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Financial Management Division NORTH CAROLINA DEPARTMENT OF TRANSPORTATION FINANCIAL STATEMENTS FISCAL YEAR 2010-2011 Mark L. Foster SEPTEMBER 30, 2010 Chief Financial Officer I. HIGHWAY FUND EXHIBIT A BALANCE SHEET EXHIBIT B1 STATEMENT OF FEES, TAXES AND OTHER EXHIBIT B2 STATEMENT OF PARTICIPATION REVENUE EXHIBIT C STATEMENT OF APPROPRIATIONS, APPORTIONMENTS, PARTICIPATIONS, ALLOTMENTS AND EXPENDITURES EXHIBIT D STATEMENT OF CASH FLOW FROM FUTURE YEARS EXHIBIT E EXHIBIT F STATEMENT OF FEDERAL FORWARD FUNDING EXHIBIT G1 EXHIBIT G2 EXHIBIT G3 EXHIBIT H EXHIBIT I STATEMENT OF COMPARATIVE INTERNAL ORDER BALANCES EXHIBIT J AND REINVESTMENT ACT (ARRA) PROJECTS STATEMENT OF EXPENSES AND REVENUES FOR AVIATION FUND STATEMENT OF ALLOTMENTS, EXPENDITURES, AND RECEIPTS FOR AMERICAN RECOVERY NORTH CAROLINA DEPARTMENT OF TRANSPORTATION TABLE OF CONTENTS SUMMARY OF GARVEE BOND FUND AVAILABILITY AND ALLOCATIONS STATEMENT OF GARVEE BOND PROJECTS BY CATEGORY STATEMENT OF ALLOTMENTS, EXPENDITURES, AND RECEIPTS FOR GARVEE BOND PROJECTS STATEMENT OF EXPENSES AND REVENUES FOR EQUIPMENT FUND II. HIGHWAY TRUST FUND EXHIBIT A BALANCE SHEET EXHIBIT B1 STATEMENT OF FEES, TAXES AND OTHER EXHIBIT B2 STATEMENT OF PARTICIPATION REVENUE EXHIBIT C STATEMENT OF APPROPRIATIONS, APPORTIONMENTS, PARTICIPATIONS, ALLOTMENTS AND EXPENDITURES EXHIBIT D STATEMENT OF CASH FLOW FROM FUTURE YEARS EXHIBIT E STATEMENT OF TRANSFERS FOR TRANSPORTATION IMPROVEMENT PLAN PROJECTS EXHIBIT F SUMMARY OF BOND FUND AVAILABILITY, ALLOTMENTS AND EXPENDITURES III. HIGHWAY FUND AND HIGHWAY TRUST FUND SUB RECIPIENT SHARE SCHEDULE 1 STATEMENT OF APPROPRIATIONS, APPORTIONMENTS, PARTICIPATIONS, ALLOTMENTS, REVENUES AND EXPENDITURES SCHEDULE 2 STATEMENT OF SUB-RECIPIENT SHARE REVENUES AND EXPENDITURES LIFE TO DATE IV. STATE INFRASTRUCTURE BANK EXPLANATION FOR THE DEVELOPMENT AND PURPOSE OF SIB EXHIBIT A BALANCE SHEET EXHIBIT B STATEMENT OF REVENUES EXHIBIT C LOAN STATEMENT NARRATIVE NORTH CAROLINA DEPARTMENT OF TRANSPORTATION TABLE OF CONTENTS V. SPECIAL FUNDS EXPLANATION FOR THE DEVELOPMENT AND PRESENTATION OF SPECIAL REVENUES EXHIBIT A SPECIAL REGISTRATION PLATE ACCOUNT - NARRATIVE EXHIBIT A1 BALANCE SHEET EXHIBIT A2 DISBURSEMENT LEDGER EXHIBIT B COLLEGIATE & CULTURAL ATTRACTION PLATE ACCOUNT - NARRATIVE EXHIBIT B1 BALANCE SHEET EXHIBIT B2 DISBURSEMENT LEDGER EXHIBIT C SAFETY RESPONSIBILITY DEPOSITORY ACCOUNT - NARRATIVE EXHIBIT C1 BALANCE SHEET EXHIBIT C2 DISBURSEMENT LEDGER EXHIBIT D DRUG FORFEITURE FUND - NARRATIVE EXHIBIT D1 BALANCE SHEET EXHIBIT D2 DISBURSEMENT LEDGER VI. NORTH CAROLINA TURNPIKE AUTHORITY - COMPONENT UNIT OF THE DEPARTMENT OF TRANSPORTATION EXHIBIT A BALANCE SHEET EXHIBIT B1 STATEMENT OF REVENUE EXHIBIT B2 STATEMENT OF PARTICIPATION REVENUE EXHIBIT C STATEMENT OF APPROPRIATIONS, APPORTIONMENTS, PARTICIPATIONS, ALLOTMENTS AND EXPENDITURES EXHIBIT D STATEMENT OF FEDERAL FORWARD FUNDING NARRATIVE TABLE OF CONTENTS NORTH CAROLINA DEPARTMENT OF TRANSPORTATION EXHIBIT A Cash Cash in Bank - Loans, Postage, Other Accounts 8,176,890.5 0 Investments with Fiscal Agent 2008 (0.28) Investments with Fiscal Agent 2010 120,026,397.19 State Treasurer Bank Balance 588,049,829.85 Total Cash 7 16,253,117.26 Accounts Receivable 1 5,377,601.42 Due from Other Funds 3 78,652.26 Other Receivables 1 31,683.47 Inventory 8 0,016,123.30 Other Current Assets 2 ,935,951.02 Total Current Assets 815,093,128.73 Capital Assets 1,039,397,584.19 Long Term Debt 459,795,568.00 Total Non Current Assets 1,499,193,152.19 Total Assets 2,314,286,280.92 Accounts Payable 3 3,834,216.00 Intergovernmental Payable 1 7,944,053.39 Garvee Bonds Payable 2008 2 03,150,000.00 Garvee Bonds Payable 2010 2 31,675,000.00 Due to Other Funds 1 ,700,261.17 Other Liabilities 7 0,087,879.46 Total Liabilities 558,391,410.02 Reserves and Allowances 36,937,734.18 Retained Earnings 521,341,485.41 Investment in Property 889,570,571.53 Fund Balance 6 01,116,980.81 Revenues 858,887,823.17 Expenditures (1,151,959,724.20) Change in Fund Balance Year to Date (293,071,901.03) Total Fund Balance 308,045,079.78 Total Liabilities and Fund Balance 2,314,286,280.92 BALANCE SHEET FOR FISCAL YEAR 10-11, AS OF SEPTEMBER 30, 2010 NORTH CAROLINA DEPARTMENT OF TRANSPORTATION HIGHWAY FUND EXHIBIT B1 Page 1 of 6 MONTH YEAR TO DATE MONTH YEAR TO DATE YEAR TOTAL YEAR TO DATE MOTOR VEHICLE REVENUE: TRUCK LICENSES 1 1,119,616.67 3 1,820,317.04 1 0,281,007.16 3 1,999,258.65 1 40,710,000.00 3 5,139,211.73 ( 3,318,894.69) MAIL REGISTRATION RENEWAL FEE 1 05,884.00 1 30,605.00 7 3,449.00 2 67,325.00 - - 130,605.00 STAGGERED REGISTRATION 1 7,500,439.48 5 0,487,777.16 1 5,687,636.36 5 0,104,357.80 1 88,060,000.00 5 0,054,563.82 433,213.34 GASOLINE TAX 1 10,067,158.86 3 18,858,882.22 9 6,800,117.73 2 94,828,184.45 1 ,180,140,000.00 3 03,736,138.81 15,122,743.41 LESS: WILDLIFE REFUND - - - - - - - SUB TOTAL GAS TAX 1 10,067,158.86 3 18,858,882.22 9 6,800,117.73 2 94,828,184.45 1 ,180,140,000.00 3 03,736,138.81 15,122,743.41 GASOLINE TAX - LUST FUND 1 ,752,019.09 5 ,161,713.77 1 ,644,969.81 5 ,016,986.80 - - 5,161,713.77 GASOLINE TAX LUST FUND TRANSFERRED OUT (1,752,019.09) (5,161,713.77) (1,644,969.81) (5,016,986.80) - - ( 5,161,713.77) GASOLINE TAX GF INSPECTION TAX 7 0,768.64 2 23,781.66 5 7,740.54 1 88,761.84 - - 223,781.66 GASOLINE TAX GF TRANSFERRED OUT (70,768.64) (223,781.66) (57,740.54) (188,761.84) - - ( 223,781.66) GASOLINE INSPECTION TAX - HF 1 ,235,373.12 3 ,689,563.44 1 ,187,916.87 3 ,613,447.50 1 3,410,000.00 3 ,435,189.76 254,373.68 REGISTRATION FEES 2 81,852.00 8 46,059.50 2 79,623.75 8 62,446.25 3 ,760,000.00 9 41,356.90 ( 95,297.40) DRIVER LICENSE FEES 1 0,552,808.26 3 2,306,788.57 1 0,342,433.50 3 2,730,088.88 1 27,770,000.00 3 3,050,605.20 ( 743,816.63) AUTO SAFETY EQUIP. INSPECTION FEES 1 51,653.12 4 51,623.91 9 6,160.41 3 02,141.42 1 ,550,000.00 3 34,766.37 116,857.54 FINANCIAL SECURITY RESTORATION FEES 4 69,850.00 1 ,402,727.00 4 10,950.00 1 ,225,128.00 5 ,730,000.00 1 ,276,912.25 125,814.75 LIEN RECORDING FEES 1 4,050.00 4 4,590.00 2 0,514.00 6 2,391.00 2 70,000.00 7 1,538.68 ( 26,948.68) EXHAUST EMISSION INSPECTION 2 34,158.10 7 09,073.93 1 56,804.76 4 94,627.41 2 ,410,000.00 5 77,785.87 131,288.06 INTERNATIONAL REGISTRATION PLAN FEES 2 ,970,415.32 1 0,193,994.96 2 ,668,171.52 8 ,374,022.24 6 6,620,000.00 9 ,506,459.37 687,535.59 DEALERS' MANUFACTURERS' LICENSE FEES 1 18,615.00 3 06,275.00 6 6,010.42 2 21,059.42 1 ,220,000.00 2 51,381.51 54,893.49 PROCESS SERVICE FEES 6 37,365.00 1 ,901,115.00 6 42,028.00 1 ,968,989.00 9 ,350,000.00 2 ,235,360.00 ( 334,245.00) OVER WEIGHT/SIZE PERMITS 4 61,636.58 1 ,346,965.17 4 39,643.93 1 ,397,504.45 6 ,330,000.00 1 ,678,945.14 ( 331,979.97) MOTOR CARRIER SAFETY FEES 1 9,597.32 3 6,973.96 1 0,342.41 2 7,212.29 1 20,000.00 2 7,782.70 9,191.26 PENALTIES PAYABLE 1 ,908,102.33 6 ,057,767.50 1 ,993,494.13 5 ,972,918.38 3 8,830,000.00 9 ,632,013.77 ( 3,574,246.27) HIGHWAY USAGE REGISTRATION FEES 1 1,000.00 8 2,250.00 2 2,500.00 6 2,750.00 1 60,000.00 3 4,531.38 47,718.62 DMV OTHER FEES 2 85,075.21 1 ,444,016.83 4 69,994.20 1 ,620,200.31 - - 1,444,016.83 TOTAL MOTOR VEHICLE REVENUE 1 58,144,650.37 4 62,117,366.19 1 41,648,798.15 4 36,134,052.45 1 ,786,440,000.00 4 51,984,543.26 10,132,822.93 OTHER REVENUE: INTEREST ON FUNDS INVESTED BY TREASURER 7 89,463.89 1 ,550,352.57 1 ,454,874.07 2 ,886,926.11 6 ,000,000.00 1 ,136,978.04 413,374.53 MISCELLANEOUS INCOME 1 8,766.08 3 0,915.53 (118,021.76) (125,346.08) 1 00,000.00 (75,904.65) 106,820.18 MISCELLANEOUS INCOME - INTEREST -PROGRAM REV - - - 9 ,619.43 - - - BOND PROCEED GARVEE - - - 2 42,520,000.00 - - - BOND PREMIUM GARVEE - - - 2 0,616,093.85 - - - INTEREST INCOME - GARVEE BOND PROCEED 2 7,463.06 5 3,795.34 2 6,350.18 3 3,598.60 - - 53,795.34 TOTAL OTHER REVENUE 8 35,693.03 1 ,635,063.44 1 ,363,202.49 2 65,940,891.91 6 ,100,000.00 1 ,061,073.39 573,990.05 MISCELLANEOUS TRANSFERS IN/OUT: GOVERNMENTAL TRANSFERS IN (1,645,316.88) (1,586,891.54) 2 8,876.63 6 4,345.02 - - ( 1,586,891.54) TRANSFER TO TURNPIKE AUTHORITY (2,221,671.63) (3,342,024.78) (1,807,481.43) 4 9,288.26 - - ( 3,342,024.78) TOTAL MISCELLANEOUS REVENUE (3,866,988.51) (4,928,916.32) (1,778,604.80) 1 13,633.28 - - ( 4,928,916.32) TOTAL NET REVENUE 1 55,113,354.89 4 58,823,513.31 1 41,233,395.84 7 02,188,577.64 1 ,792,540,000.00 4 53,045,616.65 5,777,896.66 NORTH CAROLINA DEPARTMENT OF TRANSPORTATION HIGHWAY FUND STATEMENT OF FEES, TAXES AND OTHER FOR FISCAL YEAR 10-11, AS OF SEPTEMBER 30, 2010 CURRENT YEAR PRIOR YEAR ESTIMATE CURRENT YEAR COMPARED TO ESTIMATE EXHIBIT B1 Page 2 of 6 GROSS LESS GROSS LESS REVENUE REFUNDS UNCOLLECTIBLES NET REVENUE REVENUE REFUNDS UNCOLLECTIBLES NET REVENUE MOTOR VEHICLE REVENUE: TRUCK LICENSES 11,199,717.51 76,029.83 4,071.01 1 1,119,616.67 32,049,651.73 2 22,158.82 7,175.87 3 1,820,317.04 MAIL REGISTRATION RENEWAL FEE 105,883.00 - (1.00) 1 05,884.00 130,603.00 1 .00 (3.00) 1 30,605.00 STAGGERED REGISTRATION 17,507,166.22 6,182.24 544.50 1 7,500,439.48 50,509,937.54 1 9,306.58 2,853.80 5 0,487,777.16 GASOLINE TAX 113,780,606.23 3,713,447.37 - 1 10,067,158.86 330,125,003.20 1 1,266,120.98 - 3 18,858,882.22 LESS: WILDLIFE REFUND - - - - - - - - SUB TOTAL GAS TAX 113,780,606.23 3,713,447.37 - 1 10,067,158.86 330,125,003.20 1 1,266,120.98 - 3 18,858,882.22 GASOLINE TAX - LUST FUND 1,752,019.09 - - 1 ,752,019.09 5,161,713.77 - - 5 ,161,713.77 GASOLINE TAX LUST FUND TRANSFERRED OUT (1,752,019.09) - - ( 1,752,019.09) (5,161,713.77) - - ( 5,161,713.77) GASOLINE TAX GF INSPECTION TAX 70,768.64 - - 7 0,768.64 223,781.66 - - 2 23,781.66 GASOLINE TAX GF TRANSFERRED OUT (70,768.64) - - ( 70,768.64) (223,781.66) - - ( 223,781.66) GASOLINE INSPECTION TAX - HF 1,235,373.12 - - 1 ,235,373.12 3,689,563.44 - - 3 ,689,563.44 REGISTRATION FEES 282,517.00 615.00 50.00 2 81,852.00 848,664.50 2 ,400.00 205.00 8 46,059.50 DRIVER LICENSE FEES 10,208,229.86 57.00 (344,635.40) 1 0,552,808.26 31,281,059.57 9 60.25 (1,026,689.25) 3 2,306,788.57 AUTO SAFETY EQUIP. INSPECTION FEES 151,653.12 - - 1 51,653.12 451,706.41 - 82.50 4 51,623.91 FINANCIAL SECURITY RESTORATION FEES 470,200.00 150.00 200.00 4 69,850.00 1,404,108.00 3 00.00 1,081.00 1 ,402,727.00 LIEN RECORDING FEES 14,110.00 30.00 30.00 1 4,050.00 44,740.00 1 10.00 40.00 4 4,590.00 EXHAUST EMISSION INSPECTION 234,213.10 - 55.00 2 34,158.10 709,231.01 - 157.08 7 09,073.93 INTERNATIONAL REGISTRATION PLAN FEES 3,009,842.17 35,019.64 4,407.21 2 ,970,415.32 10,319,888.89 1 11,907.90 13,986.03 1 0,193,994.96 DEALERS' MANUFACTURERS' LICENSE FEES 118,615.00 - - 1 18,615.00 306,390.00 - 115.00 3 06,275.00 PROCESS SERVICE FEES 637,865.00 250.00 250.00 6 37,365.00 1,903,015.00 1 ,000.00 900.00 1 ,901,115.00 OVER WEIGHT/SIZE PERMITS 462,136.58 500.00 - 4 61,636.58 1,347,432.17 4 67.00 - 1 ,346,965.17 MOTOR CARRIER SAFETY FEES 19,597.32 - - 1 9,597.32 37,018.96 - 45.00 3 6,973.96 PENALTIES PAYABLE 1,910,232.73 1,100.00 1,030.40 1 ,908,102.33 6,062,951.70 2 ,500.00 2,684.20 6 ,057,767.50 HIGHWAY USAGE REGISTRATION FEES 11,000.00 - - 1 1,000.00 82,250.00 - - 8 2,250.00 DMV OTHER FEES 281,794.12 289.51 (3,570.60) 2 85,075.21 1,437,327.49 6 39.30 (7,328.64) 1 ,444,016.83 TOTAL MOTOR VEHICLE REVENUE 161,640,752.08 3,833,670.59 (337,568.88) 1 58,144,650.37 472,740,542.61 1 1,627,871.83 (1,004,695.41) 4 62,117,366.19 OTHER REVENUE: INTEREST ON FUNDS INVESTED BY TREASURER 789,463.89 - - 7 89,463.89 1,550,352.57 - - 1 ,550,352.57 MISCELLANEOUS INCOME 18,766.08 - - 1 8,766.08 30,915.53 - - 3 0,915.53 MISCELLANEOUS INCOME - INTEREST -PROGRAM REV - - - - - - - - BOND PROCEED GARVEE - - - - - - - - BOND PREMIUM GARVEE - - - - - - - - INTEREST INCOME - GARVEE BOND PROCEED 27,463.06 - - 2 7,463.06 53,795.34 - - 5 3,795.34 TOTAL OTHER REVENUE 835,693.03 - - 8 35,693.03 1,635,063.44 - - 1 ,635,063.44 MISCELLANEOUS TRANSFERS IN/OUT: GOVERNMENTAL TRANSFERS IN (1,645,316.88) - - ( 1,645,316.88) (1,586,891.54) - - ( 1,586,891.54) TRANSFER TO TURNPIKE AUTHORITY (2,221,671.63) - - ( 2,221,671.63) (3,342,024.78) - - ( 3,342,024.78) TOTAL MISCELLANEOUS REVENUE (3,866,988.51) - - ( 3,866,988.51) (4,928,916.32) - - ( 4,928,916.32) TOTAL NET REVENUE 158,609,456.60 3,833,670.59 (337,568.88) 1 55,113,354.89 469,446,689.73 1 1,627,871.83 (1,004,695.41) 4 58,823,513.31 CURRENT MONTH YEAR TO DATE NORTH CAROLINA DEPARTMENT OF TRANSPORTATION HIGHWAY FUND STATEMENT OF FEES, TAXES AND OTHER FOR FISCAL YEAR 10-11, AS OF SEPTEMBER 30, 2010 EXHIBIT B1 Page 3 of 6 GROSS LESS ACCOUNT GROSS LESS REVENUE REFUNDS UNCOLL'BLE NET REVENUE TRANSFERS* BALANCE REVENUE REFUNDS UNCOLL'BLE NET REVENUE PAYABLES & RECEIVABLES: DIVISION OF AIR QUALITY - DENR 277,095.00 297.70 65.00 276,732.30 289,312.67 (12,580.37) 839,279.95 1,097.85 185.63 837,996.47 SALES TAX 7,701.79 0.70 - 7,701.09 10,237.39 (2,536.30) 19,476.92 0.70 - 19,476.22 SPECIAL REGISTRATION PLATE FUND 217,685.00 180.00 (20.00) 217,525.00 209,109.17 8,415.83 638,271.00 430.00 10.00 637,831.00 PERSONALIZED REGISTRATION PLATE 259,944.16 600.00 - 259,344.16 235,120.84 24,223.32 739,605.84 1,920.00 - 737,685.84 COLL & CULTURAL ATTRACTION PLATE FUND 224,901.25 150.00 - 224,751.25 222,420.00 2,331.25 671,142.92 370.00 40.00 670,732.92 PARKS & RECREATION TRUST FUND 129,652.09 300.00 - 129,352.09 117,305.41 12,046.68 369,092.91 960.00 5.00 368,127.91 RESCUE SQUAD WORKERS' RELIEF FUND 83,856.66 191.45 11.88 83,653.33 - 83,653.33 252,274.47 565.54 51.91 251,657.02 TRANSIT AUTHORITY 501,054.00 30.00 10.00 501,014.00 - 501,014.00 1,425,117.00 60.00 161.79 1,424,895.21 VOLUNTEER RESCUE / EMS FUND 127,117.18 288.61 18.12 126,810.45 - 126,810.45 382,446.71 853.60 78.76 381,514.35 NATURAL HERITAGE TRUST FUND 400,746.25 945.00 - 399,801.25 363,513.75 36,287.50 1,141,151.25 2,910.00 15.00 1,138,226.25 DWI RESTORATION FEE - GENERAL FUND 50,783.34 - (37.50) 50,820.84 49,845.84 975.00 147,341.68 - (25.00) 147,366.68 MOTORCYCLE SAFETY INSTRUCTION 56,308.80 - (3.00) 56,311.80 55,922.00 389.80 178,759.80 - - 178,759.80 TELECOMMUNICATIONS ACCOUNT 746,025.00 801.50 175.00 745,048.50 726,718.00 18,330.50 2,259,599.86 2,955.75 499.79 2,256,144.32 EMISSIONS PROGRAM ACCOUNT 1,278,900.00 1,374.00 300.00 1,277,226.00 3,586,706.33 (2,309,480.33) 3,873,599.76 5,067.00 856.78 3,867,675.98 SPECIAL LICENSE - ADVANCE PAYMENTS 220.00 - - 220.00 - 220.00 10,365.00 - - 10,365.00 DOT - IT INTERNAL TRANSACTION FEES 2,100.00 - - 2,100.00 - 2,100.00 6,912.00 - - 6,912.00 REGISTRATION INFORMATION 15,925.95 703.00 - 15,222.95 - 15,222.95 49,061.73 958.00 (15.00) 48,118.73 ACKNOWLEDGEMENT FEES 10,113.00 - 3.00 10,110.00 - 10,110.00 32,026.00 - 10.00 32,016.00 INTERNET TRANSACTION FEES 6,286.00 - - 6,286.00 - 6,286.00 20,712.00 - - 20,712.00 IDENTIFICATION CARD (11-15) 3,492.45 - - 3,492.45 - 3,492.45 23,452.15 - - 23,452.15 SCHOOL BUS & TRAFFIC SAFETY 4,201.00 - - 4,201.00 - 4,201.00 9 ,549.00 - - 9,549.00 TRAFFIC RECORDS 3,870.00 - - 3,870.00 - 3,870.00 12,048.00 8.00 - 12,040.00 COMPENSATION PAYABLE 150,913.00 79.00 15.00 150,819.00 157,678.00 (6,859.00) 460,661.00 248.00 60.00 460,353.00 DMV ORGAN DONOR WEBSITE 37,434.30 - - 37,434.30 3 9,413.95 (1,979.65) 114,870.45 - - 114,870.45 DMV MERCURY SWITCH REMOVAL 167,724.00 76.00 18.00 167,630.00 171,637.00 (4,007.00) 505,983.00 221.00 64.00 505,698.00 UCR 467,408.00 - - 467,408.00 - 467,408.00 1,424,864.00 1,577.00 - 1,423,287.00 PART FEE 13,179.00 - - 13,179.00 - 13,179.00 38,080.00 6.00 - 38,074.00 TOTAL PAYABLES & RECEIVABLES 5,244,637.22 6 ,016.96 5 55.50 5,238,064.76 6,234,940.35 ( 996,875.59) 15,645,744.40 2 0,208.44 1,998.66 15,623,537.30 * Transfers that are Due to or Due From other Agencies and Special Accounts YEAR TO DATE NORTH CAROLINA DEPARTMENT OF TRANSPORTATION HIGHWAY FUND STATEMENT OF FEES, TAXES AND OTHER FOR FISCAL YEAR 10-11, AS OF SEPTEMBER 30, 2010 CURRENT MONTH EXHIBIT B1 Page 4 of 6 GROSS LESS ACCOUNT GROSS LESS REVENUE REFUNDS UNCOLL'BLE NET REVENUE TRANSFERS* BALANCE REVENUE REFUNDS UNCOLL'IBLE NET REVENUE MISCELLANEOUS ACCOUNTS: CASHIERS ADVANCE - - - - - - - - - - BAD CHECKS 194,498.44 171,170.86 (11,893.79) 35,221.37 - 35,221.37 527,684.43 558,127.56 (31,970.58) 1,527.45 BAD DRAFTS 5,307.94 8,076.23 (1,983.06) (785.23) - (785.23) 11,543.56 16,286.39 (10,059.91) 5,317.08 ACCOUNTS RECEIVABLE (126,897.12) - - (126,897.12) - (126,897.12) 62,555.30 - - 62,555.30 DRAFTS RECEIVABLE 115,290.70 - - 115,290.70 - 115,290.70 624,635.51 - - 624,635.51 FEES DUE OTHER JURISDICTIONS (106,859.23) 206,701.02 1,838.54 (315,398.79) - (315,398.79) (243,690.18) 451,596.03 7,535.94 (702,822.15) FUEL TAX PERMITS 2,100.00 - 50.00 2,050.00 - 2,050.00 6,500.00 - 150.00 6,350.00 CITATION OVERPAYMENT 5,499.18 41,823.18 - (36,324.00) - (36,324.00) 20,136.02 82,026.68 111.29 (62,001.95) MAIL ORDER OVERAGE REFUND (>$5) 40,673.39 40,347.21 - 326.18 - 326.18 200,955.99 197,270.46 (50.00) 3,735.53 ENFORCEMENT COLLECTION - STARS - - - - - - - - - - REMITTANCE PROCESSOR (322,119.60) 1,433,619.60 - (1,755,739.20) - (1,755,739.20) 5,375,152.00 4,258,114.30 29.00 1,117,008.70 SAME DAY DEPOSITS / REFUNDS 15,054.74 8,239.65 - 6,815.09 - 6,815.09 34,425.92 28,331.58 - 6,094.34 SUSPENSE ACCOUNTS 9,971.72 2,882.50 - 7,089.22 - 7,089.22 31,073.03 12,102.15 - 18,970.88 DOR - ALERT COLLECTIONS - - - - - - - - - - A/P COLLECTION AGENCY FEES - - - - - - - - - - SECURITY DEPOSITS - DR REC - - - - - - - - - - SECURITY DEPOSITS - MISC - - - - - - - - - - TITLE BOND - - - - - - - - - - COLLISION REPORT BOND - - - - - - - - - - DEALER CASH BOND - - - - - - 50,000.00 - - 50,000.00 POSTAGE 37.00 - - 37.00 - 37.00 108.74 - - 108.74 MAIL ORDER SHORTAGE (95.41) - - (95.41) - (95.41) ( 176.73) - - (176.73) MAIL ORDER OVERAGE REFUND (<$5) 4 19.57 - - 4 19.57 - 419.57 1,757.90 2.00 - 1,755.90 A/R LATE PENALTY 3 5,752.91 - (887.22) 3 6,640.13 - 36,640.13 107,107.62 - (2,535.33) 1 09,642.95 A/R INTEREST PENALTY 4 ,865.00 - (2,123.52) 6 ,988.52 - 6,988.52 13,837.41 - (6,372.76) 20,210.17 DMV TECHNICAL IMPROVEMENT 4 3,693.00 8 .00 4.00 4 3,681.00 - 43,681.00 130,181.00 21.00 9.00 1 30,151.00 TOTAL MISCELLANEOUS ACCOUNTS (82,807.77) 1,912,868.25 (14,995.05) ( 1,980,680.97) - (1,980,680.97) 6,953,787.52 5,603,878.15 (43,153.35) 1 ,393,062.72 * Transfers that are Due to or Due From other Agencies and Special Accounts STATEMENT OF FEES, TAXES AND OTHER NORTH CAROLINA DEPARTMENT OF TRANSPORTATION HIGHWAY FUND YEAR TO DATE FOR FISCAL YEAR 10-11, AS OF SEPTEMBER 30, 2010 CURRENT MONTH EXHIBIT B1 Page 5 of 6 CURRENT MONTH GROSS GROSS REFUNDS / NET RECEIPTS RECEIPTS UNCOLLECTIBLE RECEIPTS DRIVERS LICENSE: CLASSIFIED LICENSE - CLASS A 6 2,512.00 179,858.30 - 179,858.30 CLASSIFIED LICENSE - CLASS B 7 ,595.85 21,673.65 - 21,673.65 CLASSIFIED LICENSE - CLASS C 2 ,664,564.55 8,150,027.15 176.25 8,149,850.90 DUPLICATE LICENSES 4 71,667.45 1,484,524.30 103.00 1,484,421.30 LEARNER'S PERMIT 1 80,068.45 669,129.10 45.00 669,084.10 RESTORATION FEES 5 87,566.66 1,722,633.32 750.00 1,721,883.32 SPECIAL ID CARDS 1 88,671.90 575,876.20 9.95 575,866.25 RECORD FEES 5 ,550,952.80 16,844,944.80 (23.00) 16,844,967.80 DRIVER IMPROVEMENT CLINIC FEES 1 1,400.00 33,550.00 650.00 32,900.00 COMMERCIAL APPLICATION - - - - COMMERCIAL LICENSE - CLASS A 3 47,040.00 1,032,795.00 - 1,032,795.00 COMMERCIAL LICENSE - CLASS B 1 47,615.00 448,155.00 67.00 448,088.00 COMMERCIAL LICENSE - CLASS C 1 1,295.00 35,835.00 120.00 35,715.00 ENDORSEMENT 1 63,319.00 494,349.50 43.25 494,306.25 LIMITED PROVISIONAL LICENSE 8 0,210.20 340,088.10 - 340,088.10 FULL PROVISIONAL LICENSE 5 2,673.45 193,152.80 - 193,152.80 MOTORCYCLE PERMIT 2 5,931.40 81,702.80 - 81,702.80 COMMERCIAL DRIVER TRAINING 2 08.00 448.00 - 448.00 TOTAL DRIVERS LICENSE 1 0,553,291.71 3 2,308,743.02 1 ,941.45 3 2,306,801.57 ENFORCEMENT PENALTIES: CIVIL PENALTIES - INSPECTION MAINTENANCE 4 ,850.00 1 3,400.00 1 ,065.00 1 2,335.00 CIVIL PENALTIES - DEALERS - 2 00.00 - 2 00.00 CIVIL PENALTIES - EMISSIONS 4 0,042.12 1 36,578.41 2 ,128.29 1 34,450.12 CIVIL PENALTIES - OUT OF SERVICE 1 32,635.06 3 84,095.85 ( 20.00) 3 84,115.85 CIVIL PENALTIES - OVERSIZE PERMITS 4 4,156.14 1 57,294.72 1 00.00 1 57,194.72 CIVIL PENALTIES - LICENSE & WEIGHT 6 03,282.73 1 ,876,351.70 1 ,034.20 1 ,875,317.50 CIVIL PENALTIES - ARTICLE 12 VIOLATIONS 2 ,800.00 7,700.00 - 7,700.00 CIVIL PENALTIES - NO DECAL 2 0,124.32 65,981.32 100.00 65,881.32 TOTAL ENFORCEMENT PENALTIES 8 47,890.37 2 ,641,602.00 4 ,407.49 2 ,637,194.51 CURRENT YEAR-TO DATE STATEMENT OF FEES, TAXES AND OTHER NORTH CAROLINA DEPARTMENT OF TRANSPORTATION HIGHWAY FUND FOR FISCAL YEAR 10-11, AS OF SEPTEMBER 30, 2010 EXHIBIT B1 Page 6 of 6 INCREASE INCREASE CURRENT YEAR PRIOR YEAR (DECREASE) PERCENT CURRENT YEAR PRIOR YEAR (DECREASE) PERCENT MOTOR VEHICLE FEES MOTOR VEHICLE LICENSE FEE 3 1,590,471.47 2 8,636,815.04 2 ,953,656.43 10.31% 9 2,502,089.16 9 0,477,638.69 2 ,024,450.47 2.24% MAIL REGISTRATION RENEWAL FEE 1 05,884.00 7 3,449.00 3 2,435.00 44.16% 1 30,605.00 2 67,325.00 (136,720.00) -51.14% MISCELLANEOUS REGISTRATION 2 81,852.00 2 79,623.75 2 ,228.25 0.80% 8 46,059.50 8 62,446.25 (16,386.75) -1.90% DRIVER LICENSE FEES 1 0,552,812.26 1 0,342,433.50 2 10,378.76 2.03% 3 2,306,801.57 3 2,730,088.88 (423,287.31) -1.29% SAFETY EQUIPMENT INSPECTION 1 51,653.12 9 6,160.41 5 5,492.71 57.71% 4 51,623.91 3 02,141.42 1 49,482.49 49.47% FINANCIAL SECURITY RESTORATION FEES 4 69,850.00 4 10,950.00 5 8,900.00 14.33% 1 ,402,727.00 1 ,225,128.00 1 77,599.00 14.50% CIVIL PENALTY - FINANCIAL SECURITY 1 ,305,300.00 1 ,366,550.00 ( 61,250.00) -4.48% 4 ,182,250.00 4 ,057,700.00 1 24,550.00 3.07% LIEN RECORDING 1 4,050.00 2 0,514.00 ( 6,464.00) -31.51% 4 4,590.00 6 2,391.00 (17,801.00) -28.53% EMISSIONS 2 34,158.10 1 56,804.76 7 7,353.34 49.33% 7 09,073.93 4 94,627.41 2 14,446.52 43.36% DEALER & MANUFACTURER LICENSE FEES 1 18,615.00 6 6,010.42 5 2,604.58 79.69% 3 06,275.00 2 21,059.42 8 5,215.58 38.55% PROCESS SERVICE FEE 6 37,365.00 6 42,028.00 ( 4,663.00) -0.73% 1 ,901,115.00 1 ,968,989.00 (67,874.00) -3.45% MOTOR CARRIER SAFETY REGULATION 1 9,597.32 1 0,342.41 9 ,254.91 89.49% 3 6,973.96 2 7,212.29 9 ,761.67 35.87% PENALTY LICENSE & WEIGHT ENFORCEMENT 8 47,580.32 1 ,066,923.25 ( 219,342.93) -20.56% 2 ,637,194.51 3 ,448,594.91 (811,400.40) -23.53% TOTAL MOTOR VEHICLE FEES 4 6,329,188.59 4 3,168,604.54 3 ,160,584.05 7.32% 1 37,457,378.54 1 36,145,342.27 1 ,312,036.27 0.96% PAYABLES & RECEIPTS SALES TAX 7 ,701.09 4 ,476.10 3 ,224.99 72.05% 1 9,476.22 1 8,268.09 1 ,208.13 6.61% SPECIAL REGISTRATION PLATE FUND 2 17,525.00 4 22,285.83 ( 204,760.83) -48.49% 6 37,831.00 1 ,351,660.66 (713,829.66) -52.81% PERSONALIZED REGISTRATION PLATE 2 59,344.16 - 2 59,344.16 100.00% 7 37,685.84 - 7 37,685.84 100.00% SAFETY INSPECTION & EXHAUST EMISSION 4 87,196.08 3 23,309.22 1 63,886.86 50.69% 1 ,471,167.84 1 ,019,203.31 4 51,964.53 44.34% COLL & CULTURAL ATTRACTION PLATE FUND 2 24,751.25 1 97,420.00 2 7,331.25 13.84% 6 70,732.92 6 32,381.67 3 8,351.25 6.06% PARKS & RECREATION TRUST FUND 1 29,352.09 1 15,970.42 1 3,381.67 11.54% 3 68,127.91 3 71,400.08 (3,272.17) -0.88% TRANSIT AUTHORITY / TRANSPARK 5 01,014.00 4 39,668.00 6 1,346.00 13.95% 1 ,424,895.21 1 ,404,231.50 2 0,663.71 1.47% NATURAL HERITAGE TRUST FUND 3 99,801.25 3 56,911.25 4 2,890.00 12.02% 1 ,138,226.25 1 ,142,719.25 (4,493.00) -0.39% DWI RESTORATION FEE - GENERAL FUND 5 0,820.84 4 4,275.00 6 ,545.84 14.78% 1 47,366.68 1 38,741.66 8 ,625.02 6.22% MOTORCYCLE SAFETY INSTRUCTION 5 6,311.80 5 0,637.50 5 ,674.30 11.21% 1 78,759.80 1 84,383.50 (5,623.70) -3.05% EMISSIONS PROGRAM & TELECOMMUNICATIONS 2 ,022,274.50 1 ,354,222.91 6 68,051.59 49.33% 6 ,123,820.30 4 ,271,782.16 1 ,852,038.14 43.36% SPECIAL LICENSE - ADVANCE PAYMENTS 2 20.00 1 0,010.00 ( 9,790.00) -97.80% 1 0,365.00 1 9,160.00 (8,795.00) -45.90% RECEIPTS 4 5,282.40 4 2,762.44 2 ,519.96 5.89% 1 52,799.88 1 43,717.10 9 ,082.78 6.32% COMPENSATION PAYABLE 1 50,819.00 1 47,626.00 3 ,193.00 2.16% 4 60,353.00 4 52,018.00 8 ,335.00 1.84% DMV ORGAN DONOR WEBSITE 3 7,434.30 3 8,569.45 ( 1,135.15) -2.94% 1 14,870.45 1 19,161.30 (4,290.85) -3.60% DMV MERCURY SWITCH REMOVAL 1 67,630.00 1 62,077.00 5 ,553.00 3.43% 5 05,698.00 4 90,111.00 1 5,587.00 3.18% UCR 4 67,408.00 4 ,988.00 4 62,420.00 9270.65% 1 ,423,287.00 1 ,042,929.00 3 80,358.00 36.47% PART FEE 1 3,179.00 1 1,831.00 1 ,348.00 11.39% 3 8,074.00 1 50,968.00 (112,894.00) -74.78% TOTAL PAYABLES & RECEIPTS 5 ,238,064.76 3 ,727,040.12 1 ,511,024.64 40.54% 1 5,623,537.30 1 2,952,836.28 2 ,670,701.02 20.62% GRAND TOTALS 5 1,567,253.35 4 6,895,644.66 4 ,671,608.69 47.86% 1 53,080,915.84 1 49,098,178.55 3 ,982,737.29 21.58% STATEMENT OF FEES, TAXES AND OTHER NORTH CAROLINA DEPARTMENT OF TRANSPORTATION HIGHWAY FUND MONTH YEAR TO DATE FOR FISCAL YEAR 10-11, AS OF SEPTEMBER 30, 2010 EXHIBIT B2 Page 1 of 4 MONTH YEAR TO DATE MONTH YEAR TO DATE Primary Construction Local Government Participation 2,370,055.50 - 2,370,055.50 - - - - 2 ,370,055.50 Property Owners Participation 110,087.09 - 110,087.09 - - - - 1 10,087.09 Outdoor Advertising 103,980.00 2 ,440.00 106,420.00 9 60.00 2,680.00 900.00 3,180.00 103,740.00 Junkyard Control 310.00 - 310.00 - - - - 310.00 Primary Construction 2,584,432.59 2 ,440.00 2,586,872.59 9 60.00 2,680.00 900.00 3,180.00 2 ,584,192.59 Secondary Construction Local Government Participation 3,787,512.30 5 62,500.00 4,350,012.30 - - - - 4 ,350,012.30 Property Owners Participation 143,978.75 2 ,358.63 146,337.38 3 8,712.38 38,712.38 - 2 6,802.00 107,625.00 Secondary Construction 3,931,491.05 5 64,858.63 4,496,349.68 3 8,712.38 38,712.38 - 2 6,802.00 4 ,457,637.30 Urban Construction Local Government Participation 1,698,790.49 ( 209,029.62) 1,489,760.87 508,989.47 508,989.47 - - 9 80,771.40 Property Owners Participation 200,000.00 - 200,000.00 - - - - 2 00,000.00 Urban Construction 1,898,790.49 ( 209,029.62) 1,689,760.87 508,989.47 508,989.47 - - 1 ,180,771.40 Public Service Roads Local Government Participation 55,000.00 3 5,000.00 90,000.00 - - - - 9 0,000.00 Public Service Roads 55,000.00 3 5,000.00 90,000.00 - - - - 9 0,000.00 Spot Safety Local Government Participation 2,000.00 - 2,000.00 - - - - 2 ,000.00 Spot Safety 2,000.00 - 2,000.00 - - - - 2 ,000.00 Contingency Local Government Participation 307,000.00 4 9,679.20 356,679.20 - - - - 3 56,679.20 Property Owners Participation 336,390.00 5 0,000.00 386,390.00 - - - 2 5,000.00 386,390.00 Contingency 643,390.00 9 9,679.20 743,069.20 - - - 2 5,000.00 743,069.20 UNREALIZED PARTICIPATION REVENUE CURRENT YEAR PRIOR YEAR UNREALIZED PRIOR YEAR BALANCE CURRENT YEAR ESTIMATED REVENUE TOTAL ESTIMATED REVENUE ACTUAL REVENUE NORTH CAROLINA DEPARTMENT OF TRANSPORTATION HIGHWAY FUND STATEMENT OF PARTICIPATION REVENUE FOR FISCAL YEAR 10-11, AS OF SEPTEMBER 30, 2010 EXHIBIT B2 Page 2 of 4 MONTH YEAR TO DATE MONTH YEAR TO DATE Primary Maintenance Local Government Participation 10,000.00 - 10,000.00 - - - - 1 0,000.00 Property Owners Participation 300,000.00 - 300,000.00 - - - 3 ,000.00 300,000.00 Damage Claims Statewide (292,093.55) 1 ,371,438.77 1,079,345.22 401,355.63 1,305,344.69 476,639.21 1,398,814.86 (225,999.47) LOGO Annual Fees Statewide (750,023.93) 4 48,725.00 (301,298.93) 1 43,100.00 447,450.00 135,603.28 416,328.28 (748,748.93) TODS Statewide (1,930.00) 9 ,755.23 7,825.23 2 ,000.00 9,151.23 1,800.00 7,400.00 (1,326.00) Primary Maintenance (734,047.48) 1 ,829,919.00 1,095,871.52 546,455.63 1,761,945.92 614,042.49 1,825,543.14 (666,074.40) Secondary Maintenance Local Government Participation 127,000.00 - 127,000.00 - - - - 1 27,000.00 Property Owners Participation 60,000.00 4 30,000.00 490,000.00 - 430,000.00 - - 6 0,000.00 Damage Claims Statewide 59,209.07 1 47,174.91 206,383.98 5 1,797.74 153,991.68 74,666.93 125,941.84 5 2,392.30 Secondary Maintenance 246,209.07 5 77,174.91 823,383.98 5 1,797.74 583,991.68 74,666.93 125,941.84 239,392.30 Contract Resurfacing Local Government Participation 60,320.00 - 60,320.00 - - 16,532.50 16,532.50 60,320.00 Property Owners Participation 71,000.00 - 71,000.00 - 53,500.00 - - 1 7,500.00 Contract Resurfacing 131,320.00 - 131,320.00 - 53,500.00 16,532.50 16,532.50 77,820.00 Capital Improvements Property Owners Participation 6 04,980.22 - 604,980.22 1 12,217.52 235,790.46 - - 3 69,189.76 Capital Improvements 6 04,980.22 - 604,980.22 1 12,217.52 235,790.46 - - 3 69,189.76 FHWA Construction /SPR / MP Local Government Participation 3 2,711,000.13 1,881,086.48 34,592,086.61 1 ,971,466.69 3,075,178.86 2,886,157.88 4,345,569.21 31,516,907.75 Property Owners Participation 9 ,713,575.81 3 33,389.54 10,046,965.35 6 67,388.67 1,381,035.04 - 4 ,000.00 8 ,665,930.31 Advance Construction Non Billable - - - - - - - - Federal Aid 2,698,618,153.64 73,073,118.13 2,771,691,271.77 4 5,022,831.00 127,269,596.00 39,962,846.00 223,942,565.00 2,644,421,675.77 GARVEE 104,075,375.00 (7,288,037.00) 96,787,338.00 - 10,124,329.00 - 5 ,732,600.00 86,663,009.00 Stimulus 432,499,313.00 10,000,000.00 442,499,313.00 3 7,238,139.00 112,111,006.00 35,680,101.00 69,254,535.00 330,388,307.00 FHWA Construction /SPR / MP 3,277,617,417.58 77,999,557.15 3,355,616,974.73 8 4,899,825.36 253,961,144.90 78,529,104.88 303,279,269.21 3,101,655,829.83 NORTH CAROLINA DEPARTMENT OF TRANSPORTATION HIGHWAY FUND STATEMENT OF PARTICIPATION REVENUE FOR FISCAL YEAR 10-11, AS OF SEPTEMBER 30, 2010 UNREALIZED PARTICIPATION REVENUE CURRENT YEAR PRIOR YEAR UNREALIZED PRIOR YEAR BALANCE CURRENT YEAR ESTIMATED REVENUE TOTAL ESTIMATED REVENUE ACTUAL REVENUE EXHIBIT B2 Page 3 of 4 MONTH YEAR TO DATE MONTH YEAR TO DATE Governor's Highway Safety National Highway Traffic Safety Administration 1 5,284,898.35 4 ,539,726.00 19,824,624.35 7 47,356.00 1,984,637.00 - 1 ,514,740.00 17,839,987.35 Governor's Highway Safety 15,284,898.35 4 ,539,726.00 19,824,624.35 7 47,356.00 1,984,637.00 - 1 ,514,740.00 17,839,987.35 Rail Program Local Government Participation - - - - - - - - Property Owners Participation 220,310.23 3 2,584.66 252,894.89 - 32,584.66 - - 2 20,310.23 General Fund-NC Stock Dividends-Statewide 1 ,166,637.96 5 0,000.00 1,216,637.96 - 264,925.65 47,707.68 78,645.57 951,712.31 Grant Federal Rail Administration-Statewide 1 ,772,229.18 - 1,772,229.18 - 310,229.00 - - 1 ,462,000.18 ARRA - 20,333,936.00 20,333,936.00 - - - - 2 0,333,936.00 Rail Program 3,159,177.37 2 0,416,520.66 23,575,698.03 - 607,739.31 47,707.68 78,645.57 2 2,967,958.72 Airport Program Grant Federal Aviation Administration Statewide 7 2,604,654.06 2 42,500.00 72,847,154.06 1 ,449,101.00 8,356,381.00 2,964,638.00 7,535,261.00 64,490,773.06 Airport Program 72,604,654.06 2 42,500.00 72,847,154.06 1 ,449,101.00 8,356,381.00 2,964,638.00 7,535,261.00 64,490,773.06 Public Transportation Local Government Participation 5,052.03 ( 1,388.98) 3,663.05 - - 48,074.90 48,074.90 3 ,663.05 Property Owners Participation 29,892.65 - 29,892.65 - 24,843.98 - - 5 ,048.67 General Fund Statewide - - - - - - - - State Appropriation Statewide Match - - - - - - - - Federal-Statewide-Non-billable - - - - - - - - Federal Transit Authority 19,290,178.43 2 ,937,388.00 22,227,566.43 1 ,609,210.00 6,155,149.00 2,582,694.00 6,378,527.00 16,072,417.43 ARRA 33,042,892.00 ( 2,937,388.00) 30,105,504.00 8 65,821.00 1,932,571.00 - - 2 8,172,933.00 Public Transportation 52,368,015.11 ( 1,388.98) 52,366,626.13 2 ,475,031.00 8,112,563.98 2,630,768.90 6,426,601.90 44,254,062.15 Non System Streets Reimbursement of Expense Statewide 6 ,290,921.36 ( 207,955.52) 6,082,965.84 228,030.98 306,877.02 89,645.93 284,135.17 5,776,088.82 Non System Streets 6,290,921.36 ( 207,955.52) 6,082,965.84 228,030.98 306,877.02 89,645.93 284,135.17 5,776,088.82 Motor Carrier Safety Grants FHWA 13,377,396.02 - 13,377,396.02 - 2,577,523.00 - 7 92,299.00 1 0,799,873.02 Motor Carrier Safety Grants 13,377,396.02 - 13,377,396.02 - 2,577,523.00 - 7 92,299.00 1 0,799,873.02 UNREALIZED PARTICIPATION REVENUE CURRENT YEAR PRIOR YEAR UNREALIZED PRIOR YEAR BALANCE CURRENT YEAR ESTIMATED REVENUE TOTAL ESTIMATED REVENUE ACTUAL REVENUE NORTH CAROLINA DEPARTMENT OF TRANSPORTATION HIGHWAY FUND STATEMENT OF PARTICIPATION REVENUE FOR FISCAL YEAR 10-11, AS OF SEPTEMBER 30, 2010 EXHIBIT B2 Page 4 of 4 MONTH YEAR TO DATE MONTH YEAR TO DATE NC Emergency/FEMA Primary System Statewide 12,507,996.83 - 12,507,996.83 5,352.52 579,706.48 - - 1 1,928,290.35 Secondary System Statewide (16,811,581.98) - (16,811,581.98) 7 2,184.82 870,959.71 - - ( 17,682,541.69) Urban System Statewide 2,061,497.21 - 2,061,497.21 - - - - 2 ,061,497.21 Fire Prevention and Safety 525,000.00 - 525,000.00 - - - - 5 25,000.00 NC Emergency/FEMA (1,717,087.94) - (1,717,087.94) 77,537.34 1,450,666.19 - - ( 3,167,754.13) Division Small Urban Construction Local Government Participation 569,372.91 5 0,394.02 619,766.93 1 25,394.02 202,016.93 - - 4 17,750.00 Property Owners Participation 1,258,288.21 2 5,000.00 1,283,288.21 - 25,000.00 - - 1 ,258,288.21 Division Small Urban Construction 1,827,661.12 7 5,394.02 1,903,055.14 125,394.02 227,016.93 - - 1 ,676,038.21 Economic Development Local Government Match Statewide 4 8,234.95 ( 48,234.95) - - - - - - Property Owners Participation - - - - - - - - Economic Development 48,234.95 ( 48,234.95) - - - - - - Total Participation Revenues 3,450,224,853.92 1 05,916,160.50 3,556,141,014.42 9 1,261,408.44 280,770,159.24 84,968,007.31 321,933,951.33 3,275,370,855.18 NORTH CAROLINA DEPARTMENT OF TRANSPORTATION HIGHWAY FUND STATEMENT OF PARTICIPATION REVENUE FOR FISCAL YEAR 10-11, AS OF SEPTEMBER 30, 2010 UNREALIZED PARTICIPATION REVENUE CURRENT YEAR PRIOR YEAR UNREALIZED PRIOR YEAR BALANCE CURRENT YEAR ESTIMATED REVENUE TOTAL ESTIMATED REVENUE ACTUAL REVENUE EXHIBIT C Page 1 of 6 Unexpended Allotments Total Unallotted Unexpended Unexpended Brought Forward Appropriations Allotments Current Period Year to Date Appropriations Appropriations Allotments CURRENT ACCOUNTS Central Administration 89,721,086.00 9,899,780.83 3,786,382.16 9,899,780.83 79,821,305.17 79,821,305.17 - Division of Highway Administration 1,741,121.00 276,601.02 4,093.69 276,601.02 1,464,519.98 1,464,519.98 - Division of Motor Vehicles 102,250,335.00 19,591,468.00 6,085,927.68 19,591,468.00 82,658,867.00 82,658,867.00 - Operations Administration 32,938,734.00 5,344,674.63 (1,283,487.35) 5,344,674.63 27,594,059.37 27,594,059.37 - Field Operations - - (4,517,347.37) (76,861,963.66) - 76,861,963.66 7 6,861,963.66 Reserves for Other Agencies 291,969,868.00 63,924,592.87 18,126,041.21 63,924,592.87 228,045,275.13 228,045,275.13 - Dept of Agriculture Gas Inspection Service 5,101,354.00 1,275,339.00 - 1,275,339.00 3,826,015.00 3,826,015.00 - DENR - LUST Trust Fund 2,329,238.00 582,310.00 - 582,310.00 1,746,928.00 1,746,928.00 - Dept of Revenue - Gas Tax 5,979,408.00 - - - 5,979,408.00 5,979,408.00 - Health and Human Services - Chemical Testing 577,341.00 144,335.00 - 144,335.00 433,006.00 433,006.00 - Highway Patrol 177,347,701.00 40,238,312.00 12,355,170.00 40,238,312.00 137,109,389.00 137,109,389.00 - DPI - Driver Training 32,021,964.00 4,280,000.00 1,080,000.00 4,280,000.00 27,741,964.00 27,741,964.00 - Sales Tax Exempt 17,004,498.00 4,251,025.00 - 4,251,025.00 12,753,473.00 12,753,473.00 - AirCargo Authority 1,280,000.00 320,000.00 - 320,000.00 960,000.00 960,000.00 - State Fire Protection Grant Fund 150,000.00 - - - 150,000.00 150,000.00 - CCPS - DMV Enforcement 27,315,068.00 6,375,757.62 2,597,293.00 6,375,757.62 20,939,310.38 20,939,310.38 - OSBM - Civil Penalty 22,000,000.00 6,342,254.25 2,093,578.21 6,342,254.25 15,657,745.75 15,657,745.75 - Dept of Revenue - IRP Auditors 402,255.00 - - - 402,255.00 402,255.00 - OSC-BEST Shared Services 461,041.00 115,260.00 - 115,260.00 345,781.00 345,781.00 - Reserves 80,679,051.50 - - 69,426,132.29 80,679,051.50 11,252,919.21 ( 69,426,132.29) Internal Orders* - - (29,166,144.52) (41,777,331.50) - 41,777,331.50 4 1,777,331.50 CO Internal Orders - - (3,486,338.31) (20,037,775.30) - 20,037,775.30 2 0,037,775.30 DOT Plant Maintenance Orders - - 81,786.40 302,962.65 - (302,962.65) ( 302,962.65) Eco Enhancement Program - - (25,637,077.18) (21,940,040.68) - 21,940,040.68 2 1,940,040.68 ROW Air Space - - 9,959.10 (117,231.13) - 117,231.13 1 17,231.13 PMTP - Networks - - - - - - - PMII Networks - HF - - 7,099.56 7,099.56 - (7,099.56) ( 7,099.56) Facility Maintenance Orders - - (23,261.68) 5,579.65 - (5,579.65) ( 5,579.65) Transp Mobility & Safety Division Orders - - (108,908.49) 2,073.75 - (2,073.75) ( 2,073.75) Quality Enhancement Orders - - (9,403.92) - - - - Debt Service - GARVEE - - - - - - - TOTAL CURRENT ACCOUNTS 599,300,195.50 99,037,117.35 (6,964,534.50) 49,823,954.48 500,263,078.15 549,476,241.02 4 9,213,162.87 *All previous years activity for Internal Orders is reported on Exhibit I Expenditures NORTH CAROLINA DEPARTMENT OF TRANSPORTATION HIGHWAY FUND STATEMENT OF APPROPRIATIONS, APPORTIONMENTS, PARTICIPATIONS, ALLOTMENTS AND EXPENDITURES FOR FISCAL YEAR 10-11, AS OF SEPTEMBER 30, 2010 EXHIBIT C Page 2 of 6 Unexpended Allotments Total Unallotted Unexpended Unexpended Brought Forward Appropriations Allotments Current Period Year to Date Appropriations Appropriations Allotments ENCUMBRANCE ACCOUNTS Primary Construction 15,936,287.59 12,596,812.93 8,557,815.11 287,599.53 1,304,200.31 4,038,997.82 27,228,900.20 2 3,189,902.38 Secondary Construction 89,188,016.85 123,331,461.08 16,513,760.88 4,437,517.37 13,360,000.52 106,817,700.20 199,159,477.41 9 2,341,777.21 Urban Construction 4,590,853.30 (980,588.27) (980,588.27) (113,701.49) 93,554.33 - 3,516,710.70 3 ,516,710.70 Public Service Roads 2,536,300.86 6,828,874.39 664,752.77 125,269.72 370,304.86 6,164,121.62 8,994,870.39 2 ,830,748.77 Bridge Replacement (77,014.33) 10,626,767.15 - 3,624.01 (33,887.00) 10,626,767.15 10,583,639.82 ( 43,127.33) State funds for Construction - - - - - - - - Spot Safety 16,605,442.03 17,749,146.21 1,932,556.05 862,159.06 2,221,845.63 15,816,590.16 32,132,742.61 1 6,316,152.45 Contingency 23,785,625.28 48,689,380.32 2,120,879.07 710,827.00 2,694,496.72 46,568,501.25 69,780,508.88 2 3,212,007.63 Primary Maintenance 103,106,913.15 354,777,496.55 140,330,507.48 18,700,551.35 51,448,426.80 214,446,989.07 406,435,982.89 1 91,988,993.82 Secondary Maintenance 83,081,578.75 376,919,291.58 154,556,561.53 25,766,514.16 83,227,243.99 222,362,730.05 376,773,626.34 1 54,410,896.29 Urban Maintenance - - - - - - - - Contract Resurfacing 272,957,198.41 405,668,804.61 52,963,563.67 66,506,249.30 164,066,956.80 352,705,240.94 514,559,046.22 1 61,853,805.28 Ferry Operations (7,524,824.71) 49,132,498.85 17,907,609.90 2,872,101.54 9,291,474.73 31,224,888.95 32,316,199.41 1 ,091,310.46 Expenditures FOR FISCAL YEAR 10-11, AS OF SEPTEMBER 30, 2010 NORTH CAROLINA DEPARTMENT OF TRANSPORTATION HIGHWAY FUND STATEMENT OF APPROPRIATIONS, APPORTIONMENTS, PARTICIPATIONS, ALLOTMENTS AND EXPENDITURES EXHIBIT C Page 3 of 6 Unexpended Allotments Total Unallotted Unexpended Unexpended Brought Forward Appropriations Allotments Current Period Year to Date Appropriations Appropriations Allotments ENCUMBRANCE ACCOUNTS Capital Improvements 31,244,206.57 2,472,746.02 - 61,866.23 1,155,140.38 2,472,746.02 32,561,812.21 3 0,089,066.19 FHWA Construction 2,595,908,653.31 1,721,638,150.18 307,288,650.50 193,384,956.22 475,824,348.10 1,414,349,499.68 3,841,722,455.38 2 ,427,372,955.70 Governors' Highway Safety 6,527,166.16 20,324,810.81 101,706.00 697,750.73 2,143,860.72 20,223,104.81 24,708,116.25 4 ,485,011.44 Railroad Program 40,358,517.34 49,460,049.19 29,402,322.63 3,324,863.68 8,242,457.73 20,057,726.56 81,576,108.80 6 1,518,382.24 Airports Program 95,430,957.80 36,690,287.03 21,171,927.87 4,066,687.98 13,287,264.72 15,518,359.16 118,833,980.11 1 03,315,620.95 Public Transportation 80,880,049.81 128,565,733.02 40,035,128.50 3,670,513.10 16,671,740.00 88,530,604.52 192,774,042.83 1 04,243,438.31 OSHA Program 420,749.53 710,777.92 15,861.92 29,502.11 52,737.85 694,916.00 1,078,789.60 3 83,873.60 Non-System Streets 3,493,141.41 (207,955.52) (207,955.52) 231,024.91 537,687.87 - 2,747,498.02 2 ,747,498.02 Motor Carrier Safety 3,474,700.89 7,697,911.65 5,767,979.00 78,951.64 2,432,988.55 1,929,932.65 8,739,623.99 6 ,809,691.34 FEMA (18,124,569.26) 16,514,393.87 - 119,305.65 119,305.65 16,514,393.87 (1,729,481.04) ( 18,243,874.91) State Aid to Municipalities 500,000.00 92,851,852.37 - 90,839,847.74 90,839,847.74 92,851,852.37 2,512,004.63 ( 90,339,847.74) Division Urban Small Construction 27,338,155.05 46,762,211.05 2,165,150.99 1,299,130.03 2,611,781.51 44,597,060.06 71,488,584.59 2 6,891,524.53 Economic Development 19,254,235.51 6,304,455.22 400,240.41 197,907.09 1,433,083.95 5,904,214.81 24,125,606.78 1 8,221,391.97 System Preservation 56,332,210.43 157,506,371.43 50,411,060.46 13,683,653.08 39,548,297.95 107,095,310.97 174,290,283.91 6 7,194,972.94 Conversion -In Progress (0.01) - - - - - (0.01) ( 0.01) TOTAL ENCUMBRANCE ACCOUNTS 3,547,224,551.71 3,692,631,739.66 851,119,490.95 431,844,671.74 982,945,160.41 2,841,512,248.69 6,256,911,130.96 3 ,415,398,882.25 TOTAL HIGHWAY FUND 3,547,224,551.71 4,291,931,935.16 950,156,608.30 424,880,137.24 1,032,769,114.89 3,341,775,326.84 6,806,387,371.98 3 ,464,612,045.12 Federal Aid HPR/PL/Construction Available for Obligation totals have been adjusted to the FHWA Obligational Authority in order to reflect fund availability for the federal fiscal year, beginning October 1 and ending September 30 each year. STATEMENT OF APPROPRIATIONS, APPORTIONMENTS, PARTICIPATIONS, ALLOTMENTS AND EXPENDITURES FOR FISCAL YEAR 10-11, AS OF SEPTEMBER 30, 2010 Expenditures NORTH CAROLINA DEPARTMENT OF TRANSPORTATION HIGHWAY FUND EXHIBIT C Page 4 of 6 2010 2011 Expenditure Expenditure Yearly Yearly Appropriations Current Period Year to Date Appropriations Current Period Year to Date Appropriations Current Period Year to Date Compared to 2010 Compared to 2010 Compared to 2010 CURRENT ACCOUNTS Central Administration 86,479,948.00 4 ,472,903.93 12,490,104.22 89,721,086.00 3 ,786,382.16 9,899,780.83 3,241,138.00 (686,521.77) ( 2,590,323.39) Division of Highway Administration 1,615,829.00 4 4,538.14 304,789.90 1,741,121.00 4 ,093.69 276,601.02 125,292.00 (40,444.45) ( 28,188.88) Division of Motor Vehicles 99,713,832.00 7 ,736,370.02 22,727,328.91 102,250,335.00 6 ,085,927.68 19,591,468.00 2,536,503.00 (1,650,442.34) ( 3,135,860.91) Operations Administration 32,732,058.00 ( 1,193,521.42) 5,496,304.21 32,938,734.00 ( 1,283,487.35) 5,344,674.63 206,676.00 (89,965.93) ( 151,629.58) Field Operations - ( 59,850,773.82) ( 69,955,243.43) - ( 4,517,347.37) ( 76,861,963.66) - 55,333,426.45 ( 6,906,720.23) Reserves for Other Agencies 282,618,099.00 2 8,398,117.00 61,569,294.63 291,969,868.00 1 8,126,041.21 63,924,592.87 9,351,769.00 (10,272,075.79) 2,355,298.24 Dept of Agriculture Gas Inspection Service 4,972,215.00 3 27,995.00 983,985.00 5,101,354.00 - 1,275,339.00 129,139.00 (327,995.00) 291,354.00 DENR - LUST Trust Fund 2,620,123.00 6 55,031.00 655,031.00 2,329,238.00 - 582,310.00 (290,885.00) (655,031.00) ( 72,721.00) Dept of Revenue - Gas Tax 5,847,662.00 - - 5,979,408.00 - - 131,746.00 - - Health & Human Services - Chemical Test 559,719.00 1 39,929.00 139,929.00 577,341.00 - 144,335.00 17,622.00 (139,929.00) 4,406.00 Highway Patrol 168,252,909.00 1 1,787,663.00 35,362,989.00 1 77,347,701.00 1 2,355,170.00 40,238,312.00 9,094,792.00 567,507.00 4,875,323.00 DPI - Driver Training 32,859,859.00 6 ,000,000.00 6,000,000.00 32,021,964.00 1 ,080,000.00 4,280,000.00 (837,895.00) (4,920,000.00) ( 1,720,000.00) Sales Tax Exempt 17,557,170.00 4 ,389,293.00 4,389,293.00 17,004,498.00 - 4,251,025.00 (552,672.00) (4,389,293.00) ( 138,268.00) AirCargo Authority 1,280,000.00 3 20,000.00 320,000.00 1,280,000.00 - 320,000.00 - (320,000.00) - State Fire Protection Grant Fund 150,000.00 - - 150,000.00 - - - - - CCPS - DMV Enforcement 25,683,314.00 2 ,807,234.00 8,010,862.00 27,315,068.00 2 ,597,293.00 6,375,757.62 1,631,754.00 (209,941.00) ( 1,635,104.38) OSBM - Civil Penalty 22,000,000.00 1 ,860,568.00 5,596,801.63 22,000,000.00 2 ,093,578.21 6,342,254.25 - 233,010.21 745,452.62 Dept of Revenue - IRP Auditors 391,091.00 - - 402,255.00 - - 11,164.00 - - OSC-BEST Shared Services 444,037.00 1 10,404.00 110,404.00 461,041.00 - 115,260.00 17,004.00 (110,404.00) 4,856.00 Reserves 153,148,452.00 5 6,188,427.99 56,188,427.99 80,679,051.50 - 69,426,132.29 (72,469,400.50) (56,188,427.99) 13,237,704.30 Internal Orders - ( 6,396,779.29) ( 75,671,484.31) - ( 29,166,144.52) ( 41,777,331.50) - (22,769,365.23) 33,894,152.81 CO Internal Orders - ( 10,897,662.24) ( 20,135,248.49) - ( 3,486,338.31) ( 20,037,775.30) - 7,411,323.93 97,473.19 DOT Plant Maintenance Orders - 6 2,205.08 ( 6,533.18) - 8 1,786.40 302,962.65 - 19,581.32 309,495.83 Eco Enhancement Program - 4 ,899,708.46 ( 55,858,463.53) - ( 25,637,077.18) ( 21,940,040.68) - (30,536,785.64) 33,918,422.85 ROW Air Space - ( 44,022.20) ( 46,610.30) - 9 ,959.10 ( 117,231.13) - 53,981.30 ( 70,620.83) PMTP - Networks-HF - - - - - - - - - PMII Networks - HF - 1 15,319.23 360,247.07 - 7 ,099.56 7,099.56 - (108,219.67) ( 353,147.51) Facility Maintenance Orders - 1 ,121.10 6,136.06 - ( 23,261.68) 5,579.65 - (24,382.78) ( 556.41) Transp Mobility & Safety Division Orders - ( 533,448.72) 8,988.06 - ( 108,908.49) 2,073.75 - 424,540.23 ( 6,914.31) Quality Enhancement Orders - - - - ( 9,403.92) - - (9,403.92) - Debt Service - GARVEE - - - - - - - - - TOTAL CURRENT ACCOUNTS 656,308,218.00 2 9,399,282.55 13,149,522.12 599,300,195.50 ( 6,964,534.50) 49,823,954.48 (57,008,022.50) (36,363,817.05) 36,674,432.36 2010 2011 Expenditures Expenditures NORTH CAROLINA DEPARTMENT OF TRANSPORTATION HIGHWAY FUND STATEMENT OF APPROPRIATIONS, APPORTIONMENTS, PARTICIPATIONS, ALLOTMENTS AND EXPENDITURES FOR FISCAL YEAR 10-11, AS OF SEPTEMBER 30, 2010 EXHIBIT C Page 5 of 6 2010 2011 Expenditure Expenditure Yearly Yearly Appropriations Current Period Year to Date Appropriations Current Period Year to Date Appropriations Current Period Year to Date Compared to 2010 Compared to 2010 Compared to 2010 ENCUMBRANCE ACCOUNTS Primary Construction 1 6,239,396.92 4 8,173.51 6 85,692.96 1 2,596,812.93 2 87,599.53 1 ,304,200.31 (3,642,583.99) 2 39,426.03 6 18,507.35 Secondary Construction 9 1,448,217.38 4 ,147,788.45 1 0,891,248.07 1 23,331,461.08 4 ,437,517.37 1 3,360,000.52 3 1,883,243.70 2 89,728.92 2 ,468,752.45 Urban Construction 3 49,413.97 1 ,661,467.01 2 ,427,082.97 (980,588.27) (113,701.49) 9 3,554.33 (1,330,002.24) (1,775,168.49) (2,333,528.64) Public Service Roads 6 ,067,218.38 (13,718.72) 2 66,939.21 6 ,828,874.39 1 25,269.72 3 70,304.86 7 61,656.01 1 38,988.44 1 03,365.66 Bridge Replacement 1 2,731,192.40 1 2,598.38 3 6,499.35 1 0,626,767.15 3 ,624.01 (33,887.00) (2,104,425.25) (8,974.37) (70,386.35) State funds for Construction 3 3,813.64 - - - - - (33,813.64) - - Spot Safety 1 1,844,859.76 3 6,002.37 9 95,158.62 1 7,749,146.21 8 62,159.06 2 ,221,845.63 5 ,904,286.45 8 26,156.69 1 ,226,687.01 Contingency 3 9,277,359.15 6 76,114.15 2 ,216,112.39 4 8,689,380.32 7 10,827.00 2 ,694,496.72 9 ,412,021.17 3 4,712.85 4 78,384.32 Primary Maintenance 3 01,491,922.57 1 6,320,960.69 5 4,677,733.18 3 54,777,496.55 1 8,700,551.35 5 1,448,426.80 5 3,285,573.98 2 ,379,590.66 (3,229,306.37) Secondary Maintenance 3 41,044,676.46 2 2,968,320.34 6 4,817,016.69 3 76,919,291.58 2 5,766,514.16 8 3,227,243.99 3 5,874,615.12 2 ,798,193.81 1 8,410,227.30 Urban Maintenance - (2,116.38) (2,116.38) - - - - 2 ,116.38 2 ,116.38 Contract Resurfacing 4 57,611,091.72 1 3,227,979.86 3 0,078,030.51 4 05,668,804.61 6 6,506,249.30 1 64,066,956.80 (51,942,287.11) 5 3,278,269.44 1 33,988,926.29 Ferry Operations 3 0,126,209.00 4 ,463,918.76 1 1,258,054.23 4 9,132,498.85 2 ,872,101.54 9 ,291,474.73 1 9,006,289.85 (1,591,817.22) (1,966,579.50) 2010 2011 Expenditures Expenditures NORTH CAROLINA DEPARTMENT OF TRANSPORTATION HIGHWAY FUND STATEMENT OF APPROPRIATIONS, APPORTIONMENTS, PARTICIPATIONS, ALLOTMENTS AND EXPENDITURES FOR FISCAL YEAR 10-11, AS OF SEPTEMBER 30, 2010 EXHIBIT C Page 6 of 6 2010 2011 Expenditure Expenditure Yearly Yearly Appropriations Current Period Year to Date Appropriations Current Period Year to Date Appropriations Current Period Year to Date Compared to 2010 Compared to 2010 Compared to 2010 ENCUMBRANCE ACCOUNTS Capital Improvements 2 ,472,391.47 4 82,879.98 1 ,548,222.41 2 ,472,746.02 61,866.23 1,155,140.38 354.55 ( 421,013.75) (393,082.03) FHWA Construction 1 ,989,260,158.58 1 02,394,578.61 3 89,451,170.19 1 ,721,638,150.18 193,384,956.22 475,824,348.10 ( 267,622,008.40) 9 0,990,377.62 86,373,177.91 Governors' Highway Safety 2 0,469,675.25 3 27,517.31 1 ,827,442.00 2 0,324,810.81 697,750.73 2,143,860.72 ( 144,864.44) 3 70,233.42 316,418.72 Railroad Program 2 6,544,680.99 5 ,629,088.64 9 ,896,749.07 4 9,460,049.19 3,324,863.68 8,242,457.73 22,915,368.20 ( 2,304,224.97) (1,654,291.34) Airports Program 5 8,705,249.80 2 ,238,147.87 8 ,219,400.65 3 6,690,287.03 4,066,687.98 13,287,264.72 ( 22,014,962.77) 1 ,828,540.11 5,067,864.07 Public Transportation 1 47,249,241.85 7 ,277,162.72 1 5,116,285.84 1 28,565,733.02 3,670,513.10 16,671,740.00 ( 18,683,508.83) ( 3,606,649.62) 1,555,454.16 OSHA Program 3 56,886.12 1 4,794.38 4 3,127.20 7 10,777.92 29,502.11 52,737.85 353,891.80 1 4,707.73 9,610.65 Non-System Streets 1 ,069,228.45 2 81,661.74 6 97,172.31 ( 207,955.52) 231,024.91 537,687.87 ( 1,277,183.97) ( 50,636.83) (159,484.44) Motor Carrier Safety(Conversion) 9 ,239,208.66 5 02,503.16 1 ,736,449.32 7 ,697,911.65 78,951.64 2,432,988.55 ( 1,541,297.01) ( 423,551.52) 696,539.23 FEMA 1 6,514,393.87 1 06,000.01 (106,868.35) 1 6,514,393.87 119,305.65 119,305.65 - 1 3,305.64 226,174.00 State Aid to Municipalities 8 9,865,566.62 1 31,767,999.57 1 31,767,999.57 9 2,851,852.37 90,839,847.74 90,839,847.74 2,986,285.75 ( 40,928,151.83) (40,928,151.83) Division Urban Small Construction 4 2,728,093.56 1 ,056,915.91 3 ,024,598.52 4 6,762,211.05 1,299,130.03 2,611,781.51 4,034,117.49 2 42,214.12 (412,817.01) Economic Development 5 ,767,139.06 2 ,418,956.71 4 ,229,014.89 6 ,304,455.22 197,907.09 1,433,083.95 537,316.16 ( 2,221,049.63) (2,795,930.94) System Preservation 1 30,074,393.66 8 ,313,769.40 2 3,225,560.05 1 57,506,371.43 13,683,653.08 