.07) - 702.89 Interest Income - Bond Proceeds - - (967,549.98) - - - - - Orders and Others - - - - (222,678.94) (109,058.76) - (222,678.94) Field Operations - - - - 3,195.96 (9,615.93) - 3,195.96 Turnpike Authority Special Funding 89,000,000.00 - 10,500,000.00 - (6,000,000.00) 1,617,622.46 (89,000,000.00) (6,000,000.00) Triangle Expressway 50,000,000.00 - 10,500,000.00 - - 7,617,622.46 (50,000,000.00) - GAP Fund Receipts - - - (52,789,563.24) - (6,250,000.00) (52,789,563.24) - BABs Interest Rebate - - - (7,913,790.00) - (3,956,895.03) (7,913,790.00) - Fees & Interest Expense 50,000,000.00 10,500,000.00 60,703,353.24 - 17,824,517.49 10,703,353.24 - Monroe Bypass 24,000,000.00 - - - (6,000,000.00) (6,000,000.00) (24,000,000.00) (6,000,000.00) GAP Fund Receipts - - - (24,000,000.00) (6,000,000.00) (6,000,000.00) (24,000,000.00) (6,000,000.00) BABs Interest Rebate - - - - - - - - Fees & Interest Expense 24,000,000.00 24,000,000.00 - - - - Currituck Bridge 15,000,000.00 - - - - - (15,000,000.00) - GAP Fund Receipts - - - (30,000,000.00) - - (30,000,000.00) - BABs Interest Rebate - - - - - - - - Fees & Interest Expense 15,000,000.00 30,000,000.00 - - 15,000,000.00 - Garden Parkway - - - - - - - - GAP Fund Receipts - - - (20,000,000.00) - - (20,000,000.00) - BABs Interest Rebate - - - - - - - - Fees & Interest Expense - - - 20,000,000.00 - - 20,000,000.00 - TOTAL CURRENT ACCOUNTS 89,000,000.00 - 10,500,000.00 - (6,219,482.98) 1,498,947.77 (89,000,000.00) (6,219,482.98) Turnpike Construction 914,421,566.89 30,891,773.87 60,766,028.06 348,653,612.52 32,982,298.14 128,711,238.33 (565,767,954.37) 2,090,524.27 TOTAL ENCUMBRANCE ACCOUNTS 914,421,566.89 30,891,773.87 60,766,028.06 348,653,612.52 32,982,298.14 128,711,238.33 (565,767,954.37) 2,090,524.27 TOTAL TURNPIKE AUTHORITY 1,003,421,566.89 30,891,773.87 71,266,028.06 348,653,612.52 26,762,815.16 130,210,186.10 (654,767,954.37) (4,128,958.71) NORTH CAROLINA TURNPIKE AUTHORITY STATEMENT OF APPROPRIATIONS, APPORTIONMENTS, PARTICIPATIONS, ALLOTMENTS AND EXPENDITURES FOR FISCAL YEAR 10-11, AS OF OCTOBER 31, 2010 Expenditures 2010 2011 Expenditures EXHIBIT C Page 2 of 2 Expenditure Year to Date Compared to 2010 (1,315,929.73) 347,743.43 636.32 967,549.98 (109,058.76) (9,615.93) (8,882,377.54) (2,882,377.54) (6,250,000.00) (3,956,895.03) 7,324,517.49 (6,000,000.00) (6,000,000.00) - - - - - - - - - - (9,001,052.23) 67,945,210.27 67,945,210.27 58,944,158.04 FISCAL YEAR FISCAL YEAR FISCAL YEAR FISCAL YEAR FISCAL YEAR System Type 2010-2011 2011-2012 2012-2013 2013-2014 2014-2015 FHWA Turnpike STP 1 3,062,603.00 - - - - FHWA Turnpike NHS 73,061,557.00 - - - - Total 86,124,160.00 - - - - Note: Federal cash flow is converted throughout the federal fiscal year which begins October 1 and ends Septemb FOR FISCAL YEAR 10-11, AS OF OCTOBER 31, 2010 NORTH CAROLINA TURNPIKE AUTHORITY STATEMENT OF FEDERAL FORWARD FUNDING EXHIBIT D TOTAL 1 3,062,603.00 73,061,557.00 86,124,160.00 mber 30 of each year. FOR FISCAL YEAR 10-11, AS OF OCTOBER 31, 2010 NOTES NORTH CAROLINA DEPARTMENT OF TRANSPORTATION
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Title | Financial statements |
Date | 2010-10-31 |
Description | Fiscal year 2010-2011 (October 31, 2010) |
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Full Text | Financial Management Division NORTH CAROLINA DEPARTMENT OF TRANSPORTATION FINANCIAL STATEMENTS FISCAL YEAR 2010-2011 Mark L. Foster OCTOBER 31, 2010 Chief Financial Officer I. HIGHWAY FUND EXHIBIT A BALANCE SHEET EXHIBIT B1 STATEMENT OF FEES, TAXES AND OTHER EXHIBIT B2 STATEMENT OF PARTICIPATION REVENUE EXHIBIT C STATEMENT OF APPROPRIATIONS, APPORTIONMENTS, PARTICIPATIONS, ALLOTMENTS AND EXPENDITURES EXHIBIT D STATEMENT OF CASH FLOW FROM FUTURE YEARS EXHIBIT E EXHIBIT F STATEMENT OF FEDERAL FORWARD FUNDING EXHIBIT G1 EXHIBIT G2 EXHIBIT G3 EXHIBIT H EXHIBIT I STATEMENT OF COMPARATIVE INTERNAL ORDER BALANCES EXHIBIT J AND REINVESTMENT ACT (ARRA) PROJECTS STATEMENT OF EXPENSES AND REVENUES FOR AVIATION FUND STATEMENT OF ALLOTMENTS, EXPENDITURES, AND RECEIPTS FOR AMERICAN RECOVERY NORTH CAROLINA DEPARTMENT OF TRANSPORTATION TABLE OF CONTENTS SUMMARY OF GARVEE BOND FUND AVAILABILITY AND ALLOCATIONS STATEMENT OF GARVEE BOND PROJECTS BY CATEGORY STATEMENT OF ALLOTMENTS, EXPENDITURES, AND RECEIPTS FOR GARVEE BOND PROJECTS STATEMENT OF EXPENSES AND REVENUES FOR EQUIPMENT FUND II. HIGHWAY TRUST FUND EXHIBIT A BALANCE SHEET EXHIBIT B1 STATEMENT OF FEES, TAXES AND OTHER EXHIBIT B2 STATEMENT OF PARTICIPATION REVENUE EXHIBIT C STATEMENT OF APPROPRIATIONS, APPORTIONMENTS, PARTICIPATIONS, ALLOTMENTS AND EXPENDITURES EXHIBIT D STATEMENT OF CASH FLOW FROM FUTURE YEARS EXHIBIT E STATEMENT OF TRANSFERS FOR TRANSPORTATION IMPROVEMENT PLAN PROJECTS EXHIBIT F SUMMARY OF BOND FUND AVAILABILITY, ALLOTMENTS AND EXPENDITURES III. HIGHWAY FUND AND HIGHWAY TRUST FUND SUB RECIPIENT SHARE SCHEDULE 1 STATEMENT OF APPROPRIATIONS, APPORTIONMENTS, PARTICIPATIONS, ALLOTMENTS, REVENUES AND EXPENDITURES SCHEDULE 2 STATEMENT OF SUB-RECIPIENT SHARE REVENUES AND EXPENDITURES LIFE TO DATE IV. STATE INFRASTRUCTURE BANK EXPLANATION FOR THE DEVELOPMENT AND PURPOSE OF SIB EXHIBIT A BALANCE SHEET EXHIBIT B STATEMENT OF REVENUES EXHIBIT C LOAN STATEMENT NARRATIVE NORTH CAROLINA DEPARTMENT OF TRANSPORTATION TABLE OF CONTENTS V. SPECIAL FUNDS EXPLANATION FOR THE DEVELOPMENT AND PRESENTATION OF SPECIAL REVENUES EXHIBIT A SPECIAL REGISTRATION PLATE ACCOUNT - NARRATIVE EXHIBIT A1 BALANCE SHEET EXHIBIT A2 DISBURSEMENT LEDGER EXHIBIT B COLLEGIATE & CULTURAL ATTRACTION PLATE ACCOUNT - NARRATIVE EXHIBIT B1 BALANCE SHEET EXHIBIT B2 DISBURSEMENT LEDGER EXHIBIT C SAFETY RESPONSIBILITY DEPOSITORY ACCOUNT - NARRATIVE EXHIBIT C1 BALANCE SHEET EXHIBIT C2 DISBURSEMENT LEDGER EXHIBIT D DRUG FORFEITURE FUND - NARRATIVE EXHIBIT D1 BALANCE SHEET EXHIBIT D2 DISBURSEMENT LEDGER VI. NORTH CAROLINA TURNPIKE AUTHORITY - COMPONENT UNIT OF THE DEPARTMENT OF TRANSPORTATION EXHIBIT A BALANCE SHEET EXHIBIT B1 STATEMENT OF REVENUE EXHIBIT B2 STATEMENT OF PARTICIPATION REVENUE EXHIBIT C STATEMENT OF APPROPRIATIONS, APPORTIONMENTS, PARTICIPATIONS, ALLOTMENTS AND EXPENDITURES EXHIBIT D STATEMENT OF FEDERAL FORWARD FUNDING NARRATIVE TABLE OF CONTENTS NORTH CAROLINA DEPARTMENT OF TRANSPORTATION EXHIBIT A Cash Cash in Bank - Loans, Postage, Other Accounts 10,423,878.11 Investments with Fiscal Agent 2008 196.90 Investments with Fiscal Agent 2010 92,822,535.75 State Treasurer Bank Balance 645,503,131.30 Total Cash 7 48,749,742.06 Accounts Receivable 8 2,932,686.57 Due from Other Funds 3 52,636.21 Other Receivables 1 44,622.54 Inventory 8 2,327,620.20 Other Current Assets 2 ,863,357.03 Total Current Assets 917,370,664.61 Capital Assets 1,043,040,514.24 Long Term Debt 459,795,568.00 Total Non Current Assets 1,502,836,082.24 Total Assets 2,420,206,746.85 Accounts Payable 3 1,562,083.80 Intergovernmental Payable 1 9,579,262.62 Garvee Bonds Payable 2008 2 03,150,000.00 Garvee Bonds Payable 2010 2 31,675,000.00 Due to Other Funds 2 8,652,530.10 Other Liabilities 7 0,111,752.96 Total Liabilities 584,730,629.48 Reserves and Allowances 39,567,469.33 Retained Earnings 521,341,485.41 Investment in Property 893,214,026.58 Fund Balance 6 01,116,980.81 Revenues 1,235,293,516.70 Expenditures (1,455,057,361.46) Change in Fund Balance Year to Date (219,763,844.76) Total Fund Balance 381,353,136.05 Total Liabilities and Fund Balance 2,420,206,746.85 BALANCE SHEET FOR FISCAL YEAR 10-11, AS OF OCTOBER 31, 2010 NORTH CAROLINA DEPARTMENT OF TRANSPORTATION HIGHWAY FUND MONTH YEAR TO DATE MONTH YEAR TO DATE YEAR TOTAL YEAR TO DATE MOTOR VEHICLE REVENUE: TRUCK LICENSES 10,797,550.47 42,617,867.51 10,216,620.17 42,215,878.82 140,710,000.00 46,358,346.00 MAIL REGISTRATION RENEWAL FEE 103,726.00 234,331.00 93,798.00 361,123.00 - - STAGGERED REGISTRATION 16,335,738.27 66,823,515.43 15,242,418.15 65,346,775.95 188,060,000.00 65,281,833.97 GASOLINE TAX 104,030,483.33 422,889,365.55 95,772,158.14 390,600,342.59 1,180,140,000.00 402,401,962.00 LESS: DEPT OF REVENUE REFUND (90.00) (90.00) - - - - SUB TOTAL GAS TAX 104,030,393.33 422,889,275.55 95,772,158.14 390,600,342.59 1,180,140,000.00 402,401,962.00 GASOLINE TAX - LUST FUND 1,655,674.14 6,817,387.91 1,628,021.11 6,645,007.91 - - GASOLINE TAX LUST FUND TRANSFERRED OUT (1,655,674.14) (6,817,387.91) (1,628,021.11) (6,645,007.91) - - GASOLINE TAX GF INSPECTION TAX 65,456.48 289,238.14 56,067.41 244,829.25 - - GASOLINE TAX GF TRANSFERRED OUT (65,456.48) (289,238.14) (56,067.41) (244,829.25) - - GASOLINE INSPECTION TAX - HF 1,216,165.88 4,905,729.32 1,147,883.15 4,761,330.65 13,410,000.00 4,526,445.81 REGISTRATION FEES 272,909.50 1,118,969.00 271,026.00 1,133,472.25 3,760,000.00 1,237,180.77 DRIVER LICENSE FEES 9,721,372.45 42,028,161.02 9,822,535.80 42,552,624.68 127,770,000.00 42,969,330.25 AUTO SAFETY EQUIP. INSPECTION FEES 124,577.39 576,201.30 96,566.34 398,707.76 1,550,000.00 441,759.86 FINANCIAL SECURITY RESTORATION FEES 459,597.00 1,862,324.00 429,660.00 1,654,788.00 5,730,000.00 1,724,733.31 LIEN RECORDING FEES 15,270.00 59,860.00 25,330.00 87,721.00 270,000.00 100,582.52 EXHAUST EMISSION INSPECTION 193,340.38 902,414.31 151,927.05 646,554.46 2,410,000.00 755,255.42 INTERNATIONAL REGISTRATION PLAN FEES 2,787,541.36 12,981,536.32 3,010,408.23 11,384,430.47 66,620,000.00 12,923,971.61 DEALERS' MANUFACTURERS' LICENSE FEES 103,270.00 409,545.00 71,155.00 292,214.42 1,220,000.00 332,296.63 PROCESS SERVICE FEES 602,693.00 2,503,808.00 644,196.00 2,613,185.00 9,350,000.00 2,966,704.85 OVER WEIGHT/SIZE PERMITS 429,516.81 1,776,481.98 421,846.66 1,819,351.11 6,330,000.00 2,185,746.67 MOTOR CARRIER SAFETY FEES 12,356.80 49,330.76 4,935.04 32,147.33 120,000.00 32,821.18 PENALTIES PAYABLE 1,882,894.49 7,940,661.99 2,044,650.87 8,017,569.25 38,830,000.00 12,929,247.06 HIGHWAY USAGE REGISTRATION FEES 46,750.00 129,000.00 13,750.00 76,500.00 160,000.00 42,098.02 DMV OTHER FEES 282,813.61 1,726,830.44 432,478.68 2,052,678.99 - - TOTAL MOTOR VEHICLE REVENUE 149,418,476.74 611,535,842.93 139,913,343.28 576,047,395.73 1,786,440,000.00 597,210,315.93 OTHER REVENUE: INTEREST ON FUNDS INVESTED BY TREASURER 661,924.06 2,212,276.63 1,457,098.59 4,344,024.70 6,000,000.00 1,710,837.24 MISCELLANEOUS INCOME 50,046.97 80,962.50 115,270.50 (10,075.58) 100,000.00 (6,101.37) MISCELLANEOUS INCOME - INTEREST -PROGRAM REV 9,350.15 9,350.15 - 9,619.43 - - BOND PROCEED GARVEE - - - 242,520,000.00 - - BOND PREMIUM GARVEE - - - 20,616,093.85 - - INTEREST INCOME - GARVEE BOND PROCEED 21,999.74 75,795.08 34,072.25 67,670.85 - - TOTAL OTHER REVENUE 743,320.92 2,378,384.36 1,606,441.34 267,547,333.25 6,100,000.00 1,704,735.87 MISCELLANEOUS TRANSFERS IN/OUT: GOVERNMENTAL TRANSFERS IN 568,410.63 (1,018,480.91) 1,901,904.83 1,966,249.85 - - TRANSFER TO TURNPIKE AUTHORITY (17,049,037.52) (20,391,062.30) (583,140.68) (533,852.42) - - TOTAL MISCELLANEOUS REVENUE (16,480,626.89) (21,409,543.21) 1,318,764.15 1,432,397.43 - - TOTAL NET REVENUE 133,681,170.77 592,504,684.08 142,838,548.77 845,027,126.41 1,792,540,000.00 598,915,051.80 NORTH CAROLINA DEPARTMENT OF TRANSPORTATION HIGHWAY FUND STATEMENT OF FEES, TAXES AND OTHER FOR FISCAL YEAR 10-11, AS OF OCTOBER 31, 2010 CURRENT YEAR PRIOR YEAR ESTIMATE EXHIBIT B1 Page 1 of 6 (3,740,478.49) 2 34,331.00 1 ,541,681.46 2 0,487,403.55 (90.00) 2 0,487,313.55 6 ,817,387.91 (6,817,387.91) 2 89,238.14 (289,238.14) 3 79,283.51 (118,211.77) (941,169.23) 1 34,441.44 1 37,590.69 (40,722.52) 1 47,158.89 5 7,564.71 7 7,248.37 (462,896.85) (409,264.69) 1 6,509.58 (4,988,585.07) 8 6,901.98 1 ,726,830.44 1 4,325,527.00 5 01,439.39 8 7,063.87 9 ,350.15 - - 7 5,795.08 6 73,648.49 (1,018,480.91) (20,391,062.30) (21,409,543.21) (6,410,367.72) CURRENT YEAR COMPARED TO ESTIMATE GROSS LESS GROSS LESS REVENUE REFUNDS UNCOLLECTIBLES NET REVENUE REVENUE REFUNDS UNCOLLECTIBLES MOTOR VEHICLE REVENUE: TRUCK LICENSES 10,887,307.49 83,098.80 6,658.22 1 0,797,550.47 42,936,959.22 305,257.62 13,834.09 MAIL REGISTRATION RENEWAL FEE 103,728.00 2.00 - 1 03,726.00 234,331.00 3.00 (3.00) STAGGERED REGISTRATION 16,342,795.60 6,313.33 744.00 1 6,335,738.27 66,852,733.14 25,619.91 3,597.80 GASOLINE TAX 106,172,576.89 2,142,093.56 - 1 04,030,483.33 436,297,580.09 13,408,214.54 - LESS: DEPT OF REVENUE REFUND (90.00) - - (90.00) (90.00) - - SUB TOTAL GAS TAX 106,172,486.89 2,142,093.56 - 1 04,030,393.33 436,297,490.09 13,408,214.54 - GASOLINE TAX - LUST FUND 1,655,674.14 - - 1 ,655,674.14 6,817,387.91 - - GASOLINE TAX LUST FUND TRANSFERRED OUT (1,655,674.14) - - (1,655,674.14) (6,817,387.91) - - GASOLINE TAX GF INSPECTION TAX 65,456.48 - - 65,456.48 289,238.14 - - GASOLINE TAX GF TRANSFERRED OUT (65,456.48) - - (65,456.48) (289,238.14) - - GASOLINE INSPECTION TAX - HF 1,216,165.88 - - 1 ,216,165.88 4,905,729.32 - - REGISTRATION FEES 273,624.50 660.00 55.00 2 72,909.50 1,122,289.00 3,060.00 260.00 DRIVER LICENSE FEES 9,394,949.90 47.75 (326,470.30) 9 ,721,372.45 40,676,009.47 1,008.00 (1,353,159.55) AUTO SAFETY EQUIP. INSPECTION FEES 124,604.89 - 27.50 1 24,577.39 576,311.30 - 110.00 FINANCIAL SECURITY RESTORATION FEES 459,150.00 - (447.00) 4 59,597.00 1,863,258.00 300.00 634.00 LIEN RECORDING FEES 15,280.00 - 10.00 15,270.00 60,020.00 110.00 50.00 EXHAUST EMISSION INSPECTION 193,367.88 - 27.50 1 93,340.38 902,598.89 - 184.58 INTERNATIONAL REGISTRATION PLAN FEES 2,865,007.40 74,997.93 2,468.11 2 ,787,541.36 13,184,896.29 186,905.83 16,454.14 DEALERS' MANUFACTURERS' LICENSE FEES 103,270.00 - - 1 03,270.00 409,660.00 - 115.00 PROCESS SERVICE FEES 602,743.00 150.00 (100.00) 6 02,693.00 2,505,758.00 1,150.00 800.00 OVER WEIGHT/SIZE PERMITS 429,516.81 - - 4 29,516.81 1,776,948.98 467.00 - MOTOR CARRIER SAFETY FEES 12,356.80 - - 12,356.80 49,375.76 - 45.00 PENALTIES PAYABLE 1,884,090.29 300.00 895.80 1 ,882,894.49 7,947,041.99 2,800.00 3,580.00 HIGHWAY USAGE REGISTRATION FEES 46,750.00 - - 46,750.00 129,000.00 - - DMV OTHER FEES 284,393.83 328.08 1,252.14 2 82,813.61 1,721,721.32 967.38 (6,076.50) TOTAL MOTOR VEHICLE REVENUE 151,411,589.16 2,307,991.45 (314,879.03) 1 49,418,476.74 624,152,131.77 13,935,863.28 (1,319,574.44) OTHER REVENUE: INTEREST ON FUNDS INVESTED BY TREASURER 661,924.06 - - 6 61,924.06 2,212,276.63 - - MISCELLANEOUS INCOME 50,046.97 - - 50,046.97 80,962.50 - - MISCELLANEOUS INCOME - INTEREST -PROGRAM REV 9,350.15 - - 9,350.15 9,350.15 - - BOND PROCEED GARVEE - - - - - - - BOND PREMIUM GARVEE - - - - - - - INTEREST INCOME - GARVEE BOND PROCEED 21,999.74 - - 21,999.74 75,795.08 - - TOTAL OTHER REVENUE 743,320.92 - - 7 43,320.92 2,378,384.36 - - MISCELLANEOUS TRANSFERS IN/OUT: GOVERNMENTAL TRANSFERS IN 568,410.63 - - 5 68,410.63 (1,018,480.91) - - TRANSFER TO TURNPIKE AUTHORITY (17,049,037.52) - - (17,049,037.52) (20,391,062.30) - - TOTAL MISCELLANEOUS REVENUE (16,480,626.89) - - (16,480,626.89) (21,409,543.21) - - TOTAL NET REVENUE 135,674,283.19 2,307,991.45 (314,879.03) 1 33,681,170.77 605,120,972.92 13,935,863.28 (1,319,574.44) CURRENT MONTH YEAR TO DATE NORTH CAROLINA DEPARTMENT OF TRANSPORTATION HIGHWAY FUND STATEMENT OF FEES, TAXES AND OTHER FOR FISCAL YEAR 10-11, AS OF OCTOBER 31, 2010 EXHIBIT B1 Page 2 of 6 NET REVENUE 42,617,867.51 234,331.00 66,823,515.43 422,889,365.55 (90.00) 422,889,275.55 6,817,387.91 (6,817,387.91) 289,238.14 (289,238.14) 4,905,729.32 1,118,969.00 42,028,161.02 576,201.30 1,862,324.00 59,860.00 902,414.31 12,981,536.32 409,545.00 2,503,808.00 1,776,481.98 49,330.76 7,940,661.99 129,000.00 1,726,830.44 611,535,842.93 2,212,276.63 80,962.50 9,350.15 - - 75,795.08 2,378,384.36 (1,018,480.91) (20,391,062.30) (21,409,543.21) 592,504,684.08 GROSS LESS ACCOUNT GROSS LESS REVENUE REFUNDS UNCOLL'BLE NET REVENUE TRANSFERS* BALANCE REVENUE REFUNDS UNCOLL'BLE PAYABLES & RECEIVABLES: DIVISION OF AIR