39,548,297.95 27,431,977.77 5 ,369,883.67 16,322,737.89 Conversion -In Progress - - - - - - - - - TOTAL ENCUMBRANCE ACCOUNTS 3 ,848,581,679.31 3 26,359,464.43 7 69,023,775.47 3 ,692,631,739.66 431,844,671.74 982,945,160.41 ( 155,949,939.65) 1 05,485,207.30 213,921,384.95 TOTAL HIGHWAY FUND 4 ,504,889,897.31 3 55,758,746.98 7 82,173,297.59 4 ,291,931,935.16 424,880,137.24 1,032,769,114.89 ( 212,957,962.15) 6 9,121,390.25 250,595,817.31 NORTH CAROLINA DEPARTMENT OF TRANSPORTATION HIGHWAY FUND STATEMENT OF APPROPRIATIONS, APPORTIONMENTS, PARTICIPATIONS, ALLOTMENTS AND EXPENDITURES FOR FISCAL YEAR 10-11, AS OF SEPTEMBER 30, 2010 2010 2011 Expenditures Expenditures EXHIBIT D FISCAL YEAR FISCAL YEAR FISCAL YEAR FISCAL YEAR 2011-2012 2012-2013 2013-2014 2014-2015 TOTAL System Type Cash Flow Contract Cash Flow Contract Cash Flow Contract Cash Flow Contract Cash Flow Contract State Maintenance Contract Resurfacing 78,000,000.00 - - - 7 8,000,000.00 Total 78,000,000.00 - - - 7 8,000,000.00 Note: These amounts will be deducted from the respective future fiscal year appropriation. These appropriations are included in either the current or a prior fiscal year and have been approved by The Board of Transportation. NORTH CAROLINA DEPARTMENT OF TRANSPORTATION HIGHWAY FUND STATEMENT OF CASH FLOW FROM FUTURE YEARS FOR FISCAL YEAR 10-11, AS OF SEPTEMBER 30, 2010 EXHIBIT E Prior Year Prior Year Current Year Current Year Comparison by Comparison by Current Period Year to Date Current Period Year to Date Period Year Equipment Gain Brought Forward from Fiscal Year 2010 5 5,755,431.31 5 5,755,431.31 - 6 7,971,575.52 ( 55,755,431.31) 1 2,216,144.21 Funds Provided During Current Year Miscellaneous Receipts 9 21,336.96 1,210,789.39 2 26,969.51 505,987.58 ( 694,367.45) (704,801.81) Outside Agency Revenue 1 ,084,044.37 3,119,809.62 2 ,009,842.53 4,278,559.26 925,798.16 1,158,749.64 Equipment Rental Recovery 1 1,517,881.58 39,378,615.16 1 3,117,374.82 41,348,108.89 1,599,493.24 1,969,493.73 Total Funds Provided 1 3,523,262.91 43,709,214.17 1 5,354,186.86 46,132,655.73 1,830,923.95 2,423,441.56 Funds Applied During the Current Year Personnel 3 ,861,969.62 11,165,615.31 3 ,986,621.01 11,067,289.05 124,651.39 (98,326.26) General Operating Expense 3 ,386,184.18 10,526,354.51 4 ,266,175.62 10,211,584.19 879,991.44 (314,770.32) Internal Vehicle Repair Parts 1 9,694.25 55,043.63 3 4,012.50 95,685.49 14,318.25 40,641.86 Equipment Rent 1 ,297,970.83 4,153,127.23 1 ,176,089.97 3,833,910.49 ( 121,880.86) (319,216.74) General Supplies and Materials 9 9,017.38 310,399.87 1 46,779.09 490,939.63 47,761.71 180,539.76 Motor Fuel 1 ,063,871.93 3,055,791.38 1 ,105,558.79 3,274,739.05 41,686.86 218,947.67 Purchase of Heavy Equipment 1 38,806.80 749,534.93 2 08,268.42 9,904,945.15 69,461.62 9,155,410.22 Total Expenditures 9 ,867,514.99 30,015,866.86 1 0,923,505.40 38,879,093.05 1,055,990.41 8,863,226.19 Equipment Balance as of September 30, 2010 5 9,411,179.23 69,448,778.62 4 ,430,681.46 75,225,138.20 ( 54,980,497.77) 5,776,359.58 NORTH CAROLINA DEPARTMENT OF TRANSPORTATION STATEMENT OF EXPENSES AND REVENUES FOR EQUIPMENT FUND FOR FISCAL YEAR 10-11, AS OF SEPTEMBER 30, 2010 EXHIBIT F FISCAL YEAR FISCAL YEAR FISCAL YEAR FISCAL YEAR FISCAL YEAR 2010-2011 2011-2012 2012-2013 2013-2014 2014-2015 TOTAL Interstate Maintenance 129,567,655.00 38,977,399.00 27,866,293.00 1 6,796,293.00 1 5,356,293.00 228,563,933.00 National Highway System 239,030,310.00 23,598,559.00 23,598,559.00 22,318,558.00 17,374,412.00 325,920,398.00 Surface Transportation 5 36,615,253.00 1 2,282,192.00 6 40,000.00 6 40,000.00 - 550,177,445.00 Bridge Replacement 2 12,331,449.74 - - - - 212,331,449.74 CMAQ 2 2,927,055.00 - - - - 22,927,055.00 Planning and Research - - - - - - High Priority - - - - - - Highway Safety Improvement 1 9,709,415.00 - - - - 19,709,415.00 TOTAL 1,160,181,137.74 74,858,150.00 52,104,852.00 39,754,851.00 3 2,730,705.00 1,359,629,695.74 Note: Federal cash flow is converted throughout the federal fiscal year which begins October 1 and ends September 30 of each year. NORTH CAROLINA DEPARTMENT OF TRANSPORTATION HIGHWAY FUND STATEMENT OF FEDERAL FORWARD FUNDING FOR FISCAL YEAR 10-11, AS OF SEPTEMBER 30, 2010 EXHIBIT G1 Interstate National Surface Fiscal Year Maintenance Highway System Transportation Program Total 2010-2011 2 0,368,617.00 5 3,208,505.00 2 5,070,025.00 98,647,147.00 2011-2012 2 6,572,317.00 3 3,637,663.00 3 ,592,843.00 63,802,823.00 2012-2013 3 0,256,134.00 3 8,642,054.00 3 ,761,051.00 72,659,239.00 2013-2014 3 0,690,963.00 3 9,026,960.00 4 ,195,918.00 73,913,841.00 2014-2015 3 0,690,967.00 3 9,026,960.00 4 ,195,918.00 73,913,845.00 2015-2016 3 0,690,970.00 3 9,026,959.00 4 ,195,917.00 73,913,846.00 2016-2017 3 0,690,971.00 3 9,026,960.00 4 ,195,919.00 73,913,850.00 2017-2018 3 0,690,967.00 3 9,026,960.00 4 ,195,919.00 73,913,846.00 2018-2019 3 0,690,957.00 3 9,026,960.00 4 ,195,919.00 73,913,836.00 2019-2020 8 ,320,476.00 3 7,308,922.00 4 4,965.00 45,674,363.00 2020-2021 5 ,891,839.00 1 5,512,310.00 - 21,404,149.00 2021-2022 - - - - Total 2 75,555,178.00 4 12,471,213.00 5 7,644,394.00 745,670,785.00 Note: Garvee Federal Forward Funding is Converted as the Debt Becomes Due Based on the Debt Service Schedule. FOR FISCAL YEAR 10-11, AS OF SEPTEMBER 30, 2010 NORTH CAROLINA DEPARTMENT OF TRANSPORTATION HIGHWAY FUND GARVEE BOND PROJECTS BY CATEGORY EXHIBIT G2 Page 1 of 2 **Allotments Unexpended Federal and TIP # WBS Description State Funds Current Period Inception to Date Allotments Current Period Inception to Date Current Period Inception to Date Division 1 I-4913 40197.3.GV1 I-95 in Northampton County, pavement rehabilitation 4,031,576.00 - 3,377,963.22 6 53,612.78 - 2 ,664,452.00 - 1 ,974,658.00 B-5014 A 41470.3.GV1 Repair Bonner Bridge (#11) over Oregon Inlet on NC 12 21,142,774.00 88,769.93 16,861,232.15 4 ,281,541.85 7 0,957.00 1 1,756,828.00 - 2 ,583,342.00 Division 2 R-2510 C 34440.2.GV1 US 17 in Beaufort County 5,384,000.00 - 4,662,784.47 7 21,215.53 - 3 ,201,121.00 - 8 70,846.00 R-2301A 34414.3.GV2 US 17 New Bern Bypass in Craven County 55,484,725.00 25,574.41 29,424,882.89 2 6,059,842.11 4 80,505.00 1 8,631,699.00 - 1 2,520,140.00 Division 3 I-5001 B 41154.3.GV1 I-40 in Sampson County, pavement rehabilitation 12,160,469.00 - 9,309,126.51 2 ,851,342.49 - 7 ,066,826.00 - 2 ,103,174.00 R-2633 34491.3.GV2 Wilmington Bypass 51,210,000.00 - - 5 1,210,000.00 - - - - Division 4 R-2554 BA 34461.3.GV1 * US 70 Goldsboro Bypass in Wayne County 100,718,810.00 5,638,007.81 53,882,308.95 4 6,836,501.05 1 ,254,105.00 4 5,605,629.00 - 6 ,617,786.00 R-2823 34509.2.GV1 Rocky Mount Northern Connector in Nash County 43,854,250.00 3,930,926.95 25,485,136.03 1 8,369,113.97 4 73,565.00 1 5,661,981.00 - 1 ,695,916.00 R-2823 34509.3.GV1 Rocky Mount Northern Connector in Nash County 7,295,000.00 141,184.10 6,786,310.60 5 08,689.40 3 3,380.00 4 ,430,000.00 - 5 97,644.00 Division 5 I-4744 36597.3.GV2 I-4744-Con-I-40 69,709,948.00 271,360.30 40,551,865.73 2 9,158,082.27 1 ,791,078.00 2 8,941,161.00 - 4 ,861,695.00 I-2810 37490.3.GV1 I-85 in Vance County, pavement rehabilitation 42,597,186.00 160,326.83 33,963,762.89 8 ,633,423.11 8 5,978.00 2 6,859,838.00 - 7 ,221,515.00 I-4904 39943.3.GV1 I-85 in Vance Co. & Warren Co. pavement rehabilitation 11,782,148.00 - 10,487,761.31 1 ,294,386.69 - 8 ,498,518.00 - 3 ,808,053.00 I-4709 38722.3.GV1 I-40 in Wake County, pavement rehabilitation 13,309,616.00 - 11,116,315.12 2 ,193,300.88 - 8 ,480,654.00 - 3 ,822,865.00 R-2814B 34506.2.GV1 US 401 Rolesville Bypass 31,114,000.00 90,368.24 11,192,617.56 1 9,921,382.44 1 ,226,585.00 8 ,340,086.00 - 7 2,520.00 I-5112 42541.3.GV1 I-540 & I-40 in Wake County, pavement rehabilitation 8,734,936.00 - 7,039,990.79 1 ,694,945.21 - 5 ,805,511.00 - 3 06,770.00 Division 6 I-4711 38724.3.GV1 I-95 in Robeson County, pavement rehabilitation 18,726,000.00 - 17,713,506.67 1 ,012,493.33 2 .00 1 2,312,408.00 - 8 ,999,193.00 I-4906 39994.3.GV1 I-95 from Cumberland to Johnston Co. line 4,840,236.00 69,921.61 3,596,170.44 1 ,244,065.56 5 9,665.00 2 ,914,710.00 - 3 39,777.00 I-4914 39995.3.GV1 I-95 in Robeson County, pavement rehabilitation 12,895,293.00 137,368.00 10,076,471.60 2 ,818,821.40 3 4,321.00 7 ,466,850.00 - 2 ,032,324.00 I-4915 39996.3.GV1 I-95 from N. of 295 to Harnett Co. line 4,761,958.00 23,170.00 3,486,744.59 1 ,275,213.41 1 9,849.00 2 ,772,521.00 - 4 92,104.00 I-4917 40222.3.GV1 I-95 in Cumberland County, pavement rehabilitation 10,791,711.00 - 8,291,519.97 2 ,500,191.03 1 ,001.00 7 ,984,493.00 - 2 ,037,183.00 Division 7 I-4714 38726.3.GV1 I-40/85 in Alamance County, pavement rehabilitation 6,233,000.00 - 4,888,503.01 1 ,344,496.99 - 3 ,677,086.00 - 2 ,680,364.00 I-4715 38727.3.GV1 I-40/85 in Guilford County, pavement rehabilitation 11,141,183.00 0.23 9,924,170.97 1 ,217,012.03 - 6 ,500,036.00 - 2 ,087,064.00 I-4918 40248.3.GV1 I-40/85 Alamance & Orange Co. pavement rehabilitation 12,852,672.00 - 13,416,669.81 ( 563,997.81) - 9 ,971,329.00 - 3 ,402,308.00 Division 8 R-2606 B 34480.3.GV1 US 311 ( Future I-74) in Randolph County 131,880,693.00 5,154,278.52 44,033,363.41 8 7,847,329.59 9 22,932.00 2 8,480,887.00 - 2 ,499,833.00 R-2606 B 34480.2.GV1 US 311 ( Future I-74) in Randolph County 15,503,733.00 393,481.53 10,238,984.19 5 ,264,748.81 2 23,950.00 7 ,236,033.00 - 5 50,352.00 Division 9 B-3637 33185.3.GV1 I-40 / NC 801 Interchange in Davie County 15,333,266.00 - 13,080,970.12 2 ,252,295.88 - 1 0,163,939.00 - 3 ,923,985.00 I-3600 34183.3.GV1 I-40 in Davie County, pavement rehabilitation 20,874,245.00 - 18,275,283.13 2 ,598,961.87 - 1 4,574,820.00 - 7 ,017,655.00 I-4718 38730.3.GV1 I-85 in Rowan County, pavement rehabilitation 4,408,913.00 - 3,663,268.81 7 45,644.19 - 2 ,904,209.00 - 2 ,107,782.00 I-2304 AC 34156.2.1GV2I-85 in Rowan County 12,215,363.00 327,706.74 6,558,463.05 5 ,656,899.95 2 59,721.00 4 ,682,423.00 - 3 15,231.00 I-2304 AD 34156.2.2GV2I-85 in Davidson County 11,380,676.00 307,317.16 5,692,725.15 5 ,687,950.85 2 45,860.00 4 ,039,597.00 - 3 06,595.00 I-2304 AC 34156.3.GV2 I-85 in Rowan /Davidson Counties 175,742,297.00 - - 1 75,742,297.00 - - - - Expenditures Trustee Reimbursement FHWA Reimbursement NORTH CAROLINA DEPARTMENT OF TRANSPORTATION STATEMENT OF ALLOTMENTS, EXPENDITURES, AND RECEIPTS FOR GARVEE BOND PROJECTS INCEPTION THROUGH SEPTEMBER 30, 2010 HIGHWAY FUND EXHIBIT G2 Page 2 of 2 **Allotments Unexpended Federal and TIP # WBS Description State Funds Current Period Inception to Date Allotments Current Period Inception to Date Current Period Inception to Date Division 10 I-4720 38732.3.GV1 I-77 in Mecklenburg County, pavement rehabilitation 3 ,676,267.00 - 2,892,927.50 783,339.50 - 2 ,302,834.00 - 1,689,686.00 I-5006 41453.3.GV1 I-85 in Mecklenburg County, pavement rehabilitation 1 ,520,460.00 - 1,233,687.82 286,772.18 1.00 9 57,414.00 - 747,028.00 Division 11 I-5002 41452.3.GV1 I-74 in Surry County, pavement rehabilitation 6 ,846,924.00 - 6,023,203.57 823,720.43 - 4 ,529,779.00 - 3,303,602.00 I-2808 A 34173.2.GV1 I-77 in Yadkin County, pavement rehabilitation 4 9,945,001.00 - 47,795,855.47 2,149,145.53 - 3 3,899,579.00 - 24,618,751.00 Division 12 I-4723 38735.3.GV1 I-77 in Iredell County, pavement rehabilitation 1 4,261,189.00 - 11,707,446.29 2,553,742.71 - 9 ,427,070.00 - 5,139,591.00 I-5003 41455.3.GV1 I-40 in Iredell County, pavement rehabilitation 2 9,166,303.00 - 24,050,955.36 5,115,347.64 - 1 9,951,104.00 - 3,152,633.00 I-5007 41471.3.GV1 I-85 in Gaston County, pavement rehabilitation 4 ,453,643.00 - 2,172,267.72 2,281,375.28 - 1 ,638,845.00 - 1,192,276.00 I-5106 41865.3.GV1 I-77 in Iredell County, pavement rehabilitation 5 ,920,000.00 - 4,672,919.64 1,247,080.36 - 3 ,968,638.00 - 234,245.00 Division 13 I-4908BB 39972.3.GV1 I-40 in McDowell County, pavement rehabilition 1 5,067,671.00 195,395.70 10,721,839.90 4,345,831.10 165,881.00 8 ,595,900.00 - 980,896.00 I-5108 42298.3.GV1 I-40 in Buncombe County, pavement rehabilition 6 ,983,067.00 113,077.83 5,170,574.50 1,812,492.50 136,008.00 4 ,267,667.00 - 149,400.00 I-5109 42344.3.GV1 I-40 in Buncombe County, pavement rehabilitation 9 ,102,844.00 286,216.30 6,959,099.95 2,143,744.05 243,380.00 5 ,695,577.00 - 258,309.00 Division 14 I-4910 39997.3.GV1 I-40 in Haywood County, pavement rehabilitation 1 9,611,954.00 - 16,009,428.92 3,602,525.08 - 1 2,560,862.00 - 5,314,747.00 I-5004 41454.3.GV1 I-40 in Haywood County, pavement rehabilitation 1 2,138,581.00 - 10,770,749.61 1,367,831.39 1.00 8 ,368,724.00 - 4,775,570.00 I-5005 A 41456.3.GV1 I-26 in Henderson County, pavement rehabilitation 1 1,296,000.00 - 11,501,789.68 ( 205,789.68) - 7 ,920,000.00 - 2,263,483.00 TOTAL 1 ,138,100,581.00 17,354,452.19 598,761,619.07 539,338,961.93 7,728,725.00 4 45,709,638.00 - 141,668,891.00 *WBS created / No Funding **Allotment Includes Estimated Debt Service Expense Expenditures Trustee Reimbursement FHWA Reimbursement NORTH CAROLINA DEPARTMENT OF TRANSPORTATION STATEMENT OF ALLOTMENTS, EXPENDITURES, AND RECEIPTS FOR GARVEE BOND PROJECTS INCEPTION THROUGH SEPTEMBER 30, 2010 HIGHWAY FUND EXHIBIT G3 Interstate National Maintenance Highway System Total Bond Proceeds (2008) 287,565,000.00 Bond Proceeds (2010) 262,067,697.38 Bond Premium Proceeds (2008) 12,230,868.60 Less: Discount and Other Issuance Costs (2008) (2,153,532.58) Less: Discount and Other Issuance Costs (2010) (510,754.50) Total Initial Bond Proceeds Available 559,199,278.90 Earnings on Assets From Prior Years 6,652,313.51 Earnings on Assets From Current Year (See Exhibit B1) 53,795.34 Less: Bond Management Fees (2008) (99,757.76) Less: Bond Management Fees (2010) (64,296.08) Less: Earnings used for Debt Service (5,299.00) Total Funds Available 565,736,034.91 Allocation of Funds 445,709,638.00 - 445,709,638.00 (See Trustee Reimbursement in Exhibit G2) Unexpended Availability (See Exhibit A) 120,026,396.91 NORTH CAROLINA DEPARTMENT OF TRANSPORTATION HIGHWAY FUND SUMMARY OF GARVEE BOND FUND AVAILABILITY AND ALLOCATIONS INCEPTION THROUGH SEPTEMBER 30, 2010 EXHIBIT H Expenditure Expenditure Current Period Year to Date Current Period Year to Date Current Period Year to Date Compared to 2010 Compared to 2010 Equipment Gain Brought Forward from Fiscal Year 2010 4 32,996.68 4 32,996.68 - 1 ,454,556.77 (432,996.68) 1 ,021,560.09 Funds Provided During Current Year Miscellaneous Receipts - - - - - - Equipment Rental Recovery 1 6,560.00 68,940.00 1 03,500.00 266,400.00 86,940.00 197,460.00 Total Funds Provided 1 6,560.00 68,940.00 1 03,500.00 266,400.00 86,940.00 197,460.00 Funds Applied During the Current Year Personnel 1 ,310.00 1,310.00 1 5,468.56 19,244.74 14,158.56 17,934.74 General Operating Expense 3 ,346.39 (14,572.09) 1 ,229.28 (16,747.19) (2,117.11) (2,175.10) Supplies and Materials 5 ,305.70 19,428.79 3 6,018.92 81,633.76 30,713.22 62,204.97 Purchase of Heavy Equipment - - - - - - Total Expenditures 9 ,962.09 6,166.70 5 2,716.76 84,131.31 42,754.67 77,964.61 Equipment Balance as of September 30, 2010 4 39,594.59 495,769.98 5 0,783.24 1,636,825.46 (388,811.35) 1,141,055.48 NORTH CAROLINA DEPARTMENT OF TRANSPORTATION STATEMENT OF EXPENSES AND REVENUES FOR AVIATION FUND FOR FISCAL YEAR 10-11, AS OF SEPTEMBER 30, 2010 Prior Year Current Year EXHIBIT I Year to Date Year to Date Year to Date Year to Date Year to Date Year to Date Year to Date Year to Date Year to Date Life To Date Expenditures Expenditures Expenditures Expenditures Expenditures Expenditures Expenditures Expenditures Expenditures Expenditures 2003 2004 2005 2006 2007 2008 2009 2010 2011 *INTERNAL ORDERS CO Internal Orders 6 2,433,358.92 43,577,138.50 (35,568,257.72) ( 839,458.95) ( 6,595,415.21) (16,863,793.66) (18,937,296.75) (36,228,248.89) (20,037,775.30) ( 29,059,749.06) DOT Plant Maintenance Orders 3 65,183.23 1,129,422.29 1,253,200.50 ( 162,424.65) ( 170,093.32) (373,786.25) (1,729,324.01) 6 40,817.27 3 02,962.65 1,255,957.71 Eco Enhancement Program - 43,969,744.88 45,048,970.34 3 5,158,553.42 59,734,174.51 (123,925,720.95) 33,617,961.18 (47,105,788.80) (21,940,040.68) 24,557,853.90 ROW Air Space 1 48,562.42 11,831.60 (157,784.46) ( 296,406.46) ( 966,047.82) (2,217,139.58) (1,181,155.72) (359,428.14) (117,231.13) ( 5,134,799.29) PMTP - Networks - - - - - - - - - - PMII Networks - HF - - - - - - - - 7 ,099.56 7,099.56 Facility Maintenance Orders - - - - - - - - 5 ,579.65 5,579.65 Transp Mobility & Safety Division Orders - - - - - - - 8 47.86 2 ,073.75 2,921.61 Quality Enhancement Orders - - - - - - - - - - TOTAL INTERNAL ORDERS 6 2,947,104.57 88,688,137.27 10,576,128.66 3 3,860,263.36 52,002,618.16 (143,380,440.44) 11,770,184.70 (83,051,800.70) (41,777,331.50) ( 8,365,135.92) *All current month activity for Internal Orders is reported on Exhibit C NORTH CAROLINA DEPARTMENT OF TRANSPORTATION HIGHWAY FUND STATEMENT OF COMPARATIVE INTERNAL ORDER BALANCES FOR FISCAL YEAR 10-11, AS OF SEPTEMBER 30, 2010 EXHIBIT J Allotments Unexpended Description Federal Funding Current Period Inception to Date Allotments Current Period Inception to Date Highway Infrastructure Investment Grants: C200 ARRA Areas < 200K Population 128,587,029.00 6,204,832.68 5 8,174,103.11 70,412,925.89 5,505,595.00 5 7,201,270.00 C220 ARRA Transportation Enhancements 22,065,801.00 479,789.37 8 ,888,020.03 13,177,780.97 225,911.00 8 ,616,555.00 C230A ARRA Urbanized Areas > 200K Population - City of Asheville 6,073,959.00 583,902.54 2 ,633,577.21 3,440,381.79 566,723.00 2 ,598,409.00 C230C ARRA Urbanized Areas > 200K Population - City of Charlotte 20,142,669.00 559,360.47 7 ,596,976.15 12,545,692.85 1,414,121.00 7 ,187,803.00 C230D ARRA Urbanized Areas > 200K Population - City of Durham 7,706,430.00 402,680.25 2 ,759,019.62 4,947,410.38 230,109.00 2 ,568,059.00 C230F ARRA Urbanized Areas > 200K Population - City of Fayetteville 7,576,151.00 - - 7,576,151.00 - - C230G ARRA Urbanized Areas > 200K Population - City of Greensboro 7,343,577.00 191,098.24 2 ,396,001.64 4,947,575.36 184,463.00 2 ,382,127.00 C230R ARRA Urbanized Areas > 200K Population - City of Raleigh 9,911,027.00 682,740.06 3 ,249,326.86 6,661,700.14 35,988.00 2 ,581,963.00 C230W ARRA Urbanized Areas > 200K Population - City of Winston Salem 8,204,518.00 - 8 ,204,518.00 - - 8 ,204,518.00 C240 ARRA Available for all Areas (FLEX) 492,802,878.00 34,020,125.68 309,417,689.10 183,385,188.90 28,834,506.00 3 02,580,123.00 C250 ARRA Rural Areas < 5K Population 19,995,645.00 438,742.25 1 6,310,209.94 3,685,435.06 239,992.00 1 6,099,581.00 CTDG ARRA STP TIGER Grant 10,000,000.00 487.42 972.89 9,999,027.11 731.00 969.00 ARRA TOTAL - Highway Infrastructure Grants 740,409,684.00 43,563,758.96 419,630,414.55 320,779,269.45 37,238,139.00 4 10,021,377.00 ARRA - Federal Transit Administration (FTA) Section 5311 Nonurbanized Area Formula Program 33,055,504.00 919,694.82 2 ,865,756.44 30,189,747.56 865,821.00 1 ,945,183.00 ARRA - Federal Rail Administration (FRA) Capital Assistance for High Speed Rail 20,333,936.00 4,563,322.21 4 ,563,322.21 15,770,613.79 - - NORTH CAROLINA DEPARTMENT OF TRANSPORTATION HIGHWAY FUND STATEMENT OF ALLOTMENTS, EXPENDITURES, AND RECEIPTS AMERICAN RECOVERY AND REINVESTMENT ACT (ARRA) PROJECTS INCEPTION THROUGH SEPTEMBER 30, 2010 Expenditures FHWA Reimbursement FHWA Program Code EXHIBIT A Cash Cash in Bank - Other Accounts State Treasurer Bank Balance 9,157,384.5 2 Total Cash 9,157,384.52 Accounts Receivable 82,409.58 Advance to Turnpike Authority 18,279,129.74 Other Receivables 77,815.43 Total Current Assets 27,596,739.27 Total Assets 27,596,739.27 Accounts Payable 1,070,446.60 Intragovernmental Payable - Other Liabilities 3,381,697.76 Total Liabilities 4,452,144.36 Retained Earnings (132,465,964.02) Fund Balance 134,646,203.42 Revenues 255,383,441.26 Expenditures ( 234,419,085.75) Change in Fund Balance Year to Date 20,964,355.51 Total Fund Balance 155,610,558.93 Total Liabilities and Fund Balance 27,596,739.27 NORTH CAROLINA DEPARTMENT OF TRANSPORTATION HIGHWAY TRUST FUND BALANCE SHEET FOR FISCAL YEAR 10-11, AS OF SEPTEMBER 30, 2010 EXHIBIT B1 Page 1 of 4 MONTH YEAR TO DATE MONTH YEAR TO DATE YEAR TOTAL YEAR TO DATE MOTOR VEHICLE REVENUE: TITLE FEE 6,373,933.97 19,229,961.24 6 ,162,674.60 1 8,635,450.01 73,700,000.00 1 8,920,770.19 309,191.05 LIEN RECORDING 271,184.00 850,982.00 2 27,093.00 7 24,164.00 3,200,000.00 8 03,322.94 47,659.06 GASOLINE TAX 36,670,160.62 106,254,366.50 3 2,241,162.29 9 8,330,065.91 393,380,000.00 1 01,283,305.92 4,971,060.58 GASOLINE TAX - LUST FUND 584,006.36 1,720,571.26 5 48,323.27 1 ,672,328.92 - - 1,720,571.26 GASOLINE TAX LUST FUND TRANSFERRED OUT (584,006.36) (1,720,571.26) (548,323.27) ( 1,672,328.92) - - (1,720,571.26) MOTOR FUEL TAX GF INSPECTION TAX 23,589.55 74,593.88 1 9,246.84 6 2,920.61 - - 74,593.88 MOTOR FUEL TAX GF INSPECTION TRANSFERRED OUT (23,589.55) (74,593.88) (19,246.84) ( 62,920.61) - - (74,593.88) HIGHWAY USE TAX 41,035,159.67 120,303,305.85 3 9,405,854.05 1 15,364,614.68 445,000,000.00 1 16,547,568.65 3,755,737.20 MISCELLANEOUS REGISTRATION FEES 821,678.90 2,551,820.06 9 42,942.15 2 ,864,582.40 12,050,000.00 3 ,365,881.49 (814,061.43) INTEREST ON FUNDS INVESTED BY TREASURER 28,906.33 92,691.71 4 6,422.46 9 1,602.60 1,400,000.00 1 24,627.77 (31,936.06) TRANSFERS IN/OUT (58,960.77) (138,136.23) 2 4,643.83 2 4,643.83 - - (138,136.23) TOTAL MOTOR VEHICLE REVENUE 85,142,062.72 249,144,991.13 7 9,050,792.38 2 36,035,123.43 928,730,000.00 2 41,045,476.96 8,099,514.17 CURRENT YEAR PRIOR YEAR ESTIMATE CURRENT YEAR COMPARED TO ESTIMATE NORTH CAROLINA DEPARTMENT OF TRANSPORTATION HIGHWAY TRUST FUND STATEMENT OF FEES, TAXES AND OTHER FOR FISCAL YEAR 10-11, AS OF SEPTEMBER 30, 2010 EXHIBIT B1 Page 2 of 4 GROSS LESS GROSS LESS REVENUE REFUNDS UNCOLLECTIBLES NET REVENUE REVENUE REFUNDS UNCOLLECTIBLES NET REVENUE MOTOR VEHICLE REVENUE: TITLE FEE 6,377,550.97 3,073.00 544.00 6 ,373,933.97 19,240,891.24 8 ,845.00 2,085.00 19,229,961.24 LIEN RECORDING 271,296.00 112.00 - 2 71,184.00 851,489.00 5 07.00 - 850,982.00 GASOLINE TAX 37,907,976.41 1,237,815.79 - 3 6,670,160.62 109,987,357.48 3 ,732,990.98 - 106,254,366.50 GASOLINE TAX - LUST FUND 584,006.36 - - 5 84,006.36 1,720,571.26 - - 1,720,571.26 GASOLINE TAX LUST FUND TRANSFERRED OUT (584,006.36) - - ( 584,006.36) (1,720,571.26) - - (1,720,571.26) MOTOR FUEL TAX GF INSPECTION TAX 23,589.55 - - 2 3,589.55 74,593.88 - - 74,593.88 MOTOR FUEL TAX GF INSPECTION TRANSFERRED OUT (23,589.55) - - ( 23,589.55) (74,593.88) - - (74,593.88) HIGHWAY USE TAX 41,072,723.16 33,937.65 3,625.84 4 1,035,159.67 120,439,726.17 1 28,481.30 7,939.02 120,303,305.85 MISCELLANEOUS REGISTRATION FEES 822,834.90 1,102.00 54.00 8 21,678.90 2,553,926.31 2 ,005.25 101.00 2,551,820.06 INTEREST ON FUNDS INVESTED BY TREASURER 28,906.33 - - 2 8,906.33 92,691.71 - - 92,691.71 TRANSFERS IN/OUT (58,960.77) - - ( 58,960.77) (138,136.23) - - (138,136.23) TOTAL MOTOR VEHICLE REVENUE 86,422,327.00 1,276,040.44 4,223.84 8 5,142,062.72 253,027,945.68 3 ,872,829.53 10,125.02 249,144,991.13 CURRENT MONTH YEAR TO DATE NORTH CAROLINA DEPARTMENT OF TRANSPORTATION HIGHWAY TRUST FUND STATEMENT OF FEES, TAXES AND OTHER FOR FISCAL YEAR 10-11, AS OF SEPTEMBER 30, 2010 EXHIBIT B1 Page 3 of 4 GROSS LESS ACCOUNT GROSS LESS REVENUE REFUNDS UNCOLL'BLE NET REVENUE TRANSFERS* BALANCE REVENUE REFUNDS UNCOLL'BLE NET REVENUE MOTOR VEHICLE REVENUE: HIGHWAY USE TAX 39,234,196.75 33,937.65 3,625.84 39,196,633.26 (1,838,526.41) 41,035,159.67 117,212,197.26 1 28,481.30 7 ,939.02 117,075,776.94 TITLE FEE 6,377,550.97 3 ,073.00 5 44.00 6,373,933.97 - 6,373,933.97 19,240,891.24 8 ,845.00 2 ,085.00 19,229,961.24 LIEN RECORDING 271,296.00 1 12.00 - 271,184.00 - 271,184.00 851,489.00 5 07.00 - 850,982.00 REGISTRATION 822,834.90 1 ,102.00 5 4.00 821,678.90 - 821,678.90 2,553,926.31 2 ,005.25 1 01.00 2,551,820.06 TOTAL MOTOR VEHICLE REVENUE 46,705,878.62 3 8,224.65 4 ,223.84 46,663,430.13 (1,838,526.41) 48,501,956.54 139,858,503.81 1 39,838.55 1 0,125.02 139,708,540.24 * Transfers that are Due to or Due From other Agencies and Special Accounts YEAR TO DATE NORTH CAROLINA DEPARTMENT OF TRANSPORTATION HIGHWAY TRUST FUND STATEMENT OF FEES, TAXES AND OTHER FOR FISCAL YEAR 10-11, AS OF SEPTEMBER 30, 2010 CURRENT MONTH EXHIBIT B1 Page 4 of 4 INCREASE INCREASE CURRENT YEAR PRIOR YEAR (DECREASE) PERCENT CURRENT YEAR PRIOR YEAR (DECREASE PERCENT MOTOR VEHICLE REVENUE: HIGHWAY USE TAX 39,196,633.26 37,238,742.52 1,957,890.74 0.05 117,075,776.94 110,831,237.93 6,244,539.01 0.06 TITLE FEE 6 ,373,933.97 6 ,162,674.60 2 11,259.37 0 .03 1 9,229,961.24 1 8,635,450.01 5 94,511.23 0 .03 LIEN RECORDING 2 71,184.00 2 27,093.00 4 4,091.00 0 .19 8 50,982.00 7 24,164.00 1 26,818.00 0 .18 REGISTRATION 8 21,678.90 9 42,942.15 ( 121,263.25) ( 0.13) 2 ,551,820.06 2 ,864,582.40 ( 312,762.34) ( 0.11) TOTAL MOTOR VEHICLE REVENUE 4 6,663,430.13 4 4,571,452.27 2 ,091,977.86 0 .05 1 39,708,540.24 1 33,055,434.34 6 ,653,105.90 0 .05 STATEMENT OF FEES, TAXES AND OTHER NORTH CAROLINA DEPARTMENT OF TRANSPORTATION HIGHWAY TRUST FUND MONTH YEAR TO DATE FOR FISCAL YEAR 10-11, AS OF SEPTEMBER 30, 2010 EXHIBIT B2 MONTH YEAR TO