QUALITY - DENR 228,637.50 111.83 32.50 228,493.17 276,732.30 (48,239.13) 1,067,917.45 1,209.68 218.13 SALES TAX 1,889.60 - - 1,889.60 7,701.09 (5,811.49) 21,366.52 0.70 - SPECIAL REGISTRATION PLATE FUND 2 06,916.83 160.00 20.00 206,736.83 217,525.00 (10,788.17) 845,187.83 590.00 30.00 PERSONALIZED REGISTRATION PLATE 242,463.33 580.00 - 241,883.33 259,344.16 (17,460.83) 982,069.17 2,500.00 - COLL & CULTURAL ATTRACTION PLATE FUND 2 18,061.67 130.00 20.00 217,911.67 224,751.25 (6,839.58) 889,204.59 500.00 60.00 PARKS & RECREATION TRUST FUND 1 21,161.67 290.00 5.00 120,866.67 129,352.09 (8,485.42) 490,254.58 1,250.00 10.00 RESCUE SQUAD WORKERS' RELIEF FUND 69,050.86 107.45 11.94 68,931.47 251,657.02 (182,725.55) 321,325.33 672.99 63.85 TRANSIT AUTHORITY 4 69,355.00 30.00 30.00 469,295.00 1,424,890.00 (955,595.00) 1,894,472.00 90.00 191.79 VOLUNTEER RESCUE / EMS FUND 1 04,675.50 161.71 18.06 104,495.73 381,514.35 (277,018.62) 487,122.21 1,015.31 96.82 NATURAL HERITAGE TRUST FUND 3 73,805.00 870.00 15.00 372,920.00 399,801.25 (26,881.25) 1,514,956.25 3,780.00 30.00 DWI RESTORATION FEE - GENERAL FUND 47,075.00 - - 47,075.00 50,820.84 (3,745.84) 194,416.68 - (25.00) DWI RESTORATION FEE - FORENSIC TESTING 47,075.00 - - 47,075.00 - 47,075.00 47,075.00 - - MOTORCYCLE SAFETY INSTRUCTION 40,614.50 - 3.00 40,611.50 56,311.80 (15,700.30) 219,374.30 - 3.00 TELECOMMUNICATIONS ACCOUNT 6 15,562.50 301.07 87.50 615,173.93 - 615,173.93 2,875,162.36 3,256.82 587.29 EMISSIONS PROGRAM ACCOUNT 1 ,055,250.00 516.12 150.00 1,054,583.88 - 1,054,583.88 4,928,849.76 5,583.12 1,006.78 SPECIAL LICENSE - ADVANCE PAYMENTS 540.00 - - 540.00 - 540.00 10,905.00 - - DOT - IT INTERNAL TRANSACTION FEES 2,358.50 - - 2,358.50 - 2,358.50 9,270.50 - - REGISTRATION INFORMATION 14,350.24 727.00 - 13,623.24 - 13,623.24 63,411.97 1,685.00 (15.00) ACKNOWLEDGEMENT FEES 9,627.00 - 13.00 9,614.00 - 9,614.00 41,653.00 - 23.00 INTERNET TRANSACTION FEES 7,075.50 - - 7,075.50 - 7,075.50 27,787.50 - - IDENTIFICATION CARD (11-15) 3,970.05 - - 3,970.05 - 3,970.05 27,422.20 - - SCHOOL BUS & TRAFFIC SAFETY 1,588.00 - - 1,588.00 - 1,588.00 11,137.00 - - TRAFFIC RECORDS 4,470.00 - - 4,470.00 - 4,470.00 16,518.00 8.00 - COMPENSATION PAYABLE 137,698.00 83.00 34.00 137,581.00 151,320.00 (13,739.00) 598,359.00 331.00 94.00 DMV ORGAN DONOR WEBSITE 36,275.60 - - 36,275.60 37,434.30 (1,158.70) 151,146.05 - - DMV MERCURY SWITCH REMOVAL 153,756.00 78.00 38.00 153,640.00 167,630.00 (13,990.00) 659,739.00 299.00 102.00 UCR 24,416.00 - - 24,416.00 76,973.00 (52,557.00) 1,449,280.00 1,577.00 - PART FEE 12,256.00 - - 12,256.00 38,074.00 (25,818.00) 50,336.00 6.00 - TOTAL PAYABLES & RECEIVABLES 4,249,974.85 4,146.18 4 78.00 4,245,350.67 4,151,832.45 9 3,518.22 19,895,719.25 2 4,354.62 2,476.66 * Transfers that are Due to or Due From other Agencies and Special Accounts YEAR TO DATE NORTH CAROLINA DEPARTMENT OF TRANSPORTATION HIGHWAY FUND STATEMENT OF FEES, TAXES AND OTHER FOR FISCAL YEAR 10-11, AS OF OCTOBER 31, 2010 CURRENT MONTH EXHIBIT B1 Page 3 of 6 NET REVENUE 1 ,066,489.64 2 1,365.82 8 44,567.83 9 79,569.17 8 88,644.59 4 88,994.58 3 20,588.49 1 ,894,190.21 4 86,010.08 1 ,511,146.25 1 94,441.68 4 7,075.00 2 19,371.30 2 ,871,318.25 4 ,922,259.86 1 0,905.00 9 ,270.50 6 1,741.97 4 1,630.00 2 7,787.50 2 7,422.20 1 1,137.00 1 6,510.00 5 97,934.00 1 51,146.05 6 59,338.00 1 ,447,703.00 5 0,330.00 1 9,868,887.97 EXHIBIT B1 Page 4 of 6 GROSS LESS ACCOUNT GROSS LESS REVENUE REFUNDS UNCOLL'BLE NET REVENUE TRANSFERS* BALANCE REVENUE REFUNDS UNCOLL'IBLE NET REVENUE MISCELLANEOUS ACCOUNTS: CASHIERS ADVANCE (1,500.00) - - (1,500.00) - (1,500.00) (1,500.00) - - (1,500.00) BAD CHECKS 1 57,606.81 151,135.04 (26,773.59) 33,245.36 - 33,245.36 685,291.24 709,262.60 (58,744.17) 34,772.81 BAD DRAFTS 4,923.25 7,870.21 (636.02) (2,310.94) - (2,310.94) 16,466.81 24,156.60 (10,695.93) 3,006.14 ACCOUNTS RECEIVABLE 1 90,739.88 - - 190,739.88 - 190,739.88 253,295.18 - - 253,295.18 DRAFTS RECEIVABLE 65,396.16 - - 65,396.16 - 65,396.16 690,031.67 - - 690,031.67 FEES DUE OTHER JURISDICTIONS (95,932.73) - 2,779.33 (98,712.06) - (98,712.06) (339,622.91) 451,596.03 10,315.27 (801,534.21) FUEL TAX PERMITS 1,800.00 - 3,000.00 (1,200.00) - (1,200.00) 8,300.00 - 3,150.00 5,150.00 CITATION OVERPAYMENT 10,217.46 12,458.40 - (2,240.94) - (2,240.94) 30,353.48 94,485.08 111.29 (64,242.89) MAIL ORDER OVERAGE REFUND (>$5) 40,045.00 34,403.04 (42.60) 5,684.56 - 5,684.56 241,000.99 231,673.50 (92.60) 9,420.09 ENFORCEMENT COLLECTION - STARS - - - - - - - - - - REMITTANCE PROCESSOR 3 73,689.50 278,818.00 - 94,871.50 - 94,871.50 5,748,841.50 4,536,932.30 29.00 1,211,880.20 SAME DAY DEPOSITS / REFUNDS 80,294.96 80,842.54 - (547.58) - (547.58) 114,720.88 109,174.12 - 5,546.76 SUSPENSE ACCOUNTS 10,920.36 4,809.79 - 6,110.57 - 6,110.57 41,993.39 16,911.94 - 25,081.45 DOR - ALERT COLLECTIONS - - - - - - - - - - A/P COLLECTION AGENCY FEES - - - - - - - - - - SECURITY DEPOSITS - DR REC - - - - - - - - - - SECURITY DEPOSITS - MISC - - - - - - - - - - TITLE BOND - - - - - - - - - - COLLISION REPORT BOND - - - - - - - - - - DEALER CASH BOND - - - - - - 50,000.00 - - 50,000.00 POSTAGE 10.00 - - 10.00 - 10.00 118.74 - - 118.74 MAIL ORDER SHORTAGE (268.44) - - (268.44) - (268.44) (445.17) - - (445.17) MAIL ORDER OVERAGE REFUND (<$5) 383.77 - - 383.77 - 383.77 2,141.67 2.00 - 2,139.67 A/R LATE PENALTY 34,469.96 - (285.20) 34,755.16 - 34,755.16 141,577.58 - (2,820.53) 144,398.11 A/R INTEREST PENALTY 6,460.65 - (2,088.09) 8,548.74 - 8,548.74 20,298.06 - (8,460.85) 28,758.91 DMV TECHNICAL IMPROVEMENT 41,508.00 6.00 4.00 41,498.00 - 41,498.00 171,689.00 27.00 13.00 171,649.00 TOTAL MISCELLANEOUS ACCOUNTS 9 20,764.59 570,343.02 (24,042.17) 3 74,463.74 - 3 74,463.74 7,874,552.11 6,174,221.17 (67,195.52) 1 ,767,526.46 * Transfers that are Due to or Due From other Agencies and Special Accounts STATEMENT OF FEES, TAXES AND OTHER NORTH CAROLINA DEPARTMENT OF TRANSPORTATION HIGHWAY FUND YEAR TO DATE FOR FISCAL YEAR 10-11, AS OF OCTOBER 31, 2010 CURRENT MONTH CURRENT MONTH GROSS GROSS REFUNDS / RECEIPTS RECEIPTS UNCOLLECTIBLE DRIVERS LICENSE: CLASSIFIED LICENSE - CLASS A 58,125.80 237,984.10 - CLASSIFIED LICENSE - CLASS B 7,216.65 28,890.30 - CLASSIFIED LICENSE - CLASS C 2,580,136.10 10,730,163.25 238.50 DUPLICATE LICENSES 457,378.60 1,941,902.90 123.00 LEARNER'S PERMIT 176,715.75 845,844.85 45.00 RESTORATION FEES 548,250.00 2,270,883.32 975.00 SPECIAL ID CARDS 180,771.65 756,647.85 49.90 RECORD FEES 4,884,296.80 21,729,241.60 (28.00) DRIVER IMPROVEMENT CLINIC FEES 10,000.00 43,550.00 650.00 COMMERCIAL APPLICATION - - - COMMERCIAL LICENSE - CLASS A 342,375.00 1,375,170.00 - COMMERCIAL LICENSE - CLASS B 149,205.00 597,360.00 67.00 COMMERCIAL LICENSE - CLASS C 12,165.00 48,000.00 120.00 ENDORSEMENT 157,558.00 651,907.50 46.75 LIMITED PROVISIONAL LICENSE 75,013.25 415,101.35 - FULL PROVISIONAL LICENSE 63,852.05 257,004.85 4.00 MOTORCYCLE PERMIT 18,561.50 100,264.30 - COMMERCIAL DRIVER TRAINING 101.00 549.00 - TOTAL DRIVERS LICENSE 9,721,722.15 42,030,465.17 2,291.15 ENFORCEMENT PENALTIES: CIVIL PENALTIES - INSPECTION MAINTENANCE 6,850.00 20,250.00 1,065.00 CIVIL PENALTIES - DEALERS - 200.00 - CIVIL PENALTIES - EMISSIONS 37,764.07 174,342.48 3,311.80 CIVIL PENALTIES - OUT OF SERVICE 134,998.63 519,094.48 1,750.00 CIVIL PENALTIES - OVERSIZE PERMITS 46,413.46 203,708.18 1,100.00 CIVIL PENALTIES - LICENSE & WEIGHT 506,640.29 2,382,991.99 1,530.00 CIVIL PENALTIES - ARTICLE 12 VIOLATIONS 1,600.00 9,300.00 - CIVIL PENALTIES - NO DECAL 20,113.34 86,094.66 500.00 TOTAL ENFORCEMENT PENALTIES 754,379.79 3,395,981.79 9,256.80 CURRENT YEAR-TO DATE STATEMENT OF FEES, TAXES AND OTHER NORTH CAROLINA DEPARTMENT OF TRANSPORTATION HIGHWAY FUND FOR FISCAL YEAR 10-11, AS OF OCTOBER 31, 2010 EXHIBIT B1 Page 5 of 6 NET RECEIPTS 2 37,984.10 2 8,890.30 1 0,729,924.75 1 ,941,779.90 8 45,799.85 2 ,269,908.32 7 56,597.95 2 1,729,269.60 4 2,900.00 - 1 ,375,170.00 5 97,293.00 4 7,880.00 6 51,860.75 4 15,101.35 2 57,000.85 1 00,264.30 5 49.00 4 2,028,174.02 1 9,185.00 2 00.00 1 71,030.68 5 17,344.48 2 02,608.18 2 ,381,461.99 9 ,300.00 8 5,594.66 3 ,386,724.99 INCREASE INCREASE CURRENT YEAR PRIOR YEAR (DECREASE) PERCENT CURRENT YEAR PRIOR YEAR (DECREASE) MOTOR VEHICLE FEES MOTOR VEHICLE LICENSE FEE 29,920,830.10 28,469,446.55 1,451,383.55 5.10% 122,422,919.26 118,947,085.24 3,475,834.02 MAIL REGISTRATION RENEWAL FEE 103,726.00 93,798.00 9,928.00 10.58% 234,331.00 361,123.00 (126,792.00) MISCELLANEOUS REGISTRATION 272,909.50 271,026.00 1,883.50 0.69% 1,118,969.00 1,133,472.25 (14,503.25) DRIVER LICENSE FEES 9,721,372.45 9,822,539.80 (101,167.35) -1.03% 42,028,174.02 42,552,628.68 (524,454.66) SAFETY EQUIPMENT INSPECTION 124,577.39 96,566.34 28,011.05 29.01% 576,201.30 398,707.76 177,493.54 FINANCIAL SECURITY RESTORATION FEES 459,597.00 429,660.00 29,937.00 6.97% 1,862,324.00 1,654,788.00 207,536.00 CIVIL PENALTY - FINANCIAL SECURITY 1,376,750.00 1,463,800.00 (87,050.00) -5.95% 5,559,000.00 5,521,500.00 37,500.00 LIEN RECORDING 15,270.00 25,330.00 (10,060.00) -39.72% 59,860.00 87,721.00 (27,861.00) EMISSIONS 193,340.38 151,927.05 41,413.33 27.26% 902,414.31 646,554.46 255,859.85 DEALER & MANUFACTURER LICENSE FEES 103,270.00 71,155.00 32,115.00 45.13% 409,545.00 292,214.42 117,330.58 PROCESS SERVICE FEE 602,693.00 644,196.00 (41,503.00) -6.44% 2,503,808.00 2,613,185.00 (109,377.00) MOTOR CARRIER SAFETY REGULATION 12,356.80 4,935.04 7,421.76 150.39% 49,330.76 32,147.33 17,183.43 PENALTY LICENSE & WEIGHT ENFORCEMENT 749,530.48 979,375.87 (229,845.39) -23.47% 3,386,724.99 4,427,970.78 (1,041,245.79) TOTAL MOTOR VEHICLE FEES 43,656,223.10 42,523,755.65 1,132,467.45 2.66% 181,113,601.64 178,669,097.92 2,444,503.72 PAYABLES & RECEIPTS SALES TAX 1,889.60 104,521.47 (102,631.87) -98.19% 21,365.82 122,789.56 (101,423.74) SPECIAL REGISTRATION PLATE FUND 206,736.83 397,385.76 (190,648.93) -47.98% 844,567.83 1,749,046.42 (904,478.59) PERSONALIZED REGISTRATION PLATE 241,883.33 - 241,883.33 100.00% 979,569.17 - 979,569.17 SAFETY INSPECTION & EXHAUST EMISSION 401,920.37 315,105.58 86,814.79 27.55% 1,873,088.21 1,334,308.89 538,779.32 COLL & CULTURAL ATTRACTION PLATE FUND 217,911.67 187,635.00 30,276.67 16.14% 888,644.59 820,016.67 68,627.92 PARKS & RECREATION TRUST FUND 120,866.67 108,709.24 12,157.43 11.18% 488,994.58 480,109.32 8,885.26 TRANSIT AUTHORITY / TRANSPARK 469,295.00 427,163.50 42,131.50 9.86% 1,894,190.21 1,831,395.00 62,795.21 NATURAL HERITAGE TRUST FUND 372,920.00 333,982.50 38,937.50 11.66% 1,511,146.25 1,476,701.75 34,444.50 DWI RESTORATION FEE - GENERAL FUND 47,075.00 45,775.00 1,300.00 2.84% 194,441.68 184,516.66 9,925.02 DWI RESTORATION FEE - FORENSIC TESTING 47,075.00 - 47,075.00 100.00% 47,075.00 - 47,075.00 MOTORCYCLE SAFETY INSTRUCTION 40,611.50 38,266.00 2,345.50 6.13% 219,371.30 222,649.50 (3,278.20) EMISSIONS PROGRAM & TELECOMMUNICATIONS 1,669,757.81 1,312,097.28 357,660.53 27.26% 7,793,578.11 5,583,879.44 2,209,698.67 SPECIAL LICENSE - ADVANCE PAYMENTS 540.00 4,920.00 (4,380.00) -89.02% 10,905.00 24,080.00 (13,175.00) RECEIPTS 42,699.29 41,965.54 733.75 1.75% 195,499.17 185,682.64 9,816.53 COMPENSATION PAYABLE 137,581.00 135,509.00 2,072.00 1.53% 597,934.00 587,527.00 10,407.00 DMV ORGAN DONOR WEBSITE 36,275.60 36,090.10 185.50 0.51% 151,146.05 155,251.40 (4,105.35) DMV MERCURY SWITCH REMOVAL 153,640.00 147,425.00 6,215.00 4.22% 659,338.00 637,536.00 21,802.00 UCR 24,416.00 4,344.00 20,072.00 462.06% 1,447,703.00 1,047,273.00 400,430.00 PART FEE 12,256.00 11,456.00 800.00 6.98% 50,330.00 162,424.00 (112,094.00) TOTAL PAYABLES & RECEIPTS 4,245,350.67 3,652,350.97 592,999.70 16.24% 19,868,887.97 16,605,187.25 3,263,700.72 GRAND TOTALS 47,901,573.77 46,176,106.62 1,725,467.15 18.90% 200,982,489.61 195,274,285.17 5,708,204.44 STATEMENT OF FEES, TAXES AND OTHER NORTH CAROLINA DEPARTMENT OF TRANSPORTATION HIGHWAY FUND MONTH YEAR TO DATE FOR FISCAL YEAR 10-11, AS OF OCTOBER 31, 2010 EXHIBIT B1 Page 6 of 6 PERCENT 2.92% -35.11% -1.28% -1.23% 44.52% 12.54% 0.68% -31.76% 39.57% 40.15% -4.19% 53.45% -23.52% 1.37% -82.60% -51.71% 100.00% 40.38% 8.37% 1.85% 3.43% 2.33% 5.38% 100.00% -1.47% 39.57% -54.71% 5.29% 1.77% -2.64% 3.42% 38.24% -69.01% 19.65% 21.02% EXHIBIT B2 Page 1 of 4 MONTH YEAR TO DATE MONTH YEAR TO DATE Primary Construction Local Government Participation 2 ,370,055.50 - 2,370,055.50 - - - - 2,370,055.50 Property Owners Participation 1 10,087.09 - 110,087.09 - - - - 110,087.09 Outdoor Advertising 1 03,980.00 3 ,880.00 107,860.00 1 ,320.00 4,000.00 840.00 4 ,020.00 103,860.00 Junkyard Control 3 10.00 1 5.00 325.00 1 5.00 15.00 - - 310.00 Primary Construction 2 ,584,432.59 3 ,895.00 2,588,327.59 1 ,335.00 4,015.00 840.00 4 ,020.00 2,584,312.59 Secondary Construction Local Government Participation 3 ,787,512.30 5 62,500.00 4,350,012.30 - - - - 4,350,012.30 Property Owners Participation 1 43,978.75 2 ,358.63 146,337.38 - 38,712.38 7,600.00 3 4,402.00 1 07,625.00 Secondary Construction 3 ,931,491.05 5 64,858.63 4,496,349.68 - 38,712.38 7,600.00 3 4,402.00 4,457,637.30 Urban Construction Local Government Participation 1 ,698,790.49 (209,029.62) 1 ,489,760.87 - 508,989.47 - - 980,771.40 Property Owners Participation 2 00,000.00 - 200,000.00 - - - - 200,000.00 Urban Construction 1 ,898,790.49 (209,029.62) 1 ,689,760.87 - 508,989.47 - - 1,180,771.40 Public Service Roads Local Government Participation 5 5,000.00 35,000.00 90,000.00 - - - - 90,000.00 Public Service Roads 5 5,000.00 35,000.00 90,000.00 - - - - 90,000.00 Spot Safety Local Government Participation 2 ,000.00 10,100.00 12,100.00 2 ,000.00 2,000.00 - - 10,100.00 Spot Safety 2 ,000.00 10,100.00 12,100.00 2 ,000.00 2,000.00 - - 10,100.00 Contingency Local Government Participation 3 07,000.00 4 9,679.20 356,679.20 - - (17,850.00) (17,850.00) 3 56,679.20 Property Owners Participation 3 36,390.00 5 0,000.00 386,390.00 - - - 25,000.00 3 86,390.00 Contingency 6 43,390.00 9 9,679.20 743,069.20 - - (17,850.00) 7 ,150.00 743,069.20 UNREALIZED PARTICIPATION REVENUE CURRENT YEAR PRIOR YEAR UNREALIZED PRIOR YEAR BALANCE CURRENT YEAR ESTIMATED REVENUE TOTAL ESTIMATED REVENUE ACTUAL REVENUE NORTH CAROLINA DEPARTMENT OF TRANSPORTATION HIGHWAY FUND STATEMENT OF PARTICIPATION REVENUE FOR FISCAL YEAR 10-11, AS OF OCTOBER 31, 2010 EXHIBIT B2 Page 2 of 4 MONTH YEAR TO DATE MONTH YEAR TO DATE Primary Maintenance Local Government Participation 1 0,000.00 - 10,000.00 - - 48,695.49 4 8,695.49 10,000.00 Property Owners Participation 3 00,000.00 - 300,000.00 - - - 3,000.00 300,000.00 Damage Claims Statewide ( 292,093.55) 1,924,577.86 1,632,484.31 4 82,550.73 1,787,895.42 399,552.06 1 ,798,366.92 (155,411.11) LOGO Annual Fees Statewide ( 750,023.93) 2,746,175.00 1,996,151.07 2,277,950.00 2 ,725,400.00 2,324,596.72 2 ,740,925.00 (729,248.93) TODS Statewide ( 1,930.00) 12,955.23 11,025.23 3 ,000.00 12,151.23 2,600.00 1 0,000.00 (1,126.00) Primary Maintenance ( 734,047.48) 4,683,708.09 3,949,660.61 2,763,500.73 4 ,525,446.65 2,775,444.27 4 ,600,987.41 (575,786.04) Secondary Maintenance Local Government Participation 1 27,000.00 - 127,000.00 - - - - 127,000.00 Property Owners Participation 6 0,000.00 4 30,000.00 490,000.00 - 430,000.00 9,500.00 9 ,500.00 60,000.00 Damage Claims Statewide 5 9,209.07 2 03,729.02 262,938.09 4 2,905.05 1 96,896.73 28,094.40 154,036.24 6 6,041.36 Secondary Maintenance 2 46,209.07 6 33,729.02 879,938.09 4 2,905.05 6 26,896.73 37,594.40 163,536.24 2 53,041.36 Contract Resurfacing Local Government Participation 6 0,320.00 - 60,320.00 - - 58,659.64 7 5,192.14 6 0,320.00 Property Owners Participation 7 1,000.00 - 71,000.00 - 53,500.00 - - 17,500.00 Contract Resurfacing 1 31,320.00 - 131,320.00 - 53,500.00 58,659.64 7 5,192.14 7 7,820.00 Capital Improvements Property Owners