DATE MONTH YEAR TO DATE Intrastate - HTF Local Government Participation 568,484.86 - 568,484.86 - - - - 5 68,484.86 Property Owners Participation 336,296.39 ( 25,000.00) 311,296.39 - - (25,000.00) (25,000.00) 311,296.39 Intrastate - HTF 904,781.25 ( 25,000.00) 879,781.25 - - (25,000.00) (25,000.00) 879,781.25 Intrastate- 96 Bond Local Government Participation - - - - - 459,418.25 459,418.25 - Property Owners Participation - - - - - - - - Intrastate- 96 Bond - - - - - 459,418.25 459,418.25 - Secondary Construction- HTF Property Owners Participation 18,955.41 - 18,955.41 - - - - 1 8,955.41 Secondary Construction- HTF 18,955.41 - 18,955.41 - - - - 1 8,955.41 Urban Loops- HTF Local Government Participation 479,880.72 - 479,880.72 - - - - 4 79,880.72 Urban Loops- HTF 479,880.72 - 479,880.72 - - - - 4 79,880.72 Moving Ahead Construction Local Government Participation 227,532.56 3 00,000.00 527,532.56 - - - - 5 27,532.56 Moving Ahead Construction 227,532.56 3 00,000.00 527,532.56 - - - - 5 27,532.56 Moving Ahead Public Transportation Local Government Participation-Bicycle 7 0,061.46 - 70,061.46 - - - - 7 0,061.46 Moving Ahead Public Transportation 7 0,061.46 - 70,061.46 - - - - 70,061.46 Construction Statewide Urban Property Owners Participation 2 84,347.20 2 39,065.30 523,412.50 - - - - 523,412.50 Construction Statewide Urban 2 84,347.20 2 39,065.30 523,412.50 - - - - 523,412.50 Total Participation Revenues 1 ,985,558.60 5 14,065.30 2,499,623.90 - - 4 34,418.25 434,418.25 2 ,499,623.90 NORTH CAROLINA DEPARTMENT OF TRANSPORTATION HIGHWAY TRUST FUND STATEMENT OF PARTICIPATION REVENUE FOR FISCAL YEAR 10-11, AS OF SEPTEMBER 30, 2010 UNREALIZED PARTICIPATION REVENUE CURRENT YEAR PRIOR YEAR UNREALIZED PRIOR YEAR BALANCE CURRENT YEAR ESTIMATED REVENUE TOTAL ESTIMATED REVENUE ACTUAL REVENUE EXHIBIT C Page 1 of 4 Unexpended Allotments Total Unallotted Unexpended Unexpended Brought Forward Appropriations Allotments Current Period Year to Date Appropriations Appropriations Allotments CURRENT ACCOUNTS Program Administration - 68,444,907.93 9 ,883,707.86 9 ,690,081.10 9,883,707.86 58,561,200.07 5 8,561,200.07 - Transfer to Gen Fund - 72,894,864.00 1 8,223,716.00 - 18,223,716.00 54,671,148.00 5 4,671,148.00 - Transfer to Hwy Fund - 58,425.34 - (1,645,316.88) ( 1,586,891.54) 58,425.34 1 ,645,316.88 1,586,891.54 Debt Service - 84,541,422.60 6 ,223,074.80 6,223,074.80 6,223,074.80 78,318,347.80 7 8,318,347.80 - PMII networks -Trust - - - 1,977.29 1,977.29 - (1,977.29) (1,977.29) Transfer to Turnpike Authority - 126,789,563.24 6 ,250,000.00 - 6,250,000.00 120,539,563.24 1 20,539,563.24 - TOTAL CURRENT ACCOUNTS - 352,729,183.11 4 0,580,498.66 1 4,269,816.31 38,995,584.41 312,148,684.45 3 13,733,598.70 1,584,914.25 ENCUMBRANCE ACCOUNTS Intrastate- HTF 172,302,329.33 480,859,340.94 1 ,854,215.27 2 1,999,243.92 41,966,254.81 479,005,125.67 6 11,195,415.46 132,190,289.79 Intrastate- 96 Bond Fund 230,470.68 12,828.99 3 2.34 3 69.83 89,001.30 12,796.65 1 54,298.37 141,501.72 Secondary Const -HTF 93,879,126.64 132,040,273.70 9 ,351,824.97 3 ,438,281.71 9,824,636.83 122,688,448.73 2 16,094,763.51 93,406,314.78 Secondary Const - 96 Bond Fund (85,168.69) 291,592.55 2 0,061.79 ( 6,055.74) ( 134,779.24) 271,530.76 3 41,203.10 69,672.34 Urban Loops - HTF 41,641,984.15 208,284,734.86 1 2,581,919.96 9 50,114.82 11,905,573.25 195,702,814.90 2 38,021,145.76 42,318,330.86 Urban Loops - 96 Bond 1,330,192.85 637,272.38 - ( 1.85) ( 12,664.72) 637,272.38 1 ,980,129.95 1,342,857.57 Expenditures NORTH CAROLINA DEPARTMENT OF TRANSPORTATION HIGHWAY TRUST FUND STATEMENT OF APPROPRIATIONS, APPORTIONMENTS, PARTICIPATIONS, ALLOTMENTS AND EXPENDITURES FOR FISCAL YEAR 10-11, AS OF SEPTEMBER 30, 2010 EXHIBIT C Page 2 of 4 Unexpended Allotments Total Unallotted Unexpended Unexpended Brought Forward Appropriations Allotments Current Period Year to Date Appropriations Appropriations Allotments ENCUMBRANCE ACCOUNTS HTF Util - Pavement Preservation 3,465,006.22 788,490.32 - 3 09,913.45 479,765.79 788,490.32 3 ,773,730.76 2,985,240.44 HTF Util - Traffic Signalization 962,853.52 127,157.39 9 ,813.95 - 873.94 117,343.44 1 ,089,136.97 971,793.53 HTF Util - PE on Non TIP Projects (239,830.04) 3,696,265.80 ( 868,809.34) ( 98,745.18) 34,165.73 4,565,075.14 3 ,422,270.03 (1,142,805.11) HTF Util - Public Transportation 2,351,444.63 36,804,139.15 2 71,079.90 ( 129.69) 3,139.37 36,533,059.25 3 9,152,444.41 2,619,385.16 TF State Aid to Municipalities 250,000.00 82,454,059.23 - 3 8,050,720.78 38,050,720.78 82,454,059.23 4 4,653,338.45 (37,800,720.78) Small Urban HTF 337,009.29 169,780.82 - - - 169,780.82 5 06,790.11 337,009.29 Moving Ahead Construction 6,288,016.83 2,756,026.69 ( 874,826.80) 1 ,708,565.82 2,805,841.90 3,630,853.49 6 ,238,201.62 2,607,348.13 Moving Ahead Public Transportation 16,325,219.85 137,128.88 ( 21,933.34) 1 ,944.62 239,776.45 159,062.22 1 6,222,572.28 16,063,510.06 State Funds Construction HTF - 25,793,837.77 - - - 25,793,837.77 2 5,793,837.77 - Construction Primary HTF 27,270,611.75 18,236,034.32 1 8,236,034.32 1 ,638,930.67 4,120,955.65 - 4 1,385,690.42 41,385,690.42 Const Statewide Secondary HTF 7,029,796.39 11,446,206.32 1 1,446,206.32 3 87,347.03 1,726,904.03 - 1 6,749,098.68 16,749,098.68 Const Statewide Urban HTF 33,306,471.91 10,962,292.67 1 0,962,292.67 2 ,160,039.13 4,094,844.07 - 4 0,173,920.51 40,173,920.51 Bridge Replacement HTF 13,045,165.37 1,201,132.05 1 ,201,132.05 1 ,493,876.50 3,113,210.02 - 1 1,133,087.40 11,133,087.40 Railroad Program HTF 19,560,739.13 4,511,031.46 4 ,511,031.46 ( 14,611.30) 575,379.01 - 2 3,496,391.58 23,496,391.58 FHWA State Match HTF 495,477,015.93 78,967,368.34 3 7,328,637.18 2 4,426,294.20 66,874,077.12 41,638,731.16 5 07,570,307.16 465,931,576.00 Cap Improvements HTF 18,997,801.58 172.38 - 1 ,045,269.61 2,810,878.60 172.38 1 6,187,095.35 16,186,922.97 MPO/RPO Trans Plan 789,114.03 2,248,855.86 1 ,815,725.00 5 15,765.60 616,556.60 433,130.86 2 ,421,413.29 1,988,282.43 NC Mobility Fund - 39,000,000.00 - - - 39,000,000.00 3 9,000,000.00 - TOTAL ENCUMBRANCE ACCOUNTS 954,515,371.36 1,141,426,022.86 1 07,824,437.70 9 8,007,133.93 189,185,111.29 1,033,601,585.17 1 ,906,756,282.93 873,154,697.77 TOTAL HIGHWAY TRUST FUND 954,515,371.36 1,494,155,205.97 1 48,404,936.36 1 12,276,950.24 228,180,695.70 1,345,750,269.62 2 ,220,489,881.63 874,739,612.02 Expenditures NORTH CAROLINA DEPARTMENT OF TRANSPORTATION HIGHWAY TRUST FUND STATEMENT OF APPROPRIATIONS, APPORTIONMENTS, PARTICIPATIONS, ALLOTMENTS AND EXPENDITURES FOR FISCAL YEAR 10-11, AS OF SEPTEMBER 30, 2010 EXHIBIT C Page 3 of 4 2010 2011 Expenditure Expenditure Yearly Yearly Appropriations Current Period Year to Date Appropriations Current Period Year to Date Appropriations Current Period Year to Date Compared to 2010 Compared to 2010 Compared to 2010 CURRENT ACCOUNTS Program Administration 66,167,787.93 8,218,309.14 9 ,137,813.01 6 8,444,907.93 9 ,690,081.10 9 ,883,707.86 2,277,120.00 1,471,771.96 745,894.85 Transfer to Gen Fund 108,561,829.00 - 2 7,140,457.25 7 2,894,864.00 - 1 8,223,716.00 (35,666,965.00) - (8,916,741.25) Transfer to Hwy Fund 229,890.89 28,876.63 6 4,345.02 5 8,425.34 (1,645,316.88) (1,586,891.54) (171,465.55) (1,674,193.51) (1,651,236.56) Debt Service 82,731,000.00 1,598,375.00 1 ,598,375.00 8 4,541,422.60 6 ,223,074.80 6 ,223,074.80 1,810,422.60 4,624,699.80 4,624,699.80 PMII networks -Trust - 1,018.80 4 ,098.31 - 1 ,977.29 1 ,977.29 - 9 58.49 (2,121.02) Transfer to Turnpike Authority 64,000,000.00 - 6 ,250,000.00 1 26,789,563.24 - 6 ,250,000.00 62,789,563.24 - - TOTAL CURRENT ACCOUNTS 321,690,507.82 9,846,579.57 4 4,195,088.59 3 52,729,183.11 1 4,269,816.31 3 8,995,584.41 31,038,675.29 4,423,236.74 (5,199,504.18) ENCUMBRANCE ACCOUNTS Intrastate- HTF 400,256,153.81 33,425,405.88 3 6,649,242.82 4 80,859,340.94 2 1,999,243.92 4 1,966,254.81 80,603,187.13 (11,426,161.96) 5,317,011.99 Intrastate- 96 Bond Fund 9,540.06 6,286.43 6 ,478.88 1 2,828.99 3 69.83 8 9,001.30 3,288.93 (5,916.60) 82,522.42 Secondary Const -HTF 80,884,813.75 2,910,611.38 7 ,086,677.21 1 32,040,273.70 3 ,438,281.71 9 ,824,636.83 51,155,459.95 527,670.33 2,737,959.62 Secondary Const - 96 Bond Fund 309,140.63 46,976.38 4 8,305.08 2 91,592.55 (6,055.74) (134,779.24) (17,548.08) (53,032.12) (183,084.32) Urban Loops - HTF 153,887,886.96 1,535,500.48 5 ,258,610.83 2 08,284,734.86 9 50,114.82 1 1,905,573.25 54,396,847.90 (585,385.66) 6,646,962.42 Urban Loops - 96 Bond 500,000.00 38,578.59 5 ,791.54 6 37,272.38 (1.85) (12,664.72) 137,272.38 (38,580.44) (18,456.26) NORTH CAROLINA DEPARTMENT OF TRANSPORTATION HIGHWAY TRUST FUND STATEMENT OF APPROPRIATIONS, APPORTIONMENTS, PARTICIPATIONS, ALLOTMENTS AND EXPENDITURES FOR FISCAL YEAR 10-11, AS OF SEPTEMBER 30, 2010 2010 2011 Expenditures Expenditures EXHIBIT C Page 4 of 4 2010 2011 Expenditure Expenditure Yearly Yearly Appropriations Current Period Year to Date Appropriations Current Period Year to Date Appropriations Current Period Year to Date Compared to 2010 Compared to 2010 Compared to 2010 ENCUMBRANCE ACCOUNTS HTF Util - Pavement Preservation 712,684.92 172,172.19 116,639.57 7 88,490.32 3 09,913.45 4 79,765.79 7 5,805.40 137,741.26 3 63,126.21 HTF Util - Traffic Signalization 349,064.38 7,220.88 (117,902.32) 1 27,157.39 - 8 73.94 ( 221,906.99) (7,220.88) 1 18,776.26 HTF Util - PE on Non TIP Projects 2,210,934.52 (659,589.71) (280,076.20) 3 ,696,265.80 ( 98,745.18) 3 4,165.73 1 ,485,331.28 560,844.53 3 14,241.93 HTF Util - Public Transportation 40,132,009.34 749,054.13 3,463,328.48 3 6,804,139.15 ( 129.69) 3 ,139.37 ( 3,327,870.19) (749,183.82) ( 3,460,189.11) TF State Aid to Municipalities 84,536,201.98 - - 8 2,454,059.23 3 8,050,720.78 3 8,050,720.78 ( 2,082,142.75) 38,050,720.78 3 8,050,720.78 Small Urban HTF 383,158.04 - - 1 69,780.82 - - ( 213,377.22) - - Moving Ahead Construction 3,751,404.79 (1,679,392.28) 656,006.33 2 ,756,026.69 1 ,708,565.82 2 ,805,841.90 ( 995,378.10) 3,387,958.10 2 ,149,835.56 Moving Ahead Public Transportation 458,685.74 277,762.33 543,529.97 1 37,128.88 1 ,944.62 2 39,776.45 ( 321,556.86) (275,817.71) ( 303,753.52) State Funds Construction HTF 116,601,945.03 - - 2 5,793,837.77 - - ( 90,808,107.26) - - Construction Primary HTF (8,713,185.04) 2,584,056.99 9,160,971.24 1 8,236,034.32 1 ,638,930.67 4 ,120,955.65 2 6,949,219.36 (945,126.33) ( 5,040,015.59) Const Statewide Secondary HTF 745,000.00 233,887.31 3,624,840.42 1 1,446,206.32 3 87,347.03 1 ,726,904.03 1 0,701,206.32 153,459.72 ( 1,897,936.39) Const Statewide Urban HTF 10,539,766.87 1,815,875.73 4,669,296.23 1 0,962,292.67 2 ,160,039.13 4 ,094,844.07 4 22,525.80 344,163.40 ( 574,452.17) Bridge Replacement HTF 1,280,009.52 352,799.72 968,226.90 1 ,201,132.05 1 ,493,876.50 3 ,113,210.02 ( 78,877.47) 1,141,076.78 2 ,144,983.12 Railroad Program HTF 19,358,392.57 2,760,333.93 3,987,616.54 4 ,511,031.46 ( 14,611.30) 5 75,379.01 ( 14,847,361.11) (2,774,945.23) ( 3,412,237.53) FHWA State Match HTF 54,281,189.75 19,351,985.41 72,897,153.11 7 8,967,368.34 2 4,426,294.20 6 6,874,077.12 2 4,686,178.59 5,074,308.79 ( 6,023,075.99) Cap Improvements HTF - 527,472.50 1,049,530.63 1 72.38 1 ,045,269.61 2 ,810,878.60 1 72.38 517,797.11 1 ,761,347.97 MPO/RPO Trans Plan 2,248,855.86 230,470.19 443,601.19 2 ,248,855.86 5 15,765.60 6 16,556.60 - 285,295.41 1 72,955.41 NC Mobility Fund - - - 3 9,000,000.00 - - 3 9,000,000.00 - - TOTAL ENCUMBRANCE ACCOUNTS 964,723,653.48 64,687,468.46 150,237,868.45 1 ,141,426,022.86 9 8,007,133.93 1 89,185,111.29 1 76,702,369.39 33,319,665.47 3 8,947,242.84 TOTAL HIGHWAY TRUST FUND 1,286,414,161.30 74,534,048.03 194,432,957.04 1 ,494,155,205.97 1 12,276,950.24 2 28,180,695.70 2 07,741,044.68 37,742,902.21 3 3,747,738.66 NORTH CAROLINA DEPARTMENT OF TRANSPORTATION HIGHWAY TRUST FUND STATEMENT OF APPROPRIATIONS, APPORTIONMENTS, PARTICIPATIONS, ALLOTMENTS AND EXPENDITURES FOR FISCAL YEAR 10-11, AS OF SEPTEMBER 30, 2010 2010 2011 Expenditures Expenditures EXHIBIT D FISCAL YEAR FISCAL YEAR FISCAL YEAR FISCAL YEAR 2011-2012 2012-2013 2013-2014 2014-2015 TOTAL System Type Cash Flow Contract Cash Flow Contract Cash Flow Contract Cash Flow Contract Cash Flow Contract State Construction - - - - - Intrastate 15,360,182.00 9,860,173.00 - - 25,220,355.00 Urban Loops - - - - - Secondary - - - - - Total 15,360,182.00 9,860,173.00 - - 25,220,355.00 Note: These amounts will be deducted from the respective future fiscal year appropriation. These appropriations are included in either the current or a prior fiscal year and have been approved by The Board of Transportation. NORTH CAROLINA DEPARTMENT OF TRANSPORTATION HIGHWAY TRUST FUND STATEMENT OF CASH FLOW FROM FUTURE YEARS FOR FISCAL YEAR 10-11, AS OF SEPTEMBER 30, 2010 EXHIBIT E CURRENT CURRENT 1990-2011 MONTH YEAR INCEPTION-TO-DATE UNALLOCATED AT JULY 1, 2010 38,591,344.96 UNALLOCATED AT AUGUST 31, 2010 6 5,282,029.51 TRANSFERS: FROM INTRASTATE 3 ,916,550.00 17,916,550.00 3 ,642,402,217.04 FROM URBAN LOOP 1 ,583,450.00 15,583,450.00 1 ,843,370,075.00 FROM SECONDARY ** - - 8 ,633,383.69 TOTAL AVAILABLE 7 0,782,029.51 72,091,344.96 5 ,494,405,675.73 LESS: ALLOCATION BY SYSTEM Primary 18,336,191.74 1 8,391,409.43 7 85,495,602.41 Secondary 11,152,000.00 1 1,531,645.83 1 90,837,652.16 Urban 10,500,000.00 1 0,173,319.88 8 80,194,400.15 Bridge Replacement - 1 ,201,132.05 1 05,531,089.24 Rail 5,000,000.00 5 ,000,000.00 1 02,496,551.01 State Funds Construction - - 1 2,400,000.00 Match for Federal-Aid - HTF - - 2 ,838,350,737.54 Match for Federal-Aid - Cash Flow - - 4 89,939,941.45 1 DOT Funding - - 2 5,000,000.00 Cap Improvements - - 3 5,745,964.00 TOTAL ALLOCATION 4 4,988,191.74 46,297,507.19 5 ,465,991,937.96 LESS: Loan to Turnpike - - - Participation in Turnpike Projects - - 2 ,619,900.00 UNALLOCATED BALANCE SEPTEMBER 30, 2010 2 5,793,837.77 25,793,837.77 2 5,793,837.77 * GS 136-176(c) authorizes the Secretary of Transportation to transfer from the Highway Trust Fund to the Highway Fund to finance projects on the Transportation Improvement Program. ** Pursuant to the provisions of GS 136-44.2A through GS 136-44.5C funds are transferred from Secondary Trust Fund County Construction when revenues in the Highway Fund are insufficient to provide $68,670,000 for Secondary Road Construction Plan in the Highway Fund. NORTH CAROLINA DEPARTMENT OF TRANSPORTATION HIGHWAY TRUST FUND STATEMENT OF TRANSFERS FOR TRANSPORTATION IMPROVEMENT PLAN PROJECTS* FOR FISCAL YEAR 10-11, AS OF SEPTEMBER 30, 2010 EXHIBIT F Secondary Intrastate Roads Urban Loops Total Bond Funds Available 300,000,000.00 1 50,000,000.00 5 00,000,000.00 950,000,000.00 Participation Available 960,459.95 2 0,102.74 4 ,621,717.62 5,602,280.31 Adjustment for Bond Sale (35,139.91) (22,841.00) (15,227.00) (73,207.91) Total Available 300,925,320.04 1 49,997,261.74 5 04,606,490.62 955,529,072.40 Total Allotted 300,912,523.39 1 49,725,730.98 5 03,969,218.24 954,607,472.61 Unallotted 12,796.65 2 71,530.76 6 37,272.38 921,599.79 Total Expended 300,771,021.67 1 49,656,058.64 5 02,626,360.67 953,053,440.98 Unexpended Allotments 141,501.72 6 9,672.34 1 ,342,857.57 1,554,031.63 Unexpended Availability 154,298.37 3 41,203.10 1 ,980,129.95 2,475,631.42 NORTH CAROLINA DEPARTMENT OF TRANSPORTATION HIGHWAY TRUST FUND SUMMARY OF BOND FUND AVAILABILITY, ALLOTMENTS AND EXPENDITURES INCEPTION THROUGH SEPTEMBER 30, 2010 SCHEDULE 1 Unexpended Current Year Allotments Total Unallotted Unexpended Unexpended Revenue / Brought Forward Appropriations Allotments Current Period Year to Date Current Period Year to Date Appropriations Appropriations Allotments Expenditures Governors' Highway Safety - - - - - - - - - - - Airports Program - - - - - - - - - - - Public Transportation - - - - - - - - - - - HTF Utilization - Public Transportation - - - - - - - - - - - Moving Ahead Public Transportation - - - - - - - - - - - Total Sub-Recipient Share - - - - - - - - - - - NORTH CAROLINA DEPARTMENT OF TRANSPORTATION STATEMENT OF SUB-RECIPIENT SHARE REVENUES AND EXPENDITURES CURRENT FISCAL YEAR FOR FISCAL YEAR 10-11, AS OF SEPTEMBER 30, 2010 STATEMENT OF APPROPRIATIONS, APPORTIONMENTS, PARTICIPATIONS, ALLOTMENTS, REVENUES AND EXPENDITURES North Carolina's Office of State Controller defines “Provider Match” within the Revenue Accounts of the North Carolina Accounting System (NCAS). Considered a Grant, Provider Match “represents the revenue offset when expenditures are grossed up for the local share to show the total cost of programs (paper entry/ noncash transactions).” NCDOT reports Provider Match - DSH CPE (DSH = disproportionate share) and refers to the same as “Sub-Recipient Share”. Expenditures Revenues The values represented in this schedule have been excluded from Exhibits B2 and C in both Highway and Highway Trust Fund. SCHEDULE 2 Total Prior Years Revenue Total Prior Years Expenditures Total Current Period Revenue Total Current Period Expenditures Total Current Year Revenue Total Current Year Expenditures Life to Date Revenues Life to Date Expenditures Construction & Maintenance Highway Fund Federal Highway 1 68,702.33 - - - - - 1 68,702.33 - GHSP 8 ,596,230.66 8 ,974,246.24 - - - - 8 ,596,230.66 8 ,974,246.24 Airports Program 2 30,839,153.22 2 31,521,093.18 - - - - 2 30,839,153.22 2 31,521,093.18 Public Transportation 4 99,025,319.81 5 23,263,235.34 - - - - 4 99,025,319.81 5 23,263,235.34 Construction & Maintenance Highway Trust Fund Public Transportation 1 57,221,630.95 1 47,521,924.01 - - - - 1 57,221,630.95 1 47,521,924.01 Moving Ahead Public Transportation 3 3,302,603.44 1 9,335,790.21 - - - - 3 3,302,603.44 1 9,335,790.21 Total Sub-Recipient Share 9 29,153,640.41 9 30,616,288.98 - - - - 9 29,153,640.41 9 30,616,288.98 STATEMENT OF SUB-RECIPIENT SHARE REVENUES AND EXPENDITURES LIFE TO DATE FOR FISCAL YEAR 10-11, AS OF SEPTEMBER 30, 2010 NORTH CAROLINA DEPARTMENT OF TRANSPORTATION HIGHWAY FUND AND HIGHWAY TRUST FUND NORTH CAROLINA DEPARTMENT OF TRANSPORATION STATE INFRASTRUCTURE BANK NARRATIVE The State Infrastructure Bank (SIB) is an investment fund that offers loans and other types of financial assistance to transportation facilities and projects that will contribute to meeting the States’s transportation goals. These facilities may include highway, rail, transit, intermodal, and other types. Borrowers include any public entity. Private companies and non-profit organizations are eligible but with some restrictions. The SIB was established in July 1997 by G.S. 136-18 and received an initial infusion of equity capital in April 1998 from which the loans will be made. Repayments of principal and interest as well as other financial assistance will be used to replenish the fund. This secondary infusion of funds into the SIB creates a revolving loan fund and permits the SIB to become a self-sustaining financial institution. The SIB program was created through the National Highway System legislation in 1995 and was authorized under Section 350 of the National Highway System Designation Act of 1995, Public Law 104-59, 23 U.S.C.G.S. 101 note. Each state DOT may capitalize their bank with up to 10% annually of their federal gas tax funds. G.S 136-18 EXHIBIT A Cash Budget Code 64202 2,362,350.05 Budget Code 64203 163,114.67 Budget Code 64206 7,452.23 Budget Code 64207 112,426.39 Total Cash 2,645,343.34 Notes Receivable (Loan Proceeds) Halifax - North Hampton Regional Airport Authority (64206) 240,000.00 Halifax - North Hampton Regional Airport Authority (64207) 350,000.00 Halifax - North Hampton Regional Airport Authority (64207) 311,111.00 Total Notes Receivable 901,111.00 Total Assets 3,546,454.34 Fund Balance Reserves / Unobligated Funds 2,645,343.34 Reserves / Obligated Funds 901,111.00 Total Fund Balance 3,546,454.34 Total Liabilities - Total Liabilities and Fund Balance 3,546,454.34 NORTH CAROLINA DEPARTMENT OF TRANSPORTATION STATE INFRASTRUCTURE BANK BALANCE SHEET FOR FISCAL YEAR 10-11, AS OF SEPTEMBER 30, 2010 G.S.136-18 EXHIBIT B Revenue: Federal Receipts Brought Forward 1,260,000.00 Revenue Increases: State Receipts Brought Forward 1,305,000.00 Interest Earned Budget Code 64202: Obligated Fund - Unobligated Fund 2,355,093.55 Interest Earned Fiscal Year 2010-2011 7,256.50 2,362,350.05 Interest Earned Budget Code 64203: Obligated Fund - Unobligated Fund 162,613.63 Interest Earned Fiscal Year 2010-2011 501.04 163,114.67 Interest Earned Budget Code 64206: Obligated Fund 240,000.00 Unobligated Fund 7,429.34 Interest Earned Fiscal Year 2010-2011 22.89 247,452.23 Interest Earned Budget Code 64207: Obligated Fund 661,111.00 Unobligated Fund 112,081.05 Interest Earned Fiscal Year 2010-2011 345.34 773,537.39 Total Availability 3,546,454.34 Less Loan Proceeds Disbursed to the Following: Halifax- North Hampton Regional Airport Authority (64206) (240,000.00) Halifax- North Hampton Regional Airport Authority (64207) (350,000.00) Halifax- North Hampton Regional Airport Authority (64207) (311,111.00) Loan Principal Repayments - Cash Balance 2,645,343.34 NORTH CAROLINA DEPARTMENT OF TRANSPORTATION STATE INFRASTRUCTURE BANK STATEMENT OF REVENUES FOR FISCAL YEAR 10-11, AS OF SEPTEMBER 30, 2010 G.S.136-18 EXHIBIT C Municipality Principal Interest Loan Repayment Loan Balance Halifax- North Hampton Regional Airport Authority (64206) 240,000.00 77,766.18 - 317,766.18 Halifax- North Hampton Regional Airport Authority (64207) 350,000.00 101,487.36 - 451,487.36 Halifax- North Hampton Regional Airport Authority (64207) 311,111.00 82,341.91 - 393,452.91 Total Loans Outstanding 901,111.00 261,595.45 - 1,162,706.45 NORTH CAROLINA DEPARTMENT OF TRANSPORTATION STATE INFRASTRUCTURE BANK LOAN STATEMENT FOR FISCAL YEAR 10-11, AS OF SEPTEMBER 30, 2010 NORTH CAROLINA DEPARTMENT OF TRANSPORTATION SPECIAL REVENUE ACCOUNTS NARRATIVE Three Special Revenue Accounts are maintained by the State Treasurer under the auspices of The Office of the State Controller for the North Carolina Department of Transportation. Other than the collection and transfer of these revenues, these accounts are not reflected in any North Carolina Department of Transportation’s records. Beginning with Fiscal Year 1996-97, balance sheets and disbursement ledgers will be presented in the monthly financial statements along with a narrative for each of these accounts. These accounts are: · Special Registration Plate Account (Exhibit A) · Collegiate and Cultural Attraction Plate Account (Exhibit B) · Safety Responsibility Depository Account (Exhibit C) G.S. 20-79.7 Budget Code 24261 Exhibit A NORTH CAROLINA DEPARTMENT OF TRANSPORTATION SPECIAL REGISTRATION PLATE ACCOUNT NARRATIVE This account receives funds from the additional fees collected for special registration plates according to the following schedule: Special Plate Additional Fee SRPA NHTF* PRTF** Out-of-State Collegiate Insignia $25.00 $10.00 $15.00 Personalized Plates $30.00 $10.00 $15.00 $5.00 All other Special Plates $10.00 $10.00 * Natural Heritage Trust Fund G.S. 113-77.7 ** Parks and Recreation Trust Fund G.S. 113-44.15 This account also receives funds for the additional fees collected for the Collegiate and Cultural Attraction Plate Account according to the table in Exhibit B of the Special Revenue Accounts. All collections are credited monthly to this special account which is held by the Office of the State Controller. Disbursements are made according to the following schedule: 1. The Department of Motor Vehicles (DMV) shall deduct the costs of special registration plates, including the costs of issuing, handling and advertising the availability of these plates. 2. $1,000,000 is appropriated to provide operating assistance for ten Visitor and Welcome Centers at $100,000 each as follows: US HWY 17 in Camden County and Brunswick Counties, US HWY 441 in Macon County, US HWY 29 in Caswell County, US HWY 70 in Carteret County, US HWY 64 in Tyrrell County, US HWY 221 in McDowell County, US HWY 701 and NC 904 in Columbus County, Town of Boone in Watauga County and Staton Road in Transylvania County. 3. Remaining revenue is transferred quarterly according to the following schedule: a. 33% to the Department of Commerce to aid in financing out-of-state print and other media advertising under the program for the promotion of travel and industrial development in North Carolina. b. 50% to the Department of Transportation for the purpose of beautification of highways other than those designated as interstate. c. 17% to the Department of Human Resources to promote travel accessibility for disabled persons in North Carolina. G.S. 20-79.7 EXHIBIT A1 Budget Code 24261 Cash 1,405,772.14 Receipts Brought Forward 7/1/10 2 19,482.73 Disbursements 219,482.00 Receipts During Fiscal Year 2010-2011 1 ,405,771.41 1,625,254.14 1 ,625,254.14 NORTH CAROLINA DEPARTMENT OF TRANSPORTATION SPECIAL REGISTRATION PLATE ACCOUNT BALANCE SHEET FOR FISCAL YEAR 10-11, AS OF SEPTEMBER 30, 2010 G.S. 20-79.7 EXHIBIT A2 Budget Code 24261 Payee For Amount NC Department of Transportation Reimbursement to DOT for Expenses - NC Department of Transportation Reimbursement for Payments to Visitor Center - NC Department of Transportation NC Department of Transportation (50% Profit) - Vocational Rehabilitation Special Registration Plate Fund Access Account - Vocational Rehabilitation Department of Human Resources (17% Profit) 7 4,624.00 General Fund Non-Tax Shortfall Transfer to Cover Current Fiscal Year Budget Shortfall - Department of Commerce Special Registration Plate Fund Access Account - Department of Commerce Department of Commerce (33% Profit) 1 44,858.00 Disbursements for Fiscal Year 2010-2011 2 19,482.00 NORTH CAROLINA DEPARTMENT OF TRANSPORTATION SPECIAL REGISTRATION PLATE ACCOUNT DISBURSEMENTS FOR FISCAL YEAR 10-11, AS OF SEPTEMBER 30, 2010 G.S. 20-81.12 Budget Code 24265 Exhibit B NORTH CAROLINA DEPARTMENT OF TRANSPORTATION COLLEGIATE AND CULTURAL ATTRACTION PLATE ACCOUNT NARRATIVE This account receives funds from the additional fees collected for collegiate and cultural attraction plates according to the following schedule: Special Plate Additional Fee SRPA CCAPA In-State Collegiate Insignia $25.00 $10.00 $15.00 Historical Attraction $30.00 $10.00 $20.00 Special Olympics $25.00 $10.00 $15.00 State Attraction $30.00 $10.00 $20.00 Wildlife Resources $20.00 $10.00 $10.00 Olympic Games $25.00 $10.00 $15.00 Collections are credited monthly to this special account which is held by the Office of the State Controller. Disbursements are made according to the following schedule: 1. In-State Collegiate Insignia Plate - Quarterly, the funds collected from the sale of in-State collegiate insignia plates are transferred to the colleges and universities in proportion to the number of plates sold representing that institution for use for academic enhancement. 2. Historical Attraction Plate - Quarterly, the funds collected from the sale of Historical Attraction Plates are transferred in proportion to the number of plates sold representing that organization according to the following schedule: a. Historical Attraction within Historic District – Funds transfer to the appropriate Historic Preservation Commission and used to maintain property in the historic district in which the attraction is located. b. Non-Profit Historical Attraction – Funds transfer to the non-profit corporation that is responsible and used to develop and operate the attraction. c. State Historic Site - Funds transfer to the Department of Cultural Resources and used to develop and operate the site for which the plate was issued. 3. Special Olympics Plate - Quarterly, the funds collected from the sale of special olympics plates to the North Carolina Special Olympics to be used to train volunteers to assist in the statewide games and help pay for the costs of the statewide programs. 4. State Attraction Plate - Quarterly, the funds collected from the sale of State Attraction plates to the organizations named below in proportion to the number of plates sold representing that organization: a. North Carolina Arboretum – Funds transfer to the North Carolina Arboretum Society and used to help the Society obtain grants and for capital improvements. b. North Carolina Zoological Society – Funds transfer to the North Carolina Zoological Society to be used for educational programs and conservation programs and for operating expenses at the North Carolina Zoo. 5. Wildlife Resources Plate - Quarterly, the funds collected from the sale of Wildlife Resources Plates to the Wildlife Conservation Account. 6. Olympic Games Plate - Quarterly, the funds collected from the sale of Olympic Games Plates to the North Carolina Health and Fitness Foundation, Inc. which allocate the funds as follows: a. 50% to the U.S. Olympic Committee to assist in training olympic athletes. b. 25% to North Carolina Amateur Sports to assist with the administration of the State Games of North Carolina. c. 25% to the Governor’s Council on Physical Fitness and Health to support local fitness council development. G.S. 20-81.12 EXHIBIT B1 Budget Code 24265 Cash 490,929.59 Receipts Brought Forward 7/1/10 3 96,254.93 Disbursements 584,035.00 Receipts During Fiscal Year 2010-2011 6 78,709.66 1,074,964.59 1 ,074,964.59 NORTH CAROLINA DEPARTMENT OF TRANSPORTATION COLLEGIATE AND CULTURAL ATTRACTION PLATE ACCOUNT BALANCE SHEET FOR FISCAL YEAR 10-11, AS OF SEPTEMBER 30, 2010 G.S. 20-81.12 EXHIBIT B2 Budget Code 24265 Page 1 of 3 Payee For the Sale of: Amount Autism Society of North America Autism Plates 2 ,090.00 Be Active North Carolina Inc Be Active Plates - Blue Ridge Parkway Foundation Blue Ridge Parkway Plates 1 39,280.00 Buddy Pelletier Surfing Foundation Foundation Plates 3 ,130.00 Campbell University Collegiate Plates 1 ,485.00 Carolina Uplift Foundation Omega Psi Phi Plates 1 ,580.00 Community Colleges Harley Owners Group Plates 2 ,140.00 Core Sound Waterfowl Museum Core Sound Waterfowl Plates 2 ,960.00 Crime Control In God We Trust Plates 7 ,935.00 Davidson College Collegiate Plates 1 ,995.00 Department of Environment & Natural Resources Scuba Plates 2 ,580.00 Department of Environment & Natural Resources NC State Park Plates 1 4,740.00 Department of Environment & Natural Resources NC Forestry Association 1 2,575.00 Department of Health & Human Services Health and Animal Lovers Plates 2 0,650.00 Department of Social Services Kids First Plates 6 ,705.00 Duke University Collegiate Plates 4 ,830.00 Elon University Collegiate Plates 2 ,085.00 NORTH CAROLINA DEPARTMENT OF TRANSPORTATION COLLEGIATE AND CULTURAL ATTRACTION PLATE ACCOUNT DISBURSEMENTS FOR FISCAL YEAR 10-11, AS OF SEPTEMBER 30, 2010 G.S. 20-81.12 EXHIBIT B2 Budget Code 24265 Page 2 of 3 Payee For the Sale of: Amount Friends for an Earlier Breast Cancer Test Cancer Awareness Plates - Friends of Great Smokey Mountain National Park Great Smokey Mountain Park Plates 9 8,280.00 Friends of The Appalachian Trail Appalachian Trail Plates 2 7,940.00 Gardner Webb University Collegiate Plates 1 ,185.00 Graveyard of the Atlantic Museum Lighthouse Plates 1 4,420.00 Guilford Battleground Company Company Plates 2 ,050.00 ` Hall of Fame Foundation Shag Dancing Plates 1 ,025.00 High Point University Collegiate Plates 1 ,275.00 Karen Beasley Sea Turtle Rescue & Rehabilitation Center Sea Turtle Rescue & Rehabilitation Plates 1 0,980.00 Lenoir Rhyne College Collegiate Plates 1 ,440.00 Meredith College Collegiate Plates 1 ,920.00 Museum Maritime Museum Maritime Plates 3 ,040.00 NC Chapter - Rocky Mountain Elk Rocky Mountain Elk Plates 6 ,975.00 NC Coastal Federation NC Coastal Federation Plates 2 8,360.00 NC Department of Transportation Litter Prevention Plates 5 50.00 NC Department of Transportation (Highway) Share the Road Plates 5 ,920.00 NC Foundation for Nursing NC Foundation for Nursing Plates 5 ,700.00 NORTH CAROLINA DEPARTMENT OF TRANSPORTATION COLLEGIATE AND CULTURAL ATTRACTION PLATE ACCOUNT DISBURSEMENTS FOR FISCAL YEAR 10-11, AS OF SEPTEMBER 30, 2010 G.S. 20-81.12 EXHIBIT B2 Budget Code 24265 Page 3 of 3 Payee For the Sale of: Amount NC Health & Fitness Foundation Olympic Plates 4 35.00 NC Motorsports NASCAR Plates 1 6,800.00 NC State Council of Trout Unlimited NC License Plates 1 ,400.00 NC Tennis Association NC Tennis Plates 1,630.00 NCAR Housing Opportunity Foundation Homes4NC Plates 1 ,520.00 Public Education Kids First Plates - Support Our Troops NC License Plates 2 ,700.00 The V Foundation V Foundation Plates 1 ,890.00 UNC - General Administration Collegiate Plates 1 01,265.00 Wake Forest University Collegiate Plates 5 ,145.00 Wildlife Commission Ducks Unlimited Plates 8 ,480.00 Wildlife Commission Wildlife Plates 4 ,950.00 Disbursements for Fiscal Year 2010-2011 584,035.00 NORTH CAROLINA DEPARTMENT OF TRANSPORTATION COLLEGIATE AND CULTURAL ATTRACTION PLATE ACCOUNT DISBURSEMENTS FOR FISCAL YEAR 10-11, AS OF SEPTEMBER 30, 2010 G.S. 20-279.5 EXHIBIT C Budget Code 24262 NORTH CAROLINA DEPARTMENT OF TRANSPORTATION SAFETY RESPONSIBILITY DEPOSITORY ACCOUNT NARRATIVE When the Division of Motor Vehicles (DMV) receives a report of a reportable accident under G.S. 20-166.1, they make a determination as to evidence of insurance. If there is no insurance in effect, DMV shall suspend the license of each operator and each owner of a motor vehicle in any manner involved in the accident unless the operator or owner shall deposit security in the sum so determined by DMV as follows: 1. The property damage estimate is shown on the accident report as estimated by the investigating officer. 2. If there was any person injury, an additional amount is charged based on the level of injury as estimated by the investigating officer as follows: Level A: $1,000.00 Level B: $750.00 Level C: $550.00 G.S. 20-279.5 EXHIBIT C1 Budget Code 24262 Cash 184,395.75 Receipts Brought Forward 7/1/10 1 87,921.75 Disbursements 16,565.00 Receipts During Fiscal Year 2010-2011 1 3,039.00 200,960.75 2 00,960.75 NORTH CAROLINA DEPARTMENT OF TRANSPORTATION SAFETY RESPONSIBILITY DEPOSITORY ACCOUNT BALANCE SHEET FOR FISCAL YEAR 10-11, AS OF SEPTEMBER 30, 2010 G.S. 20-279.5 EXHIBIT C2 Budget Code 24262 Deposit Refund Date Amount July 31, 2010 1,811.00 August 31, 2010 13,854.00 September 30, 2010 900.00 October 31, 2010 - November 30, 2010 - December 31, 2010 - January 31, 2011 - February 28, 2011 - March 31, 2011 - April 30, 2011 - May 31, 2011 - June 30, 2011 - * Total Year to Date Refunds 1 6,565.00 * The refunds are actually security deposits. If a customer does not request the refund of a security deposit, there is no expenditure. NORTH CAROLINA DEPARTMENT OF TRANSPORTATION SAFETY RESPONSIBILITY DEPOSITORY ACCOUNT DISBURSEMENTS FOR FISCAL YEAR 10-11, AS OF SEPTEMBER 30, 2010 Budget Code 64201 EXHIBIT D NORTH CAROLINA DEPARTMENT OF TRANSPORTATION DRUG FORFEITURE FUND NARRATIVE The primary purpose of the U.S. Department of Justice Forfeiture Program is to deter crime by depriving criminals of the profits and proceeds of their illegal activities and to weaken criminal enterprises by removing the instrumentalities of crime. An ancillary purpose of the program is to enhance cooperation among federal, state and local law enforcement agencies through the equitable sharing of Federal Forfeiture proceeds. Any time the Division of Motor Vehicles License and Theft Bureau directly participates in an investigation or prosecution that results in a Federal Forfeiture, they may request an equitable share of the net proceeds of the forfeiture. This amount is determined as set forth in the U.S. Department of Justice’s publication ��A Guide to Equitable Sharing of Federally Forfeited Property for State and Local Law Enforcement Agencies.” Budget Code 64201 EXHIBIT D1 Assets: Cash State Treasurer Bank Balance 1,349,691.2 5 Total Assets 1 ,349,691.25 Liabilities: Fund Balance at June 30, 2010 1,336,766.27 Revenues 12,924.98 Expenditures - Change in Fund Balance Year to Date 12,924.98 Total Fund Balance 1,349,691.25 Total Liabilities and Fund Balance 1 ,349,691.25 NORTH CAROLINA DEPARTMENT OF TRANSPORTATION BALANCE SHEET FOR FISCAL YEAR 10-11, AS OF SEPTEMBER 30, 2010 DRUG FORFEITURE FUND Budget Code 64201 EXHIBIT D2 Payee For Amount Division of Motor Vehicles License and Theft Bureau - Total Disbursements - NORTH CAROLINA DEPARTMENT OF TRANSPORTATION DRUG FORFEITURE FUND DISBURSEMENTS FOR FISCAL YEAR 10-11, AS OF SEPTEMBER 30, 2010 EXHIBIT A Cash State Appropriated Funds 2 68,120,512.80 Lien Parity Reserve Fund Appropriation 8 ,068,745.11 TIFIA Funds 6 79,913.60 Parity Reserve Toll Revenue 2 7,565,579.09 TIFIA Debt Service Reserve 1 ,002,320.70 Toll Revenue Funds 2 5,370,235.10 CAPI Revenue Bonds 3 1,354,623.87 CAPI Appropritation Bonds 2 0,823,654.72 Trustee Clearing Account - State Treasurer Bank Balance (476,500.33) Total Cash 3 82,509,084.66 Accounts Receivable - Due From Other Funds - Total Current Assets 3 82,509,084.66 Restricted Assets and Funding 4 0,037,358.99 Capital Assets 1 16,952.11 Long Term Debt - Total Non-Current Assets 4 0,154,311.10 Total Assets 4 22,663,395.76 Accounts Payable 1 ,403,717.07 Intragovernmental Payable - Advance from Highway Trust Fund 1 8,279,129.74 Bonds Payable 6 89,314,057.70 Total Liabilities 7 08,996,904.51 Retained Earnings (189,762,600.30) Investment in Property 9 7,037.51 Fund Balance Revenues 1 7,376,071.83 Expenditures (114,044,017.79) Change in Fund Balance Year to Date (96,667,945.96) Total Fund Balance (96,667,945.96) Total Liabilities and Fund Balance 4 22,663,395.76 NORTH CAROLINA TURNPIKE AUTHORITY BALANCE SHEET FOR FISCAL YEAR 10-11, AS OF SEPTEMBER 30, 2010 EXHIBIT B1 Page 1 of 2 MONTH YEAR TO DATE MONTH YEAR TO DATE YEAR TOTAL YEAR TO DATE REVENUE: MISCELLANEOUS INCOME-INTEREST 737,385.84 2,192,120.97 - - - - 2 ,192,120.97 TRANSFERS IN/OUT 2,280,632.40 3,480,161.01 1 ,782,837.60 6 ,176,067.91 - - 3 ,480,161.01 INTEREST ON BOND PROCEEDS - - - - - - - TPA REVENUE BOND PROCEEDS - - - 2 70,083,108.85 - - - TPA TIFIA PROCEEDS 2010 - - 1 8,525,733.00 1 8,525,733.00 - - - TPA APP BOND PROCEEDS - - - 3 52,675,000.00 - - - BOND DISCOUNT EXPENSE - - - ( 2,351,109.15) - - - FISCAL AGENT FEES - - - ( 16,839,804.75) - - - INTEREST ON FUNDS INVESTED - - - - - - - TPA OTHER INTEREST EXPENSE - - - - - - - TOTAL REVENUE 3,018,018.24 5,672,281.98 2 0,308,570.60 6 28,268,995.86 - - 5 ,672,281.98 Reporting change based on new hierarchy. FOR FISCAL YEAR 10-11, AS OF SEPTEMBER 30, 2010 STATEMENT OF REVENUE NORTH CAROLINA TURNPIKE AUTHORITY CURRENT YEAR COMPARED TO ESTIMATE CURRENT YEAR PRIOR YEAR ESTIMATE EXHIBIT B1 Page 2 of 2 GROSS LESS GROSS LESS REVENUE REFUNDS UNCOLLECTIBLES NET REVENUE REVENUE REFUNDS UNCOLLECTIBLES NET REVENUE REVENUE: MISCELLANEOUS INCOME-INTEREST 7 37,385.84 - - 737,385.84 2,192,120.97 - - 2,192,120.97 TRANSFERS IN/OUT 2 ,280,632.40 - - 2,280,632.40 3,480,161.01 - - 3,480,161.01 INTEREST ON BOND PROCEEDS - - - - - - - - TPA REVENUE BOND PROCEEDS - - - - - - - - TPA TIFIA PROCEEDS 2010 - - - - - - - - TPA APP BOND PROCEEDS - - - - - - - - BOND DISCOUNT EXPENSE - - - - - - - - FISCAL AGENT FEES - - - - - - - - INTEREST ON FUNDS INVESTED - - - - - - - - TPA OTHER INTEREST EXPENSE - - - - - - - - TOTAL REVENUE 3 ,018,018.24 - - 3,018,018.24 5,672,281.98 - - 5,672,281.98 CURRENT MONTH YEAR TO DATE NORTH CAROLINA TURNPIKE AUTHORITY STATEMENT OF REVENUE FOR FISCAL YEAR 10-11, AS OF SEPTEMBER 30, 2010 EXHIBIT B2 MONTH YEAR TO DATE MONTH YEAR TO DATE FHWA Construction Federal-Aid 57,996,233.00 (47,460,903.00) 10,535,330.00 1 83,973.00 1,107,143.00 4 67,258.00 4,453,543.00 9 ,428,187.00 FHWA Construction 57,996,233.00 (47,460,903.00) 10,535,330.00 1 83,973.00 1,107,143.00 4 67,258.00 4,453,543.00 9 ,428,187.00 Total Participation Revenues 57,996,233.00 (47,460,903.00) 10,535,330.00 1 83,973.00 1,107,143.00 4 67,258.00 4,453,543.00 9 ,428,187.00 NORTH CAROLINA TURNPIKE AUTHORITY STATEMENT OF PARTICIPATION REVENUE FOR FISCAL YEAR 10-11, AS OF SEPTEMBER 30, 2010 UNREALIZED PARTICIPATION REVENUE CURRENT YEAR PRIOR YEAR UNREALIZED PRIOR YEAR BALANCE CURRENT YEAR ESTIMATED REVENUE TOTAL ESTIMATED REVENUE ACTUAL REVENUE EXHIBIT C Page 1 of 2 Unexpended Allotments Total Unallotted Unexpended Unexpended Brought Forward Appropriations Allotments Current Period Year to Date Appropriations Appropriations Allotments CURRENT ACCOUNTS Administrative Expenditures - 5,271,793.00 - 195,286.73 389,751.82 5,271,793.00 4,882,041.18 (389,751.82) Trust Fund Transfer - (5,271,793.00) - (195,105.35) (388,732.11) (5,271,793.00) (4,883,060.89) 388,732.11 Interest Income - - - (181.38) (1,019.71) - 1,019.71 1,019.71 Interest Income - Bond Proceeds - - - - - - - - Orders and Others - - - 47,018.68 113,620.18 - (113,620.18) (113,620.18) Field Operations - - - (4,643.33) (12,811.89) - 12,811.89 12,811.89 Turnpike Authority Special Funding - - - - 7,617,622.46 - (7,617,622.46) (7,617,622.46) Triangle Expressway - - - - 7,617,622.46 - (7,617,622.46) (7,617,622.46) GAP Fund Receipts - (52,789,563.24) - - (6,250,000.00) (52,789,563.24) (46,539,563.24) 6,250,000.00 BABs Interest Rebate - (7,913,790.00) - - (3,956,895.03) (7,913,790.00) (3,956,894.97) 3,956,895.03 Fees & Interest Expense - 60,703,353.24 - - 17,824,517.49 60,703,353.24 42,878,835.75 (17,824,517.49) Monroe Bypass - - - - - - - - GAP Fund Receipts - (24,000,000.00) - - - (24,000,000.00) (24,000,000.00) - BABs Interest Rebate - - - - - - - - Fees & Interest Expense - 24,000,000.00 - - - 24,000,000.00 24,000,000.00 - Currituck Bridge - - - - - - - - GAP Fund Receipts - (30,000,000.00) - - - (30,000,000.00) (30,000,000.00) - BABs Interest Rebate - - - - - - - - Fees & Interest Expense - 30,000,000.00 - - - 30,000,000.00 30,000,000.00 - Garden Parkway - - - - - - - - GAP Fund Receipts - (20,000,000.00) - - - (20,000,000.00) (20,000,000.00) - BABs Interest Rebate - - - - - - - - Fees & Interest Expense - 20,000,000.00 - - - 20,000,000.00 20,000,000.00 - TOTAL CURRENT ACCOUNTS - - - 42,375.35 7,718,430.75 - (7,718,430.75) (7,718,430.75) Turnpike Construction 819,752,818.95 41,657,497.52 (299,984,898.25) 34,505,691.40 95,728,940.19 341,642,395.77 765,681,376.28 424,038,980.51 TOTAL ENCUMBRANCE ACCOUNTS 819,752,818.95 41,657,497.52 (299,984,898.25) 34,505,691.40 95,728,940.19 341,642,395.77 765,681,376.28 424,038,980.51 TOTAL TURNPIKE AUTHORITY 819,752,818.95 41,657,497.52 (299,984,898.25) 34,548,066.75 103,447,370.94 341,642,395.77 757,962,945.53 416,320,549.76 NORTH CAROLINA TURNPIKE AUTHORITY STATEMENT OF APPROPRIATIONS, APPORTIONMENTS, PARTICIPATIONS, ALLOTMENTS AND EXPENDITURES Expenditures FOR FISCAL YEAR 10-11, AS OF SEPTEMBER 30, 2010 EXHIBIT C Page 2 of 2 2010 2011 Expenditure Expenditure Yearly Yearly Appropriations Current Period Year to Date Appropriations Current Period Year to Date Appropriations Current Period Year to Date Compared to 2010 Compared to 2010 Compared to 2010 CURRENT ACCOUNTS Administrative Expenditures 5,827,098.00 (225,147.99) 694,849.13 5,271,793.00 195,286.73 389,751.82 (555,305.00) 420,434.72 (305,097.31) Trust Fund Transfer (5,827,098.00) 1,193,157.86 273,653.99 (5,271,793.00) (195,105.35) (388,732.11) 555,305.00 (1,388,263.21) (662,386.10) Interest Income - (459.89) (953.14) - (181.38) (1,019.71) - 278.51 (66.57) Interest Income - Bond Proceeds - (967,549.98) (967,549.98) - - - - 967,549.98 967,549.98 Orders and Others - - - - 47,018.68 113,620.18 - 47,018.68 113,620.18 Field Operations - - - - (4,643.33) (12,811.89) - (4,643.33) (12,811.89) Turnpike Authority Special Funding - - - - - 7,617,622.46 - - 7,617,622.46 Triangle Expressway - - - - - 7,617,622.46 - - 7,617,622.46 GAP Fund Receipts (25,000,000.00) (10,500,000.00) (10,500,000.00) (52,789,563.24) - (6,250,000.00) (27,789,563.24) 10,500,000.00 4,250,000.00 BABs Interest Rebate - - (7,913,790.00) - (3,956,895.03) (7,913,790.00) - (3,956,895.03) Fees & Interest Expense 25,000,000.00 10,500,000.00 10,500,000.00 60,703,353.24 - 17,824,517.49 35,703,353.24 (10,500,000.00) 7,324,517.49 Monroe Bypass - - - - - - - - - GAP Fund Receipts - (24,000,000.00) - - (24,000,000.00) - - BABs Interest Rebate - - - - - - - - - Fees & Interest Expense - - - 24,000,000.00 - - 24,000,000.00 - - Currituck Bridge - - - - - - - - - GAP Fund Receipts - - - (30,000,000.00) - - (30,000,000.00) - - BABs Interest Rebate - - - - - - - - - Fees & Interest Expense - - - 30,000,000.00 - - 30,000,000.00 - - Garden Parkway - - - - - - - - - GAP Fund Receipts - - - (20,000,000.00) - - (20,000,000.00) - - BABs Interest Rebate - - - - - - - - Fees & Interest Expense - - - 20,000,000.00 - - 20,000,000.00 - - TOTAL CURRENT ACCOUNTS - - - - 42,375.35 7,718,430.75 - 42,375.35 7,718,430.75 Turnpike Construction 909,757,635.89 27,613,436.29 29,874,254.19 41,657,497.52 34,505,691.40 95,728,940.19 (868,100,138.37) 6,892,255.11 65,854,686.00 TOTAL ENCUMBRANCE ACCOUNTS 909,757,635.89 27,613,436.29 29,874,254.19 41,657,497.52 34,505,691.40 95,728,940.19 (868,100,138.37) 6,892,255.11 65,854,686.00 TOTAL TURNPIKE AUTHORITY 909,757,635.89 27,613,436.29 29,874,254.19 41,657,497.52 34,548,066.75 103,447,370.94 (868,100,138.37) 6,934,630.46 73,573,116.75 NORTH CAROLINA TURNPIKE AUTHORITY STATEMENT OF APPROPRIATIONS, APPORTIONMENTS, PARTICIPATIONS, ALLOTMENTS AND EXPENDITURES FOR FISCAL YEAR 10-11, AS OF SEPTEMBER 30, 2010 Expenditures 2010 2011 Expenditures EXHIBIT D FISCAL YEAR FISCAL YEAR FISCAL YEAR FISCAL YEAR FISCAL YEAR System Type 2010-2011 2011-2012 2012-2013 2013-2014 2014-2015 TOTAL FHWA Turnpike STP 1 3,062,603.00 - - - - 13,062,603.00 FHWA Turnpike NHS 14,928,382.00 - - - - 14,928,382.00 Total 27,990,985.00 - - - - 27,990,985.00 Note: Federal cash flow is converted throughout the federal fiscal year which begins October 1 and ends September 30 of each year. FOR FISCAL YEAR 10-11, AS OF SEPTEMBER 30, 2010 NORTH CAROLINA TURNPIKE AUTHORITY STATEMENT OF FEDERAL FORWARD FUNDING FOR FISCAL YEAR 10-11, AS OF SEPTEMBER 30, 2010 NOTES NORTH CAROLINA DEPARTMENT OF TRANSPORTATION
Object Description
Description
Title | Financial statements |
Date | 2010-09-30 |
Description | September 30, 2010 |
Digital Characteristics-A | 497 KB; 73 p. |
Digital Format |
application/pdf |
Pres Local File Path-M | \Preservation_content\StatePubs\pubs_borndigital\images_master\ |
Full Text | Financial Management Division NORTH CAROLINA DEPARTMENT OF TRANSPORTATION FINANCIAL STATEMENTS FISCAL YEAR 2010-2011 Mark L. Foster SEPTEMBER 30, 2010 Chief Financial Officer I. HIGHWAY FUND EXHIBIT A BALANCE SHEET EXHIBIT B1 STATEMENT OF FEES, TAXES AND OTHER EXHIBIT B2 STATEMENT OF PARTICIPATION REVENUE EXHIBIT C STATEMENT OF APPROPRIATIONS, APPORTIONMENTS, PARTICIPATIONS, ALLOTMENTS AND EXPENDITURES EXHIBIT D STATEMENT OF CASH FLOW FROM FUTURE YEARS EXHIBIT E EXHIBIT F STATEMENT OF FEDERAL FORWARD FUNDING EXHIBIT G1 EXHIBIT G2 EXHIBIT G3 EXHIBIT H EXHIBIT I STATEMENT OF COMPARATIVE INTERNAL ORDER BALANCES EXHIBIT J AND REINVESTMENT ACT (ARRA) PROJECTS STATEMENT OF EXPENSES AND REVENUES FOR AVIATION FUND STATEMENT OF ALLOTMENTS, EXPENDITURES, AND RECEIPTS FOR AMERICAN RECOVERY NORTH CAROLINA DEPARTMENT OF TRANSPORTATION TABLE OF CONTENTS SUMMARY OF GARVEE BOND FUND AVAILABILITY AND ALLOCATIONS STATEMENT OF GARVEE BOND PROJECTS BY CATEGORY STATEMENT OF ALLOTMENTS, EXPENDITURES, AND RECEIPTS FOR GARVEE BOND PROJECTS STATEMENT OF EXPENSES AND REVENUES FOR EQUIPMENT FUND II. HIGHWAY TRUST FUND EXHIBIT A BALANCE SHEET EXHIBIT B1 STATEMENT OF FEES, TAXES AND OTHER EXHIBIT B2 STATEMENT OF PARTICIPATION REVENUE EXHIBIT C STATEMENT OF APPROPRIATIONS, APPORTIONMENTS, PARTICIPATIONS, ALLOTMENTS AND EXPENDITURES EXHIBIT D STATEMENT OF CASH FLOW FROM FUTURE YEARS EXHIBIT E STATEMENT OF TRANSFERS FOR TRANSPORTATION IMPROVEMENT PLAN PROJECTS EXHIBIT F SUMMARY OF BOND FUND AVAILABILITY, ALLOTMENTS AND EXPENDITURES III. HIGHWAY FUND AND HIGHWAY TRUST FUND SUB RECIPIENT SHARE SCHEDULE 1 STATEMENT OF APPROPRIATIONS, APPORTIONMENTS, PARTICIPATIONS, ALLOTMENTS, REVENUES AND EXPENDITURES SCHEDULE 2 STATEMENT OF SUB-RECIPIENT SHARE REVENUES AND EXPENDITURES LIFE TO DATE IV. STATE INFRASTRUCTURE BANK EXPLANATION FOR THE DEVELOPMENT AND PURPOSE OF SIB EXHIBIT A BALANCE SHEET EXHIBIT B STATEMENT OF REVENUES EXHIBIT C LOAN STATEMENT NARRATIVE NORTH CAROLINA DEPARTMENT OF TRANSPORTATION TABLE OF CONTENTS V. SPECIAL FUNDS EXPLANATION FOR THE DEVELOPMENT AND PRESENTATION OF SPECIAL REVENUES EXHIBIT A SPECIAL REGISTRATION PLATE ACCOUNT - NARRATIVE EXHIBIT A1 BALANCE SHEET EXHIBIT A2 DISBURSEMENT LEDGER EXHIBIT B COLLEGIATE & CULTURAL ATTRACTION PLATE ACCOUNT - NARRATIVE EXHIBIT B1 BALANCE SHEET EXHIBIT B2 DISBURSEMENT LEDGER EXHIBIT C SAFETY RESPONSIBILITY DEPOSITORY ACCOUNT - NARRATIVE EXHIBIT C1 BALANCE SHEET EXHIBIT C2 DISBURSEMENT LEDGER EXHIBIT D DRUG FORFEITURE FUND - NARRATIVE EXHIBIT D1 BALANCE SHEET EXHIBIT D2 DISBURSEMENT LEDGER VI. NORTH CAROLINA TURNPIKE AUTHORITY - COMPONENT UNIT OF THE DEPARTMENT OF TRANSPORTATION EXHIBIT A BALANCE SHEET EXHIBIT B1 STATEMENT OF REVENUE EXHIBIT B2 STATEMENT OF PARTICIPATION REVENUE EXHIBIT C STATEMENT OF APPROPRIATIONS, APPORTIONMENTS, PARTICIPATIONS, ALLOTMENTS AND EXPENDITURES EXHIBIT D STATEMENT OF FEDERAL FORWARD FUNDING NARRATIVE TABLE OF CONTENTS NORTH CAROLINA DEPARTMENT OF TRANSPORTATION EXHIBIT A Cash Cash in Bank - Loans, Postage, Other Accounts 8,176,890.5 0 Investments with Fiscal Agent 2008 (0.28) Investments with Fiscal Agent 2010 120,026,397.19 State Treasurer Bank Balance 588,049,829.85 Total Cash 7 16,253,117.26 Accounts Receivable 1 5,377,601.42 Due from Other Funds 3 78,652.26 Other Receivables 1 31,683.47 Inventory 8 0,016,123.30 Other Current Assets 2 ,935,951.02 Total Current Assets 815,093,128.73 Capital Assets 1,039,397,584.19 Long Term Debt 459,795,568.00 Total Non Current Assets 1,499,193,152.19 Total Assets 2,314,286,280.92 Accounts Payable 3 3,834,216.00 Intergovernmental Payable 1 7,944,053.39 Garvee Bonds Payable 2008 2 03,150,000.00 Garvee Bonds Payable 2010 2 31,675,000.00 Due to Other Funds 1 ,700,261.17 Other Liabilities 7 0,087,879.46 Total Liabilities 558,391,410.02 Reserves and Allowances 36,937,734.18 Retained Earnings 521,341,485.41 Investment in Property 889,570,571.53 Fund Balance 6 01,116,980.81 Revenues 858,887,823.17 Expenditures (1,151,959,724.20) Change in Fund Balance Year to Date (293,071,901.03) Total