Participation 604,980.22 - 604,980.22 4 6,474.88 282,265.34 - - 322,714.88 Capital Improvements 604,980.22 - 604,980.22 4 6,474.88 282,265.34 - - 322,714.88 FHWA Construction /SPR / MP Local Government Participation 32,711,000.13 1 ,852,461.48 34,563,461.61 7 72,651.50 3,847,830.36 1,244,682.10 5 ,590,251.31 30,715,631.25 Property Owners Participation 9,713,575.81 3 33,389.54 10,046,965.35 - 1,381,035.04 20,500.00 2 4,500.00 8,665,930.31 Advance Construction Non Billable - - - - - - - - Federal Aid 2,698,618,153.64 ( 822,474,327.27) 1,876,143,826.37 1 47,552,881.00 274,822,477.00 20,488,376.00 2 44,430,941.00 1,601,321,349.37 GARVEE 104,075,375.00 ( 7,288,037.00) 96,787,338.00 - 10,124,329.00 - 5,732,600.00 86,663,009.00 Stimulus 432,499,313.00 1 0,000,000.00 442,499,313.00 5 1,044,876.00 163,155,882.00 42,844,062.00 1 12,098,597.00 2 79,343,431.00 FHWA Construction /SPR / MP 3,277,617,417.58 ( 817,576,513.25) 2,460,040,904.33 199,370,408.50 453,331,553.40 64,597,620.10 3 67,876,889.31 2,006,709,350.93 NORTH CAROLINA DEPARTMENT OF TRANSPORTATION HIGHWAY FUND STATEMENT OF PARTICIPATION REVENUE FOR FISCAL YEAR 10-11, AS OF OCTOBER 31, 2010 UNREALIZED PARTICIPATION REVENUE CURRENT YEAR PRIOR YEAR UNREALIZED PRIOR YEAR BALANCE CURRENT YEAR ESTIMATED REVENUE TOTAL ESTIMATED REVENUE ACTUAL REVENUE EXHIBIT B2 Page 3 of 4 MONTH YEAR TO DATE MONTH YEAR TO DATE Governor's Highway Safety National Highway Traffic Safety Administration 1 5,284,898.35 4,539,726.00 1 9,824,624.35 9 13,744.00 2,898,381.00 932,062.00 2 ,446,802.00 16,926,243.35 Governor's Highway Safety 1 5,284,898.35 4,539,726.00 1 9,824,624.35 9 13,744.00 2 ,898,381.00 932,062.00 2 ,446,802.00 16,926,243.35 Rail Program Local Government Participation - - - - - - - - Property Owners Participation 2 20,310.23 208,892.79 4 29,203.02 176,308.13 2 08,892.79 30,937.89 3 0,937.89 220,310.23 General Fund-NC Stock Dividends-Statewide 1 ,166,637.96 7 0,000.00 1,236,637.96 - 264,925.65 189,696.11 2 68,341.68 9 71,712.31 Grant Federal Rail Administration-Statewide 1 ,772,229.18 - 1,772,229.18 - 310,229.00 569,115.00 5 69,115.00 1,462,000.18 ARRA - 37,241,858.00 3 7,241,858.00 4,563,321.00 4 ,563,321.00 - - 32,678,537.00 Rail Program 3 ,159,177.37 37,520,750.79 4 0,679,928.16 4,739,629.13 5 ,347,368.44 789,749.00 8 68,394.57 35,332,559.72 Airport Program Grant Federal Aviation Administration Statewide 7 2,604,654.06 11,321,619.00 8 3,926,273.06 3,020,292.00 1 1,376,673.00 1,597,438.00 9 ,132,699.00 72,549,600.06 Airport Program 7 2,604,654.06 11,321,619.00 8 3,926,273.06 3,020,292.00 1 1,376,673.00 1,597,438.00 9 ,132,699.00 72,549,600.06 Public Transportation Local Government Participation 5 ,052.03 ( 1,402.51) 3,649.52 500.94 - - 48,074.90 3,649.52 Property Owners Participation 2 9,892.65 - 29,892.65 - 24,843.98 - - 5,048.67 General Fund Statewide - - - - - - - - State Appropriation Statewide Match - - - - - - - - Federal-Statewide-Non-billable - - - - - - - - Federal Transit Authority 1 9,290,178.43 3 1,317,458.00 50,607,636.43 2,310,040.00 8 ,465,689.94 1,013,522.00 7 ,392,049.00 42,141,946.49 ARRA 3 3,042,892.00 - 33,042,892.00 2,087,916.00 4 ,020,487.00 7 6.00 7 6.00 29,022,405.00 Public Transportation 5 2,368,015.11 3 1,316,055.49 83,684,070.60 4,398,456.94 12,511,020.92 1,013,598.00 7 ,440,199.90 71,173,049.68 Non System Streets Reimbursement of Expense Statewide 6 ,290,921.36 ( 89,849.40) 6,201,071.96 1 30,009.92 436,886.94 93,764.40 377,899.57 5,764,185.02 Non System Streets 6 ,290,921.36 ( 89,849.40) 6,201,071.96 1 30,009.92 436,886.94 93,764.40 377,899.57 5,764,185.02 Motor Carrier Safety Grants FHWA 1 3,377,396.02 - 13,377,396.02 - 2,577,523.00 4,096,972.00 4 ,889,271.00 10,799,873.02 Motor Carrier Safety Grants 13,377,396.02 - 13,377,396.02 - 2,577,523.00 4,096,972.00 4 ,889,271.00 10,799,873.02 UNREALIZED PARTICIPATION REVENUE CURRENT YEAR PRIOR YEAR UNREALIZED PRIOR YEAR BALANCE CURRENT YEAR ESTIMATED REVENUE TOTAL ESTIMATED REVENUE ACTUAL REVENUE NORTH CAROLINA DEPARTMENT OF TRANSPORTATION HIGHWAY FUND STATEMENT OF PARTICIPATION REVENUE FOR FISCAL YEAR 10-11, AS OF OCTOBER 31, 2010 MONTH YEAR TO DATE MONTH YEAR TO DATE NC Emergency/FEMA Primary System Statewide 1 2,507,996.83 - 12,507,996.83 2 ,390.61 582,097.09 - - Secondary System Statewide ( 16,811,581.98) - (16,811,581.98) 9 ,187.29 880,147.00 - - Urban System Statewide 2 ,061,497.21 - 2,061,497.21 - - - - Fire Prevention and Safety 5 25,000.00 - 525,000.00 - - - - NC Emergency/FEMA ( 1,717,087.94) - (1,717,087.94) 1 1,577.90 1 ,462,244.09 - - Division Small Urban Construction Local Government Participation 5 69,372.91 5 0,394.02 619,766.93 - 202,016.93 - - Property Owners Participation 1 ,258,288.21 2 5,000.00 1,283,288.21 - 25,000.00 - - Division Small Urban Construction 1 ,827,661.12 7 5,394.02 1,903,055.14 - 227,016.93 - - Economic Development Local Government Match Statewide 4 8,234.95 (48,234.95) - - - (48,234.95) ( 48,234.95) Property Owners Participation - - - - - - - Economic Development 4 8,234.95 (48,234.95) - - - (48,234.95) ( 48,234.95) Total Participation Revenues 3,450,224,853.92 (727,119,111.98) 2,723,105,741.94 2 15,440,334.05 496,210,493.29 75,935,256.86 3 97,869,208.19 NORTH CAROLINA DEPARTMENT OF TRANSPORTATION HIGHWAY FUND STATEMENT OF PARTICIPATION REVENUE FOR FISCAL YEAR 10-11, AS OF OCTOBER 31, 2010 CURRENT YEAR PRIOR YEAR UNREALIZED PRIOR YEAR BALANCE CURRENT YEAR ESTIMATED REVENUE TOTAL ESTIMATED REVENUE ACTUAL REVENUE EXHIBIT B2 Page 4 of 4 1 1,925,899.74 ( 17,691,728.98) 2 ,061,497.21 5 25,000.00 ( 3,179,332.03) 4 17,750.00 1 ,258,288.21 1 ,676,038.21 - - - 2 ,226,895,248.65 UNREALIZED PARTICIPATION REVENUE Unexpended Allotments Total Unallotted Unexpended Brought Forward Appropriations Allotments Current Period Year to Date Appropriations Appropriations CURRENT ACCOUNTS Central Administration 89,775,341.00 9,899,780.83 9,112,606.07 19,012,386.90 79,875,560.17 70,762,954.10 Division of Highway Administration 1,741,121.00 276,601.02 221,160.92 497,761.94 1,464,519.98 1,243,359.06 Division of Motor Vehicles 102,250,335.00 19,591,468.00 11,234,253.51 30,825,721.51 82,658,867.00 71,424,613.49 Operations Administration 32,884,479.00 5,344,674.63 5,229,254.94 10,573,929.57 27,539,804.37 22,310,549.43 Field Operations - - 2,239,328.02 (74,622,635.64) - 74,622,635.64 Reserves for Other Agencies 291,969,868.00 90,899,736.13 28,878,479.27 92,803,072.14 201,070,131.87 199,166,795.86 Dept of Agriculture Gas Inspection Service 5,101,354.00 2,550,678.00 1,275,339.00 2,550,678.00 2,550,676.00 2,550,676.00 DENR - LUST Trust Fund 2,329,238.00 1,164,620.00 582,310.00 1,164,620.00 1,164,618.00 1,164,618.00 Dept of Revenue - Gas Tax 5,979,408.00 1,229,321.17 1,229,321.17 1,229,321.17 4,750,086.83 4,750,086.83 Health and Human Services - Chemical Testing 577,341.00 288,670.00 144,335.00 288,670.00 288,671.00 288,671.00 Highway Patrol 177,347,701.00 53,824,660.00 13,586,348.00 5 3,824,660.00 123,523,041.00 123,523,041.00 DPI - Driver Training 32,021,964.00 6,980,000.00 2,700,000.00 6,980,000.00 25,041,964.00 25,041,964.00 Sales Tax Exempt 17,004,498.00 8,502,077.00 4,251,025.00 8,502,050.00 8,502,421.00 8,502,448.00 AirCargo Authority 1,280,000.00 640,000.00 320,000.00 640,000.00 640,000.00 640,000.00 State Fire Protection Grant Fund 150,000.00 - - - 150,000.00 150,000.00 CCPS - DMV Enforcement 27,315,068.00 9,054,142.62 2,678,385.00 9,054,142.62 18,260,925.38 18,260,925.38 OSBM - Civil Penalty 22,000,000.00 6,342,254.25 1,903,363.01 8,245,617.26 15,657,745.75 13,754,382.74 Dept of Revenue - IRP Auditors 402,255.00 92,793.09 92,793.09 92,793.09 309,461.91 309,461.91 OSC-BEST Shared Services 461,041.00 230,520.00 115,260.00 230,520.00 230,521.00 230,521.00 Reserves 80,679,051.50 - - 69,426,132.29 80,679,051.50 11,252,919.21 Internal Orders* - - 21,559,968.32 (20,217,363.18) - 20,217,363.18 CO Internal Orders - - 21,403,228.13 1,365,452.83 - (1,365,452.83) DOT Plant Maintenance Orders - - 47,583.57 350,546.22 - (350,546.22) Eco Enhancement Program - - 174,087.82 (21,765,952.86) - 21,765,952.86 ROW Air Space - - (66,180.02) (183,411.15) - 183,411.15 PMTP - Networks - - - - - - PMII Networks - HF - - (667.53) 6,432.03 - (6,432.03) Facility Maintenance Orders - - 4,569.76 10,149.41 - (10,149.41) Transp Mobility & Safety Division Orders - - (2,653.41) (579.66) - 579.66 Quality Enhancement Orders - - - - - - Debt Service - GARVEE - - - - - - TOTAL CURRENT ACCOUNTS 599,300,195.50 126,012,260.61 78,475,051.05 128,299,005.53 473,287,934.89 471,001,189.97 *All previous years activity for Internal Orders is reported on Exhibit I Expenditures NORTH CAROLINA DEPARTMENT OF TRANSPORTATION HIGHWAY FUND STATEMENT OF APPROPRIATIONS, APPORTIONMENTS, PARTICIPATIONS, ALLOTMENTS AND EXPENDITURES FOR FISCAL YEAR 10-11, AS OF OCTOBER 31, 2010 EXHIBIT C Page 1 of 6 Unexpended Allotments (9,112,606.07) (221,160.92) (11,234,253.51) (5,229,254.94) 74,622,635.64 (1,903,336.01) - - - - - - 27.00 - - - (1,903,363.01) - - (69,426,132.29) 20,217,363.18 (1,365,452.83) (350,546.22) 21,765,952.86 183,411.15 - (6,432.03) (10,149.41) 579.66 - - (2,286,744.92) Unexpended Allotments Total Unallotted Unexpended Brought Forward Appropriations Allotments Current Period Year to Date Appropriations Appropriations ENCUMBRANCE ACCOUNTS Primary Construction 15,936,287.59 13,153,676.93 9,114,679.11 472,144.27 1,776,344.59 4,038,997.82 27,313,619.93 Secondary Construction 89,188,016.85 123,331,461.08 19,494,409.50 4,658,321.82 18,018,322.34 103,837,051.58 194,501,155.59 Urban Construction 4 ,590,853.30 (980,588.27) (980,588.27) 184,478.28 278,032.61 - 3,332,232.42 Public Service Roads 2 ,536,300.86 6,828,874.39 802,421.14 24,093.05 394,397.91 6,026,453.25 8,970,777.34 Bridge Replacement (77,014.33) 10,626,767.15 - 8,032.66 (25,854.34) 10,626,767.15 10,575,607.16 State funds for Construction - - - - - - - Spot Safety 16,605,442.03 17,759,246.21 4,483,256.05 741,246.86 2,963,092.49 13,275,990.16 31,401,595.75 Contingency 23,785,625.28 48,689,380.32 2,277,941.73 1,032,847.33 3,727,344.05 46,411,438.59 68,747,661.55 Primary Maintenance 103,106,913.15 357,631,285.64 152,641,942.83 19,160,066.25 70,608,493.05 204,989,342.81 390,129,705.74 Secondary Maintenance 83,081,578.75 376,975,845.69 183,674,981.14 25,946,443.36 109,173,687.35 193,300,864.55 350,883,737.09 Urban Maintenance - - - - - - - Contract Resurfacing 272,957,198.41 405,668,804.61 55,912,323.09 12,805,612.58 176,872,569.38 349,756,481.52 501,753,433.64 Ferry Operations ( 7,524,824.71) 49,132,498.85 17,922,609.90 785,171.28 10,076,646.01 31,209,888.95 31,531,028.13 Expenditures FOR FISCAL YEAR 10-11, AS OF OCTOBER 31, 2010 NORTH CAROLINA DEPARTMENT OF TRANSPORTATION HIGHWAY FUND STATEMENT OF APPROPRIATIONS, APPORTIONMENTS, PARTICIPATIONS, ALLOTMENTS AND EXPENDITURES EXHIBIT C Page 2 of 6 Unexpended Allotments 23,274,622.11 90,664,104.01 3,332,232.42 2,944,324.09 (51,159.99) - 18,125,605.59 22,336,222.96 185,140,362.93 157,582,872.54 - 151,996,952.12 321,139.18 Unexpended Allotments Total Unallotted Unexpended Brought Forward Appropriations Allotments Current Period Year to Date Appropriations Appropriations ENCUMBRANCE ACCOUNTS Capital Improvements 31,244,206.57 2,472,746.02 - 281,267.05 1,436,407.43 2,472,746.02 32,280,545.16 FHWA Construction 2,595,908,653.31 1,879,565,714.44 351,169,525.92 101,613,288.68 577,437,636.79 1,528,396,188.52 3,898,036,730.96 Governors' Highway Safety 6 ,527,166.16 20,324,810.81 4,835,878.00 1,274,782.62 3,418,643.34 15,488,932.81 23,433,333.63 Railroad Program 40,358,517.34 66,564,279.32 49,764,315.89 2,302,709.04 10,545,166.77 16,799,963.43 96,377,629.89 Airports Program 95,430,957.80 47,769,406.03 21,321,927.75 1,308,630.91 14,595,895.63 26,447,478.28 128,604,468.20 Public Transportation 80,880,049.81 159,883,177.49 67,496,925.48 10,890,679.77 27,562,419.77 92,386,252.01 213,200,807.53 OSHA Program 420,749.53 710,777.92 15,861.92 21,803.58 74,541.43 694,916.00 1,056,986.02 Non-System Streets 3 ,493,141.41 (89,849.40) (89,849.40) 128,990.68 666,678.55 - 2,736,613.46 Motor Carrier Safety 3 ,474,700.89 7,697,911.65 5,767,979.00 91,524.63 2,524,513.18 1,929,932.65 8,648,099.36 FEMA ( 18,124,569.26) 16,514,393.87 - 771,549.11 890,854.76 16,514,393.87 (2,501,030.15) State Aid to Municipalities 500,000.00 92,851,852.37 90,339,847.74 - 90,839,847.74 2,512,004.63 2,512,004.63 Division Urban Small Construction 27,338,155.05 46,762,211.05 2,635,080.49 1,100,005.07 3,711,786.59 44,127,130.56 70,388,579.52 Economic Development 19,254,235.51 6,304,455.22 (398,926.60) 550,357.43 1,983,441.38 6,703,381.82 23,575,249.35 System Preservation 56,332,210.43 157,506,371.43 60,925,176.95 11,178,868.71 50,727,166.66 96,581,194.48 163,111,415.20 Conversion -In Progress (0.01) - - - - - (0.01) TOTAL ENCUMBRANCE ACCOUNTS 3,547,224,551.71 3,913,655,510.84 1,099,127,719.36 197,332,915.02 1 ,180,278,075.46 2,814,527,791.46 6,280,601,987.09 TOTAL HIGHWAY FUND 3,547,224,551.71 4,512,955,706.34 1,225,139,979.97 275,807,966.07 1 ,308,577,080.99 3,287,815,726.35 6,751,603,177.06 Federal Aid HPR/PL/Construction Available for Obligation totals have been adjusted to the FHWA Obligational Authority in order to reflect fund availability for the federal fiscal year, beginning October September 30 each year. STATEMENT OF APPROPRIATIONS, APPORTIONMENTS, PARTICIPATIONS, ALLOTMENTS AND EXPENDITURES FOR FISCAL YEAR 10-11, AS OF OCTOBER 31, 2010 Expenditures NORTH CAROLINA DEPARTMENT OF TRANSPORTATION HIGHWAY FUND EXHIBIT C Page 3 of 6 Unexpended Allotments 29,807,799.14 2,369,640,542.44 7,944,400.82 79,577,666.46 102,156,989.92 120,814,555.52 362,070.02 2,736,613.46 6,718,166.71 (19,015,424.02) - 26,261,448.96 16,871,867.53 66,530,220.72 (0.01) 3,466,074,195.63 3,463,787,450.71 r 1 and ending 2010 2011 Expenditure Yearly Yearly Appropriations Current Period Appropriations Current Period Year to Date Appropriations Current Period Year to Date Compared to 2010 Compared to 2010 CURRENT ACCOUNTS Central Administration 8 6,721,386.00 10,341,500.57 22,831,604.79 89,775,341.00 9 ,112,606.07 19,012,386.90 3,053,955.00 (1,228,894.50) Division of Highway Administration 1 ,698,948.00 221,827.08 526,616.98 1,741,121.00 2 21,160.92 497,761.94 42,173.00 (666.16) Division of Motor Vehicles 1 00,522,542.00 10,910,972.35 33,638,301.26 102,250,335.00 1 1,234,253.51 30,825,721.51 1,727,793.00 323,281.16 Operations Administration 3 3,041,712.00 5,109,340.40 10,605,644.61 32,884,479.00 5 ,229,254.94 10,573,929.57 (157,233.00) 119,914.54 Field Operations - (1,342,712.24) (71,297,955.67) - 2 ,239,328.02 (74,622,635.64) - 3,582,040.26 Reserves for Other Agencies 2 82,618,099.00 23,889,969.52 85,459,264.15 291,969,868.00 2 8,878,479.27 92,803,072.14 9,351,769.00 4,988,509.75 Dept of Agriculture Gas Inspection Service 4 ,972,215.00 327,995.00 1,311,980.00 5,101,354.00 1 ,275,339.00 2,550,678.00 129,139.00 947,344.00 DENR - LUST Trust Fund 2 ,620,123.00 - 655,031.00 2,329,238.00 5 82,310.00 1,164,620.00 (290,885.00) 582,310.00 Dept of Revenue - Gas Tax 5 ,847,662.00 1,204,426.51 1,204,426.51 5,979,408.00 1 ,229,321.17 1,229,321.17 131,746.00 24,894.66 Health & Human Services - Chemical Test 5 59,719.00 - 139,929.00 577,341.00 1 44,335.00 288,670.00 17,622.00 144,335.00 Highway Patrol 1 68,252,909.00 1 4,984,766.00 5 0,347,755.00 1 77,347,701.00 1 3,586,348.00 5 3,824,660.00 9,094,792.00 ( 1,398,418.00) DPI - Driver Training 3 2,859,859.00 2,500,000.00 8,500,000.00 32,021,964.00 2 ,700,000.00 6,980,000.00 (837,895.00) 200,000.00 Sales Tax Exempt 1 7,557,170.00 - 4,389,293.00 17,004,498.00 4 ,251,025.00 8,502,050.00 (552,672.00) 4,251,025.00 AirCargo Authority 1 ,280,000.00 - 320,000.00 1,280,000.00 3 20,000.00 640,000.00 - 320,000.00 State Fire Protection Grant Fund 1 50,000.00 - - 150,000.00 - - - - CCPS - DMV Enforcement 2 5,683,314.00 2,786,365.00 10,797,227.00 27,315,068.00 2 ,678,385.00 9,054,142.62 1,631,754.00 (107,980.00) OSBM - Civil Penalty 2 2,000,000.00 1,996,049.58 7,592,851.21 22,000,000.00 1 ,903,363.01 8,245,617.26 - (92,686.57) Dept of Revenue - IRP Auditors 3 91,091.00 90,367.43 90,367.43 402,255.00 92,793.09 92,793.09 11,164.00 2,425.66 OSC-BEST Shared Services 4 44,037.00 - 110,404.00 461,041.00 1 15,260.00 230,520.00 17,004.00 115,260.00 Reserves 6 7,342,348.00 - 56,188,427.99 80,679,051.50 - 69,426,132.29 13,336,703.50 - Internal Orders - 7,130,944.92 (68,540,539.39) - 2 1,559,968.32 (20,217,363.18) - 14,429,023.40 CO Internal Orders - 7,027,599.80 (13,107,648.69) - 2 1,403,228.13 1,365,452.83 - 14,375,628.33 DOT Plant Maintenance Orders - (8,883.37) (15,416.55) - 47,583.57 350,546.22 - 56,466.94 Eco Enhancement Program - 25,336.94 (55,833,126.59) - 1 74,087.82 (21,765,952.86) - 148,750.88 ROW Air Space - (7,454.59) (54,064.89) - (66,180.02) (183,411.15) - (58,725.43) PMTP - Networks-HF - - - - - - - - PMII Networks - HF - 84,738.47 444,985.54 - (667.53) 6,432.03 - (85,406.00) Facility Maintenance Orders - 8,012.79 14,148.85 - 4,569.76 10,149.41 - (3,443.03) Transp Mobility & Safety Division Orders - 1,594.88 10,582.94 - (2,653.41) (579.66) - (4,248.29) Quality Enhancement Orders - - - - - - - - Debt Service - GARVEE - - - - - - - - TOTAL CURRENT ACCOUNTS 571,945,035.00 56,261,842.60 69,411,364.72 599,300,195.50 7 8,475,051.05 128,299,005.53 27,355,160.50 22,213,208.45 2010 2011 Expenditures Expenditures NORTH CAROLINA DEPARTMENT OF TRANSPORTATION HIGHWAY FUND STATEMENT OF APPROPRIATIONS, APPORTIONMENTS, PARTICIPATIONS, ALLOTMENTS AND EXPENDITURES FOR FISCAL YEAR 10-11, AS OF OCTOBER 31, 2010 EXHIBIT C Page 4 of 6 Expenditure Year to Date Compared to 2010 ( 3,819,217.89) ( 28,855.04) ( 2,812,579.75) ( 31,715.04) ( 3,324,679.97) 7 ,343,807.99 1 ,238,698.00 5 09,589.00 2 4,894.66 1 48,741.00 3 ,476,905.00 ( 1,520,000.00) 4 ,112,757.00 3 20,000.00 - ( 1,743,084.38) 6 52,766.05 2 ,425.66 1 20,116.00 1 3,237,704.30 4 8,323,176.21 1 4,473,101.52 3 65,962.77 3 4,067,173.73 ( 129,346.26) - ( 438,553.51) (3,999.44) ( 11,162.60) - - 5 8,887,640.81 2010 2011 Expenditure Yearly Yearly Appropriations Current Period Appropriations Current Period Year to Date Appropriations Current Period Year to Date Compared to 2010 Compared to 2010 ENCUMBRANCE ACCOUNTS Primary Construction 16,423,210.56 1,013,037.27 1,698,730.23 13,153,676.93 472,144.27 1,776,344.59 (3,269,533.63) (540,893.00) Secondary Construction 91,448,217.38 3,334,774.03 14,226,022.10 123,331,461.08 4,658,321.82 18,018,322.34 31,883,243.70 1,323,547.79 Urban Construction (1,114,455.66) 784,902.55 3,211,985.51 (980,588.27) 184,478.28 278,032.61 133,867.39 (600,424.26) Public Service Roads 6,067,218.38 122,092.86 389,032.07 6,828,874.39 24,093.05 394,397.91 761,656.01 (97,999.82) Bridge Replacement 12,731,192.40 946.47 37,445.82 10,626,767.15 8,032.66 (25,854.34) (2,104,425.25) 7,086.19 State funds for Construction - - - - - - - - Spot Safety 11,844,859.76 916,894.84 1,912,053.46 17,759,246.21 741,246.86 2,963,092.49 5,914,386.45 (175,647.98) Contingency 39,434,509.15 1,062,531.42 3,278,643.81 48,689,380.32 1,032,847.33 3,727,344.05 9,254,871.17 (29,684.08) Primary Maintenance 357,015,931.64 20,031,787.55 74,709,520.72 357,631,285.64 19,160,066.25 70,608,493.05 615,354.00 (871,721.30) Secondary Maintenance 372,408,536.07 21,601,881.45 86,418,898.14 376,975,845.69 25,946,443.36 109,173,687.35 4,567,309.62 4,344,561.92 Urban Maintenance - 2,116.38 - - - - - (2,116.38) Contract Resurfacing 457,594,751.36 13,041,606.56 43,119,637.07 405,668,804.61 12,805,612.58 176,872,569.38 (51,925,946.75) (235,993.98) Ferry Operations 30,308,474.00 2,250,331.50 13,508,385.73 49,132,498.85 785,171.28 10,076,646.01 18,824,024.85 (1,465,160.22) 2010 2011 Expenditures Expenditures NORTH CAROLINA DEPARTMENT OF TRANSPORTATION HIGHWAY FUND STATEMENT OF APPROPRIATIONS, APPORTIONMENTS, PARTICIPATIONS, ALLOTMENTS AND EXPENDITURES FOR FISCAL YEAR 10-11, AS OF OCTOBER 31, 2010 EXHIBIT C Page 5 of 6 Expenditure Year to Date Compared to 2010 77,614.35 3,792,300.24 (2,933,952.90) 5,365.84 ( 63,300.16) - 1,051,039.03 448,700.24 (4,101,027.67) 22,754,789.22 - 133,752,932.31 (3,431,739.72) 2010 2011 Expenditure Yearly Yearly Appropriations Current Period Appropriations Current Period Year to Date Appropriations Current Period Year to Date Compared to 2010 Compared to 2010 ENCUMBRANCE ACCOUNTS Capital Improvements 2,472,391.47 (777,339.49) 770,882.91 2,472,746.02 281,267.05 1,436,407.43 354.55 1,058,606.54 FHWA Construction 2,005,335,565.55 130,022,777.34 519,473,947.54 1,879,565,714.44 101,613,288.68 577,437,636.79 (125,769,851.11) (28,409,488.66) Governors' Highway Safety 20,980,179.25 1,121,707.86 2,949,149.86 20,324,810.81 1,274,782.62 3,418,643.34 (655,368.44) 153,074.76 Railroad Program 26,463,629.30 3,224,122.47 13,120,871.54 66,564,279.32 2,302,709.04 10,545,166.77 40,100,650.02 (921,413.43) Airports Program 58,705,249.80 3,133,837.04 11,353,237.69 47,769,406.03 1,308,630.91 14,595,895.63 (10,935,843.77) (1,825,206.13) Public Transportation 154,971,914.85 1,920,500.88 17,036,786.72 159,883,177.49 10,890,679.77 27,562,419.77 4,911,262.64 8,970,178.89 OSHA Program 356,886.12 38,381.44 81,508.64 710,777.92 21,803.58 74,541.43 353,891.80 (16,577.86) Non-System Streets 1,165,392.85 348,537.05 1,045,709.36 (89,849.40) 128,990.68 666,678.55 (1,255,242.25) (219,546.37) Motor Carrier Safety(Conversion) 9,239,208.66 31,076.48 1,767,525.80 7,697,911.65 91,524.63 2,524,513.18 (1,541,297.01) 60,448.15 FEMA 16,514,393.87 202,192.24 95,323.89 16,514,393.87 771,549.11 890,854.76 - 569,356.87 State Aid to Municipalities 89,865,566.62 (43,126,489.07) 88,641,510.50 92,851,852.37 - 90,839,847.74 2,986,285.75 43,126,489.07 Division Urban Small Construction 44,292,306.19 895,948.52 3,920,547.04 46,762,211.05 1,100,005.07 3,711,786.59 2,469,904.86 204,056.55 Economic Development 5,718,904.11 926,847.56 5,155,862.45 6,304,455.22 550,357.43 1,983,441.38 585,551.11 (376,490.13) System Preservation 130,074,393.66 5,903,229.32 29,128,789.37 157,506,371.43 11,178,868.71 50,727,166.66 27,431,977.77 5,275,639.39 Conversion -In Progress - - - - - - - - TOTAL ENCUMBRANCE ACCOUNTS 3,960,318,427.36 168,028,232.52 937,052,007.97 3,913,655,510.84 197,332,915.02 1,180,278,075.46 (46,662,916.52) 29,304,682.53 TOTAL HIGHWAY FUND 4,532,263,462.36 224,290,075.12 1,006,463,372.69 4,512,955,706.34 275,807,966.07 1,308,577,080.99 (19,307,756.02) 51,517,890.98 NORTH CAROLINA DEPARTMENT OF TRANSPORTATION HIGHWAY FUND STATEMENT OF APPROPRIATIONS, APPORTIONMENTS, PARTICIPATIONS, ALLOTMENTS AND EXPENDITURES FOR FISCAL YEAR 10-11, AS OF OCTOBER 31, 2010 2010 2011 Expenditures Expenditures EXHIBIT C Page 6 of 6 Expenditure Year to Date Compared to 2010 6 65,524.51 57,963,689.25 4 69,493.48 ( 2,575,704.78) 3 ,242,657.94 10,525,633.05 ( 6,967.21) ( 379,030.81) 7 56,987.38 7 95,530.87 2 ,198,337.24 ( 208,760.45) ( 3,172,421.07) 21,598,377.29 - 243,226,067.47 302,113,708.28 FISCAL YEAR FISCAL YEAR FISCAL YEAR FISCAL YEAR 2011-2012 2012-2013 2013-2014 2014-2015 System Type Cash Flow Contract Cash Flow Contract Cash Flow Contract Cash Flow Contract State Maintenance Contract Resurfacing 7 8,000,000.00 - - - Total 7 8,000,000.00 - - - Note: These amounts will be deducted from the respective future fiscal year appropriation. These appropriations ar current or a prior fiscal year and have been approved by The Board of Transportation. NORTH CAROLINA DEPARTMENT OF TRANSPORTATION HIGHWAY FUND STATEMENT OF CASH FLOW FROM FUTURE YEARS FOR FISCAL YEAR 10-11, AS OF OCTOBER 31, 2010 EXHIBIT D TOTAL Cash Flow Contract 7 8,000,000.00 7 8,000,000.00 re included in either the EXHIBIT E Prior Year Prior Year Current Year Current Year Comparison by Comparison by Current Period Year to Date Current Period Year to Date Period Year Equipment Gain Brought Forward from Fiscal Year 2010 - 5 5,755,431.31 - 6 7,971,575.52 - 1 2,216,144.21 Funds Provided During Current Year Miscellaneous Receipts 2 08,166.98 1,418,956.37 1 51,941.63 657,929.21 ( 56,225.35) (761,027.16) Outside Agency Revenue 1 ,081,925.10 4,201,734.72 1 ,103,751.75 5,382,311.01 2 1,826.65 1,180,576.29 Equipment Rental Recovery 1 2,334,884.74 51,713,499.90 1 3,244,593.86 54,592,702.75 9 09,709.12 2,879,202.85 Total Funds Provided 1 3,624,976.82 57,334,190.99 1 4,500,287.24 60,632,942.97 8 75,310.42 3,298,751.98 Funds Applied During the Current Year Personnel 5 ,594,089.25 16,759,704.56 5 ,557,549.13 16,624,838.18 ( 36,540.12) (134,866.38) General Operating Expense 3 ,695,894.78 14,222,249.29 4 ,185,979.14 14,397,563.33 4 90,084.36 175,314.04 Internal Vehicle Repair Parts 1 8,887.89 73,931.52 3 2,181.06 127,866.55 1 3,293.17 53,935.03 Equipment Rent 1 ,623,519.99 5,776,647.22 1 ,477,162.49 5,311,072.98 ( 146,357.50) (465,574.24) General Supplies and Materials 1 48,204.91 458,604.78 1 74,918.62 665,858.25 2 6,713.71 207,253.47 Motor Fuel 1 ,047,985.84 4,103,777.22 1 ,097,835.33 4,372,574.38 4 9,849.49 268,797.16 Purchase of Heavy Equipment 1 70,874.56 920,409.49 4 ,161,548.15 14,066,493.30 3 ,990,673.59 13,146,083.81 Total Expenditures 1 2,299,457.22 42,315,324.08 1 6,687,173.92 55,566,266.97 4 ,387,716.70 13,250,942.89 Equipment Balance as of October 31, 2010 1 ,325,519.60 70,774,298.22 ( 2,186,886.68) 73,038,251.52 ( 3,512,406.28) 2,263,953.30 NORTH CAROLINA DEPARTMENT OF TRANSPORTATION STATEMENT OF EXPENSES AND REVENUES FOR EQUIPMENT FUND FOR FISCAL YEAR 10-11, AS OF OCTOBER 31, 2010 FISCAL YEAR FISCAL YEAR FISCAL YEAR FISCAL YEAR FISCAL YEAR 2010-2011 2011-2012 2012-2013 2013-2014 2014-2015 Interstate Maintenance 1 13,623,113.00 3 8,977,399.00 2 7,866,293.00 1 6,796,293.00 1 5,356,293.00 National Highway System 2 28,658,557.00 2 3,598,559.00 2 3,598,559.00 2 2,318,558.00 1 7,374,412.00 Surface Transportation 5 24,828,591.00 12,282,192.00 6 40,000.00 640,000.00 - Bridge Replacement 1 93,324,809.00 - - - - CMAQ 2 2,927,055.00 - - - - Planning and Research - - - - - High Priority - - - - - Highway Safety Improvement 1 9,709,415.00 - - - - TOTAL 1 ,103,071,540.00 7 4,858,150.00 5 2,104,852.00 3 9,754,851.00 3 2,730,705.00 Note: Federal cash flow is converted throughout the federal fiscal year which begins October 1 and ends September 30 NORTH CAROLINA DEPARTMENT OF TRANSPORTATION HIGHWAY FUND STATEMENT OF FEDERAL FORWARD FUNDING FOR FISCAL YEAR 10-11, AS OF OCTOBER 31, 2010 EXHIBIT F TOTAL 2 12,619,391.00 3 15,548,645.00 5 38,390,783.00 1 93,324,809.00 2 2,927,055.00 - - 1 9,709,415.00 1 ,302,520,098.00 30 of each year. Interstate National Surface Fiscal Year Maintenance Highway System Transportation Program 2010-2011 2 0,368,617.00 5 3,208,505.00 2 5,070,025.00 2011-2012 2 6,572,317.00 3 3,637,663.00 3 ,592,843.00 2012-2013 3 0,256,134.00 3 8,642,054.00 3 ,761,051.00 2013-2014 3 0,690,963.00 3 9,026,960.00 4 ,195,918.00 2014-2015 3 0,690,967.00 3 9,026,960.00 4 ,195,918.00 2015-2016 3 0,690,970.00 3 9,026,959.00 4 ,195,917.00 2016-2017 3 0,690,971.00 3 9,026,960.00 4 ,195,919.00 2017-2018 3 0,690,967.00 3 9,026,960.00 4 ,195,919.00 2018-2019 3 0,690,957.00 3 9,026,960.00 4 ,195,919.00 2019-2020 8 ,320,476.00 3 7,308,922.00 4 4,965.00 2020-2021 5 ,891,839.00 1 5,512,310.00 - 2021-2022 - - - Total 2 75,555,178.00 4 12,471,213.00 5 7,644,394.00 Note: Garvee Federal Forward Funding is Converted as the Debt Becomes Due Based on the Debt Service Schedule. FOR FISCAL YEAR 10-11, AS OF OCTOBER 31, 2010 NORTH CAROLINA DEPARTMENT OF TRANSPORTATION HIGHWAY FUND GARVEE BOND PROJECTS BY CATEGORY EXHIBIT G1 Total 9 8,647,147.00 6 3,802,823.00 7 2,659,239.00 7 3,913,841.00 7 3,913,845.00 7 3,913,846.00 7 3,913,850.00 7 3,913,846.00 7 3,913,836.00 4 5,674,363.00 2 1,404,149.00 - 7 45,670,785.00 EXHIBIT G2 Page 1 of 2 **Allotments Unexpended Federal and TIP # WBS Description State Funds Current Period Inception to Date Allotments Current Period Inception to Date Current Period Inception to Date Division 1 I-4913 40197.3.GV1 I-95 in Northampton County, pavement rehabilitation 4,031,576.00 - 3,377,963.22 6 53,612.78 - 2 ,664,452.00 - 1 ,974,658.00 B-5014 A 41470.3.GV1 Repair Bonner Bridge (#11) over Oregon Inlet on NC 12 2 1,142,774.00 4,258.88 16,865,491.03 4 ,277,282.97 1 ,980.00 1 1,758,808.00 - 2 ,583,342.00 Division 2 R-2510 C 34440.2.GV1 US 17 in Beaufort County 5,384,000.00 - 4,662,784.47 7 21,215.53 - 3 ,201,121.00 - 8 70,846.00 R-2301A 34414.3.GV2 US 17 New Bern Bypass in Craven County 5 5,484,725.00 6,433,898.78 35,858,781.67 1 9,625,943.33 4 ,808,475.00 2 3,440,174.00 - 12,520,140.00 Division 3 I-5001 B 41154.3.GV1 I-40 in Sampson County, pavement rehabilitation 1 2,160,469.00 - 9,309,126.51 2 ,851,342.49 - 7 ,066,826.00 - 2 ,103,174.00 R-2633 34491.3.GV2 Wilmington Bypass 5 1,210,000.00 - - 5 1,210,000.00 - - - - Division 4 R-2554 BA 34461.3.GV1 * US 70 Goldsboro Bypass in Wayne County 1 00,718,810.00 399,261.22 54,281,570.17 4 6,437,239.83 4 ,892,805.00 5 0,498,434.00 - 6 ,617,786.00 R-2823 34509.2.GV1 Rocky Mount Northern Connector in Nash County 4 3,854,250.00 183,256.53 25,668,392.56 1 8,185,857.44 6 ,329,984.00 2 1,991,965.00 - 1 ,695,916.00 R-2823 34509.3.GV1 Rocky Mount Northern Connector in Nash County 7,295,000.00 - 6,786,310.60 5 08,689.40 - 4 ,430,000.00 - 5 97,644.00 Division 5 I-4744 36597.3.GV2 I-4744-Con-I-40 6 9,709,948.00 6,464,625.58 47,016,491.31 2 2,693,456.69 - 2 8,941,161.00 - 4 ,861,695.00 I-2810 37490.3.GV1 I-85 in Vance County, pavement rehabilitation 4 2,597,186.00 8,316.51 33,972,079.40 8 ,625,106.60 5 4,668.00 2 6,914,506.00 - 7 ,221,515.00 I-4904 39943.3.GV1 I-85 in Vance Co. & Warren Co. pavement rehabilitation 1 1,782,148.00 - 10,487,761.31 1 ,294,386.69 - 8 ,498,518.00 - 3 ,808,053.00 I-4709 38722.3.GV1 I-40 in Wake County, pavement rehabilitation 1 3,309,616.00 - 11,116,315.12 2 ,193,300.88 - 8 ,480,654.00 - 3 ,822,865.00 R-2814B 34506.2.GV1 US 401 Rolesville Bypass 3 1,114,000.00 3,880,792.53 15,073,410.09 1 6,040,589.91 - 8 ,340,086.00 - 7 2,520.00 I-5112 42541.3.GV1 I-540 & I-40 in Wake County, pavement rehabilitation 8,734,936.00 - 7,039,990.79 1 ,694,945.21 - 5 ,805,511.00 - 3 06,770.00 Division 6 I-4711 38724.3.GV1 I-95 in Robeson County, pavement rehabilitation 1 8,726,000.00 268.15 17,713,774.82 1 ,012,225.18 - 1 2,312,408.00 - 8 ,999,193.00 I-4906 39994.3.GV1 I-95 from Cumberland to Johnston Co. line 4,840,236.00 - 3,596,170.44 1 ,244,065.56 1 ,156.00 2,915,866.00 - 3 39,777.00 I-4914 39995.3.GV1 I-95 in Robeson County, pavement rehabilitation 1 2,895,293.00 - 10,076,471.60 2 ,818,821.40 (33,006.00) 7 ,433,844.00 - 2 ,032,324.00 I-4915 39996.3.GV1 I-95 from N. of 295 to Harnett Co. line 4,761,958.00 268.15 3,487,012.74 1 ,274,945.26 - 2 ,772,521.00 - 4 92,104.00 I-4917 40222.3.GV1 I-95 in Cumberland County, pavement rehabilitation 1 0,791,711.00 - 8,291,519.97 2 ,500,191.03 - 7 ,984,493.00 - 2 ,037,183.00 Division 7 I-4714 38726.3.GV1 I-40/85 in Alamance County, pavement rehabilitation 6,233,000.00 - 4,888,503.01 1 ,344,496.99 - 3 ,677,086.00 - 2 ,680,364.00 I-4715 38727.3.GV1 I-40/85 in Guilford County, pavement rehabilitation 1 1,141,183.00 3,601.58 9,927,772.55 1 ,213,410.45 - 6 ,500,036.00 - 2 ,087,064.00 I-4918 40248.3.GV1 I-40/85 Alamance & Orange Co. pavement rehabilitation 1 2,852,672.00 - 13,416,669.81 ( 563,997.81) - 9 ,971,329.00 - 3 ,402,308.00 Division 8 R-2606 B 34480.3.GV1 US 311 ( Future I-74) in Randolph County 1 31,880,693.00 4,146,895.55 48,180,258.96 8 3,700,434.04 11,085,260.00 3 9,566,147.00 - 2 ,499,833.00 R-2606 B 34480.2.GV1 US 311 ( Future I-74) in Randolph County 1 5,503,733.00 69,271.55 10,308,255.74 5 ,195,477.26 8 4,164.00 7 ,320,197.00 - 5 50,352.00 Division 9 B-3637 33185.3.GV1 I-40 / NC 801 Interchange in Davie County 15,333,266.00 - 13,080,970.12 2 ,252,295.88 - 1 0,163,939.00 - 3 ,923,985.00 I-3600 34183.3.GV1 I-40 in Davie County, pavement rehabilitation 2 0,874,245.00 - 18,275,283.13 2 ,598,961.87 - 1 4,574,820.00 - 7 ,017,655.00 I-4718 38730.3.GV1 I-85 in Rowan County, pavement rehabilitation 4,408,913.00 - 3,663,268.81 7 45,644.19 - 2 ,904,209.00 - 2 ,107,782.00 I-2304 AC 34156.2.1GV2 I-85 in Rowan County 1 2,215,363.00 586,667.36 7,145,130.41 5 ,070,232.59 - 4 ,682,423.00 - 3 15,231.00 I-2304 AD 34156.2.2GV2 I-85 in Davidson County 1 1,380,676.00 25,533.91 5,718,259.06 5 ,662,416.94 - 4 ,039,597.00 - 3 06,595.00 I-2304 AC 34156.3.GV2 I-85 in Rowan /Davidson Counties 1 75,742,297.00 - - 1 75,742,297.00 - - - - Expenditures Trustee Reimbursement FHWA Reimbursement NORTH CAROLINA DEPARTMENT OF TRANSPORTATION STATEMENT OF ALLOTMENTS, EXPENDITURES, AND RECEIPTS FOR GARVEE BOND PROJECTS INCEPTION THROUGH OCTOBER 31, 2010 HIGHWAY FUND **Allotments Unexpended Federal and TIP # WBS Description State Funds Current Period Inception to Date Allotments Current Period Inception to Date Current Period Division 10 I-4720 38732.3.GV1 I-77 in Mecklenburg County, pavement rehabilitation 3 ,676,267.00 - 2 ,892,927.50 7 83,339.50 - 2 ,302,834.00 - I-5006 41453.3.GV1 I-85 in Mecklenburg County, pavement rehabilitation 1 ,520,460.00 - 1 ,233,687.82 2 86,772.18 - 957,414.00 - Division 11 I-5002 41452.3.GV1 I-74 in Surry County, pavement rehabilitation 6 ,846,924.00 - 6 ,023,203.57 8 23,720.43 - 4 ,529,779.00 - I-2808 A 34173.2.GV1 I-77 in Yadkin County, pavement rehabilitation 4 9,945,001.00 - 47,795,855.47 2 ,149,145.53 - 3 3,899,579.00 - Division 12 I-4723 38735.3.GV1 I-77 in Iredell County, pavement rehabilitation 1 4,261,189.00 - 11,707,446.29 2 ,553,742.71 - 9 ,427,070.00 - I-5003 41455.3.GV1 I-40 in Iredell County, pavement rehabilitation 2 9,166,303.00 - 24,050,955.36 5 ,115,347.64 - 1 9,951,104.00 - I-5007 41471.3.GV1 I-85 in Gaston County, pavement rehabilitation 4 ,453,643.00 - 2 ,172,267.72 2 ,281,375.28 - 1 ,638,845.00 - I-5106 41865.3.GV1 I-77 in Iredell County, pavement rehabilitation 5 ,920,000.00 - 4 ,672,919.64 1 ,247,080.36 - 3 ,968,638.00 - Division 13 I-4908BB 39972.3.GV1 I-40 in McDowell County, pavement rehabilition 1 5,067,671.00 - 10,721,839.90 4 ,345,831.10 1 78.00 8,596,078.00 - I-5108 42298.3.GV1 I-40 in Buncombe County, pavement rehabilition 6 ,983,067.00 - 5 ,170,574.50 1 ,812,492.50 - 4 ,267,667.00 - I-5109 42344.3.GV1 I-40 in Buncombe County, pavement rehabilitation 9 ,102,844.00 - 6 ,959,099.95 2 ,143,744.05 - 5 ,695,577.00 - Division 14 I-4910 39997.3.GV1 I-40 in Haywood County, pavement rehabilitation 1 9,611,954.00 5,639.81 16,015,068.73 3 ,596,885.27 - 1 2,560,862.00 - I-5004 41454.3.GV1 I-40 in Haywood County, pavement rehabilitation 1 2,138,581.00 - 10,770,749.61 1 ,367,831.39 - 8 ,368,724.00 - I-5005 A 41456.3.GV1 I-26 in Henderson County, pavement rehabilitation 1 1,296,000.00 - 11,501,789.68 ( 205,789.68) - 7 ,920,000.00 - TOTAL 1 ,138,100,581.00 22,212,556.09 620,974,175.16 517,126,405.84 2 7,225,664.00 4 72,935,302.00 - *WBS created / No Funding **Allotment Includes Estimated Debt Service Expense Expenditures Trustee Reimbursement FHWA Reim NORTH CAROLINA DEPARTMENT OF TRANSPORTATION STATEMENT OF ALLOTMENTS, EXPENDITURES, AND RECEIPTS FOR GARVEE BOND PROJECTS INCEPTION THROUGH OCTOBER 31, 2010 HIGHWAY FUND EXHIBIT G2 Page 2 of 2 Inception to Date 1 ,689,686.00 7 47,028.00 3 ,303,602.00 2 4,618,751.00 5 ,139,591.00 3 ,152,633.00 1 ,192,276.00 2 34,245.00 9 80,896.00 1 49,400.00 2 58,309.00 5 ,314,747.00 4 ,775,570.00 2 ,263,483.00 1 41,668,891.00 mbursement Interstate National Maintenance Highway System Bond Proceeds (2008) Bond Proceeds (2010) Bond Premium Proceeds (2008) Less: Discount and Other Issuance Costs (2008) Less: Discount and Other Issuance Costs (2010) Total Initial Bond Proceeds Available Earnings on Assets From Prior Years Earnings on Assets From Current Year (See Exhibit B1) Less: Bond Management Fees (2008) Less: Bond Management Fees (2010) Less: Earnings used for Debt Service Total Funds Available Allocation of Funds 472,935,302.00 - (See Trustee Reimbursement in Exhibit G2) Unexpended Availability (See Exhibit A) NORTH CAROLINA DEPARTMENT OF TRANSPORTATION HIGHWAY FUND SUMMARY OF GARVEE BOND FUND AVAILABILITY AND ALLOCATIONS INCEPTION THROUGH OCTOBER 31, 2010 EXHIBIT G3 Total 287,565,000.00 262,067,697.38 12,230,868.60 ( 2,153,532.58) ( 510,754.50) 559,199,278.90 6 ,652,313.51 7 5,795.08 ( 99,757.76) ( 64,296.08) ( 5,299.00) 565,758,034.65 472,935,302.00 92,822,732.65 EXHIBIT H Expenditure Expenditure Current Period Year to Date Current Period Year to Date Current Period Year to Date Compared to 2010 Compared to 2010 Equipment Gain Brought Forward from Fiscal Year 2010 - 4 32,996.68 - 1 ,454,556.77 - 1 ,021,560.09 Funds Provided During Current Year Miscellaneous Receipts - - - - - - Equipment Rental Recovery 3 0,960.00 99,900.00 1 39,860.00 406,260.00 108,900.00 306,360.00 Total Funds Provided 3 0,960.00 99,900.00 1 39,860.00 406,260.00 108,900.00 306,360.00 Funds Applied During the Current Year Personnel - 1,310.00 3 ,280.00 22,524.74 3,280.00 21,214.74 General Operating Expense 1 66.07 (14,406.02) 1 65,493.13 148,745.94 165,327.06 163,151.96 Supplies and Materials 2 ,906.46 22,335.25 2 3,528.21 105,161.97 20,621.75 82,826.72 Purchase of Heavy Equipment - - - - - - Total Expenditures 3 ,072.53 9,239.23 1 92,301.34 276,432.65 189,228.81 267,193.42 Equipment Balance as of October 31, 2010 2 7,887.47 523,657.45 ( 52,441.34) 1,584,384.12 ( 80,328.81) 1,060,726.67 NORTH CAROLINA DEPARTMENT OF TRANSPORTATION STATEMENT OF EXPENSES AND REVENUES FOR AVIATION FUND FOR FISCAL YEAR 10-11, AS OF OCTOBER 31, 2010 Prior Year Current Year Year to Date Year to Date Year to Date Year to Date Year to Date Year to Date Year to Date Year to Date Year to Date Expenditures Expenditures Expenditures Expenditures Expenditures Expenditures Expenditures Expenditures Expenditures 2003 2004 2005 2006 2007 2008 2009 2010 2011 *INTERNAL ORDERS CO Internal Orders 6 2,433,358.92 4 3,577,138.50 (35,568,257.72) (839,458.95) (6,595,415.21) ( 16,863,793.66) (18,937,296.75) (36,228,248.89) 1,365,452.83 DOT Plant Maintenance Orders 3 65,183.23 1 ,129,422.29 1,253,200.50 (162,424.65) (170,093.32) ( 373,786.25) (1,729,324.01) 640,817.27 350,546.22 Eco Enhancement Program - 4 3,969,744.88 45,048,970.34 35,158,553.42 59,734,174.51 ( 123,925,720.95) 33,617,961.18 (47,105,788.80) (21,765,952.86) ROW Air Space 1 48,562.42 11,831.60 (157,784.46) (296,406.46) (966,047.82) ( 2,217,139.58) (1,181,155.72) (359,428.14) (183,411.15) PMTP - Networks - - - - - - - - - PMII Networks - HF - - - - - - - - 6,432.03 Facility Maintenance Orders - - - - - - - - 10,149.41 Transp Mobility & Safety Division Orders - - - - - - - 847.86 (579.66) Quality Enhancement Orders - - - - - - - - - TOTAL INTERNAL ORDERS 6 2,947,104.57 8 8,688,137.27 10,576,128.66 3 3,860,263.36 5 2,002,618.16 ( 143,380,440.44) 11,770,184.70 (83,051,800.70) (20,217,363.18) *All current month activity for Internal Orders is reported on Exhibit C NORTH CAROLINA DEPARTMENT OF TRANSPORTATION HIGHWAY FUND STATEMENT OF COMPARATIVE INTERNAL ORDER BALANCES FOR FISCAL YEAR 10-11, AS OF OCTOBER 31, 2010 EXHIBIT I Life To Date Expenditures ( 7,656,520.93) 1 ,303,541.28 2 4,731,941.72 ( 5,200,979.31) - 6 ,432.03 1 0,149.41 2 68.20 - 1 3,194,832.40 EXHIBIT J Allotments Unexpended Description Federal Funding Current Period Inception to Date Allotments Current Period Inception to Date Highway Infrastructure Investment Grants: C200 ARRA Areas < 200K Population 128,587,029.00 4,079,212.74 6 2,253,315.85 66,333,713.15 4,922,767.00 6 2,124,037.00 C220 ARRA Transportation Enhancements 22,065,801.00 853,422.41 9 ,741,442.44 12,324,358.56 983,233.00 9 ,599,788.00 C230A ARRA Urbanized Areas > 200K Population - City of Asheville 6,073,959.00 301,204.53 2 ,934,781.74 3,139,177.26 333,671.00 2 ,932,080.00 C230C ARRA Urbanized Areas > 200K Population - City of Charlotte 20,142,669.00 2,700,054.63 1 0,297,030.78 9,845,638.22 2,928,888.00 1 0,116,691.00 C230D ARRA Urbanized Areas > 200K Population - City of Durham 7,706,430.00 342,155.49 3 ,101,175.11 4,605,254.89 318,159.00 2 ,886,218.00 C230F ARRA Urbanized Areas > 200K Population - City of Fayetteville 7,576,151.00 - - 7,576,151.00 - - C230G ARRA Urbanized Areas > 200K Population - City of Greensboro 7,343,577.00 13,030.90 2 ,409,032.54 4,934,544.46 24,149.00 2 ,406,276.00 C230R ARRA Urbanized Areas > 200K Population - City of Raleigh 9,911,027.00 678,477.77 3 ,927,804.63 5,983,222.37 1,325,944.00 3 ,907,907.00 C230W ARRA Urbanized Areas > 200K Population - City of Winston Salem 8,204,518.00 - 8 ,204,518.00 - - 8 ,204,518.00 C240 ARRA Available for all Areas (FLEX) 492,802,878.00 29,676,965.99 3 39,094,655.09 153,708,222.91 35,642,440.00 3 38,222,563.00 C250 ARRA Rural Areas < 5K Population 19,995,645.00 701,992.67 1 7,012,202.61 2,983,442.39 893,090.00 1 6,992,671.00 CTDG ARRA STP TIGER Grant 10,000,000.00 3,672,531.95 3 ,673,504.84 6,326,495.16 3,672,535.00 3 ,673,504.00 ARRA TOTAL - Highway Infrastructure Grants 740,409,684.00 43,019,049.08 4 62,649,463.63 277,760,220.37 51,044,876.00 4 61,066,253.00 ARRA - Federal Transit Administration (FTA) Section 5311 Nonurbanized Area Formula Program 33,027,307.00 1,586,119.24 4 ,451,875.68 28,575,431.32 2,087,916.00 4 ,033,099.00 ARRA - Federal Rail Administration (FRA) Capital Assistance for High Speed Rail 37,241,858.00 1 ,763.55 4 ,565,085.76 32,676,772.24 4,563,321.00 4 ,563,321.00 NORTH CAROLINA DEPARTMENT OF TRANSPORTATION HIGHWAY FUND STATEMENT OF ALLOTMENTS, EXPENDITURES, AND RECEIPTS AMERICAN RECOVERY AND REINVESTMENT ACT (ARRA) PROJECTS INCEPTION THROUGH OCTOBER 31, 2010 Program Expenditures FHWA Reimbursement Code EXHIBIT A Cash Cash in Bank - Other Accounts State Treasurer Bank Balance 4 2,238,943.64 Total Cash 42,238,943.64 Accounts Receivable 141,070.44 Advance to Turnpike Authority 18,279,129.74 Other Receivables 76,902.02 Total Current Assets 60,736,045.84 Total Assets 60,736,045.84 Accounts Payable 1,301,595.90 Intragovernmental Payable Other Liabilities 3,413,575.76 Total Liabilities 4,715,171.66 Retained Earnings (132,465,964.02) Fund Balance 134,646,203.42 Revenues 3 33,024,471.60 Expenditures ( 279,183,836.82) Change in Fund Balance Year to Date 53,840,634.78 Total Fund Balance 188,486,838.20 Total Liabilities and Fund Balance 60,736,045.84 NORTH CAROLINA DEPARTMENT OF TRANSPORTATION HIGHWAY TRUST FUND BALANCE SHEET FOR FISCAL YEAR 10-11, AS OF OCTOBER 31, 2010 EXHIBIT B1 Page 1 of 4 MONTH YEAR TO DATE MONTH YEAR TO DATE YEAR TOTAL YEAR TO DATE MOTOR VEHICLE REVENUE: TITLE FEE 5,841,911.50 25,071,872.74 5,605,739.31 24,241,189.32 73,700,000.00 24,612,336.81 459,535.93 LIEN RECORDING 256,012.00 1,106,994.00 216,887.00 941,051.00 3,200,000.00 1,043,918.03 63,075.97 GASOLINE TAX 34,656,735.13 140,911,101.63 31,909,021.24 130,239,087.15 393,380,000.00 134,150,681.02 6,760,420.61 GASOLINE TAX - LUST FUND 551,891.38 2,272,462.64 542,673.70 2,215,002.62 - - 2,272,462.64 GASOLINE TAX LUST FUND TRANSFERRED OUT (551,891.38) (2,272,462.64) (542,673.70) (2,215,002.62) - - (2,272,462.64) MOTOR FUEL TAX GF INSPECTION TAX 21,818.83 96,412.71 18,689.13 81,609.74 - - 96,412.71 MOTOR FUEL TAX GF INSPECTION TRANSFERRED OUT (21,818.83) (96,412.71) (18,689.13) (81,609.74) - - (96,412.71) HIGHWAY USE TAX 35,797,958.79 156,101,264.64 32,294,700.96 147,659,315.64 445,000,000.00 149,173,420.93 6,927,843.71 MISCELLANEOUS REGISTRATION FEES 777,032.65 3,328,852.71 819,849.99 3,684,432.39 12,050,000.00 4,329,204.42 (1,000,351.71) INTEREST ON FUNDS INVESTED BY TREASURER 37,776.30 130,468.01 49,476.80 141,079.40 1,400,000.00 191,942.27 (61,474.26) TRANSFERS IN/OUT (124,492.25) (262,628.48) (11,186.33) 13,457.50 - - (262,628.48) TOTAL MOTOR VEHICLE REVENUE 7 7,242,934.12 3 26,387,925.25 70,884,488.97 306,919,612.40 9 28,730,000.00 313,501,503.48 1 2,886,421.77 CURRENT YEAR PRIOR YEAR ESTIMATE CURRENT YEAR COMPARED TO ESTIMATE NORTH CAROLINA DEPARTMENT OF TRANSPORTATION HIGHWAY TRUST FUND STATEMENT OF FEES, TAXES AND OTHER FOR FISCAL YEAR 10-11, AS OF OCTOBER 31, 2010 EXHIBIT B1 Page 2 of 4 GROSS LESS GROSS LESS REVENUE REFUNDS UNCOLLECTIBLES NET REVENUE REVENUE REFUNDS UNCOLLECTIBLES NET REVENUE MOTOR VEHICLE REVENUE: TITLE FEE 5,846,519.50 3,374.00 1,234.00 5,841,911.50 25,087,410.74 12,219.00 3,319.00 25,071,872.74 LIEN RECORDING 256,166.00 126.00 28.00 256,012.00 1,107,655.00 633.00 28.00 1,106,994.00 GASOLINE TAX 35,370,766.32 714,031.19 - 34,656,735.13 145,358,123.80 4,447,022.17 - 140,911,101.63 GASOLINE TAX - LUST FUND 551,891.38 - - 551,891.38 2,272,462.64 - - 2,272,462.64 GASOLINE TAX LUST FUND TRANSFERRED OUT (551,891.38) - - (551,891.38) (2,272,462.64) - - (2,272,462.64) MOTOR FUEL TAX GF INSPECTION TAX 21,818.83 - - 21,818.83 96,412.71 - - 96,412.71 MOTOR FUEL TAX GF INSPECTION TRANSFERRED OUT (21,818.83) - - (21,818.83) (96,412.71) - - (96,412.71) HIGHWAY USE TAX 35,849,732.57 44,488.12 7,285.66 35,797,958.79 156,289,458.74 172,969.42 15,224.68 156,101,264.64 MISCELLANEOUS REGISTRATION FEES 777,740.15 357.50 350.00 777,032.65 3,331,666.46 2,362.75 451.00 3,328,852.71 INTEREST ON FUNDS INVESTED BY TREASURER 37,776.30 - - 37,776.30 130,468.01 - - 130,468.01 TRANSFERS IN/OUT (124,492.25) - - (124,492.25) (262,628.48) - - (262,628.48) TOTAL MOTOR VEHICLE REVENUE 7 8,014,208.59 7 62,376.81 8,897.66 77,242,934.12 3 31,042,154.27 4,635,206.34 1 9,022.68 3 26,387,925.25 CURRENT MONTH YEAR TO DATE NORTH CAROLINA DEPARTMENT OF TRANSPORTATION HIGHWAY TRUST FUND STATEMENT OF FEES, TAXES AND OTHER FOR FISCAL YEAR 10-11, AS OF OCTOBER 31, 2010 GROSS LESS ACCOUNT GROSS LESS REVENUE REFUNDS UNCOLL'BLE NET REVENUE TRANSFERS* BALANCE REVENUE REFUNDS UNCOLL'BLE MOTOR VEHICLE REVENUE: HIGHWAY USE TAX 34,693,118.33 44,488.12 7,285.66 34,641,344.55 (1,156,614.24) 35,797,958.79 151,905,315.59 172,969.42 15,224.68 TITLE FEE 5,846,519.50 3,374.00 1,234.00 5,841,911.50 - 5 ,841,911.50 25,087,410.74 12,219.00 3,319.00 LIEN RECORDING 256,166.00 126.00 28.00 256,012.00 - 2 56,012.00 1,107,655.00 633.00 28.00 REGISTRATION 777,740.15 357.50 350.00 777,032.65 - 7 77,032.65 3,331,666.46 2,362.75 451.00 TOTAL MOTOR VEHICLE REVENUE 41,573,543.98 48,345.62 8 ,897.66 41,516,300.70 (1,156,614.24) 42,672,914.94 181,432,047.79 1 88,184.17 19,022.68 * Transfers that are Due to or Due From other Agencies and Special Accounts YEAR TO DATE NORTH CAROLINA DEPARTMENT OF TRANSPORTATION HIGHWAY TRUST FUND STATEMENT OF FEES, TAXES AND OTHER FOR FISCAL YEAR 10-11, AS OF OCTOBER 31, 2010 CURRENT MONTH EXHIBIT B1 Page 3 of 4 NET REVENUE 1 51,717,121.49 2 5,071,872.74 1 ,106,994.00 3 ,328,852.71 1 81,224,840.94 INCREASE INCREASE CURRENT YEAR PRIOR YEAR (DECREASE) PERCENT CURRENT YEAR PRIOR YEAR (DECREASE MOTOR VEHICLE REVENUE: HIGHWAY USE TAX 34,641,344.55 30,933,731.65 3,707,612.90 0.12 151,717,121.49 141,764,969.58 9,952,151.91 TITLE FEE 5,841,911.50 5,605,739.31 236,172.19 0.04 25,071,872.74 24,241,189.32 830,683.42 LIEN RECORDING 256,012.00 216,887.00 39,125.00 0.18 1,106,994.00 941,051.00 165,943.00 REGISTRATION 777,032.65 819,849.99 (42,817.34) (0.05) 3,328,852.71 3,684,432.39 (355,579.68) TOTAL MOTOR VEHICLE REVENUE 41,516,300.70 37,576,207.95 3,940,092.75 0.10 181,224,840.94 170,631,642.29 10,593,198.65 STATEMENT OF FEES, TAXES AND OTHER NORTH CAROLINA DEPARTMENT OF TRANSPORTATION HIGHWAY TRUST FUND MONTH YEAR TO DATE FOR FISCAL YEAR 10-11, AS OF OCTOBER 31, 2010 EXHIBIT B1 Page 4 of 4 PERCENT 0.07 0.03 0.18 (0.10) 0.06 EXHIBIT B2 MONTH YEAR TO DATE MONTH YEAR TO DATE Intrastate - HTF Local Government