Fund Balance 308,045,079.78 Total Liabilities and Fund Balance 2,314,286,280.92 BALANCE SHEET FOR FISCAL YEAR 10-11, AS OF SEPTEMBER 30, 2010 NORTH CAROLINA DEPARTMENT OF TRANSPORTATION HIGHWAY FUND EXHIBIT B1 Page 1 of 6 MONTH YEAR TO DATE MONTH YEAR TO DATE YEAR TOTAL YEAR TO DATE MOTOR VEHICLE REVENUE: TRUCK LICENSES 1 1,119,616.67 3 1,820,317.04 1 0,281,007.16 3 1,999,258.65 1 40,710,000.00 3 5,139,211.73 ( 3,318,894.69) MAIL REGISTRATION RENEWAL FEE 1 05,884.00 1 30,605.00 7 3,449.00 2 67,325.00 - - 130,605.00 STAGGERED REGISTRATION 1 7,500,439.48 5 0,487,777.16 1 5,687,636.36 5 0,104,357.80 1 88,060,000.00 5 0,054,563.82 433,213.34 GASOLINE TAX 1 10,067,158.86 3 18,858,882.22 9 6,800,117.73 2 94,828,184.45 1 ,180,140,000.00 3 03,736,138.81 15,122,743.41 LESS: WILDLIFE REFUND - - - - - - - SUB TOTAL GAS TAX 1 10,067,158.86 3 18,858,882.22 9 6,800,117.73 2 94,828,184.45 1 ,180,140,000.00 3 03,736,138.81 15,122,743.41 GASOLINE TAX - LUST FUND 1 ,752,019.09 5 ,161,713.77 1 ,644,969.81 5 ,016,986.80 - - 5,161,713.77 GASOLINE TAX LUST FUND TRANSFERRED OUT (1,752,019.09) (5,161,713.77) (1,644,969.81) (5,016,986.80) - - ( 5,161,713.77) GASOLINE TAX GF INSPECTION TAX 7 0,768.64 2 23,781.66 5 7,740.54 1 88,761.84 - - 223,781.66 GASOLINE TAX GF TRANSFERRED OUT (70,768.64) (223,781.66) (57,740.54) (188,761.84) - - ( 223,781.66) GASOLINE INSPECTION TAX - HF 1 ,235,373.12 3 ,689,563.44 1 ,187,916.87 3 ,613,447.50 1 3,410,000.00 3 ,435,189.76 254,373.68 REGISTRATION FEES 2 81,852.00 8 46,059.50 2 79,623.75 8 62,446.25 3 ,760,000.00 9 41,356.90 ( 95,297.40) DRIVER LICENSE FEES 1 0,552,808.26 3 2,306,788.57 1 0,342,433.50 3 2,730,088.88 1 27,770,000.00 3 3,050,605.20 ( 743,816.63) AUTO SAFETY EQUIP. INSPECTION FEES 1 51,653.12 4 51,623.91 9 6,160.41 3 02,141.42 1 ,550,000.00 3 34,766.37 116,857.54 FINANCIAL SECURITY RESTORATION FEES 4 69,850.00 1 ,402,727.00 4 10,950.00 1 ,225,128.00 5 ,730,000.00 1 ,276,912.25 125,814.75 LIEN RECORDING FEES 1 4,050.00 4 4,590.00 2 0,514.00 6 2,391.00 2 70,000.00 7 1,538.68 ( 26,948.68) EXHAUST EMISSION INSPECTION 2 34,158.10 7 09,073.93 1 56,804.76 4 94,627.41 2 ,410,000.00 5 77,785.87 131,288.06 INTERNATIONAL REGISTRATION PLAN FEES 2 ,970,415.32 1 0,193,994.96 2 ,668,171.52 8 ,374,022.24 6 6,620,000.00 9 ,506,459.37 687,535.59 DEALERS' MANUFACTURERS' LICENSE FEES 1 18,615.00 3 06,275.00 6 6,010.42 2 21,059.42 1 ,220,000.00 2 51,381.51 54,893.49 PROCESS SERVICE FEES 6 37,365.00 1 ,901,115.00 6 42,028.00 1 ,968,989.00 9 ,350,000.00 2 ,235,360.00 ( 334,245.00) OVER WEIGHT/SIZE PERMITS 4 61,636.58 1 ,346,965.17 4 39,643.93 1 ,397,504.45 6 ,330,000.00 1 ,678,945.14 ( 331,979.97) MOTOR CARRIER SAFETY FEES 1 9,597.32 3 6,973.96 1 0,342.41 2 7,212.29 1 20,000.00 2 7,782.70 9,191.26 PENALTIES PAYABLE 1 ,908,102.33 6 ,057,767.50 1 ,993,494.13 5 ,972,918.38 3 8,830,000.00 9 ,632,013.77 ( 3,574,246.27) HIGHWAY USAGE REGISTRATION FEES 1 1,000.00 8 2,250.00 2 2,500.00 6 2,750.00 1 60,000.00 3 4,531.38 47,718.62 DMV OTHER FEES 2 85,075.21 1 ,444,016.83 4 69,994.20 1 ,620,200.31 - - 1,444,016.83 TOTAL MOTOR VEHICLE REVENUE 1 58,144,650.37 4 62,117,366.19 1 41,648,798.15 4 36,134,052.45 1 ,786,440,000.00 4 51,984,543.26 10,132,822.93 OTHER REVENUE: INTEREST ON FUNDS INVESTED BY TREASURER 7 89,463.89 1 ,550,352.57 1 ,454,874.07 2 ,886,926.11 6 ,000,000.00 1 ,136,978.04 413,374.53 MISCELLANEOUS INCOME 1 8,766.08 3 0,915.53 (118,021.76) (125,346.08) 1 00,000.00 (75,904.65) 106,820.18 MISCELLANEOUS INCOME - INTEREST -PROGRAM REV - - - 9 ,619.43 - - - BOND PROCEED GARVEE - - - 2 42,520,000.00 - - - BOND PREMIUM GARVEE - - - 2 0,616,093.85 - - - INTEREST INCOME - GARVEE BOND PROCEED 2 7,463.06 5 3,795.34 2 6,350.18 3 3,598.60 - - 53,795.34 TOTAL OTHER REVENUE 8 35,693.03 1 ,635,063.44 1 ,363,202.49 2 65,940,891.91 6 ,100,000.00 1 ,061,073.39 573,990.05 MISCELLANEOUS TRANSFERS IN/OUT: GOVERNMENTAL TRANSFERS IN (1,645,316.88) (1,586,891.54) 2 8,876.63 6 4,345.02 - - ( 1,586,891.54) TRANSFER TO TURNPIKE AUTHORITY (2,221,671.63) (3,342,024.78) (1,807,481.43) 4 9,288.26 - - ( 3,342,024.78) TOTAL MISCELLANEOUS REVENUE (3,866,988.51) (4,928,916.32) (1,778,604.80) 1 13,633.28 - - ( 4,928,916.32) TOTAL NET REVENUE 1 55,113,354.89 4 58,823,513.31 1 41,233,395.84 7 02,188,577.64 1 ,792,540,000.00 4 53,045,616.65 5,777,896.66 NORTH CAROLINA DEPARTMENT OF TRANSPORTATION HIGHWAY FUND STATEMENT OF FEES, TAXES AND OTHER FOR FISCAL YEAR 10-11, AS OF SEPTEMBER 30, 2010 CURRENT YEAR PRIOR YEAR ESTIMATE CURRENT YEAR COMPARED TO ESTIMATE EXHIBIT B1 Page 2 of 6 GROSS LESS GROSS LESS REVENUE REFUNDS UNCOLLECTIBLES NET REVENUE REVENUE REFUNDS UNCOLLECTIBLES NET REVENUE MOTOR VEHICLE REVENUE: TRUCK LICENSES 11,199,717.51 76,029.83 4,071.01 1 1,119,616.67 32,049,651.73 2 22,158.82 7,175.87 3 1,820,317.04 MAIL REGISTRATION RENEWAL FEE 105,883.00 - (1.00) 1 05,884.00 130,603.00 1 .00 (3.00) 1 30,605.00 STAGGERED REGISTRATION 17,507,166.22 6,182.24 544.50 1 7,500,439.48 50,509,937.54 1 9,306.58 2,853.80 5 0,487,777.16 GASOLINE TAX 113,780,606.23 3,713,447.37 - 1 10,067,158.86 330,125,003.20 1 1,266,120.98 - 3 18,858,882.22 LESS: WILDLIFE REFUND - - - - - - - - SUB TOTAL GAS TAX 113,780,606.23 3,713,447.37 - 1 10,067,158.86 330,125,003.20 1 1,266,120.98 - 3 18,858,882.22 GASOLINE TAX - LUST FUND 1,752,019.09 - - 1 ,752,019.09 5,161,713.77 - - 5 ,161,713.77 GASOLINE TAX LUST FUND TRANSFERRED OUT (1,752,019.09) - - ( 1,752,019.09) (5,161,713.77) - - ( 5,161,713.77) GASOLINE TAX GF INSPECTION TAX 70,768.64 - - 7 0,768.64 223,781.66 - - 2 23,781.66 GASOLINE TAX GF TRANSFERRED OUT (70,768.64) - - ( 70,768.64) (223,781.66) - - ( 223,781.66) GASOLINE INSPECTION TAX - HF 1,235,373.12 - - 1 ,235,373.12 3,689,563.44 - - 3 ,689,563.44 REGISTRATION FEES 282,517.00 615.00 50.00 2 81,852.00 848,664.50 2 ,400.00 205.00 8 46,059.50 DRIVER LICENSE FEES 10,208,229.86 57.00 (344,635.40) 1 0,552,808.26 31,281,059.57 9 60.25 (1,026,689.25) 3 2,306,788.57 AUTO SAFETY EQUIP. INSPECTION FEES 151,653.12 - - 1 51,653.12 451,706.41 - 82.50 4 51,623.91 FINANCIAL SECURITY RESTORATION FEES 470,200.00 150.00 200.00 4 69,850.00 1,404,108.00 3 00.00 1,081.00 1 ,402,727.00 LIEN RECORDING FEES 14,110.00 30.00 30.00 1 4,050.00 44,740.00 1 10.00 40.00 4 4,590.00 EXHAUST EMISSION INSPECTION 234,213.10 - 55.00 2 34,158.10 709,231.01 - 157.08 7 09,073.93 INTERNATIONAL REGISTRATION PLAN FEES 3,009,842.17 35,019.64 4,407.21 2 ,970,415.32 10,319,888.89 1 11,907.90 13,986.03 1 0,193,994.96 DEALERS' MANUFACTURERS' LICENSE FEES 118,615.00 - - 1 18,615.00 306,390.00 - 115.00 3 06,275.00 PROCESS SERVICE FEES 637,865.00 250.00 250.00 6 37,365.00 1,903,015.00 1 ,000.00 900.00 1 ,901,115.00 OVER WEIGHT/SIZE PERMITS 462,136.58 500.00 - 4 61,636.58 1,347,432.17 4 67.00 - 1 ,346,965.17 MOTOR CARRIER SAFETY FEES 19,597.32 - - 1 9,597.32 37,018.96 - 45.00 3 6,973.96 PENALTIES PAYABLE 1,910,232.73 1,100.00 1,030.40 1 ,908,102.33 6,062,951.70 2 ,500.00 2,684.20 6 ,057,767.50 HIGHWAY USAGE REGISTRATION FEES 11,000.00 - - 1 1,000.00 82,250.00 - - 8 2,250.00 DMV OTHER FEES 281,794.12 289.51 (3,570.60) 2 85,075.21 1,437,327.49 6 39.30 (7,328.64) 1 ,444,016.83 TOTAL MOTOR VEHICLE REVENUE 161,640,752.08 3,833,670.59 (337,568.88) 1 58,144,650.37 472,740,542.61 1 1,627,871.83 (1,004,695.41) 4 62,117,366.19 OTHER REVENUE: INTEREST ON FUNDS INVESTED BY TREASURER 789,463.89 - - 7 89,463.89 1,550,352.57 - - 1 ,550,352.57 MISCELLANEOUS INCOME 18,766.08 - - 1 8,766.08 30,915.53 - - 3 0,915.53 MISCELLANEOUS INCOME - INTEREST -PROGRAM REV - - - - - - - - BOND PROCEED GARVEE - - - - - - - - BOND PREMIUM GARVEE - - - - - - - - INTEREST INCOME - GARVEE BOND PROCEED 27,463.06 - - 2 7,463.06 53,795.34 - - 5 3,795.34 TOTAL OTHER REVENUE 835,693.03 - - 8 35,693.03 1,635,063.44 - - 1 ,635,063.44 MISCELLANEOUS TRANSFERS IN/OUT: GOVERNMENTAL TRANSFERS IN (1,645,316.88) - - ( 1,645,316.88) (1,586,891.54) - - ( 1,586,891.54) TRANSFER TO TURNPIKE AUTHORITY (2,221,671.63) - - ( 2,221,671.63) (3,342,024.78) - - ( 3,342,024.78) TOTAL MISCELLANEOUS REVENUE (3,866,988.51) - - ( 3,866,988.51) (4,928,916.32) - - ( 4,928,916.32) TOTAL NET REVENUE 158,609,456.60 3,833,670.59 (337,568.88) 1 55,113,354.89 469,446,689.73 1 1,627,871.83 (1,004,695.41) 4 58,823,513.31 CURRENT MONTH YEAR TO DATE NORTH CAROLINA DEPARTMENT OF TRANSPORTATION HIGHWAY FUND STATEMENT OF FEES, TAXES AND OTHER FOR FISCAL YEAR 10-11, AS OF SEPTEMBER 30, 2010 EXHIBIT B1 Page 3 of 6 GROSS LESS ACCOUNT GROSS LESS REVENUE REFUNDS UNCOLL'BLE NET REVENUE TRANSFERS* BALANCE REVENUE REFUNDS UNCOLL'BLE NET REVENUE PAYABLES & RECEIVABLES: DIVISION OF AIR QUALITY - DENR 277,095.00 297.70 65.00 276,732.30 289,312.67 (12,580.37) 839,279.95 1,097.85 185.63 837,996.47 SALES TAX 7,701.79 0.70 - 7,701.09 10,237.39 (2,536.30) 19,476.92 0.70 - 19,476.22 SPECIAL REGISTRATION PLATE FUND 217,685.00 180.00 (20.00) 217,525.00 209,109.17 8,415.83 638,271.00 430.00 10.00 637,831.00 PERSONALIZED REGISTRATION PLATE 259,944.16 600.00 - 259,344.16 235,120.84 24,223.32 739,605.84 1,920.00 - 737,685.84 COLL & CULTURAL ATTRACTION PLATE FUND 224,901.25 150.00 - 224,751.25 222,420.00 2,331.25 671,142.92 370.00 40.00 670,732.92 PARKS & RECREATION TRUST FUND 129,652.09 300.00 - 129,352.09 117,305.41 12,046.68 369,092.91 960.00 5.00 368,127.91 RESCUE SQUAD WORKERS' RELIEF FUND 83,856.66 191.45 11.88 83,653.33 - 83,653.33 252,274.47 565.54 51.91 251,657.02 TRANSIT AUTHORITY 501,054.00 30.00 10.00 501,014.00 - 501,014.00 1,425,117.00 60.00 161.79 1,424,895.21 VOLUNTEER RESCUE / EMS FUND 127,117.18 288.61 18.12 126,810.45 - 126,810.45 382,446.71 853.60 78.76 381,514.35 NATURAL HERITAGE TRUST FUND 400,746.25 945.00 - 399,801.25 363,513.75 36,287.50 1,141,151.25 2,910.00 15.00 1,138,226.25 DWI RESTORATION FEE - GENERAL FUND 50,783.34 - (37.50) 50,820.84 49,845.84 975.00 147,341.68 - (25.00) 147,366.68 MOTORCYCLE SAFETY INSTRUCTION 56,308.80 - (3.00) 56,311.80 55,922.00 389.80 178,759.80 - - 178,759.80 TELECOMMUNICATIONS ACCOUNT 746,025.00 801.50 175.00 745,048.50 726,718.00 18,330.50 2,259,599.86 2,955.75 499.79 2,256,144.32 EMISSIONS PROGRAM ACCOUNT 1,278,900.00 1,374.00 300.00 1,277,226.00 3,586,706.33 (2,309,480.33) 3,873,599.76 5,067.00 856.78 3,867,675.98 SPECIAL LICENSE - ADVANCE PAYMENTS 220.00 - - 220.00 - 220.00 10,365.00 - - 10,365.00 DOT - IT INTERNAL TRANSACTION FEES 2,100.00 - - 2,100.00 - 2,100.00 6,912.00 - - 6,912.00 REGISTRATION INFORMATION 15,925.95 703.00 - 15,222.95 - 15,222.95 49,061.73 958.00 (15.00) 48,118.73 ACKNOWLEDGEMENT FEES 10,113.00 - 3.00 10,110.00 - 10,110.00 32,026.00 - 10.00 32,016.00 INTERNET TRANSACTION FEES 6,286.00 - - 6,286.00 - 6,286.00 20,712.00 - - 20,712.00 IDENTIFICATION CARD (11-15) 3,492.45 - - 3,492.45 - 3,492.45 23,452.15 - - 23,452.15 SCHOOL BUS & TRAFFIC SAFETY 4,201.00 - - 4,201.00 - 4,201.00 9 ,549.00 - - 9,549.00 TRAFFIC RECORDS 3,870.00 - - 3,870.00 - 3,870.00 12,048.00 8.00 - 12,040.00 COMPENSATION PAYABLE 150,913.00 79.00 15.00 150,819.00 157,678.00 (6,859.00) 460,661.00 248.00 60.00 460,353.00 DMV ORGAN DONOR WEBSITE 37,434.30 - - 37,434.30 3 9,413.95 (1,979.65) 114,870.45 - - 114,870.45 DMV MERCURY SWITCH REMOVAL 167,724.00 76.00 18.00 167,630.00 171,637.00 (4,007.00) 505,983.00 221.00 64.00 505,698.00 UCR 467,408.00 - - 467,408.00 - 467,408.00 1,424,864.00 1,577.00 - 1,423,287.00 PART FEE 13,179.00 - - 13,179.00 - 13,179.00 38,080.00 6.00 - 38,074.00 TOTAL PAYABLES & RECEIVABLES 5,244,637.22 6 ,016.96 5 55.50 5,238,064.76 6,234,940.35 ( 996,875.59) 15,645,744.40 2 0,208.44 1,998.66 15,623,537.30 * Transfers that are Due to or Due From other Agencies and Special Accounts YEAR TO DATE NORTH CAROLINA DEPARTMENT OF TRANSPORTATION HIGHWAY FUND STATEMENT OF FEES, TAXES AND OTHER FOR FISCAL YEAR 10-11, AS OF SEPTEMBER 30, 2010 CURRENT MONTH EXHIBIT B1 Page 4 of 6 GROSS LESS ACCOUNT GROSS LESS REVENUE REFUNDS UNCOLL'BLE NET REVENUE TRANSFERS* BALANCE REVENUE REFUNDS UNCOLL'IBLE NET REVENUE MISCELLANEOUS ACCOUNTS: CASHIERS ADVANCE - - - - - - - - - - BAD CHECKS 194,498.44 171,170.86 (11,893.79) 35,221.37 - 35,221.37 527,684.43 558,127.56 (31,970.58) 1,527.45 BAD DRAFTS 5,307.94 8,076.23 (1,983.06) (785.23) - (785.23) 11,543.56 16,286.39 (10,059.91) 5,317.08 ACCOUNTS RECEIVABLE (126,897.12) - - (126,897.12) - (126,897.12) 62,555.30 - - 62,555.30 DRAFTS RECEIVABLE 115,290.70 - - 115,290.70 - 115,290.70 624,635.51 - - 624,635.51 FEES DUE OTHER JURISDICTIONS (106,859.23) 206,701.02 1,838.54 (315,398.79) - (315,398.79) (243,690.18) 451,596.03 7,535.94 (702,822.15) FUEL TAX PERMITS 2,100.00 - 50.00 2,050.00 - 2,050.00 6,500.00 - 150.00 6,350.00 CITATION OVERPAYMENT 5,499.18 41,823.18 - (36,324.00) - (36,324.00) 20,136.02 82,026.68 111.29 (62,001.95) MAIL ORDER OVERAGE REFUND (>$5) 40,673.39 40,347.21 - 326.18 - 326.18 200,955.99 197,270.46 (50.00) 3,735.53 ENFORCEMENT COLLECTION - STARS - - - - - - - - - - REMITTANCE PROCESSOR (322,119.60) 1,433,619.60 - (1,755,739.20) - (1,755,739.20) 5,375,152.00 4,258,114.30 29.00 1,117,008.70 SAME DAY DEPOSITS / REFUNDS 15,054.74 8,239.65 - 6,815.09 - 6,815.09 34,425.92 28,331.58 - 6,094.34 SUSPENSE ACCOUNTS 9,971.72 2,882.50 - 7,089.22 - 7,089.22 31,073.03 12,102.15 - 18,970.88 DOR - ALERT COLLECTIONS - - - - - - - - - - A/P COLLECTION AGENCY FEES - - - - - - - - - - SECURITY DEPOSITS - DR REC - - - - - - - - - - SECURITY DEPOSITS - MISC - - - - - - - - - - TITLE BOND - - - - - - - - - - COLLISION REPORT BOND - - - - - - - - - - DEALER CASH BOND - - - - - - 50,000.00 - - 50,000.00 POSTAGE 37.00 - - 37.00 - 37.00 108.74 - - 108.74 MAIL ORDER SHORTAGE (95.41) - - (95.41) - (95.41) ( 176.73) - - (176.73) MAIL ORDER OVERAGE REFUND (<$5) 4 19.57 - - 4 19.57 - 419.57 1,757.90 2.00 - 1,755.90 A/R LATE PENALTY 3 5,752.91 - (887.22) 3 6,640.13 - 36,640.13 107,107.62 - (2,535.33) 1 09,642.95 A/R INTEREST PENALTY 4 ,865.00 - (2,123.52) 6 ,988.52 - 6,988.52 13,837.41 - (6,372.76) 20,210.17 DMV TECHNICAL IMPROVEMENT 4 3,693.00 8 .00 4.00 4 3,681.00 - 43,681.00 130,181.00 21.00 9.00 1 30,151.00 TOTAL MISCELLANEOUS ACCOUNTS (82,807.77) 1,912,868.25 (14,995.05) ( 1,980,680.97) - (1,980,680.97) 6,953,787.52 5,603,878.15 (43,153.35) 1 ,393,062.72 * Transfers that are Due to or Due From other Agencies and Special Accounts STATEMENT OF FEES, TAXES AND OTHER NORTH CAROLINA DEPARTMENT OF TRANSPORTATION HIGHWAY FUND YEAR TO DATE FOR FISCAL YEAR 10-11, AS OF SEPTEMBER 30, 2010 CURRENT MONTH EXHIBIT B1 Page 5 of 6 CURRENT MONTH GROSS GROSS REFUNDS / NET RECEIPTS RECEIPTS UNCOLLECTIBLE RECEIPTS DRIVERS LICENSE: CLASSIFIED LICENSE - CLASS A 6 2,512.00 179,858.30 - 179,858.30 CLASSIFIED LICENSE - CLASS B 7 ,595.85 21,673.65 - 21,673.65 CLASSIFIED LICENSE - CLASS C 2 ,664,564.55 8,150,027.15 176.25 8,149,850.90 DUPLICATE LICENSES 4 71,667.45 1,484,524.30 103.00 1,484,421.30 LEARNER'S PERMIT 1 80,068.45 669,129.10 45.00 669,084.10 RESTORATION FEES 5 87,566.66 1,722,633.32 750.00 1,721,883.32 SPECIAL ID CARDS 1 88,671.90 575,876.20 9.95 575,866.25 RECORD FEES 5 ,550,952.80 16,844,944.80 (23.00) 16,844,967.80 DRIVER IMPROVEMENT CLINIC FEES 1 1,400.00 33,550.00 650.00 32,900.00 COMMERCIAL APPLICATION - - - - COMMERCIAL LICENSE - CLASS A 3 47,040.00 1,032,795.00 - 1,032,795.00 COMMERCIAL LICENSE - CLASS B 1 47,615.00 448,155.00 67.00 448,088.00 COMMERCIAL LICENSE - CLASS C 1 1,295.00 35,835.00 120.00 35,715.00 ENDORSEMENT 1 63,319.00 494,349.50 43.25 494,306.25 LIMITED PROVISIONAL LICENSE 8 0,210.20 340,088.10 - 340,088.10 FULL PROVISIONAL LICENSE 5 2,673.45 193,152.80 - 193,152.80 MOTORCYCLE PERMIT 2 5,931.40 81,702.80 - 81,702.80 COMMERCIAL DRIVER TRAINING 2 08.00 448.00 - 448.00 TOTAL DRIVERS LICENSE 1 0,553,291.71 3 2,308,743.02 1 ,941.45 3 2,306,801.57 ENFORCEMENT PENALTIES: CIVIL PENALTIES - INSPECTION MAINTENANCE 4 ,850.00 1 3,400.00 1 ,065.00 1 2,335.00 CIVIL PENALTIES - DEALERS - 2 00.00 - 2 00.00 CIVIL PENALTIES - EMISSIONS 4 0,042.12 1 36,578.41 2 ,128.29 1 34,450.12 CIVIL PENALTIES - OUT OF SERVICE 1 32,635.06 3 84,095.85 ( 20.00) 3 84,115.85 CIVIL PENALTIES - OVERSIZE PERMITS 4 4,156.14 1 57,294.72 1 00.00 1 57,194.72 CIVIL PENALTIES - LICENSE & WEIGHT 6 03,282.73 1 ,876,351.70 1 ,034.20 1 ,875,317.50 CIVIL PENALTIES - ARTICLE 12 VIOLATIONS 2 ,800.00 7,700.00 - 7,700.00 CIVIL PENALTIES - NO DECAL 2 0,124.32 65,981.32 100.00 65,881.32 TOTAL ENFORCEMENT PENALTIES 8 47,890.37 2 ,641,602.00 4 ,407.49 2 ,637,194.51 CURRENT YEAR-TO DATE STATEMENT OF FEES, TAXES AND OTHER NORTH CAROLINA DEPARTMENT OF TRANSPORTATION HIGHWAY FUND FOR FISCAL YEAR 10-11, AS OF SEPTEMBER 30, 2010 EXHIBIT B1 Page 6 of 6 INCREASE INCREASE CURRENT YEAR PRIOR YEAR (DECREASE) PERCENT CURRENT YEAR PRIOR YEAR (DECREASE) PERCENT MOTOR VEHICLE FEES MOTOR VEHICLE LICENSE FEE 3 1,590,471.47 2 8,636,815.04 2 ,953,656.43 10.31% 9 2,502,089.16 9 0,477,638.69 2 ,024,450.47 2.24% MAIL REGISTRATION RENEWAL FEE 1 05,884.00 7 3,449.00 3 2,435.00 44.16% 1 30,605.00 2 67,325.00 (136,720.00) -51.14% MISCELLANEOUS REGISTRATION 2 81,852.00 2 79,623.75 2 ,228.25 0.80% 8 46,059.50 8 62,446.25 (16,386.75) -1.90% DRIVER LICENSE FEES 1 0,552,812.26 1 0,342,433.50 2 10,378.76 2.03% 3 2,306,801.57 3 2,730,088.88 (423,287.31) -1.29% SAFETY EQUIPMENT INSPECTION 1 51,653.12 9 6,160.41 5 5,492.71 57.71% 4 51,623.91 3 02,141.42 1 49,482.49 49.47% FINANCIAL SECURITY RESTORATION FEES 4 69,850.00 4 10,950.00 5 8,900.00 14.33% 1 ,402,727.00 1 ,225,128.00 1 77,599.00 14.50% CIVIL PENALTY - FINANCIAL SECURITY 1 ,305,300.00 1 ,366,550.00 ( 61,250.00) -4.48% 4 ,182,250.00 4 ,057,700.00 1 24,550.00 3.07% LIEN RECORDING 1 4,050.00 2 0,514.00 ( 6,464.00) -31.51% 4 4,590.00 6 2,391.00 (17,801.00) -28.53% EMISSIONS 2 34,158.10 1 56,804.76 7 7,353.34 49.33% 7 09,073.93 4 94,627.41 2 14,446.52 43.36% DEALER & MANUFACTURER LICENSE FEES 1 18,615.00 6 6,010.42 5 2,604.58 79.69% 3 06,275.00 2 21,059.42 8 5,215.58 38.55% PROCESS SERVICE FEE 6 37,365.00 6 42,028.00 ( 4,663.00) -0.73% 1 ,901,115.00 1 ,968,989.00 (67,874.00) -3.45% MOTOR CARRIER SAFETY REGULATION 1 9,597.32 1 0,342.41 9 ,254.91 89.49% 3 6,973.96 2 7,212.29 9 ,761.67 35.87% PENALTY LICENSE & WEIGHT ENFORCEMENT 8 47,580.32 1 ,066,923.25 ( 219,342.93) -20.56% 2 ,637,194.51 3 ,448,594.91 (811,400.40) -23.53% TOTAL MOTOR VEHICLE FEES 4 6,329,188.59 4 3,168,604.54 3 ,160,584.05 7.32% 1 37,457,378.54 1 36,145,342.27 1 ,312,036.27 0.96% PAYABLES & RECEIPTS SALES TAX 7 ,701.09 4 ,476.10 3 ,224.99 72.05% 1 9,476.22 1 8,268.09 1 ,208.13 6.61% SPECIAL REGISTRATION PLATE FUND 2 17,525.00 4 22,285.83 ( 204,760.83) -48.49% 6 37,831.00 1 ,351,660.66 (713,829.66) -52.81% PERSONALIZED REGISTRATION PLATE 2 59,344.16 - 2 59,344.16 100.00% 7 37,685.84 - 7 37,685.84 100.00% SAFETY INSPECTION & EXHAUST EMISSION 4 87,196.08 3 23,309.22 1 63,886.86 50.69% 1 ,471,167.84 1 ,019,203.31 4 51,964.53 44.34% COLL & CULTURAL ATTRACTION PLATE FUND 2 24,751.25 1 97,420.00 2 7,331.25 13.84% 6 70,732.92 6 32,381.67 3 8,351.25 6.06% PARKS & RECREATION TRUST FUND 1 29,352.09 1 15,970.42 1 3,381.67 11.54% 3 68,127.91 3 71,400.08 (3,272.17) -0.88% TRANSIT AUTHORITY / TRANSPARK 5 01,014.00 4 39,668.00 6 1,346.00 13.95% 1 ,424,895.21 1 ,404,231.50 2 0,663.71 1.47% NATURAL HERITAGE TRUST FUND 3 99,801.25 3 56,911.25 4 2,890.00 12.02% 1 ,138,226.25 1 ,142,719.25 (4,493.00) -0.39% DWI RESTORATION FEE - GENERAL FUND 5 0,820.84 4 4,275.00 6 ,545.84 14.78% 1 47,366.68 1 38,741.66 8 ,625.02 6.22% MOTORCYCLE SAFETY INSTRUCTION 5 6,311.80 5 0,637.50 5 ,674.30 11.21% 1 78,759.80 1 84,383.50 (5,623.70) -3.05% EMISSIONS PROGRAM & TELECOMMUNICATIONS 2 ,022,274.50 1 ,354,222.91 6 68,051.59 49.33% 6 ,123,820.30 4 ,271,782.16 1 ,852,038.14 43.36% SPECIAL LICENSE - ADVANCE PAYMENTS 2 20.00 1 0,010.00 ( 9,790.00) -97.80% 1 0,365.00 1 9,160.00 (8,795.00) -45.90% RECEIPTS 4 5,282.40 4 2,762.44 2 ,519.96 5.89% 1 52,799.88 1 43,717.10 9 ,082.78 6.32% COMPENSATION PAYABLE 1 50,819.00 1 47,626.00 3 ,193.00 2.16% 4 60,353.00 4 52,018.00 8 ,335.00 1.84% DMV ORGAN DONOR WEBSITE 3 7,434.30 3 8,569.45 ( 1,135.15) -2.94% 1 14,870.45 1 19,161.30 (4,290.85) -3.60% DMV MERCURY SWITCH REMOVAL 1 67,630.00 1 62,077.00 5 ,553.00 3.43% 5 05,698.00 4 90,111.00 1 5,587.00 3.18% UCR 4 67,408.00 4 ,988.00 4 62,420.00 9270.65% 1 ,423,287.00 1 ,042,929.00 3 80,358.00 36.47% PART FEE 1 3,179.00 1 1,831.00 1 ,348.00 11.39% 3 8,074.00 1 50,968.00 (112,894.00) -74.78% TOTAL PAYABLES & RECEIPTS 5 ,238,064.76 3 ,727,040.12 1 ,511,024.64 40.54% 1 5,623,537.30 1 2,952,836.28 2 ,670,701.02 20.62% GRAND TOTALS 5 1,567,253.35 4 6,895,644.66 4 ,671,608.69 47.86% 1 53,080,915.84 1 49,098,178.55 3 ,982,737.29 21.58% STATEMENT OF FEES, TAXES AND OTHER NORTH CAROLINA DEPARTMENT OF TRANSPORTATION HIGHWAY FUND MONTH YEAR TO DATE FOR FISCAL YEAR 10-11, AS OF SEPTEMBER 30, 2010 EXHIBIT B2 Page 1 of 4 MONTH YEAR TO DATE MONTH YEAR TO DATE Primary Construction Local Government Participation 2,370,055.50 - 2,370,055.50 - - - - 2 ,370,055.50 Property Owners Participation 110,087.09 - 110,087.09 - - - - 1 10,087.09 Outdoor Advertising 103,980.00 2 ,440.00 106,420.00 9 60.00 2,680.00 900.00 3,180.00 103,740.00 Junkyard Control 310.00 - 310.00 - - - - 310.00 Primary Construction 2,584,432.59 2 ,440.00 2,586,872.59 9 60.00 2,680.00 900.00 3,180.00 2 ,584,192.59 Secondary Construction Local Government Participation 3,787,512.30 5 62,500.00 4,350,012.30 - - - - 4 ,350,012.30 Property Owners Participation 143,978.75 2 ,358.63 146,337.38 3 8,712.38 38,712.38 - 2 6,802.00 107,625.00 Secondary Construction 3,931,491.05 5 64,858.63 4,496,349.68 3 8,712.38 38,712.38 - 2 6,802.00 4 ,457,637.30 Urban Construction Local Government Participation 1,698,790.49 ( 209,029.62) 1,489,760.87 508,989.47 508,989.47 - - 9 80,771.40 Property Owners Participation 200,000.00 - 200,000.00 - - - - 2 00,000.00 Urban Construction 1,898,790.49 ( 209,029.62) 1,689,760.87 508,989.47 508,989.47 - - 1 ,180,771.40 Public Service Roads Local Government Participation 55,000.00 3 5,000.00 90,000.00 - - - - 9 0,000.00 Public Service Roads 55,000.00 3 5,000.00 90,000.00 - - - - 9 0,000.00 Spot Safety Local Government Participation 2,000.00 - 2,000.00 - - - - 2 ,000.00 Spot Safety 2,000.00 - 2,000.00 - - - - 2 ,000.00 Contingency Local Government Participation 307,000.00 4 9,679.20 356,679.20 - - - - 3 56,679.20 Property Owners Participation 336,390.00 5 0,000.00 386,390.00 - - - 2 5,000.00 386,390.00 Contingency 643,390.00 9 9,679.20 743,069.20 - - - 2 5,000.00 743,069.20 UNREALIZED PARTICIPATION REVENUE CURRENT YEAR PRIOR YEAR UNREALIZED PRIOR YEAR BALANCE CURRENT YEAR ESTIMATED REVENUE TOTAL ESTIMATED REVENUE ACTUAL REVENUE NORTH CAROLINA DEPARTMENT OF TRANSPORTATION HIGHWAY FUND STATEMENT OF PARTICIPATION REVENUE FOR FISCAL YEAR 10-11, AS OF SEPTEMBER 30, 2010 EXHIBIT B2 Page 2 of 4 MONTH YEAR TO DATE MONTH YEAR TO DATE Primary Maintenance Local Government Participation 10,000.00 - 10,000.00 - - - - 1 0,000.00 Property Owners Participation 300,000.00 - 300,000.00 - - - 3 ,000.00 300,000.00 Damage Claims Statewide (292,093.55) 1 ,371,438.77 1,079,345.22 401,355.63 1,305,344.69 476,639.21 1,398,814.86 (225,999.47) LOGO Annual Fees Statewide (750,023.93) 4 48,725.00 (301,298.93) 1 43,100.00 447,450.00 135,603.28 416,328.28 (748,748.93) TODS Statewide (1,930.00) 9 ,755.23 7,825.23 2 ,000.00 9,151.23 1,800.00 7,400.00 (1,326.00) Primary Maintenance (734,047.48) 1 ,829,919.00 1,095,871.52 546,455.63 1,761,945.92 614,042.49 1,825,543.14 (666,074.40) Secondary Maintenance Local Government Participation 127,000.00 - 127,000.00 - - - - 1 27,000.00 Property Owners Participation 60,000.00 4 30,000.00 490,000.00 - 430,000.00 - - 6 0,000.00 Damage Claims Statewide 59,209.07 1 47,174.91 206,383.98 5 1,797.74 153,991.68 74,666.93 125,941.84 5 2,392.30 Secondary Maintenance 246,209.07 5 77,174.91 823,383.98 5 1,797.74 583,991.68 74,666.93 125,941.84 239,392.30 Contract Resurfacing Local Government Participation 60,320.00 - 60,320.00 - - 16,532.50 16,532.50 60,320.00 Property Owners Participation 71,000.00 - 71,000.00 - 53,500.00 - - 1 7,500.00 Contract Resurfacing 131,320.00 - 131,320.00 - 53,500.00 16,532.50 16,532.50 77,820.00 Capital Improvements Property Owners Participation 6 04,980.22 - 604,980.22 1 12,217.52 235,790.46 - - 3 69,189.76 Capital Improvements 6 04,980.22 - 604,980.22 1 12,217.52 235,790.46 - - 3 69,189.76 FHWA Construction /SPR / MP Local Government Participation 3 2,711,000.13 1,881,086.48 34,592,086.61 1 ,971,466.69 3,075,178.86 2,886,157.88 4,345,569.21 31,516,907.75 Property Owners Participation 9 ,713,575.81 3 33,389.54 10,046,965.35 6 67,388.67 1,381,035.04 - 4 ,000.00 8 ,665,930.31 Advance Construction Non Billable - - - - - - - - Federal Aid 2,698,618,153.64 73,073,118.13 2,771,691,271.77 4 5,022,831.00 127,269,596.00 39,962,846.00 223,942,565.00 2,644,421,675.77 GARVEE 104,075,375.00 (7,288,037.00) 96,787,338.00 - 10,124,329.00 - 5 ,732,600.00 86,663,009.00 Stimulus 432,499,313.00 10,000,000.00 442,499,313.00 3 7,238,139.00 112,111,006.00 35,680,101.00 69,254,535.00 330,388,307.00 FHWA Construction /SPR / MP 3,277,617,417.58 77,999,557.15 3,355,616,974.73 8 4,899,825.36 253,961,144.90 78,529,104.88 303,279,269.21 3,101,655,829.83 NORTH CAROLINA DEPARTMENT OF TRANSPORTATION HIGHWAY FUND STATEMENT OF PARTICIPATION REVENUE FOR FISCAL YEAR 10-11, AS OF SEPTEMBER 30, 2010 UNREALIZED PARTICIPATION REVENUE CURRENT YEAR PRIOR YEAR UNREALIZED PRIOR YEAR BALANCE CURRENT YEAR ESTIMATED REVENUE TOTAL ESTIMATED REVENUE ACTUAL REVENUE EXHIBIT B2 Page 3 of 4 MONTH YEAR TO DATE MONTH YEAR TO DATE Governor's Highway Safety National Highway Traffic Safety Administration 1 5,284,898.35 4 ,539,726.00 19,824,624.35 7 47,356.00 1,984,637.00 - 1 ,514,740.00 17,839,987.35 Governor's Highway Safety 15,284,898.35 4 ,539,726.00 19,824,624.35 7 47,356.00 1,984,637.00 - 1 ,514,740.00 17,839,987.35 Rail Program Local Government Participation - - - - - - - - Property Owners Participation 220,310.23 3 2,584.66 252,894.89 - 32,584.66 - - 2 20,310.23 General Fund-NC Stock Dividends-Statewide 1 ,166,637.96 5 0,000.00 1,216,637.96 - 264,925.65 47,707.68 78,645.57 951,712.31 Grant Federal Rail Administration-Statewide 1 ,772,229.18 - 1,772,229.18 - 310,229.00 - - 1 ,462,000.18 ARRA - 20,333,936.00 20,333,936.00 - - - - 2 0,333,936.00 Rail Program 3,159,177.37 2 0,416,520.66 23,575,698.03 - 607,739.31 47,707.68 78,645.57 2 2,967,958.72 Airport Program Grant Federal Aviation Administration Statewide 7 2,604,654.06 2 42,500.00 72,847,154.06 1 ,449,101.00 8,356,381.00 2,964,638.00 7,535,261.00 64,490,773.06 Airport Program 72,604,654.06 2 42,500.00 72,847,154.06 1 ,449,101.00 8,356,381.00 2,964,638.00 7,535,261.00 64,490,773.06 Public Transportation Local Government Participation 5,052.03 ( 1,388.98) 3,663.05 - - 48,074.90 48,074.90 3 ,663.05 Property Owners Participation 29,892.65 - 29,892.65 - 24,843.98 - - 5 ,048.67 General Fund Statewide - - - - - - - - State Appropriation Statewide Match - - - - - - - - Federal-Statewide-Non-billable - - - - - - - - Federal Transit Authority 19,290,178.43 2 ,937,388.00 22,227,566.43 1 ,609,210.00 6,155,149.00 2,582,694.00 6,378,527.00 16,072,417.43 ARRA 33,042,892.00 ( 2,937,388.00) 30,105,504.00 8 65,821.00 1,932,571.00 - - 2 8,172,933.00 Public Transportation 52,368,015.11 ( 1,388.98) 52,366,626.13 2 ,475,031.00 8,112,563.98 2,630,768.90 6,426,601.90 44,254,062.15 Non System Streets Reimbursement of Expense Statewide 6 ,290,921.36 ( 207,955.52) 6,082,965.84 228,030.98 306,877.02 89,645.93 284,135.17 5,776,088.82 Non System Streets 6,290,921.36 ( 207,955.52) 6,082,965.84 228,030.98 306,877.02 89,645.93 284,135.17 5,776,088.82 Motor Carrier Safety Grants FHWA 13,377,396.02 - 13,377,396.02 - 2,577,523.00 - 7 92,299.00 1 0,799,873.02 Motor Carrier Safety Grants 13,377,396.02 - 13,377,396.02 - 2,577,523.00 - 7 92,299.00 1 0,799,873.02 UNREALIZED PARTICIPATION REVENUE CURRENT YEAR PRIOR YEAR UNREALIZED PRIOR YEAR BALANCE CURRENT YEAR ESTIMATED REVENUE TOTAL ESTIMATED REVENUE ACTUAL REVENUE NORTH CAROLINA DEPARTMENT OF TRANSPORTATION HIGHWAY FUND STATEMENT OF PARTICIPATION REVENUE FOR FISCAL YEAR 10-11, AS OF SEPTEMBER 30, 2010 EXHIBIT B2 Page 4 of 4 MONTH YEAR TO DATE MONTH YEAR TO DATE NC Emergency/FEMA Primary System Statewide 12,507,996.83 - 12,507,996.83 5,352.52 579,706.48 - - 1 1,928,290.35 Secondary System Statewide (16,811,581.98) - (16,811,581.98) 7 2,184.82 870,959.71 - - ( 17,682,541.69) Urban System Statewide 2,061,497.21 - 2,061,497.21 - - - - 2 ,061,497.21 Fire Prevention and Safety 525,000.00 - 525,000.00 - - - - 5 25,000.00 NC Emergency/FEMA (1,717,087.94) - (1,717,087.94) 77,537.34 1,450,666.19 - - ( 3,167,754.13) Division Small Urban Construction Local Government Participation 569,372.91 5 0,394.02 619,766.93 1 25,394.02 202,016.93 - - 4 17,750.00 Property Owners Participation 1,258,288.21 2 5,000.00 1,283,288.21 - 25,000.00 - - 1 ,258,288.21 Division Small Urban Construction 1,827,661.12 7 5,394.02 1,903,055.14 125,394.02 227,016.93 - - 1 ,676,038.21 Economic Development Local Government Match Statewide 4 8,234.95 ( 48,234.95) - - - - - - Property Owners Participation - - - - - - - - Economic Development 48,234.95 ( 48,234.95) - - - - - - Total Participation Revenues 3,450,224,853.92 1 05,916,160.50 3,556,141,014.42 9 1,261,408.44 280,770,159.24 84,968,007.31 321,933,951.33 3,275,370,855.18 NORTH CAROLINA DEPARTMENT OF TRANSPORTATION HIGHWAY FUND STATEMENT OF PARTICIPATION REVENUE FOR FISCAL YEAR 10-11, AS OF SEPTEMBER 30, 2010 UNREALIZED PARTICIPATION REVENUE CURRENT YEAR PRIOR YEAR UNREALIZED PRIOR YEAR BALANCE CURRENT YEAR ESTIMATED REVENUE TOTAL ESTIMATED REVENUE ACTUAL REVENUE EXHIBIT C Page 1 of 6 Unexpended Allotments Total Unallotted Unexpended Unexpended Brought Forward Appropriations Allotments Current Period Year to Date Appropriations Appropriations Allotments CURRENT ACCOUNTS Central Administration 89,721,086.00 9,899,780.83 3,786,382.16 9,899,780.83 79,821,305.17 79,821,305.17 - Division of Highway Administration 1,741,121.00 276,601.02 4,093.69 276,601.02 1,464,519.98 1,464,519.98 - Division of Motor Vehicles 102,250,335.00 19,591,468.00 6,085,927.68 19,591,468.00 82,658,867.00 82,658,867.00 - Operations Administration 32,938,734.00 5,344,674.63 (1,283,487.35) 5,344,674.63 27,594,059.37 27,594,059.37 - Field Operations - - (4,517,347.37) (76,861,963.66) - 76,861,963.66 7 6,861,963.66 Reserves for Other Agencies 291,969,868.00 63,924,592.87 18,126,041.21 63,924,592.87 228,045,275.13 228,045,275.13 - Dept of Agriculture Gas Inspection Service 5,101,354.00 1,275,339.00 - 1,275,339.00 3,826,015.00 3,826,015.00 - DENR - LUST Trust Fund 2,329,238.00 582,310.00 - 582,310.00 1,746,928.00 1,746,928.00 - Dept of Revenue - Gas Tax 5,979,408.00 - - - 5,979,408.00 5,979,408.00 - Health and Human Services - Chemical Testing 577,341.00 144,335.00 - 144,335.00 433,006.00 433,006.00 - Highway Patrol 177,347,701.00 40,238,312.00 12,355,170.00 40,238,312.00 137,109,389.00 137,109,389.00 - DPI - Driver Training 32,021,964.00 4,280,000.00 1,080,000.00 4,280,000.00 27,741,964.00 27,741,964.00 - Sales Tax Exempt 17,004,498.00 4,251,025.00 - 4,251,025.00 12,753,473.00 12,753,473.00 - AirCargo Authority 1,280,000.00 320,000.00 - 320,000.00 960,000.00 960,000.00 - State Fire Protection Grant Fund 150,000.00 - - - 150,000.00 150,000.00 - CCPS - DMV Enforcement 27,315,068.00 6,375,757.62 2,597,293.00 6,375,757.62 20,939,310.38 20,939,310.38 - OSBM - Civil Penalty 22,000,000.00 6,342,254.25 2,093,578.21 6,342,254.25 15,657,745.75 15,657,745.75 - Dept of Revenue - IRP Auditors 402,255.00 - - - 402,255.00 402,255.00 - OSC-BEST Shared Services 461,041.00 115,260.00 - 115,260.00 345,781.00 345,781.00 - Reserves 80,679,051.50 - - 69,426,132.29 80,679,051.50 11,252,919.21 ( 69,426,132.29) Internal Orders* - - (29,166,144.52) (41,777,331.50) - 41,777,331.50 4 1,777,331.50 CO Internal Orders - - (3,486,338.31) (20,037,775.30) - 20,037,775.30 2 0,037,775.30 DOT Plant Maintenance Orders - - 81,786.40 302,962.65 - (302,962.65) ( 302,962.65) Eco Enhancement Program - - (25,637,077.18) (21,940,040.68) - 21,940,040.68 2 1,940,040.68 ROW Air Space - - 9,959.10 (117,231.13) - 117,231.13 1 17,231.13 PMTP - Networks - - - - - - - PMII Networks - HF - - 7,099.56 7,099.56 - (7,099.56) ( 7,099.56) Facility Maintenance Orders - - (23,261.68) 5,579.65 - (5,579.65) ( 5,579.65) Transp Mobility & Safety Division Orders - - (108,908.49) 2,073.75 - (2,073.75) ( 2,073.75) Quality Enhancement Orders - - (9,403.92) - - - - Debt Service - GARVEE - - - - - - - TOTAL CURRENT ACCOUNTS 599,300,195.50 99,037,117.35 (6,964,534.50) 49,823,954.48 500,263,078.15 549,476,241.02 4 9,213,162.87 *All previous years activity for Internal Orders is reported on Exhibit I Expenditures NORTH CAROLINA DEPARTMENT OF TRANSPORTATION HIGHWAY FUND STATEMENT OF APPROPRIATIONS, APPORTIONMENTS, PARTICIPATIONS, ALLOTMENTS AND EXPENDITURES FOR FISCAL YEAR 10-11, AS OF SEPTEMBER 30, 2010 EXHIBIT C Page 2 of 6 Unexpended Allotments Total Unallotted Unexpended Unexpended Brought Forward Appropriations Allotments Current Period Year to Date Appropriations Appropriations Allotments ENCUMBRANCE ACCOUNTS Primary Construction 15,936,287.59 12,596,812.93 8,557,815.11 287,599.53 1,304,200.31 4,038,997.82 27,228,900.20 2 3,189,902.38 Secondary Construction 89,188,016.85 123,331,461.08 16,513,760.88 4,437,517.37 13,360,000.52 106,817,700.20 199,159,477.41 9 2,341,777.21 Urban Construction 4,590,853.30 (980,588.27) (980,588.27) (113,701.49) 93,554.33 - 3,516,710.70 3 ,516,710.70 Public Service Roads 2,536,300.86 6,828,874.39 664,752.77 125,269.72 370,304.86 6,164,121.62 8,994,870.39 2 ,830,748.77 Bridge Replacement (77,014.33) 10,626,767.15 - 3,624.01 (33,887.00) 10,626,767.15 10,583,639.82 ( 43,127.33) State funds for Construction - - - - - - - - Spot Safety 16,605,442.03 17,749,146.21 1,932,556.05 862,159.06 2,221,845.63 15,816,590.16 32,132,742.61 1 6,316,152.45 Contingency 23,785,625.28 48,689,380.32 2,120,879.07 710,827.00 2,694,496.72 46,568,501.25 69,780,508.88 2 3,212,007.63 Primary Maintenance 103,106,913.15 354,777,496.55 140,330,507.48 18,700,551.35 51,448,426.80 214,446,989.07 406,435,982.89 1 91,988,993.82 Secondary Maintenance 83,081,578.75 376,919,291.58 154,556,561.53 25,766,514.16 83,227,243.99 222,362,730.05 376,773,626.34 1 54,410,896.29 Urban Maintenance - - - - - - - - Contract Resurfacing 272,957,198.41 405,668,804.61 52,963,563.67 66,506,249.30 164,066,956.80 352,705,240.94 514,559,046.22 1 61,853,805.28 Ferry Operations (7,524,824.71) 49,132,498.85 17,907,609.90 2,872,101.54 9,291,474.73 31,224,888.95 32,316,199.41 1 ,091,310.46 Expenditures FOR FISCAL YEAR 10-11, AS OF SEPTEMBER 30, 2010 NORTH CAROLINA DEPARTMENT OF TRANSPORTATION HIGHWAY FUND STATEMENT OF APPROPRIATIONS, APPORTIONMENTS, PARTICIPATIONS, ALLOTMENTS AND EXPENDITURES EXHIBIT C Page 3 of 6 Unexpended Allotments Total Unallotted Unexpended Unexpended Brought Forward Appropriations Allotments Current Period Year to Date Appropriations Appropriations Allotments ENCUMBRANCE ACCOUNTS Capital Improvements 31,244,206.57 2,472,746.02 - 61,866.23 1,155,140.38 2,472,746.02 32,561,812.21 3 0,089,066.19 FHWA Construction 2,595,908,653.31 1,721,638,150.18 307,288,650.50 193,384,956.22 475,824,348.10 1,414,349,499.68 3,841,722,455.38 2 ,427,372,955.70 Governors' Highway Safety 6,527,166.16 20,324,810.81 101,706.00 697,750.73 2,143,860.72 20,223,104.81 24,708,116.25 4 ,485,011.44 Railroad Program 40,358,517.34 49,460,049.19 29,402,322.63 3,324,863.68 8,242,457.73 20,057,726.56 81,576,108.80 6 1,518,382.24 Airports Program 95,430,957.80 36,690,287.03 21,171,927.87 4,066,687.98 13,287,264.72 15,518,359.16 118,833,980.11 1 03,315,620.95 Public Transportation 80,880,049.81 128,565,733.02 40,035,128.50 3,670,513.10 16,671,740.00 88,530,604.52 192,774,042.83 1 04,243,438.31 OSHA Program 420,749.53 710,777.92 15,861.92 29,502.11 52,737.85 694,916.00 1,078,789.60 3 83,873.60 Non-System Streets 3,493,141.41 (207,955.52) (207,955.52) 231,024.91 537,687.87 - 2,747,498.02 2 ,747,498.02 Motor Carrier Safety 3,474,700.89 7,697,911.65 5,767,979.00 78,951.64 2,432,988.55 1,929,932.65 8,739,623.99 6 ,809,691.34 FEMA (18,124,569.26) 16,514,393.87 - 119,305.65 119,305.65 16,514,393.87 (1,729,481.04) ( 18,243,874.91) State Aid to Municipalities 500,000.00 92,851,852.37 - 90,839,847.74 90,839,847.74 92,851,852.37 2,512,004.63 ( 90,339,847.74) Division Urban Small Construction 27,338,155.05 46,762,211.05 2,165,150.99 1,299,130.03 2,611,781.51 44,597,060.06 71,488,584.59 2 6,891,524.53 Economic Development 19,254,235.51 6,304,455.22 400,240.41 197,907.09 1,433,083.95 5,904,214.81 24,125,606.78 1 8,221,391.97 System Preservation 56,332,210.43 157,506,371.43 50,411,060.46 13,683,653.08 39,548,297.95 107,095,310.97 174,290,283.91 6 7,194,972.94 Conversion -In Progress (0.01) - - - - - (0.01) ( 0.01) TOTAL ENCUMBRANCE ACCOUNTS 3,547,224,551.71 3,692,631,739.66 851,119,490.95 431,844,671.74 982,945,160.41 2,841,512,248.69 6,256,911,130.96 3 ,415,398,882.25 TOTAL HIGHWAY FUND 3,547,224,551.71 4,291,931,935.16 950,156,608.30 424,880,137.24 1,032,769,114.89 3,341,775,326.84 6,806,387,371.98 3 ,464,612,045.12 Federal Aid HPR/PL/Construction Available for Obligation totals have been adjusted to the FHWA Obligational Authority in order to reflect fund availability for the federal fiscal year, beginning October 1 and ending September 30 each year. STATEMENT OF APPROPRIATIONS, APPORTIONMENTS, PARTICIPATIONS, ALLOTMENTS AND EXPENDITURES FOR FISCAL YEAR 10-11, AS OF SEPTEMBER 30, 2010 Expenditures NORTH CAROLINA DEPARTMENT OF TRANSPORTATION HIGHWAY FUND EXHIBIT C Page 4 of 6 2010 2011 Expenditure Expenditure Yearly Yearly Appropriations Current Period Year to Date Appropriations Current Period Year to Date Appropriations Current Period Year to Date Compared to 2010 Compared to 2010 Compared to 2010 CURRENT ACCOUNTS Central Administration 86,479,948.00 4 ,472,903.93 12,490,104.22 89,721,086.00 3 ,786,382.16 9,899,780.83 3,241,138.00 (686,521.77) ( 2,590,323.39) Division of Highway Administration 1,615,829.00 4 4,538.14 304,789.90 1,741,121.00 4 ,093.69 276,601.02 125,292.00 (40,444.45) ( 28,188.88) Division of Motor Vehicles 99,713,832.00 7 ,736,370.02 22,727,328.91 102,250,335.00 6 ,085,927.68 19,591,468.00 2,536,503.00 (1,650,442.34) ( 3,135,860.91) Operations Administration 32,732,058.00 ( 1,193,521.42) 5,496,304.21 32,938,734.00 ( 1,283,487.35) 5,344,674.63 206,676.00 (89,965.93) ( 151,629.58) Field Operations - ( 59,850,773.82) ( 69,955,243.43) - ( 4,517,347.37) ( 76,861,963.66) - 55,333,426.45 ( 6,906,720.23) Reserves for Other Agencies 282,618,099.00 2 8,398,117.00 61,569,294.63 291,969,868.00 1 8,126,041.21 63,924,592.87 9,351,769.00 (10,272,075.79) 2,355,298.24 Dept of Agriculture Gas Inspection Service 4,972,215.00 3 27,995.00 983,985.00 5,101,354.00 - 1,275,339.00 129,139.00 (327,995.00) 291,354.00 DENR - LUST Trust Fund 2,620,123.00 6 55,031.00 655,031.00 2,329,238.00 - 582,310.00 (290,885.00) (655,031.00) ( 72,721.00) Dept of Revenue - Gas Tax 5,847,662.00 - - 5,979,408.00 - - 131,746.00 - - Health & Human Services - Chemical Test 559,719.00 1 39,929.00 139,929.00 577,341.00 - 144,335.00 17,622.00 (139,929.00) 4,406.00 Highway Patrol 168,252,909.00 1 1,787,663.00 35,362,989.00 1 77,347,701.00 1 2,355,170.00 40,238,312.00 9,094,792.00 567,507.00 4,875,323.00 DPI - Driver Training 32,859,859.00 6 ,000,000.00 6,000,000.00 32,021,964.00 1 ,080,000.00 4,280,000.00 (837,895.00) (4,920,000.00) ( 1,720,000.00) Sales Tax Exempt 17,557,170.00 4 ,389,293.00 4,389,293.00 17,004,498.00 - 4,251,025.00 (552,672.00) (4,389,293.00) ( 138,268.00) AirCargo Authority 1,280,000.00 3 20,000.00 320,000.00 1,280,000.00 - 320,000.00 - (320,000.00) - State Fire Protection Grant Fund 150,000.00 - - 150,000.00 - - - - - CCPS - DMV Enforcement 25,683,314.00 2 ,807,234.00 8,010,862.00 27,315,068.00 2 ,597,293.00 6,375,757.62 1,631,754.00 (209,941.00) ( 1,635,104.38) OSBM - Civil Penalty 22,000,000.00 1 ,860,568.00 5,596,801.63 22,000,000.00 2 ,093,578.21 6,342,254.25 - 233,010.21 745,452.62 Dept of Revenue - IRP Auditors 391,091.00 - - 402,255.00 - - 11,164.00 - - OSC-BEST Shared Services 444,037.00 1 10,404.00 110,404.00 461,041.00 - 115,260.00 17,004.00 (110,404.00) 4,856.00 Reserves 153,148,452.00 5 6,188,427.99 56,188,427.99 80,679,051.50 - 69,426,132.29 (72,469,400.50) (56,188,427.99) 13,237,704.30 Internal Orders - ( 6,396,779.29) ( 75,671,484.31) - ( 29,166,144.52) ( 41,777,331.50) - (22,769,365.23) 33,894,152.81 CO Internal Orders - ( 10,897,662.24) ( 20,135,248.49) - ( 3,486,338.31) ( 20,037,775.30) - 7,411,323.93 97,473.19 DOT Plant Maintenance Orders - 6 2,205.08 ( 6,533.18) - 8 1,786.40 302,962.65 - 19,581.32 309,495.83 Eco Enhancement Program - 4 ,899,708.46 ( 55,858,463.53) - ( 25,637,077.18) ( 21,940,040.68) - (30,536,785.64) 33,918,422.85 ROW Air Space - ( 44,022.20) ( 46,610.30) - 9 ,959.10 ( 117,231.13) - 53,981.30 ( 70,620.83) PMTP - Networks-HF - - - - - - - - - PMII Networks - HF - 1 15,319.23 360,247.07 - 7 ,099.56 7,099.56 - (108,219.67) ( 353,147.51) Facility Maintenance Orders - 1 ,121.10 6,136.06 - ( 23,261.68) 5,579.65 - (24,382.78) ( 556.41) Transp Mobility & Safety Division Orders - ( 533,448.72) 8,988.06 - ( 108,908.49) 2,073.75 - 424,540.23 ( 6,914.31) Quality Enhancement Orders - - - - ( 9,403.92) - - (9,403.92) - Debt Service - GARVEE - - - - - - - - - TOTAL CURRENT ACCOUNTS 656,308,218.00 2 9,399,282.55 13,149,522.12 599,300,195.50 ( 6,964,534.50) 49,823,954.48 (57,008,022.50) (36,363,817.05) 36,674,432.36 2010 2011 Expenditures Expenditures NORTH CAROLINA DEPARTMENT OF TRANSPORTATION HIGHWAY FUND STATEMENT OF APPROPRIATIONS, APPORTIONMENTS, PARTICIPATIONS, ALLOTMENTS AND EXPENDITURES FOR FISCAL YEAR 10-11, AS OF SEPTEMBER 30, 2010 EXHIBIT C Page 5 of 6 2010 2011 Expenditure Expenditure Yearly Yearly Appropriations Current Period Year to Date Appropriations Current Period Year to Date Appropriations Current Period Year to Date Compared to 2010 Compared to 2010 Compared to 2010 ENCUMBRANCE ACCOUNTS Primary Construction 1 6,239,396.92 4 8,173.51 6 85,692.96 1 2,596,812.93 2 87,599.53 1 ,304,200.31 (3,642,583.99) 2 39,426.03 6 18,507.35 Secondary Construction 9 1,448,217.38 4 ,147,788.45 1 0,891,248.07 1 23,331,461.08 4 ,437,517.37 1 3,360,000.52 3 1,883,243.70 2 89,728.92 2 ,468,752.45 Urban Construction 3 49,413.97 1 ,661,467.01 2 ,427,082.97 (980,588.27) (113,701.49) 9 3,554.33 (1,330,002.24) (1,775,168.49) (2,333,528.64) Public Service Roads 6 ,067,218.38 (13,718.72) 2 66,939.21 6 ,828,874.39 1 25,269.72 3 70,304.86 7 61,656.01 1 38,988.44 1 03,365.66 Bridge Replacement 1 2,731,192.40 1 2,598.38 3 6,499.35 1 0,626,767.15 3 ,624.01 (33,887.00) (2,104,425.25) (8,974.37) (70,386.35) State funds for Construction 3 3,813.64 - - - - - (33,813.64) - - Spot Safety 1 1,844,859.76 3 6,002.37 9 95,158.62 1 7,749,146.21 8 62,159.06 2 ,221,845.63 5 ,904,286.45 8 26,156.69 1 ,226,687.01 Contingency 3 9,277,359.15 6 76,114.15 2 ,216,112.39 4 8,689,380.32 7 10,827.00 2 ,694,496.72 9 ,412,021.17 3 4,712.85 4 78,384.32 Primary Maintenance 3 01,491,922.57 1 6,320,960.69 5 4,677,733.18 3 54,777,496.55 1 8,700,551.35 5 1,448,426.80 5 3,285,573.98 2 ,379,590.66 (3,229,306.37) Secondary Maintenance 3 41,044,676.46 2 2,968,320.34 6 4,817,016.69 3 76,919,291.58 2 5,766,514.16 8 3,227,243.99 3 5,874,615.12 2 ,798,193.81 1 8,410,227.30 Urban Maintenance - (2,116.38) (2,116.38) - - - - 2 ,116.38 2 ,116.38 Contract Resurfacing 4 57,611,091.72 1 3,227,979.86 3 0,078,030.51 4 05,668,804.61 6 6,506,249.30 1 64,066,956.80 (51,942,287.11) 5 3,278,269.44 1 33,988,926.29 Ferry Operations 3 0,126,209.00 4 ,463,918.76 1 1,258,054.23 4 9,132,498.85 2 ,872,101.54 9 ,291,474.73 1 9,006,289.85 (1,591,817.22) (1,966,579.50) 2010 2011 Expenditures Expenditures NORTH CAROLINA DEPARTMENT OF TRANSPORTATION HIGHWAY FUND STATEMENT OF APPROPRIATIONS, APPORTIONMENTS, PARTICIPATIONS, ALLOTMENTS AND EXPENDITURES FOR FISCAL YEAR 10-11, AS OF SEPTEMBER 30, 2010 EXHIBIT C Page 6 of 6 2010 2011 Expenditure Expenditure Yearly Yearly Appropriations Current Period Year to Date Appropriations Current Period Year to Date Appropriations Current Period Year to Date Compared to 2010 Compared to 2010 Compared to 2010 ENCUMBRANCE ACCOUNTS Capital Improvements 2 ,472,391.47 4 82,879.98 1 ,548,222.41 2 ,472,746.02 61,866.23 1,155,140.38 354.55 ( 421,013.75) (393,082.03) FHWA Construction 1 ,989,260,158.58 1 02,394,578.61 3 89,451,170.19 1 ,721,638,150.18 193,384,956.22 475,824,348.10 ( 267,622,008.40) 9 0,990,377.62 86,373,177.91 Governors' Highway Safety 2 0,469,675.25 3 27,517.31 1 ,827,442.00 2 0,324,810.81 697,750.73 2,143,860.72 ( 144,864.44) 3 70,233.42 316,418.72 Railroad Program 2 6,544,680.99 5 ,629,088.64 9 ,896,749.07 4 9,460,049.19 3,324,863.68 8,242,457.73 22,915,368.20 ( 2,304,224.97) (1,654,291.34) Airports Program 5 8,705,249.80 2 ,238,147.87 8 ,219,400.65 3 6,690,287.03 4,066,687.98 13,287,264.72 ( 22,014,962.77) 1 ,828,540.11 5,067,864.07 Public Transportation 1 47,249,241.85 7 ,277,162.72 1 5,116,285.84 1 28,565,733.02 3,670,513.10 16,671,740.00 ( 18,683,508.83) ( 3,606,649.62) 1,555,454.16 OSHA Program 3 56,886.12 1 4,794.38 4 3,127.20 7 10,777.92 29,502.11 52,737.85 353,891.80 1 4,707.73 9,610.65 Non-System Streets 1 ,069,228.45 2 81,661.74 6 97,172.31 ( 207,955.52) 231,024.91 537,687.87 ( 1,277,183.97) ( 50,636.83) (159,484.44) Motor Carrier Safety(Conversion) 9 ,239,208.66 5 02,503.16 1 ,736,449.32 7 ,697,911.65 78,951.64 2,432,988.55 ( 1,541,297.01) ( 423,551.52) 696,539.23 FEMA 1 6,514,393.87 1 06,000.01 (106,868.35) 1 6,514,393.87 119,305.65 119,305.65 - 1 3,305.64 226,174.00 State Aid to Municipalities 8 9,865,566.62 1 31,767,999.57 1 31,767,999.57 9 2,851,852.37 90,839,847.74 90,839,847.74 2,986,285.75 ( 40,928,151.83) (40,928,151.83) Division Urban Small Construction 4 2,728,093.56 1 ,056,915.91 3 ,024,598.52 4 6,762,211.05 1,299,130.03 2,611,781.51 4,034,117.49 2 42,214.12 (412,817.01) Economic Development 5 ,767,139.06 2 ,418,956.71 4 ,229,014.89 6 ,304,455.22 197,907.09 1,433,083.95 537,316.16 ( 2,221,049.63) (2,795,930.94) System Preservation 1 30,074,393.66 8 ,313,769.40 2 3,225,560.05 1 57,506,371.43 13,683,653.08 39,548,297.95 27,431,977.77 5 ,369,883.67 16,322,737.89 Conversion -In Progress - - - - - - - - - TOTAL ENCUMBRANCE ACCOUNTS 3 ,848,581,679.31 3 26,359,464.43 7 69,023,775.47 3 ,692,631,739.66 431,844,671.74 982,945,160.41 ( 155,949,939.65) 1 05,485,207.30 213,921,384.95 TOTAL HIGHWAY FUND 4 ,504,889,897.31 3 55,758,746.98 7 82,173,297.59 4 ,291,931,935.16 424,880,137.24 1,032,769,114.89 ( 212,957,962.15) 6 9,121,390.25 250,595,817.31 NORTH CAROLINA DEPARTMENT OF TRANSPORTATION HIGHWAY FUND STATEMENT OF APPROPRIATIONS, APPORTIONMENTS, PARTICIPATIONS, ALLOTMENTS AND EXPENDITURES FOR FISCAL YEAR 10-11, AS OF SEPTEMBER 30, 2010 2010 2011 Expenditures Expenditures EXHIBIT D FISCAL YEAR FISCAL YEAR FISCAL YEAR FISCAL YEAR 2011-2012 2012-2013 2013-2014 2014-2015 TOTAL System Type Cash Flow Contract Cash Flow Contract Cash Flow Contract Cash Flow Contract Cash Flow Contract State Maintenance Contract Resurfacing 78,000,000.00 - - - 7 8,000,000.00 Total 78,000,000.00 - - - 7 8,000,000.00 Note: These amounts will be deducted from the respective future fiscal year appropriation. These appropriations are included in either the current or a prior fiscal year and have been approved by The Board of Transportation. NORTH CAROLINA DEPARTMENT OF TRANSPORTATION HIGHWAY FUND STATEMENT OF CASH FLOW FROM FUTURE YEARS FOR FISCAL YEAR 10-11, AS OF SEPTEMBER 30, 2010 EXHIBIT E Prior Year Prior Year Current Year Current Year Comparison by Comparison by Current Period Year to Date Current Period Year to Date Period Year Equipment Gain Brought Forward from Fiscal Year 2010 5 5,755,431.31 5 5,755,431.31 - 6 7,971,575.52 ( 55,755,431.31) 1 2,216,144.21 Funds Provided During Current Year Miscellaneous Receipts 9 21,336.96 1,210,789.39 2 26,969.51 505,987.58 ( 694,367.45) (704,801.81) Outside Agency Revenue 1 ,084,044.37 3,119,809.62 2 ,009,842.53 4,278,559.26 925,798.16 1,158,749.64 Equipment Rental Recovery 1 1,517,881.58 39,378,615.16 1 3,117,374.82 41,348,108.89 1,599,493.24 1,969,493.73 Total Funds Provided 1 3,523,262.91 43,709,214.17 1 5,354,186.86 46,132,655.73 1,830,923.95 2,423,441.56 Funds Applied During the Current Year Personnel 3 ,861,969.62 11,165,615.31 3 ,986,621.01 11,067,289.05 124,651.39 (98,326.26) General Operating Expense 3 ,386,184.18 10,526,354.51 4 ,266,175.62 10,211,584.19 879,991.44 (314,770.32) Internal Vehicle Repair Parts 1 9,694.25 55,043.63 3 4,012.50 95,685.49 14,318.25 40,641.86 Equipment Rent 1 ,297,970.83 4,153,127.23 1 ,176,089.97 3,833,910.49 ( 121,880.86) (319,216.74) General Supplies and Materials 9 9,017.38 310,399.87 1 46,779.09 490,939.63 47,761.71 180,539.76 Motor Fuel 1 ,063,871.93 3,055,791.38 1 ,105,558.79 3,274,739.05 41,686.86 218,947.67 Purchase of Heavy Equipment 1 38,806.80 749,534.93 2 08,268.42 9,904,945.15 69,461.62 9,155,410.22 Total Expenditures 9 ,867,514.99 30,015,866.86 1 0,923,505.40 38,879,093.05 1,055,990.41 8,863,226.19 Equipment Balance as of September 30, 2010 5 9,411,179.23 69,448,778.62 4 ,430,681.46 75,225,138.20 ( 54,980,497.77) 5,776,359.58 NORTH CAROLINA DEPARTMENT OF TRANSPORTATION STATEMENT OF EXPENSES AND REVENUES FOR EQUIPMENT FUND FOR FISCAL YEAR 10-11, AS OF SEPTEMBER 30, 2010 EXHIBIT F FISCAL YEAR FISCAL YEAR FISCAL YEAR FISCAL YEAR FISCAL YEAR 2010-2011 2011-2012 2012-2013 2013-2014 2014-2015 TOTAL Interstate Maintenance 129,567,655.00 38,977,399.00 27,866,293.00 1 6,796,293.00 1 5,356,293.00 228,563,933.00 National Highway System 239,030,310.00 23,598,559.00 23,598,559.00 22,318,558.00 17,374,412.00 325,920,398.00 Surface Transportation 5 36,615,253.00 1 2,282,192.00 6 40,000.00 6 40,000.00 - 550,177,445.00 Bridge Replacement 2 12,331,449.74 - - - - 212,331,449.74 CMAQ 2 2,927,055.00 - - - - 22,927,055.00 Planning and Research - - - - - - High Priority - - - - - - Highway Safety Improvement 1 9,709,415.00 - - - - 19,709,415.00 TOTAL 1,160,181,137.74 74,858,150.00 52,104,852.00 39,754,851.00 3 2,730,705.00 1,359,629,695.74 Note: Federal cash flow is converted throughout the federal fiscal year which begins October 1 and ends September 30 of each year. NORTH CAROLINA DEPARTMENT