Participation 5 68,484.86 - 568,484.86 5 8,660.86 58,660.86 (65,589.56) ( 65,589.56) 5 09,824.00 Property Owners Participation 3 36,296.39 ( 25,000.00) 311,296.39 - - - (25,000.00) 3 11,296.39 Intrastate - HTF 9 04,781.25 ( 25,000.00) 879,781.25 5 8,660.86 58,660.86 (65,589.56) ( 90,589.56) 8 21,120.39 Intrastate- 96 Bond Local Government Participation - - - - - - 459,418.25 - Property Owners Participation - - - - - - - - Intrastate- 96 Bond - - - - - - 459,418.25 - Secondary Construction- HTF Property Owners Participation 1 8,955.41 - 18,955.41 - - - - 18,955.41 Secondary Construction- HTF 1 8,955.41 - 18,955.41 - - - - 18,955.41 Urban Loops- HTF Local Government Participation 4 79,880.72 - 479,880.72 - - - - 479,880.72 Urban Loops- HTF 4 79,880.72 - 479,880.72 - - - - 479,880.72 Moving Ahead Construction Local Government Participation 2 27,532.56 300,000.00 527,532.56 2 5,281.40 25,281.40 25,281.40 2 5,281.40 5 02,251.16 Moving Ahead Construction 2 27,532.56 300,000.00 527,532.56 2 5,281.40 25,281.40 25,281.40 2 5,281.40 5 02,251.16 Moving Ahead Public Transportation Local Government Participation-Bicycle 7 0,061.46 - 70,061.46 - - - - 70,061.46 Moving Ahead Public Transportation 70,061.46 - 7 0,061.46 - - - - 70,061.46 Construction Statewide Urban Property Owners Participation 284,347.20 2 39,065.30 5 23,412.50 - - - - 523,412.50 Construction Statewide Urban 284,347.20 2 39,065.30 5 23,412.50 - - - - 523,412.50 Total Participation Revenues 1,985,558.60 5 14,065.30 2 ,499,623.90 8 3,942.26 8 3,942.26 (40,308.16) 3 94,110.09 2,415,681.64 NORTH CAROLINA DEPARTMENT OF TRANSPORTATION HIGHWAY TRUST FUND STATEMENT OF PARTICIPATION REVENUE FOR FISCAL YEAR 10-11, AS OF OCTOBER 31, 2010 UNREALIZED PARTICIPATION REVENUE CURRENT YEAR PRIOR YEAR UNREALIZED PRIOR YEAR BALANCE CURRENT YEAR ESTIMATED REVENUE TOTAL ESTIMATED REVENUE ACTUAL REVENUE Unexpended Allotments Total Unallotted Unexpended Brought Forward Appropriations Allotments Current Period Year to Date Appropriations Appropriations CURRENT ACCOUNTS Program Administration - 68,444,907.93 9,883,707.86 263,294.82 10,147,002.68 58,561,200.07 58,297,905.25 Transfer to Gen Fund - 72,894,864.00 18,223,716.00 - 18,223,716.00 54,671,148.00 54,671,148.00 Transfer to Hwy Fund - 58,425.34 - 13,001.63 (1,573,889.91) 58,425.34 1,632,315.25 Debt Service - 84,541,422.60 6,223,074.80 - 6,223,074.80 78,318,347.80 78,318,347.80 PMII networks -Trust - - - (1,668.60) 308.69 - (308.69) Transfer to Turnpike Authority - 126,789,563.24 6,250,000.00 6,000,000.00 12,250,000.00 120,539,563.24 114,539,563.24 TOTAL CURRENT ACCOUNTS - 352,729,183.11 40,580,498.66 6,274,627.85 45,270,212.26 312,148,684.45 307,458,970.85 ENCUMBRANCE ACCOUNTS Intrastate- HTF 172,302,329.33 480,859,340.94 16,903,960.96 5,545,414.41 47,511,669.22 463,955,379.98 605,650,001.05 Intrastate- 96 Bond Fund 2 30,470.68 12,828.99 137.33 1,858.68 90,859.98 12,691.66 152,439.69 Secondary Const -HTF 93,879,126.64 132,040,273.70 18,569,292.71 3,295,688.34 13,120,325.17 113,470,980.99 212,799,075.18 Secondary Const - 96 Bond Fund ( 85,168.69) 291,592.55 20,061.79 139.73 (134,639.51) 271,530.76 341,063.37 Urban Loops - HTF 41,641,984.15 208,284,734.86 12,606,919.96 2,306,869.00 14,212,442.25 195,677,814.90 235,714,276.76 Urban Loops - 96 Bond 1,330,192.85 637,272.38 - 3.48 (12,661.24) 637,272.38 1,980,126.47 Expenditures NORTH CAROLINA DEPARTMENT OF TRANSPORTATION HIGHWAY TRUST FUND STATEMENT OF APPROPRIATIONS, APPORTIONMENTS, PARTICIPATIONS, ALLOTMENTS AND EXPENDITURES FOR FISCAL YEAR 10-11, AS OF OCTOBER 31, 2010 EXHIBIT C Page 1 of 4 Unexpended Allotments ( 263,294.82) - 1 ,573,889.91 - (308.69) ( 6,000,000.00) ( 4,689,713.60) 1 41,694,621.07 1 39,748.03 9 9,328,094.19 6 9,532.61 4 0,036,461.86 1 ,342,854.09 Unexpended Allotments Total Unallotted Unexpended Brought Forward Appropriations Allotments Current Period Year to Date Appropriations Appropriations ENCUMBRANCE ACCOUNTS HTF Util - Pavement Preservation 3,465,006.22 788,490.32 (55,635.50) 296,051.72 775,817.51 844,125.82 3,477,679.04 HTF Util - Traffic Signalization 9 62,853.52 127,157.39 9,813.95 - 873.94 117,343.44 1,089,136.97 HTF Util - PE on Non TIP Projects ( 239,830.04) 3,696,265.80 (486,318.86) 129,840.91 164,006.64 4,182,584.66 3,292,429.12 HTF Util - Public Transportation 2,351,444.63 36,804,139.15 301,079.90 (15,151.67) (12,012.30) 36,503,059.25 39,167,596.08 TF State Aid to Municipalities 2 50,000.00 82,454,059.23 37,800,720.78 - 38,050,720.78 44,653,338.45 44,653,338.45 Small Urban HTF 3 37,009.29 169,780.82 - - - 169,780.82 506,790.11 Moving Ahead Construction 6,288,016.83 2,756,026.69 (874,826.80) 328,787.97 3,134,629.87 3,630,853.49 5,909,413.65 Moving Ahead Public Transportation 16,325,219.85 137,128.88 (63,123.62) 518,979.00 758,755.45 200,252.50 15,703,593.28 State Funds Construction HTF - 24,897,865.93 - - - 24,897,865.93 24,897,865.93 Construction Primary HTF 27,270,611.75 18,924,656.70 18,924,656.70 2,422,782.65 6,543,738.30 - 39,651,530.15 Const Statewide Secondary HTF 7,029,796.39 11,446,206.32 11,446,206.32 407,821.54 2,134,725.57 - 16,341,277.14 Const Statewide Urban HTF 33,306,471.91 10,962,292.67 10,962,292.67 260,731.05 4,355,575.11 - 39,913,189.47 Bridge Replacement HTF 13,045,165.37 1,201,132.05 1,201,132.05 1,054,224.23 4,167,434.25 - 10,078,863.17 Railroad Program HTF 19,560,739.13 4,511,031.46 4,511,031.46 1,485,233.38 2,060,612.39 - 22,011,158.20 FHWA State Match HTF 495,477,015.93 67,388,801.80 46,699,249.01 18,786,181.28 85,660,258.40 20,689,552.79 477,205,559.33 Cap Improvements HTF 18,997,801.58 172.38 - 1,350,364.52 4,161,243.12 172.38 14,836,730.84 MPO/RPO Trans Plan 7 89,114.03 2,248,855.86 1,815,725.00 147.14 616,703.74 433,130.86 2,421,266.15 NC Mobility Fund - 39,000,000.00 - - - 39,000,000.00 39,000,000.00 TOTAL ENCUMBRANCE ACCOUNTS 954,515,371.36 1,129,640,106.86 180,292,375.81 38,175,967.36 2 27,361,078.64 949,347,731.06 1,856,794,399.58 TOTAL HIGHWAY TRUST FUND 954,515,371.36 1,482,369,289.97 220,872,874.47 44,450,595.21 2 72,631,290.90 1,261,496,415.51 2,164,253,370.43 Expenditures NORTH CAROLINA DEPARTMENT OF TRANSPORTATION HIGHWAY TRUST FUND STATEMENT OF APPROPRIATIONS, APPORTIONMENTS, PARTICIPATIONS, ALLOTMENTS AND EXPENDITURES FOR FISCAL YEAR 10-11, AS OF OCTOBER 31, 2010 EXHIBIT C Page 2 of 4 Unexpended Allotments 2 ,633,553.22 9 71,793.53 ( 890,155.54) 2 ,664,536.83 - 3 37,009.29 2 ,278,560.16 1 5,503,340.78 - 3 9,651,530.15 1 6,341,277.14 3 9,913,189.47 1 0,078,863.17 2 2,011,158.20 4 56,516,006.54 1 4,836,558.46 1 ,988,135.29 - 9 07,446,668.52 9 02,756,954.92 2010 2011 Expenditure Yearly Yearly Appropriations Current Period Appropriations Current Period Year to Date Appropriations Current Period Year to Date Compared to 2010 Compared to 2010 CURRENT ACCOUNTS Program Administration 66,167,787.93 1,267,630.35 10,405,443.36 68,444,907.93 263,294.82 10,147,002.68 2,277,120.00 (1,004,335.53) Transfer to Gen Fund 108,561,829.00 - 27,140,457.25 72,894,864.00 - 18,223,716.00 (35,666,965.00) - Transfer to Hwy Fund 1,574,419.72 1,344,528.83 1,408,873.85 58,425.34 13,001.63 (1,573,889.91) (1,515,994.38) (1,331,527.20) Debt Service 82,731,000.00 - 1,598,375.00 84,541,422.60 - 6,223,074.80 1,810,422.60 - PMII networks -Trust - 732.35 4,830.66 - (1,668.60) 308.69 - (2,400.95) Transfer to Turnpike Authority 64,000,000.00 - 6,250,000.00 126,789,563.24 6,000,000.00 12,250,000.00 62,789,563.24 6,000,000.00 TOTAL CURRENT ACCOUNTS 323,035,036.65 2,612,891.53 46,807,980.12 352,729,183.11 6,274,627.85 45,270,212.26 29,694,146.46 3,661,736.32 ENCUMBRANCE ACCOUNTS Intrastate- HTF 364,404,413.81 3,227,208.84 39,876,451.66 480,859,340.94 5,545,414.41 47,511,669.22 116,454,927.13 2,318,205.57 Intrastate- 96 Bond Fund ( 68,259.94) 10.59 6,489.47 12,828.99 1,858.68 90,859.98 81,088.93 1,848.09 Secondary Const -HTF 80,884,813.75 2,724,394.14 9,811,071.34 132,040,273.70 3,295,688.34 13,120,325.17 51,155,459.95 571,294.20 Secondary Const - 96 Bond Fund 3 09,140.63 19,301.89 67,606.97 291,592.55 139.73 (134,639.51) (17,548.08) (19,162.16) Urban Loops - HTF 139,492,886.96 2,737,062.30 7,995,673.13 208,284,734.86 2,306,869.00 14,212,442.25 68,791,847.90 (430,193.30) Urban Loops - 96 Bond 5 00,000.00 272,108.76 277,900.30 637,272.38 3.48 (12,661.24) 137,272.38 (272,105.28) NORTH CAROLINA DEPARTMENT OF TRANSPORTATION HIGHWAY TRUST FUND STATEMENT OF APPROPRIATIONS, APPORTIONMENTS, PARTICIPATIONS, ALLOTMENTS AND EXPENDITURES FOR FISCAL YEAR 10-11, AS OF OCTOBER 31, 2010 2010 2011 Expenditures Expenditures EXHIBIT C Page 3 of 4 Expenditure Year to Date Compared to 2010 ( 258,440.68) ( 8,916,741.25) ( 2,982,763.76) 4 ,624,699.80 (4,521.97) 6 ,000,000.00 ( 1,537,767.86) 7 ,635,217.56 8 4,370.51 3 ,309,253.83 ( 202,246.48) 6 ,216,769.12 ( 290,561.54) 2010 2011 Expenditure Yearly Yearly Appropriations Current Period Appropriations Current Period Year to Date Appropriations Current Period Year to Date Compared to 2010 Compared to 2010 ENCUMBRANCE ACCOUNTS HTF Util - Pavement Preservation 7 12,684.92 (19,954.51) 96,685.06 788,490.32 296,051.72 775,817.51 75,805.40 316,006.23 HTF Util - Traffic Signalization 3 49,064.38 32,725.75 (85,176.57) 127,157.39 - 873.94 (221,906.99) (32,725.75) HTF Util - PE on Non TIP Projects 2,210,934.52 111,640.72 (168,435.48) 3,696,265.80 129,840.91 164,006.64 1,485,331.28 18,200.19 HTF Util - Public Transportation 40,132,009.34 119,601.10 3,582,929.58 36,804,139.15 (15,151.67) (12,012.30) (3,327,870.19) (134,752.77) TF State Aid to Municipalities 84,536,201.98 43,128,309.08 43,128,309.08 82,454,059.23 - 38,050,720.78 (2,082,142.75) (43,128,309.08) Small Urban HTF 3 83,158.04 - - 169,780.82 - - (213,377.22) - Moving Ahead Construction 3,725,120.75 (313,132.96) 342,873.37 2,756,026.69 328,787.97 3,134,629.87 (969,094.06) 641,920.94 Moving Ahead Public Transportation 4 58,685.74 133,945.75 677,475.71 137,128.88 518,979.00 758,755.45 (321,556.86) 385,033.25 State Funds Construction HTF 109,566,373.78 - - 24,897,865.93 - - (84,668,507.85) - Construction Primary HTF ( 7,901,893.97) 5,276,972.52 14,437,943.76 18,924,656.70 2,422,782.65 6,543,738.30 26,826,550.67 (2,854,189.87) Const Statewide Secondary HTF 1,425,053.06 373,672.94 3,998,513.35 11,446,206.32 407,821.54 2,134,725.57 10,021,153.26 34,148.61 Const Statewide Urban HTF 10,965,766.87 967,550.15 5,636,846.38 10,962,292.67 260,731.05 4,355,575.11 (3,474.20) (706,819.10) Bridge Replacement HTF 1,398,236.64 169,042.07 1,137,268.97 1,201,132.05 1,054,224.23 4,167,434.25 (197,104.59) 885,182.16 Railroad Program HTF 24,358,392.57 1,340,711.37 5,328,327.91 4,511,031.46 1,485,233.38 2,060,612.39 (19,847,361.11) 144,522.01 FHWA State Match HTF 103,348,403.75 16,345,818.07 89,242,971.18 67,388,801.80 18,786,181.28 85,660,258.40 (35,959,601.95) 2,440,363.21 Cap Improvements HTF - 309,650.01 1,359,180.65 172.38 1,350,364.52 4,161,243.12 172.38 1,040,714.51 MPO/RPO Trans Plan 2,248,855.86 22,678.00 466,279.19 2,248,855.86 147.14 616,703.74 - (22,530.86) NC Mobility Fund - - - 39,000,000.00 - - 39,000,000.00 - TOTAL ENCUMBRANCE ACCOUNTS 963,440,043.44 76,979,316.58 227,217,185.01 ############## 38,175,967.36 227,361,078.64 166,200,063.43 (38,803,349.22) TOTAL HIGHWAY TRUST FUND 1,286,475,080.09 79,592,208.11 274,025,165.13 ############## 44,450,595.21 272,631,290.90 195,894,209.89 (35,141,612.90) NORTH CAROLINA DEPARTMENT OF TRANSPORTATION HIGHWAY TRUST FUND STATEMENT OF APPROPRIATIONS, APPORTIONMENTS, PARTICIPATIONS, ALLOTMENTS AND EXPENDITURES FOR FISCAL YEAR 10-11, AS OF OCTOBER 31, 2010 2010 2011 Expenditures Expenditures EXHIBIT C Page 4 of 4 Expenditure Year to Date Compared to 2010 679,132.45 86,050.51 332,442.12 (3,594,941.88) (5,077,588.30) - 2,791,756.50 81,279.74 - (7,894,205.46) (1,863,787.78) (1,281,271.27) 3,030,165.28 (3,267,715.52) (3,582,712.79) 2,802,062.48 150,424.55 - 143,893.63 (1,393,874.23) FISCAL YEAR FISCAL YEAR FISCAL YEAR FISCAL YEAR 2011-2012 2012-2013 2013-2014 2014-2015 System Type Cash Flow Contract Cash Flow Contract Cash Flow Contract Cash Flow Contract State Construction - - - - Intrastate 13,776,724.00 9,860,173.00 - - Urban Loops 1,583,450.00 - - - Secondary - - - - Total 15,360,174.00 9,860,173.00 - - Note: These amounts will be deducted from the respective future fiscal year appropriation. These appropriations ar current or a prior fiscal year and have been approved by The Board of Transportation. NORTH CAROLINA DEPARTMENT OF TRANSPORTATION HIGHWAY TRUST FUND STATEMENT OF CASH FLOW FROM FUTURE YEARS FOR FISCAL YEAR 10-11, AS OF OCTOBER 31, 2010 EXHIBIT D TOTAL Cash Flow Contract - 23,636,897.00 1 ,583,450.00 - 25,220,347.00 re included in either the CURRENT CURRENT MONTH YEAR UNALLOCATED AT JULY 1, 2010 3 8,591,344.96 UNALLOCATED AT SEPTEMBER 30, 2010 2 5,793,837.77 TRANSFERS: FROM INTRASTATE - 1 7,916,550.00 FROM URBAN LOOP - 1 5,583,450.00 FROM SECONDARY ** - - TOTAL AVAILABLE 2 5,793,837.77 7 2,091,344.96 LESS: ALLOCATION BY SYSTEM Primary 6 88,622.38 19,080,031.81 Secondary - 11,531,645.83 Urban - 10,173,319.88 Bridge Replacement - 1,201,132.05 Rail - 5,000,000.00 State Funds Construction - - Match for Federal-Aid - HTF - - Match for Federal-Aid - Cash Flow - - 1 DOT Funding 2 07,349.46 207,349.46 Cap Improvements - - TOTAL ALLOCATION 8 95,971.84 4 7,193,479.03 LESS: Loan to Turnpike - - Participation in Turnpike Projects - - UNALLOCATED BALANCE OCTOBER 31, 2010 2 4,897,865.93 2 4,897,865.93 * GS 136-176(c) authorizes the Secretary of Transportation to transfer from the Highway Trust Fund to the Highway Fund to finance projects on the Tran ** Pursuant to the provisions of GS 136-44.2A through GS 136-44.5C funds are transferred from Secondary Trust Fund County Construction when reven insufficient to provide $68,670,000 for Secondary Road Construction Plan in the Highway Fund. NORTH CAROLINA DEPARTMENT OF TRANSPORTATION HIGHWAY TRUST FUND STATEMENT OF TRANSFERS FOR TRANSPORTATION IMPROVEMENT PLAN PROJECTS* FOR FISCAL YEAR 10-11, AS OF OCTOBER 31, 2010 EXHIBIT E 1990-2011 INCEPTION-TO-DATE 3 ,642,402,217.04 1 ,843,370,075.00 8 ,633,383.69 5 ,494,405,675.73 7 86,184,224.79 1 90,837,652.16 8 80,194,400.15 1 05,531,089.24 1 02,496,551.01 1 2,400,000.00 2 ,838,350,737.54 4 89,939,941.45 2 5,207,349.46 3 5,745,964.00 5 ,466,887,909.80 - 2 ,619,900.00 2 4,897,865.93 ansportation Improvement Program. enues in the Highway Fund are Secondary Intrastate Roads Urban Loops Bond Funds Available 300,000,000.00 150,000,000.00 500,000,000.00 Participation Available 960,459.95 20,102.74 4,621,717.62 Adjustment for Bond Sale ( 35,139.91) (22,841.00) (15,227.00) Total Available 300,925,320.04 149,997,261.74 504,606,490.62 Total Allotted 300,912,628.38 149,725,730.98 503,969,218.24 Unallotted 12,691.66 271,530.76 6 37,272.38 Total Expended 300,772,880.35 149,656,198.37 502,626,364.15 Unexpended Allotments 139,748.03 69,532.61 1,342,854.09 Unexpended Availability 152,439.69 341,063.37 1,980,126.47 NORTH CAROLINA DEPARTMENT OF TRANSPORTATION HIGHWAY TRUST FUND SUMMARY OF BOND FUND AVAILABILITY, ALLOTMENTS AND EXPENDITURES INCEPTION THROUGH OCTOBER 31, 2010 EXHIBIT F Total 950,000,000.00 5 ,602,280.31 ( 73,207.91) 955,529,072.40 954,607,577.60 9 21,494.80 953,055,442.87 1 ,552,134.73 2 ,473,629.53 SCHEDULE 1 Unexpended Current Year Allotments Total Unallotted Unexpended Unexpended Revenue / Brought Forward Appropriations Allotments Current Period Year to Date Current Period Year to Date Appropriations Appropriations Allotments Expenditures Governors' Highway Safety - - - - - - - - - - - Airports Program - - - - - - - - - - - Public Transportation - - - - - - - - - - - HTF Utilization - Public Transportation - - - - - - - - - - - Moving Ahead Public Transportation - - - - - - - - - - - Total Sub-Recipient Share - - - - - - - - - - - NORTH CAROLINA DEPARTMENT OF TRANSPORTATION STATEMENT OF SUB-RECIPIENT SHARE REVENUES AND EXPENDITURES CURRENT FISCAL YEAR FOR FISCAL YEAR 10-11, AS OF OCTOBER 31, 2010 STATEMENT OF APPROPRIATIONS, APPORTIONMENTS, PARTICIPATIONS, ALLOTMENTS, REVENUES AND EXPENDITURES North Carolina's Office of State Controller defines “Provider Match” within the Revenue Accounts of the North Carolina Accounting System (NCAS). Considered a Grant, Provider Match “represents the revenue offset when expenditures are grossed up for the local share to show the total cost of programs (paper entry/ noncash transactions).” NCDOT reports Provider Match - DSH CPE (DSH = disproportionate share) and refers to the same as “Sub-Recipient Share”. Expenditures Revenues The values represented in this schedule have been excluded from Exhibits B2 and C in both Highway and Highway Trust Fund. Total Prior Years Revenue Total Prior Years Expenditures Total Current Period Revenue Total Current Period Expenditures Total Current Year Revenue Total Current Year Expenditures Life to Date Revenues Life to Date Expenditures Construction & Maintenance Highway Fund Federal Highway 1 68,702.33 - - - - - 168,702.33 - GHSP 8 ,596,230.66 8,974,246.24 - - - - 8,596,230.66 8,974,246.24 Airports Program 2 30,839,153.22 231,521,093.18 - - - - 230,839,153.22 231,521,093.18 Public Transportation 4 99,025,319.81 523,263,235.34 - - - - 499,025,319.81 523,263,235.34 Construction & Maintenance Highway Trust Fund Public Transportation 1 57,221,630.95 147,521,924.01 - - - - 157,221,630.95 147,521,924.01 Moving Ahead Public Transportation 3 3,302,603.44 19,335,790.21 - - - - 33,302,603.44 19,335,790.21 Total Sub-Recipient Share 9 29,153,640.41 9 30,616,288.98 - - - - 9 29,153,640.41 930,616,288.98 STATEMENT OF SUB-RECIPIENT SHARE REVENUES AND EXPENDITURES LIFE TO DATE FOR FISCAL YEAR 10-11, AS OF OCTOBER 31, 2010 NORTH CAROLINA DEPARTMENT OF TRANSPORTATION HIGHWAY FUND AND HIGHWAY TRUST FUND SCHEDULE 2 NORTH CAROLINA DEPARTMENT OF TRANSPORATION STATE INFRASTRUCTURE BANK NARRATIVE The State Infrastructure Bank (SIB) is an investment fund that offers loans and other types of financial assistance to transportation facilities and projects that will contribute to meeting the States’s transportation goals. These facilities may include highway, rail, transit, intermodal, and other types. Borrowers include any public entity. Private companies and non-profit organizations are eligible but with some restrictions. The SIB was established in July 1997 by G.S. 136-18 and received an initial infusion of equity capital in April 1998 from which the loans will be made. Repayments of principal and interest as well as other financial assistance will be used to replenish the fund. This secondary infusion of funds into the SIB creates a revolving loan fund and permits the SIB to become a self-sustaining financial institution. The SIB program was created through the National Highway System legislation in 1995 and was authorized under Section 350 of the National Highway System Designation Act of 1995, Public Law 104-59, 23 U.S.C.G.S. 101 note. Each state DOT may capitalize their bank with up to 10% annually of their federal gas tax funds. G.S 136-18 EXHIBIT A Cash Budget Code 64202 2 ,364,454.87 Budget Code 64203 1 63,260.00 Budget Code 64206 7 ,458.87 Budget Code 64207 1 12,526.56 Total Cash 2,647,700.30 Notes Receivable (Loan Proceeds) Halifax - North Hampton Regional Airport Authority (64206) 240,000.00 Halifax - North Hampton Regional Airport Authority (64207) 350,000.00 Halifax - North Hampton Regional Airport Authority (64207) 311,111.00 Total Notes Receivable 901,111.00 Total Assets 3,548,811.30 Fund Balance Reserves / Unobligated Funds 2 ,647,700.30 Reserves / Obligated Funds 9 01,111.00 Total Fund Balance 3,548,811.30 Total Liabilities - Total Liabilities and Fund Balance 3,548,811.30 NORTH CAROLINA DEPARTMENT OF TRANSPORTATION STATE INFRASTRUCTURE BANK BALANCE SHEET FOR FISCAL YEAR 10-11, AS OF OCTOBER 31, 2010 G.S.136-18 Revenue: Federal Receipts Brought Forward 1,260,000.00 Revenue Increases: State Receipts Brought Forward 1,305,000.00 Interest Earned Budget Code 64202: Obligated Fund - Unobligated Fund 2,355,093.55 Interest Earned Fiscal Year 2010-2011 9,361.32 Interest Earned Budget Code 64203: Obligated Fund - Unobligated Fund 162,613.63 Interest Earned Fiscal Year 2010-2011 646.37 Interest Earned Budget Code 64206: Obligated Fund 240,000.00 Unobligated Fund 7,429.34 Interest Earned Fiscal Year 2010-2011 29.53 Interest Earned Budget Code 64207: Obligated Fund 661,111.00 Unobligated Fund 112,081.05 Interest Earned Fiscal Year 2010-2011 445.51 Total Availability Less Loan Proceeds Disbursed to the Following: Halifax- North Hampton Regional Airport Authority (64206) Halifax- North Hampton Regional Airport Authority (64207) Halifax- North Hampton Regional Airport Authority (64207) Loan Principal Repayments Cash Balance NORTH CAROLINA DEPARTMENT OF TRANSPORTATION STATE INFRASTRUCTURE BANK STATEMENT OF REVENUES FOR FISCAL YEAR 10-11, AS OF OCTOBER 31, 2010 EXHIBIT B 2,364,454.87 163,260.00 247,458.87 773,637.56 3,548,811.30 (240,000.00) (350,000.00) (311,111.00) - 2,647,700.30 G.S.136-18 Municipality Principal Interest Loan Repayment Halifax- North Hampton Regional Airport Authority (64206) 2 40,000.00 7 7,766.18 - Halifax- North Hampton Regional Airport Authority (64207) 3 50,000.00 101,487.36 - Halifax- North Hampton Regional Airport Authority (64207) 3 11,111.00 8 2,341.91 - Total Loans Outstanding 9 01,111.00 261,595.45 - NORTH CAROLINA DEPARTMENT OF TRANSPORTATION STATE INFRASTRUCTURE BANK LOAN STATEMENT FOR FISCAL YEAR 10-11, AS OF OCTOBER 31, 2010 EXHIBIT C Loan Balance 3 17,766.18 4 51,487.36 3 93,452.91 1,162,706.45 NORTH CAROLINA DEPARTMENT OF TRANSPORTATION SPECIAL REVENUE ACCOUNTS NARRATIVE Three Special Revenue Accounts are maintained by the State Treasurer under the auspices of The Office of the State Controller for the North Carolina Department of Transportation. Other than the collection and transfer of these revenues, these accounts are not reflected in any North Carolina Department of Transportation’s records. Beginning with Fiscal Year 1996-97, balance sheets and disbursement ledgers will be presented in the monthly financial statements along with a narrative for each of these accounts. These accounts are: Special Registration Plate Account (Exhibit A) Collegiate and Cultural Attraction Plate Account (Exhibit B) Safety Responsibility Depository Account (Exhibit C) G.S. 20-79.7 Budget Code 24261 Exhibit A NORTH CAROLINA DEPARTMENT OF TRANSPORTATION SPECIAL REGISTRATION PLATE ACCOUNT NARRATIVE This account receives funds from the additional fees collected for special registration plates according to the following schedule: Special Plate Additional Fee SRPA NHTF* PRTF** Out-of-State Collegiate Insignia $25.00 $10.00 $15.00 Personalized Plates $30.00 $10.00 $15.00 $5.00 All other Special Plates $10.00 $10.00 * Natural Heritage Trust Fund G.S. 113-77.7 ** Parks and Recreation Trust Fund G.S. 113-44.15 This account also receives funds for the additional fees collected for the Collegiate and Cultural Attraction Plate Account according to the table in Exhibit B of the Special Revenue Accounts. All collections are credited monthly to this special account which is held by the Office of the State Controller. Disbursements are made according to the following schedule: 1. The Department of Motor Vehicles (DMV) shall deduct the costs of special registration plates, including the costs of issuing, handling and advertising the availability of these plates. 2. $1,000,000 is appropriated to provide operating assistance for ten Visitor and Welcome Centers at $100,000 each as follows: US HWY 17 in Camden County and Brunswick Counties, US HWY 441 in Macon County, US HWY 29 in Caswell County, US HWY 70 in Carteret County, US HWY 64 in Tyrrell County, US HWY 221 in McDowell County, US HWY 701 and NC 904 in Columbus County, Town of Boone in Watauga County and Staton Road in Transylvania County. 3. Remaining revenue is transferred quarterly according to the following schedule: a. 33% to the Department of Commerce to aid in financing out-of-state print and other media advertising under the program for the promotion of travel and industrial development in North Carolina. b. 50% to the Department of Transportation for the purpose of beautification of highways other than those designated as interstate. c. 17% to the Department of Human Resources to promote travel accessibility for disabled persons in North Carolina. G.S. 20-79.7 Budget Code 24261 Cash 506,870.30 Receipts Brought Forward 7/1/10 Disbursements 1 ,595,253.00 Receipts During Fiscal Year 2010-2011 2 ,102,123.30 NORTH CAROLINA DEPARTMENT OF TRANSPORTATION SPECIAL REGISTRATION PLATE ACCOUNT BALANCE SHEET FOR FISCAL YEAR 10-11, AS OF OCTOBER 31, 2010 EXHIBIT A1 2 19,482.73 1 ,882,640.57 2 ,102,123.30 G.S. 20-79.7 Budget Code 24261 Payee For NC Department of Transportation Reimbursement to DOT for Expenses NC Department of Transportation Reimbursement for Payments to Visitor Center NC Department of Transportation NC Department of Transportation (50% Profit) Vocational Rehabilitation Special Registration Plate Fund Access Account Vocational Rehabilitation Department of Human Resources (17% Profit) General Fund Non-Tax Shortfall Transfer to Cover Current Fiscal Year Budget Shortfall Department of Commerce Special Registration Plate Fund Access Account Department of Commerce Department of Commerce (33% Profit) Disbursements for Fiscal Year 2010-2011 NORTH CAROLINA DEPARTMENT OF TRANSPORTATION SPECIAL REGISTRATION PLATE ACCOUNT DISBURSEMENTS FOR FISCAL YEAR 10-11, AS OF OCTOBER 31, 2010 EXHIBIT A2 Amount 1 19,953.00 1 75,000.00 5 55,409.00 - 2 63,463.00 - - 4 81,428.00 1 ,595,253.00 G.S. 20-81.12 Budget Code 24265 Exhibit B NORTH CAROLINA DEPARTMENT OF TRANSPORTATION COLLEGIATE AND CULTURAL ATTRACTION PLATE ACCOUNT NARRATIVE This account receives funds from the additional fees collected for collegiate and cultural attraction plates according to the following schedule: Special Plate Additional Fee SRPA CCAPA In-State Collegiate Insignia $25.00 $10.00 $15.00 Historical Attraction $30.00 $10.00 $20.00 Special Olympics $25.00 $10.00 $15.00 State Attraction $30.00 $10.00 $20.00 Wildlife Resources $20.00 $10.00 $10.00 Olympic Games $25.00 $10.00 $15.00 Collections are credited monthly to this special account which is held by the Office of the State Controller. Disbursements are made according to the following schedule: 1. In-State Collegiate Insignia Plate - Quarterly, the funds collected from the sale of in-State collegiate insignia plates are transferred to the colleges and universities in proportion to the number of plates sold representing that institution for use for academic enhancement. 2. Historical Attraction Plate - Quarterly, the funds collected from the sale of Historical Attraction Plates are transferred in proportion to the number of plates sold representing that organization according to the following schedule: a. Historical Attraction within Historic District – Funds transfer to the appropriate Historic Preservation Commission and used to maintain property in the historic district in which the attraction is located. b. Non-Profit Historical Attraction – Funds transfer to the non-profit corporation that is responsible and used to develop and operate the attraction. c. State Historic Site - Funds transfer to the Department of Cultural Resources and used to develop and operate the site for which the plate was issued. 3. Special Olympics Plate - Quarterly, the funds collected from the sale of special olympics plates to the North Carolina Special Olympics to be used to train volunteers to assist in the statewide games and help pay for the costs of the statewide programs. 4. State Attraction Plate - Quarterly, the funds collected from the sale of State Attraction plates to the organizations named below in proportion to the number of plates sold representing that organization: a. North Carolina Arboretum – Funds transfer to the North Carolina Arboretum Society and used to help the Society obtain grants and for capital improvements. b. North Carolina Zoological Society – Funds transfer to the North Carolina Zoological Society to be used for educational programs and conservation programs and for operating expenses at the North Carolina Zoo. 5. Wildlife Resources Plate - Quarterly, the funds collected from the sale of Wildlife Resources Plates to the Wildlife Conservation Account. 6. Olympic Games Plate - Quarterly, the funds collected from the sale of Olympic Games Plates to the North Carolina Health and Fitness Foundation, Inc. which allocate the funds as follows: a. 50% to the U.S. Olympic Committee to assist in training olympic athletes. b. 25% to North Carolina Amateur Sports to assist with the administration of the State Games of North Carolina. c. 25% to the Governor’s Council on Physical Fitness and Health to support local fitness council development. G.S. 20-81.12 Budget Code 24265 Cash 171,120.84 Receipts Brought Forward 7/1/10 Disbursements 1 ,128,595.00 Receipts During Fiscal Year 2010-2011 1 ,299,715.84 NORTH CAROLINA DEPARTMENT OF TRANSPORTATION COLLEGIATE AND CULTURAL ATTRACTION PLATE ACCOUNT BALANCE SHEET FOR FISCAL YEAR 10-11, AS OF OCTOBER 31, 2010 EXHIBIT B1 3 96,254.93 9 03,460.91 1 ,299,715.84 G.S. 20-81.12 Budget Code 24265 Payee For the Sale of: Autism Society of North America Autism Plates Be Active North Carolina Inc Be Active Plates Blue Ridge Parkway Foundation Blue Ridge Parkway Plates Buddy Pelletier Surfing Foundation Foundation Plates Campbell University Collegiate Plates Carolina Uplift Foundation Omega Psi Phi Plates Community Colleges Harley Owners Group Plates Core Sound Waterfowl Museum Core Sound Waterfowl Plates Crime Control In God We Trust Plates Davidson College Collegiate Plates Department of Environment & Natural Resources Scuba Plates Department of Environment & Natural Resources NC State Park Plates Department of Environment & Natural Resources NC Forestry Association Department of Health & Human Services Health and Animal Lovers Plates Department of Social Services Kids First Plates Duke University Collegiate Plates Elon University Collegiate Plates NORTH CAROLINA DEPARTMENT OF TRANSPORTATION COLLEGIATE AND CULTURAL ATTRACTION PLATE ACCOUNT DISBURSEMENTS FOR FISCAL YEAR 10-11, AS OF OCTOBER 31, 2010 G.S. 20-81.12 Budget Code 24265 Payee For the Sale of: Friends for an Earlier Breast Cancer Test Cancer Awareness Plates Friends of Great Smokey Mountain National Park Great Smokey Mountain Park Plates Friends of The Appalachian Trail Appalachian Trail Plates Gardner Webb University Collegiate Plates Graveyard of the Atlantic Museum Lighthouse Plates Guilford Battleground Company Company Plates ` Hall of Fame Foundation Shag Dancing Plates High Point University Collegiate Plates Karen Beasley Sea Turtle Rescue & Rehabilitation Center Sea Turtle Rescue & Rehabilitation Plates Lenoir Rhyne College Collegiate Plates Meredith College Collegiate Plates Museum Maritime Museum Maritime Plates NC Chapter - Rocky Mountain Elk Rocky Mountain Elk Plates NC Coastal Federation NC Coastal Federation Plates NC Department of Transportation Litter Prevention Plates NC Department of Transportation (Highway) Share the Road Plates NC Foundation for Nursing NC Foundation for Nursing Plates NORTH CAROLINA DEPARTMENT OF TRANSPORTATION COLLEGIATE AND CULTURAL ATTRACTION PLATE ACCOUNT DISBURSEMENTS FOR FISCAL YEAR 10-11, AS OF OCTOBER 31, 2010 G.S. 20-81.12 Budget Code 24265 Payee For the Sale of: NC Health & Fitness Foundation Olympic Plates NC Motorsports NASCAR Plates NC State Council of Trout Unlimited NC License Plates NC Tennis Association NC Tennis Plates NCAR Housing Opportunity Foundation Homes4NC Plates Public Education Kids First Plates Support Our Troops NC License Plates The V Foundation V Foundation Plates UNC - General Administration Collegiate Plates Wake Forest University Collegiate Plates Wildlife Commission Ducks Unlimited Plates Wildlife Commission Wildlife Plates Disbursements for Fiscal Year 2010-2011 NORTH CAROLINA DEPARTMENT OF TRANSPORTATION COLLEGIATE AND CULTURAL ATTRACTION PLATE ACCOUNT DISBURSEMENTS FOR FISCAL YEAR 10-11, AS OF OCTOBER 31, 2010 EXHIBIT B2 Page 1 of 3 Amount 3 ,950.00 - 2 52,820.00 5 ,630.00 3 ,060.00 3 ,210.00 3 ,760.00 4 ,680.00 1 4,400.00 3 ,225.00 5 ,320.00 3 1,680.00 1 4,845.00 3 8,150.00 6 ,705.00 8 ,040.00 3 ,405.00 EXHIBIT B2 Page 2 of 3 Amount - 1 75,900.00 5 0,260.00 2 ,475.00 2 6,140.00 3 ,690.00 2 ,055.00 2 ,130.00 2 5,190.00 3 ,045.00 4 ,365.00 6 ,520.00 1 5,345.00 5 9,600.00 1 ,060.00 1 3,980.00 1 1,955.00 EXHIBIT B2 Page 3 of 3 Amount 8 55.00 3 5,940.00 3 ,380.00 3,810.00 2 ,720.00 7 ,515.00 6 ,800.00 4 ,590.00 2 18,835.00 1 1,160.00 1 5,890.00 1 0,510.00 1,128,595.00 G.S. 20-279.5 EXHIBIT C Budget Code 24262 NORTH CAROLINA DEPARTMENT OF TRANSPORTATION SAFETY RESPONSIBILITY DEPOSITORY ACCOUNT NARRATIVE When the Division of Motor Vehicles (DMV) receives a report of a reportable accident under G.S. 20-166.1, they make a determination as to evidence of insurance. If there is no insurance in effect, DMV shall suspend the license of each operator and each owner of a motor vehicle in any manner involved in the accident unless the operator or owner shall deposit security in the sum so determined by DMV as follows: 1. The property damage estimate is shown on the accident report as estimated by the investigating officer. 2. If there was any person injury, an additional amount is charged based on the level of injury as estimated by the investigating officer as follows: Level A: $1,000.00 Level B: $750.00 Level C: $550.00 G.S. 20-279.5 Budget Code 24262 Cash 1 85,595.75 Receipts Brought Forward 7/1/10 Disbursements 1 6,665.00 Receipts During Fiscal Year 2010-2011 2 02,260.75 NORTH CAROLINA DEPARTMENT OF TRANSPORTATION SAFETY RESPONSIBILITY DEPOSITORY ACCOUNT BALANCE SHEET FOR FISCAL YEAR 10-11, AS OF OCTOBER 31, 2010 EXHIBIT C1 1 87,921.75 1 4,339.00 2 02,260.75 G.S. 20-279.5 Budget Code 24262 Deposit Refund Date July 31, 2010 August 31, 2010 September 30, 2010 October 31, 2010 November 30, 2010 December 31, 2010 January 31, 2011 February 28, 2011 March 31, 2011 April 30, 2011 May 31, 2011 June 30, 2011 * Total Year to Date Refunds * The refunds are actually security deposits. If a customer does not request the refund of a security deposit, there is no expend NORTH CAROLINA DEPARTMENT OF TRANSPORTATION SAFETY RESPONSIBILITY DEPOSITORY ACCOUNT DISBURSEMENTS FOR FISCAL YEAR 10-11, AS OF OCTOBER 31, 2010 EXHIBIT C2 Amount 1,811.00 13,854.00 900.00 100.00 - - - - - - - - 1 6,665.00 diture. Budget Code 64201 EXHIBIT D NORTH CAROLINA DEPARTMENT OF TRANSPORTATION DRUG FORFEITURE FUND NARRATIVE The primary purpose of the U.S. Department of Justice Forfeiture Program is to deter crime by depriving criminals of the profits and proceeds of their illega activities and to weaken criminal enterprises by removing the instrumentalities of crime. An ancillary purpose of the program is to enhance cooperation among federal, state and local law enforcement agencies through the equitable sharing of Federal Forfeiture proceeds. Any time the Division of Motor Vehicles License and Theft Bureau directly participates in an investigation or prosecution that results in a Federal Forfeiture, they may request an equitable share of the net proceeds of the forfeiture. This amount is determined as set forth in the U.S. Department of Justice’s publication “A Guide to Equitable Sharing of Federally Forfeited Property for State and Local Law Enforcement Agencies.” EXHIBIT D eeds of their illegal cooperation among eral Forfeiture, they ice’s publication “A Budget Code 64201 Assets: Cash State Treasurer Bank Balance 1 ,350,892.96 Total Assets 1,350,892.96 Liabilities: Fund Balance at June 30, 2010 1 ,336,766.27 Revenues 1 4,126.69 Expenditures - Change in Fund Balance Year to Date 1 4,126.69 Total Fund Balance 1 ,350,892.96 Total Liabilities and Fund Balance 1,350,892.96 NORTH CAROLINA DEPARTMENT OF TRANSPORTATION BALANCE SHEET FOR FISCAL YEAR 10-11, AS OF OCTOBER 31, 2010 DRUG FORFEITURE FUND EXHIBIT D1 Budget Code 64201 Payee For Division of Motor Vehicles License and Theft Bureau Total Disbursements NORTH CAROLINA DEPARTMENT OF TRANSPORTATION DRUG FORFEITURE FUND DISBURSEMENTS FOR FISCAL YEAR 10-11, AS OF OCTOBER 31, 2010 EXHIBIT D2 Amount - - EXHIBIT A Page 1 of 2 Cash State Treasurer Bank Balance (1,582,930.93) Restricted Investments (Exhibit A p2) 780,086,099.81 Total Cash 778,503,168.88 Accounts Receivable 581,531.00 Due From Other Funds - Total Current Assets 779,084,699.88 Capital Assets 116,952.11 Long Term Debt - Total Assets 779,201,651.99 Accounts Payable 61,884.62 Intragovernmental Payable - Advance from Highway Trust Fund 18,279,129.74 Bonds Payable 1,055,462,507.70 Total Liabilities 1,073,803,522.06 Retained Earnings (189,762,600.30) Investment in Property 97,037.51 Fund Balance Revenues 42,133,895.85 Expenditures (147,070,203.13) Change in Fund Balance Year to Date (104,936,307.28) Total Fund Balance (104,936,307.28) Total Liabilities and Fund Balance 779,201,651.99 NORTH CAROLINA TURNPIKE AUTHORITY BALANCE SHEET FOR FISCAL YEAR 10-11, AS OF OCTOBER 31, 2010 EXHIBIT A Page 2 of 2 Restricted Investments held by Fiscal Agent - Wells Fargo Restricted Investments* TRIANGLE EXPRESSWAY TPA-TriEx Trustee State Approp Project Fund 268,358,906.81 TPA-TriEx Trustee Lien Parity Reserve Fund Approp 8,068,776.27 TPA-TriEx Trustee APA TIFIA Funds 128,454,398.84 TPA-TriEx Trustee Parity Reserve Toll Revenue 27,565,681.67 TPA-TriEx Trustee TIFIA Debt Service Reserve 1,002,510.77 TPA-TriEx Trustee IPA-Initial Project Account 474,172.40 TPA-TriEx Trustee CAPI Revenue Bonds 31,354,669.39 TPA-TriEx Trustee CAPI Appropriation Bonds 20,823,655.74 TPA-TriEx Trustee Restricted Investment 25,536,567.17 TPA-TriEx Restricted Toll Rev CAPI Gap 6,288,485.08 TPA-TriEx Restricted STAPP CAPI Gap 8,217,148.20 Cash held for Triangle Expressway 526,144,972.34 MONROE BYPASS TPA-MN IPA-Init Proj Account - 2010A BABs 198,846,293.23 TPA-MN Parity Reserve Toll Rev 2010A BAB's 4,303,952.52 TPA-MN CAPI - Cap Interest Account 2010A BABs 44,790,881.72 TPA-MN Toll Revenue 2010A BABs 6,000,000.00 Cash held for Monroe Bypass 253,941,127.47 CURRITUCK BRIDGE - GARDEN PARKWAY - * Total Restricted Investment - Exhibit A, Page 1 780,086,099.81 NORTH CAROLINA TURNPIKE AUTHORITY BALANCE SHEET FOR FISCAL YEAR 10-11, AS OF OCTOBER 31, 2010 MONTH YEAR TO DATE MONTH YEAR TO DATE YEAR TOTAL YEAR TO DATE REVENUE: MISCELLANEOUS INCOME-INTEREST 4 53,487.07 2 ,645,608.04 - - - - TRANSFERS IN/OUT 1 7,173,529.77 20,653,690.78 594,327.01 6,770,394.92 - - INTEREST ON BOND PROCEEDS - - 1,345,941.16 1,345,941.16 - - TPA REVENUE BOND PROCEEDS - - - 270,083,108.85 - - TPA TIFIA PROCEEDS 2010 - - - 18,525,733.00 - - TPA APP BOND PROCEEDS - - - 352,675,000.00 - - BOND DISCOUNT EXPENSE - - - (2,351,109.15) - - FISCAL AGENT FEES - - - (16,839,804.75) - - INTEREST ON FUNDS INVESTED - - - - - - TPA OTHER INTEREST EXPENSE - - - - - - TOTAL REVENUE 1 7,627,016.84 2 3,299,298.82 1,940,268.17 630,209,264.03 - - Reporting change based on new hierarchy. FOR FISCAL YEAR 10-11, AS OF OCTOBER 31, 2010 STATEMENT OF REVENUE NORTH CAROLINA TURNPIKE AUTHORITY CURRENT YEAR PRIOR YEAR ESTIMATE EXHIBIT B1 Page 1 of 2 2,645,608.04 20,653,690.78 - - - - - - - - 23,299,298.82 CURRENT YEAR COMPARED TO ESTIMATE GROSS LESS GROSS LESS REVENUE REFUNDS UNCOLLECTIBLES NET REVENUE REVENUE REFUNDS UNCOLLECTIBLES REVENUE: MISCELLANEOUS INCOME-INTEREST 4 53,487.07 - - 4 53,487.07 2 ,645,608.04 - - TRANSFERS IN/OUT 1 7,173,529.77 - - 1 7,173,529.77 2 0,653,690.78 - - INTEREST ON BOND PROCEEDS - - - - - - - TPA REVENUE BOND PROCEEDS - - - - - - - TPA TIFIA PROCEEDS 2010 - - - - - - - TPA APP BOND PROCEEDS - - - - - - - BOND DISCOUNT EXPENSE - - - - - - - FISCAL AGENT FEES - - - - - - - INTEREST ON FUNDS INVESTED - - - - - - - TPA OTHER INTEREST EXPENSE - - - - - - - TOTAL REVENUE 1 7,627,016.84 - - 1 7,627,016.84 2 3,299,298.82 - - CURRENT MONTH YEAR TO DATE NORTH CAROLINA TURNPIKE AUTHORITY STATEMENT OF REVENUE FOR FISCAL YEAR 10-11, AS OF OCTOBER 31, 2010 EXHIBIT B1 Page 2 of 2 NET REVENUE 2 ,645,608.04 20,653,690.78 - - - - - - - - 23,299,298.82 MONTH YEAR TO DATE MONTH YEAR TO DATE FHWA Construction Federal-Aid 5 7,996,233.00 (44,303,879.00) 1 3,692,354.00 8 67,437.00 1,974,580.00 466,564.00 4 ,920,107.00 FHWA Construction 5 7,996,233.00 (44,303,879.00) 1 3,692,354.00 8 67,437.00 1,974,580.00 466,564.00 4 ,920,107.00 Total Participation Revenues 5 7,996,233.00 (44,303,879.00) 1 3,692,354.00 8 67,437.00 1,974,580.00 466,564.00 4 ,920,107.00 NORTH CAROLINA TURNPIKE AUTHORITY STATEMENT OF PARTICIPATION REVENUE FOR FISCAL YEAR 10-11, AS OF OCTOBER 31, 2010 CURRENT YEAR PRIOR YEAR UNREALIZED PRIOR YEAR BALANCE CURRENT YEAR ESTIMATED REVENUE TOTAL ESTIMATED REVENUE ACTUAL REVENUE EXHIBIT B2 1 1,717,774.00 1 1,717,774.00 1 1,717,774.00 UNREALIZED PARTICIPATION REVENUE Unexpended Allotments Total Unallotted Unexpended Brought Forward Appropriations Allotments Current Period Year to Date Appropriations Appropriations CURRENT ACCOUNTS Administrative Expenditures - 5,271,793.00 - 263,370.18 653,122.00 5,271,793.00 4,618,671.00 Trust Fund Transfer - (5,271,793.00) - (263,294.82) (652,026.93) (5,271,793.00) (4,619,766.07) Interest Income - - - (75.36) (1,095.07) - 1,095.07 Interest Income - Bond Proceeds - - - - - - - Orders and Others - - - (222,678.94) (109,058.76) - 109,058.76 Field Operations - - - 3,195.96 (9,615.93) - 9,615.93 Turnpike Authority Special Funding - - 7,617,622.46 (6,000,000.00) 1,617,622.46 (7,617,622.46) (1,617,622.46) Triangle Expressway - - 7,617,622.46 - 7,617,622.46 (7,617,622.46) (7,617,622.46) GAP Fund Receipts - (52,789,563.24) - - (6,250,000.00) (52,789,563.24) (46,539,563.24) BABs Interest Rebate - (7,913,790.00) - - (3,956,895.03) (7,913,790.00) (3,956,894.97) Fees & Interest Expense - 60,703,353.24 7,617,622.46 - 17,824,517.49 53,085,730.78 42,878,835.75 Monroe Bypass - - - (6,000,000.00) (6,000,000.00) - 6,000,000.00 GAP Fund Receipts - (24,000,000.00) - (6,000,000.00) (6,000,000.00) (24,000,000.00) (18,000,000.00) BABs Interest Rebate - - - - - - - Fees & Interest Expense - 24,000,000.00 - - - 24,000,000.00 24,000,000.00 Currituck Bridge - - - - - - - GAP Fund Receipts - (30,000,000.00) - - - (30,000,000.00) (30,000,000.00) BABs Interest Rebate - - - - - - - Fees & Interest Expense - 30,000,000.00 - - - 30,000,000.00 30,000,000.00 Garden Parkway - - - - - - - GAP Fund Receipts - (20,000,000.00) - - - (20,000,000.00) (20,000,000.00) BABs Interest Rebate - - - - - - - Fees & Interest Expense - 20,000,000.00 - - - 20,000,000.00 20,000,000.00 TOTAL CURRENT ACCOUNTS - - 7,617,622.46 (6,219,482.98) 1,498,947.77 (7,617,622.46) (1,498,947.77) Turnpike Construction 8 19,752,818.95 348,653,612.52 (90,756,448.25) 32,982,298.14 1 28,711,238.33 439,410,060.77 1,039,695,193.14 TOTAL ENCUMBRANCE ACCOUNTS 8 19,752,818.95 348,653,612.52 (90,756,448.25) 32,982,298.14 1 28,711,238.33 439,410,060.77 1,039,695,193.14 TOTAL TURNPIKE AUTHORITY 8 19,752,818.95 348,653,612.52 (83,138,825.79) 26,762,815.16 1 30,210,186.10 431,792,438.31 1,038,196,245.37 NORTH CAROLINA TURNPIKE AUTHORITY STATEMENT OF APPROPRIATIONS, APPORTIONMENTS, PARTICIPATIONS, ALLOTMENTS AND EXPENDITURES Expenditures FOR FISCAL YEAR 10-11, AS OF OCTOBER 31, 2010 EXHIBIT C Page 1 of 2 Unexpended Allotments ( 653,122.00) 6 52,026.93 1 ,095.07 - 1 09,058.76 9 ,615.93 6 ,000,000.00 - 6 ,250,000.00 3 ,956,895.03 ( 10,206,895.03) 6 ,000,000.00 6 ,000,000.00 - - - - - - - - - - 6 ,118,674.69 6 00,285,132.37 6 00,285,132.37 6 06,403,807.06 2010 2011 Expenditure Yearly Yearly Appropriations Current Period Appropriations Current Period Year to Date Appropriations Current Period Year to Date Compared to 2010 Compared to 2010 CURRENT ACCOUNTS Administrative Expenditures 4,837,241.00 1,274,202.60 1,969,051.73 5,271,793.00 263,370.18 653,122.00 434,552.00 (1,010,832.42) Trust Fund Transfer (4,837,241.00) (1,273,424.35) (999,770.36) (5,271,793.00) (263,294.82) (652,026.93) (434,552.00) 1,010,129.53 Interest Income - (778.25) (1,731.39) - ( 75.36) (1,095.07) - 702.89 Interest Income - Bond Proceeds - - (967,549.98) - - - - - Orders and Others - - - - (222,678.94) (109,058.76) - (222,678.94) Field Operations - - - - 3,195.96 (9,615.93) - 3,195.96 Turnpike Authority Special Funding 89,000,000.00 - 10,500,000.00 - (6,000,000.00) 1,617,622.46 (89,000,000.00) (6,000,000.00) Triangle Expressway 50,000,000.00 - 10,500,000.00 - - 7,617,622.46 (50,000,000.00) - GAP Fund Receipts - - - (52,789,563.24) - (6,250,000.00) (52,789,563.24) - BABs Interest Rebate - - - (7,913,790.00) - (3,956,895.03) (7,913,790.00) - Fees & Interest Expense 50,000,000.00 10,500,000.00 60,703,353.24 - 17,824,517.49 10,703,353.24 - Monroe Bypass 24,000,000.00 - - - (6,000,000.00) (6,000,000.00) (24,000,000.00) (6,000,000.00) GAP Fund Receipts - - - (24,000,000.00) (6,000,000.00) (6,000,000.00) (24,000,000.00) (6,000,000.00) BABs Interest Rebate - - - - - - - - Fees & Interest Expense 24,000,000.00 24,000,000.00 - - - - Currituck Bridge 15,000,000.00 - - - - - (15,000,000.00) - GAP Fund Receipts - - - (30,000,000.00) - - (30,000,000.00) - BABs Interest Rebate - - - - - - - - Fees & Interest Expense 15,000,000.00 30,000,000.00 - - 15,000,000.00 - Garden Parkway - - - - - - - - GAP Fund Receipts - - - (20,000,000.00) - - (20,000,000.00) - BABs Interest Rebate - - - - - - - - Fees & Interest Expense - - - 20,000,000.00 - - 20,000,000.00 - TOTAL CURRENT ACCOUNTS 89,000,000.00 - 10,500,000.00 - (6,219,482.98) 1,498,947.77 (89,000,000.00) (6,219,482.98) Turnpike Construction 914,421,566.89 30,891,773.87 60,766,028.06 348,653,612.52 32,982,298.14 128,711,238.33 (565,767,954.37) 2,090,524.27 TOTAL ENCUMBRANCE ACCOUNTS 914,421,566.89 30,891,773.87 60,766,028.06 348,653,612.52 32,982,298.14 128,711,238.33 (565,767,954.37) 2,090,524.27 TOTAL TURNPIKE AUTHORITY 1,003,421,566.89 30,891,773.87 71,266,028.06 348,653,612.52 26,762,815.16 130,210,186.10 (654,767,954.37) (4,128,958.71) NORTH CAROLINA TURNPIKE AUTHORITY STATEMENT OF APPROPRIATIONS, APPORTIONMENTS, PARTICIPATIONS, ALLOTMENTS AND EXPENDITURES FOR FISCAL YEAR 10-11, AS OF OCTOBER 31, 2010 Expenditures 2010 2011 Expenditures EXHIBIT C Page 2 of 2 Expenditure Year to Date Compared to 2010 (1,315,929.73) 347,743.43 636.32 967,549.98 (109,058.76) (9,615.93) (8,882,377.54) (2,882,377.54) (6,250,000.00) (3,956,895.03) 7,324,517.49 (6,000,000.00) (6,000,000.00) - - - - - - - - - - (9,001,052.23) 67,945,210.27 67,945,210.27 58,944,158.04 FISCAL YEAR FISCAL YEAR FISCAL YEAR FISCAL YEAR FISCAL YEAR System Type 2010-2011 2011-2012 2012-2013 2013-2014 2014-2015 FHWA Turnpike STP 1 3,062,603.00 - - - - FHWA Turnpike NHS 73,061,557.00 - - - - Total 86,124,160.00 - - - - Note: Federal cash flow is converted throughout the federal fiscal year which begins October 1 and ends Septemb FOR FISCAL YEAR 10-11, AS OF OCTOBER 31, 2010 NORTH CAROLINA TURNPIKE AUTHORITY STATEMENT OF FEDERAL FORWARD FUNDING EXHIBIT D TOTAL 1 3,062,603.00 73,061,557.00 86,124,160.00 mber 30 of each year. FOR FISCAL YEAR 10-11, AS OF OCTOBER 31, 2010 NOTES NORTH CAROLINA DEPARTMENT OF TRANSPORTATION |
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