OF TRANSPORTATION HIGHWAY FUND STATEMENT OF FEDERAL FORWARD FUNDING FOR FISCAL YEAR 10-11, AS OF SEPTEMBER 30, 2010 EXHIBIT G1 Interstate National Surface Fiscal Year Maintenance Highway System Transportation Program Total 2010-2011 2 0,368,617.00 5 3,208,505.00 2 5,070,025.00 98,647,147.00 2011-2012 2 6,572,317.00 3 3,637,663.00 3 ,592,843.00 63,802,823.00 2012-2013 3 0,256,134.00 3 8,642,054.00 3 ,761,051.00 72,659,239.00 2013-2014 3 0,690,963.00 3 9,026,960.00 4 ,195,918.00 73,913,841.00 2014-2015 3 0,690,967.00 3 9,026,960.00 4 ,195,918.00 73,913,845.00 2015-2016 3 0,690,970.00 3 9,026,959.00 4 ,195,917.00 73,913,846.00 2016-2017 3 0,690,971.00 3 9,026,960.00 4 ,195,919.00 73,913,850.00 2017-2018 3 0,690,967.00 3 9,026,960.00 4 ,195,919.00 73,913,846.00 2018-2019 3 0,690,957.00 3 9,026,960.00 4 ,195,919.00 73,913,836.00 2019-2020 8 ,320,476.00 3 7,308,922.00 4 4,965.00 45,674,363.00 2020-2021 5 ,891,839.00 1 5,512,310.00 - 21,404,149.00 2021-2022 - - - - Total 2 75,555,178.00 4 12,471,213.00 5 7,644,394.00 745,670,785.00 Note: Garvee Federal Forward Funding is Converted as the Debt Becomes Due Based on the Debt Service Schedule. FOR FISCAL YEAR 10-11, AS OF SEPTEMBER 30, 2010 NORTH CAROLINA DEPARTMENT OF TRANSPORTATION HIGHWAY FUND GARVEE BOND PROJECTS BY CATEGORY EXHIBIT G2 Page 1 of 2 **Allotments Unexpended Federal and TIP # WBS Description State Funds Current Period Inception to Date Allotments Current Period Inception to Date Current Period Inception to Date Division 1 I-4913 40197.3.GV1 I-95 in Northampton County, pavement rehabilitation 4,031,576.00 - 3,377,963.22 6 53,612.78 - 2 ,664,452.00 - 1 ,974,658.00 B-5014 A 41470.3.GV1 Repair Bonner Bridge (#11) over Oregon Inlet on NC 12 21,142,774.00 88,769.93 16,861,232.15 4 ,281,541.85 7 0,957.00 1 1,756,828.00 - 2 ,583,342.00 Division 2 R-2510 C 34440.2.GV1 US 17 in Beaufort County 5,384,000.00 - 4,662,784.47 7 21,215.53 - 3 ,201,121.00 - 8 70,846.00 R-2301A 34414.3.GV2 US 17 New Bern Bypass in Craven County 55,484,725.00 25,574.41 29,424,882.89 2 6,059,842.11 4 80,505.00 1 8,631,699.00 - 1 2,520,140.00 Division 3 I-5001 B 41154.3.GV1 I-40 in Sampson County, pavement rehabilitation 12,160,469.00 - 9,309,126.51 2 ,851,342.49 - 7 ,066,826.00 - 2 ,103,174.00 R-2633 34491.3.GV2 Wilmington Bypass 51,210,000.00 - - 5 1,210,000.00 - - - - Division 4 R-2554 BA 34461.3.GV1 * US 70 Goldsboro Bypass in Wayne County 100,718,810.00 5,638,007.81 53,882,308.95 4 6,836,501.05 1 ,254,105.00 4 5,605,629.00 - 6 ,617,786.00 R-2823 34509.2.GV1 Rocky Mount Northern Connector in Nash County 43,854,250.00 3,930,926.95 25,485,136.03 1 8,369,113.97 4 73,565.00 1 5,661,981.00 - 1 ,695,916.00 R-2823 34509.3.GV1 Rocky Mount Northern Connector in Nash County 7,295,000.00 141,184.10 6,786,310.60 5 08,689.40 3 3,380.00 4 ,430,000.00 - 5 97,644.00 Division 5 I-4744 36597.3.GV2 I-4744-Con-I-40 69,709,948.00 271,360.30 40,551,865.73 2 9,158,082.27 1 ,791,078.00 2 8,941,161.00 - 4 ,861,695.00 I-2810 37490.3.GV1 I-85 in Vance County, pavement rehabilitation 42,597,186.00 160,326.83 33,963,762.89 8 ,633,423.11 8 5,978.00 2 6,859,838.00 - 7 ,221,515.00 I-4904 39943.3.GV1 I-85 in Vance Co. & Warren Co. pavement rehabilitation 11,782,148.00 - 10,487,761.31 1 ,294,386.69 - 8 ,498,518.00 - 3 ,808,053.00 I-4709 38722.3.GV1 I-40 in Wake County, pavement rehabilitation 13,309,616.00 - 11,116,315.12 2 ,193,300.88 - 8 ,480,654.00 - 3 ,822,865.00 R-2814B 34506.2.GV1 US 401 Rolesville Bypass 31,114,000.00 90,368.24 11,192,617.56 1 9,921,382.44 1 ,226,585.00 8 ,340,086.00 - 7 2,520.00 I-5112 42541.3.GV1 I-540 & I-40 in Wake County, pavement rehabilitation 8,734,936.00 - 7,039,990.79 1 ,694,945.21 - 5 ,805,511.00 - 3 06,770.00 Division 6 I-4711 38724.3.GV1 I-95 in Robeson County, pavement rehabilitation 18,726,000.00 - 17,713,506.67 1 ,012,493.33 2 .00 1 2,312,408.00 - 8 ,999,193.00 I-4906 39994.3.GV1 I-95 from Cumberland to Johnston Co. line 4,840,236.00 69,921.61 3,596,170.44 1 ,244,065.56 5 9,665.00 2 ,914,710.00 - 3 39,777.00 I-4914 39995.3.GV1 I-95 in Robeson County, pavement rehabilitation 12,895,293.00 137,368.00 10,076,471.60 2 ,818,821.40 3 4,321.00 7 ,466,850.00 - 2 ,032,324.00 I-4915 39996.3.GV1 I-95 from N. of 295 to Harnett Co. line 4,761,958.00 23,170.00 3,486,744.59 1 ,275,213.41 1 9,849.00 2 ,772,521.00 - 4 92,104.00 I-4917 40222.3.GV1 I-95 in Cumberland County, pavement rehabilitation 10,791,711.00 - 8,291,519.97 2 ,500,191.03 1 ,001.00 7 ,984,493.00 - 2 ,037,183.00 Division 7 I-4714 38726.3.GV1 I-40/85 in Alamance County, pavement rehabilitation 6,233,000.00 - 4,888,503.01 1 ,344,496.99 - 3 ,677,086.00 - 2 ,680,364.00 I-4715 38727.3.GV1 I-40/85 in Guilford County, pavement rehabilitation 11,141,183.00 0.23 9,924,170.97 1 ,217,012.03 - 6 ,500,036.00 - 2 ,087,064.00 I-4918 40248.3.GV1 I-40/85 Alamance & Orange Co. pavement rehabilitation 12,852,672.00 - 13,416,669.81 ( 563,997.81) - 9 ,971,329.00 - 3 ,402,308.00 Division 8 R-2606 B 34480.3.GV1 US 311 ( Future I-74) in Randolph County 131,880,693.00 5,154,278.52 44,033,363.41 8 7,847,329.59 9 22,932.00 2 8,480,887.00 - 2 ,499,833.00 R-2606 B 34480.2.GV1 US 311 ( Future I-74) in Randolph County 15,503,733.00 393,481.53 10,238,984.19 5 ,264,748.81 2 23,950.00 7 ,236,033.00 - 5 50,352.00 Division 9 B-3637 33185.3.GV1 I-40 / NC 801 Interchange in Davie County 15,333,266.00 - 13,080,970.12 2 ,252,295.88 - 1 0,163,939.00 - 3 ,923,985.00 I-3600 34183.3.GV1 I-40 in Davie County, pavement rehabilitation 20,874,245.00 - 18,275,283.13 2 ,598,961.87 - 1 4,574,820.00 - 7 ,017,655.00 I-4718 38730.3.GV1 I-85 in Rowan County, pavement rehabilitation 4,408,913.00 - 3,663,268.81 7 45,644.19 - 2 ,904,209.00 - 2 ,107,782.00 I-2304 AC 34156.2.1GV2I-85 in Rowan County 12,215,363.00 327,706.74 6,558,463.05 5 ,656,899.95 2 59,721.00 4 ,682,423.00 - 3 15,231.00 I-2304 AD 34156.2.2GV2I-85 in Davidson County 11,380,676.00 307,317.16 5,692,725.15 5 ,687,950.85 2 45,860.00 4 ,039,597.00 - 3 06,595.00 I-2304 AC 34156.3.GV2 I-85 in Rowan /Davidson Counties 175,742,297.00 - - 1 75,742,297.00 - - - - Expenditures Trustee Reimbursement FHWA Reimbursement NORTH CAROLINA DEPARTMENT OF TRANSPORTATION STATEMENT OF ALLOTMENTS, EXPENDITURES, AND RECEIPTS FOR GARVEE BOND PROJECTS INCEPTION THROUGH SEPTEMBER 30, 2010 HIGHWAY FUND EXHIBIT G2 Page 2 of 2 **Allotments Unexpended Federal and TIP # WBS Description State Funds Current Period Inception to Date Allotments Current Period Inception to Date Current Period Inception to Date Division 10 I-4720 38732.3.GV1 I-77 in Mecklenburg County, pavement rehabilitation 3 ,676,267.00 - 2,892,927.50 783,339.50 - 2 ,302,834.00 - 1,689,686.00 I-5006 41453.3.GV1 I-85 in Mecklenburg County, pavement rehabilitation 1 ,520,460.00 - 1,233,687.82 286,772.18 1.00 9 57,414.00 - 747,028.00 Division 11 I-5002 41452.3.GV1 I-74 in Surry County, pavement rehabilitation 6 ,846,924.00 - 6,023,203.57 823,720.43 - 4 ,529,779.00 - 3,303,602.00 I-2808 A 34173.2.GV1 I-77 in Yadkin County, pavement rehabilitation 4 9,945,001.00 - 47,795,855.47 2,149,145.53 - 3 3,899,579.00 - 24,618,751.00 Division 12 I-4723 38735.3.GV1 I-77 in Iredell County, pavement rehabilitation 1 4,261,189.00 - 11,707,446.29 2,553,742.71 - 9 ,427,070.00 - 5,139,591.00 I-5003 41455.3.GV1 I-40 in Iredell County, pavement rehabilitation 2 9,166,303.00 - 24,050,955.36 5,115,347.64 - 1 9,951,104.00 - 3,152,633.00 I-5007 41471.3.GV1 I-85 in Gaston County, pavement rehabilitation 4 ,453,643.00 - 2,172,267.72 2,281,375.28 - 1 ,638,845.00 - 1,192,276.00 I-5106 41865.3.GV1 I-77 in Iredell County, pavement rehabilitation 5 ,920,000.00 - 4,672,919.64 1,247,080.36 - 3 ,968,638.00 - 234,245.00 Division 13 I-4908BB 39972.3.GV1 I-40 in McDowell County, pavement rehabilition 1 5,067,671.00 195,395.70 10,721,839.90 4,345,831.10 165,881.00 8 ,595,900.00 - 980,896.00 I-5108 42298.3.GV1 I-40 in Buncombe County, pavement rehabilition 6 ,983,067.00 113,077.83 5,170,574.50 1,812,492.50 136,008.00 4 ,267,667.00 - 149,400.00 I-5109 42344.3.GV1 I-40 in Buncombe County, pavement rehabilitation 9 ,102,844.00 286,216.30 6,959,099.95 2,143,744.05 243,380.00 5 ,695,577.00 - 258,309.00 Division 14 I-4910 39997.3.GV1 I-40 in Haywood County, pavement rehabilitation 1 9,611,954.00 - 16,009,428.92 3,602,525.08 - 1 2,560,862.00 - 5,314,747.00 I-5004 41454.3.GV1 I-40 in Haywood County, pavement rehabilitation 1 2,138,581.00 - 10,770,749.61 1,367,831.39 1.00 8 ,368,724.00 - 4,775,570.00 I-5005 A 41456.3.GV1 I-26 in Henderson County, pavement rehabilitation 1 1,296,000.00 - 11,501,789.68 ( 205,789.68) - 7 ,920,000.00 - 2,263,483.00 TOTAL 1 ,138,100,581.00 17,354,452.19 598,761,619.07 539,338,961.93 7,728,725.00 4 45,709,638.00 - 141,668,891.00 *WBS created / No Funding **Allotment Includes Estimated Debt Service Expense Expenditures Trustee Reimbursement FHWA Reimbursement NORTH CAROLINA DEPARTMENT OF TRANSPORTATION STATEMENT OF ALLOTMENTS, EXPENDITURES, AND RECEIPTS FOR GARVEE BOND PROJECTS INCEPTION THROUGH SEPTEMBER 30, 2010 HIGHWAY FUND EXHIBIT G3 Interstate National Maintenance Highway System Total Bond Proceeds (2008) 287,565,000.00 Bond Proceeds (2010) 262,067,697.38 Bond Premium Proceeds (2008) 12,230,868.60 Less: Discount and Other Issuance Costs (2008) (2,153,532.58) Less: Discount and Other Issuance Costs (2010) (510,754.50) Total Initial Bond Proceeds Available 559,199,278.90 Earnings on Assets From Prior Years 6,652,313.51 Earnings on Assets From Current Year (See Exhibit B1) 53,795.34 Less: Bond Management Fees (2008) (99,757.76) Less: Bond Management Fees (2010) (64,296.08) Less: Earnings used for Debt Service (5,299.00) Total Funds Available 565,736,034.91 Allocation of Funds 445,709,638.00 - 445,709,638.00 (See Trustee Reimbursement in Exhibit G2) Unexpended Availability (See Exhibit A) 120,026,396.91 NORTH CAROLINA DEPARTMENT OF TRANSPORTATION HIGHWAY FUND SUMMARY OF GARVEE BOND FUND AVAILABILITY AND ALLOCATIONS INCEPTION THROUGH SEPTEMBER 30, 2010 EXHIBIT H Expenditure Expenditure Current Period Year to Date Current Period Year to Date Current Period Year to Date Compared to 2010 Compared to 2010 Equipment Gain Brought Forward from Fiscal Year 2010 4 32,996.68 4 32,996.68 - 1 ,454,556.77 (432,996.68) 1 ,021,560.09 Funds Provided During Current Year Miscellaneous Receipts - - - - - - Equipment Rental Recovery 1 6,560.00 68,940.00 1 03,500.00 266,400.00 86,940.00 197,460.00 Total Funds Provided 1 6,560.00 68,940.00 1 03,500.00 266,400.00 86,940.00 197,460.00 Funds Applied During the Current Year Personnel 1 ,310.00 1,310.00 1 5,468.56 19,244.74 14,158.56 17,934.74 General Operating Expense 3 ,346.39 (14,572.09) 1 ,229.28 (16,747.19) (2,117.11) (2,175.10) Supplies and Materials 5 ,305.70 19,428.79 3 6,018.92 81,633.76 30,713.22 62,204.97 Purchase of Heavy Equipment - - - - - - Total Expenditures 9 ,962.09 6,166.70 5 2,716.76 84,131.31 42,754.67 77,964.61 Equipment Balance as of September 30, 2010 4 39,594.59 495,769.98 5 0,783.24 1,636,825.46 (388,811.35) 1,141,055.48 NORTH CAROLINA DEPARTMENT OF TRANSPORTATION STATEMENT OF EXPENSES AND REVENUES FOR AVIATION FUND FOR FISCAL YEAR 10-11, AS OF SEPTEMBER 30, 2010 Prior Year Current Year EXHIBIT I Year to Date Year to Date Year to Date Year to Date Year to Date Year to Date Year to Date Year to Date Year to Date Life To Date Expenditures Expenditures Expenditures Expenditures Expenditures Expenditures Expenditures Expenditures Expenditures Expenditures 2003 2004 2005 2006 2007 2008 2009 2010 2011 *INTERNAL ORDERS CO Internal Orders 6 2,433,358.92 43,577,138.50 (35,568,257.72) ( 839,458.95) ( 6,595,415.21) (16,863,793.66) (18,937,296.75) (36,228,248.89) (20,037,775.30) ( 29,059,749.06) DOT Plant Maintenance Orders 3 65,183.23 1,129,422.29 1,253,200.50 ( 162,424.65) ( 170,093.32) (373,786.25) (1,729,324.01) 6 40,817.27 3 02,962.65 1,255,957.71 Eco Enhancement Program - 43,969,744.88 45,048,970.34 3 5,158,553.42 59,734,174.51 (123,925,720.95) 33,617,961.18 (47,105,788.80) (21,940,040.68) 24,557,853.90 ROW Air Space 1 48,562.42 11,831.60 (157,784.46) ( 296,406.46) ( 966,047.82) (2,217,139.58) (1,181,155.72) (359,428.14) (117,231.13) ( 5,134,799.29) PMTP - Networks - - - - - - - - - - PMII Networks - HF - - - - - - - - 7 ,099.56 7,099.56 Facility Maintenance Orders - - - - - - - - 5 ,579.65 5,579.65 Transp Mobility & Safety Division Orders - - - - - - - 8 47.86 2 ,073.75 2,921.61 Quality Enhancement Orders - - - - - - - - - - TOTAL INTERNAL ORDERS 6 2,947,104.57 88,688,137.27 10,576,128.66 3 3,860,263.36 52,002,618.16 (143,380,440.44) 11,770,184.70 (83,051,800.70) (41,777,331.50) ( 8,365,135.92) *All current month activity for Internal Orders is reported on Exhibit C NORTH CAROLINA DEPARTMENT OF TRANSPORTATION HIGHWAY FUND STATEMENT OF COMPARATIVE INTERNAL ORDER BALANCES FOR FISCAL YEAR 10-11, AS OF SEPTEMBER 30, 2010 EXHIBIT J Allotments Unexpended Description Federal Funding Current Period Inception to Date Allotments Current Period Inception to Date Highway Infrastructure Investment Grants: C200 ARRA Areas < 200K Population 128,587,029.00 6,204,832.68 5 8,174,103.11 70,412,925.89 5,505,595.00 5 7,201,270.00 C220 ARRA Transportation Enhancements 22,065,801.00 479,789.37 8 ,888,020.03 13,177,780.97 225,911.00 8 ,616,555.00 C230A ARRA Urbanized Areas > 200K Population - City of Asheville 6,073,959.00 583,902.54 2 ,633,577.21 3,440,381.79 566,723.00 2 ,598,409.00 C230C ARRA Urbanized Areas > 200K Population - City of Charlotte 20,142,669.00 559,360.47 7 ,596,976.15 12,545,692.85 1,414,121.00 7 ,187,803.00 C230D ARRA Urbanized Areas > 200K Population - City of Durham 7,706,430.00 402,680.25 2 ,759,019.62 4,947,410.38 230,109.00 2 ,568,059.00 C230F ARRA Urbanized Areas > 200K Population - City of Fayetteville 7,576,151.00 - - 7,576,151.00 - - C230G ARRA Urbanized Areas > 200K Population - City of Greensboro 7,343,577.00 191,098.24 2 ,396,001.64 4,947,575.36 184,463.00 2 ,382,127.00 C230R ARRA Urbanized Areas > 200K Population - City of Raleigh 9,911,027.00 682,740.06 3 ,249,326.86 6,661,700.14 35,988.00 2 ,581,963.00 C230W ARRA Urbanized Areas > 200K Population - City of Winston Salem 8,204,518.00 - 8 ,204,518.00 - - 8 ,204,518.00 C240 ARRA Available for all Areas (FLEX) 492,802,878.00 34,020,125.68 309,417,689.10 183,385,188.90 28,834,506.00 3 02,580,123.00 C250 ARRA Rural Areas < 5K Population 19,995,645.00 438,742.25 1 6,310,209.94 3,685,435.06 239,992.00 1 6,099,581.00 CTDG ARRA STP TIGER Grant 10,000,000.00 487.42 972.89 9,999,027.11 731.00 969.00 ARRA TOTAL - Highway Infrastructure Grants 740,409,684.00 43,563,758.96 419,630,414.55 320,779,269.45 37,238,139.00 4 10,021,377.00 ARRA - Federal Transit Administration (FTA) Section 5311 Nonurbanized Area Formula Program 33,055,504.00 919,694.82 2 ,865,756.44 30,189,747.56 865,821.00 1 ,945,183.00 ARRA - Federal Rail Administration (FRA) Capital Assistance for High Speed Rail 20,333,936.00 4,563,322.21 4 ,563,322.21 15,770,613.79 - - NORTH CAROLINA DEPARTMENT OF TRANSPORTATION HIGHWAY FUND STATEMENT OF ALLOTMENTS, EXPENDITURES, AND RECEIPTS AMERICAN RECOVERY AND REINVESTMENT ACT (ARRA) PROJECTS INCEPTION THROUGH SEPTEMBER 30, 2010 Expenditures FHWA Reimbursement FHWA Program Code EXHIBIT A Cash Cash in Bank - Other Accounts State Treasurer Bank Balance 9,157,384.5 2 Total Cash 9,157,384.52 Accounts Receivable 82,409.58 Advance to Turnpike Authority 18,279,129.74 Other Receivables 77,815.43 Total Current Assets 27,596,739.27 Total Assets 27,596,739.27 Accounts Payable 1,070,446.60 Intragovernmental Payable - Other Liabilities 3,381,697.76 Total Liabilities 4,452,144.36 Retained Earnings (132,465,964.02) Fund Balance 134,646,203.42 Revenues 255,383,441.26 Expenditures ( 234,419,085.75) Change in Fund Balance Year to Date 20,964,355.51 Total Fund Balance 155,610,558.93 Total Liabilities and Fund Balance 27,596,739.27 NORTH CAROLINA DEPARTMENT OF TRANSPORTATION HIGHWAY TRUST FUND BALANCE SHEET FOR FISCAL YEAR 10-11, AS OF SEPTEMBER 30, 2010 EXHIBIT B1 Page 1 of 4 MONTH YEAR TO DATE MONTH YEAR TO DATE YEAR TOTAL YEAR TO DATE MOTOR VEHICLE REVENUE: TITLE FEE 6,373,933.97 19,229,961.24 6 ,162,674.60 1 8,635,450.01 73,700,000.00 1 8,920,770.19 309,191.05 LIEN RECORDING 271,184.00 850,982.00 2 27,093.00 7 24,164.00 3,200,000.00 8 03,322.94 47,659.06 GASOLINE TAX 36,670,160.62 106,254,366.50 3 2,241,162.29 9 8,330,065.91 393,380,000.00 1 01,283,305.92 4,971,060.58 GASOLINE TAX - LUST FUND 584,006.36 1,720,571.26 5 48,323.27 1 ,672,328.92 - - 1,720,571.26 GASOLINE TAX LUST FUND TRANSFERRED OUT (584,006.36) (1,720,571.26) (548,323.27) ( 1,672,328.92) - - (1,720,571.26) MOTOR FUEL TAX GF INSPECTION TAX 23,589.55 74,593.88 1 9,246.84 6 2,920.61 - - 74,593.88 MOTOR FUEL TAX GF INSPECTION TRANSFERRED OUT (23,589.55) (74,593.88) (19,246.84) ( 62,920.61) - - (74,593.88) HIGHWAY USE TAX 41,035,159.67 120,303,305.85 3 9,405,854.05 1 15,364,614.68 445,000,000.00 1 16,547,568.65 3,755,737.20 MISCELLANEOUS REGISTRATION FEES 821,678.90 2,551,820.06 9 42,942.15 2 ,864,582.40 12,050,000.00 3 ,365,881.49 (814,061.43) INTEREST ON FUNDS INVESTED BY TREASURER 28,906.33 92,691.71 4 6,422.46 9 1,602.60 1,400,000.00 1 24,627.77 (31,936.06) TRANSFERS IN/OUT (58,960.77) (138,136.23) 2 4,643.83 2 4,643.83 - - (138,136.23) TOTAL MOTOR VEHICLE REVENUE 85,142,062.72 249,144,991.13 7 9,050,792.38 2 36,035,123.43 928,730,000.00 2 41,045,476.96 8,099,514.17 CURRENT YEAR PRIOR YEAR ESTIMATE CURRENT YEAR COMPARED TO ESTIMATE NORTH CAROLINA DEPARTMENT OF TRANSPORTATION HIGHWAY TRUST FUND STATEMENT OF FEES, TAXES AND OTHER FOR FISCAL YEAR 10-11, AS OF SEPTEMBER 30, 2010 EXHIBIT B1 Page 2 of 4 GROSS LESS GROSS LESS REVENUE REFUNDS UNCOLLECTIBLES NET REVENUE REVENUE REFUNDS UNCOLLECTIBLES NET REVENUE MOTOR VEHICLE REVENUE: TITLE FEE 6,377,550.97 3,073.00 544.00 6 ,373,933.97 19,240,891.24 8 ,845.00 2,085.00 19,229,961.24 LIEN RECORDING 271,296.00 112.00 - 2 71,184.00 851,489.00 5 07.00 - 850,982.00 GASOLINE TAX 37,907,976.41 1,237,815.79 - 3 6,670,160.62 109,987,357.48 3 ,732,990.98 - 106,254,366.50 GASOLINE TAX - LUST FUND 584,006.36 - - 5 84,006.36 1,720,571.26 - - 1,720,571.26 GASOLINE TAX LUST FUND TRANSFERRED OUT (584,006.36) - - ( 584,006.36) (1,720,571.26) - - (1,720,571.26) MOTOR FUEL TAX GF INSPECTION TAX 23,589.55 - - 2 3,589.55 74,593.88 - - 74,593.88 MOTOR FUEL TAX GF INSPECTION TRANSFERRED OUT (23,589.55) - - ( 23,589.55) (74,593.88) - - (74,593.88) HIGHWAY USE TAX 41,072,723.16 33,937.65 3,625.84 4 1,035,159.67 120,439,726.17 1 28,481.30 7,939.02 120,303,305.85 MISCELLANEOUS REGISTRATION FEES 822,834.90 1,102.00 54.00 8 21,678.90 2,553,926.31 2 ,005.25 101.00 2,551,820.06 INTEREST ON FUNDS INVESTED BY TREASURER 28,906.33 - - 2 8,906.33 92,691.71 - - 92,691.71 TRANSFERS IN/OUT (58,960.77) - - ( 58,960.77) (138,136.23) - - (138,136.23) TOTAL MOTOR VEHICLE REVENUE 86,422,327.00 1,276,040.44 4,223.84 8 5,142,062.72 253,027,945.68 3 ,872,829.53 10,125.02 249,144,991.13 CURRENT MONTH YEAR TO DATE NORTH CAROLINA DEPARTMENT OF TRANSPORTATION HIGHWAY TRUST FUND STATEMENT OF FEES, TAXES AND OTHER FOR FISCAL YEAR 10-11, AS OF SEPTEMBER 30, 2010 EXHIBIT B1 Page 3 of 4 GROSS LESS ACCOUNT GROSS LESS REVENUE REFUNDS UNCOLL'BLE NET REVENUE TRANSFERS* BALANCE REVENUE REFUNDS UNCOLL'BLE NET REVENUE MOTOR VEHICLE REVENUE: HIGHWAY USE TAX 39,234,196.75 33,937.65 3,625.84 39,196,633.26 (1,838,526.41) 41,035,159.67 117,212,197.26 1 28,481.30 7 ,939.02 117,075,776.94 TITLE FEE 6,377,550.97 3 ,073.00 5 44.00 6,373,933.97 - 6,373,933.97 19,240,891.24 8 ,845.00 2 ,085.00 19,229,961.24 LIEN RECORDING 271,296.00 1 12.00 - 271,184.00 - 271,184.00 851,489.00 5 07.00 - 850,982.00 REGISTRATION 822,834.90 1 ,102.00 5 4.00 821,678.90 - 821,678.90 2,553,926.31 2 ,005.25 1 01.00 2,551,820.06 TOTAL MOTOR VEHICLE REVENUE 46,705,878.62 3 8,224.65 4 ,223.84 46,663,430.13 (1,838,526.41) 48,501,956.54 139,858,503.81 1 39,838.55 1 0,125.02 139,708,540.24 * Transfers that are Due to or Due From other Agencies and Special Accounts YEAR TO DATE NORTH CAROLINA DEPARTMENT OF TRANSPORTATION HIGHWAY TRUST FUND STATEMENT OF FEES, TAXES AND OTHER FOR FISCAL YEAR 10-11, AS OF SEPTEMBER 30, 2010 CURRENT MONTH EXHIBIT B1 Page 4 of 4 INCREASE INCREASE CURRENT YEAR PRIOR YEAR (DECREASE) PERCENT CURRENT YEAR PRIOR YEAR (DECREASE PERCENT MOTOR VEHICLE REVENUE: HIGHWAY USE TAX 39,196,633.26 37,238,742.52 1,957,890.74 0.05 117,075,776.94 110,831,237.93 6,244,539.01 0.06 TITLE FEE 6 ,373,933.97 6 ,162,674.60 2 11,259.37 0 .03 1 9,229,961.24 1 8,635,450.01 5 94,511.23 0 .03 LIEN RECORDING 2 71,184.00 2 27,093.00 4 4,091.00 0 .19 8 50,982.00 7 24,164.00 1 26,818.00 0 .18 REGISTRATION 8 21,678.90 9 42,942.15 ( 121,263.25) ( 0.13) 2 ,551,820.06 2 ,864,582.40 ( 312,762.34) ( 0.11) TOTAL MOTOR VEHICLE REVENUE 4 6,663,430.13 4 4,571,452.27 2 ,091,977.86 0 .05 1 39,708,540.24 1 33,055,434.34 6 ,653,105.90 0 .05 STATEMENT OF FEES, TAXES AND OTHER NORTH CAROLINA DEPARTMENT OF TRANSPORTATION HIGHWAY TRUST FUND MONTH YEAR TO DATE FOR FISCAL YEAR 10-11, AS OF SEPTEMBER 30, 2010 EXHIBIT B2 MONTH YEAR TO DATE MONTH YEAR TO DATE Intrastate - HTF Local Government Participation 568,484.86 - 568,484.86 - - - - 5 68,484.86 Property Owners Participation 336,296.39 ( 25,000.00) 311,296.39 - - (25,000.00) (25,000.00) 311,296.39 Intrastate - HTF 904,781.25 ( 25,000.00) 879,781.25 - - (25,000.00) (25,000.00) 879,781.25 Intrastate- 96 Bond Local Government Participation - - - - - 459,418.25 459,418.25 - Property Owners Participation - - - - - - - - Intrastate- 96 Bond - - - - - 459,418.25 459,418.25 - Secondary Construction- HTF Property Owners Participation 18,955.41 - 18,955.41 - - - - 1 8,955.41 Secondary Construction- HTF 18,955.41 - 18,955.41 - - - - 1 8,955.41 Urban Loops- HTF Local Government Participation 479,880.72 - 479,880.72 - - - - 4 79,880.72 Urban Loops- HTF 479,880.72 - 479,880.72 - - - - 4 79,880.72 Moving Ahead Construction Local Government Participation 227,532.56 3 00,000.00 527,532.56 - - - - 5 27,532.56 Moving Ahead Construction 227,532.56 3 00,000.00 527,532.56 - - - - 5 27,532.56 Moving Ahead Public Transportation Local Government Participation-Bicycle 7 0,061.46 - 70,061.46 - - - - 7 0,061.46 Moving Ahead Public Transportation 7 0,061.46 - 70,061.46 - - - - 70,061.46 Construction Statewide Urban Property Owners Participation 2 84,347.20 2 39,065.30 523,412.50 - - - - 523,412.50 Construction Statewide Urban 2 84,347.20 2 39,065.30 523,412.50 - - - - 523,412.50 Total Participation Revenues 1 ,985,558.60 5 14,065.30 2,499,623.90 - - 4 34,418.25 434,418.25 2 ,499,623.90 NORTH CAROLINA DEPARTMENT OF TRANSPORTATION HIGHWAY TRUST FUND STATEMENT OF PARTICIPATION REVENUE FOR FISCAL YEAR 10-11, AS OF SEPTEMBER 30, 2010 UNREALIZED PARTICIPATION REVENUE CURRENT YEAR PRIOR YEAR UNREALIZED PRIOR YEAR BALANCE CURRENT YEAR ESTIMATED REVENUE TOTAL ESTIMATED REVENUE ACTUAL REVENUE EXHIBIT C Page 1 of 4 Unexpended Allotments Total Unallotted Unexpended Unexpended Brought Forward Appropriations Allotments Current Period Year to Date Appropriations Appropriations Allotments CURRENT ACCOUNTS Program Administration - 68,444,907.93 9 ,883,707.86 9 ,690,081.10 9,883,707.86 58,561,200.07 5 8,561,200.07 - Transfer to Gen Fund - 72,894,864.00 1 8,223,716.00 - 18,223,716.00 54,671,148.00 5 4,671,148.00 - Transfer to Hwy Fund - 58,425.34 - (1,645,316.88) ( 1,586,891.54) 58,425.34 1 ,645,316.88 1,586,891.54 Debt Service - 84,541,422.60 6 ,223,074.80 6,223,074.80 6,223,074.80 78,318,347.80 7 8,318,347.80 - PMII networks -Trust - - - 1,977.29 1,977.29 - (1,977.29) (1,977.29) Transfer to Turnpike Authority - 126,789,563.24 6 ,250,000.00 - 6,250,000.00 120,539,563.24 1 20,539,563.24 - TOTAL CURRENT ACCOUNTS - 352,729,183.11 4 0,580,498.66 1 4,269,816.31 38,995,584.41 312,148,684.45 3 13,733,598.70 1,584,914.25 ENCUMBRANCE ACCOUNTS Intrastate- HTF 172,302,329.33 480,859,340.94 1 ,854,215.27 2 1,999,243.92 41,966,254.81 479,005,125.67 6 11,195,415.46 132,190,289.79 Intrastate- 96 Bond Fund 230,470.68 12,828.99 3 2.34 3 69.83 89,001.30 12,796.65 1 54,298.37 141,501.72 Secondary Const -HTF 93,879,126.64 132,040,273.70 9 ,351,824.97 3 ,438,281.71 9,824,636.83 122,688,448.73 2 16,094,763.51 93,406,314.78 Secondary Const - 96 Bond Fund (85,168.69) 291,592.55 2 0,061.79 ( 6,055.74) ( 134,779.24) 271,530.76 3 41,203.10 69,672.34 Urban Loops - HTF 41,641,984.15 208,284,734.86 1 2,581,919.96 9 50,114.82 11,905,573.25 195,702,814.90 2 38,021,145.76 42,318,330.86 Urban Loops - 96 Bond 1,330,192.85 637,272.38 - ( 1.85) ( 12,664.72) 637,272.38 1 ,980,129.95 1,342,857.57 Expenditures NORTH CAROLINA DEPARTMENT OF TRANSPORTATION HIGHWAY TRUST FUND STATEMENT OF APPROPRIATIONS, APPORTIONMENTS, PARTICIPATIONS, ALLOTMENTS AND EXPENDITURES FOR FISCAL YEAR 10-11, AS OF SEPTEMBER 30, 2010 EXHIBIT C Page 2 of 4 Unexpended Allotments Total Unallotted Unexpended Unexpended Brought Forward Appropriations Allotments Current Period Year to Date Appropriations Appropriations Allotments ENCUMBRANCE ACCOUNTS HTF Util - Pavement Preservation 3,465,006.22 788,490.32 - 3 09,913.45 479,765.79 788,490.32 3 ,773,730.76 2,985,240.44 HTF Util - Traffic Signalization 962,853.52 127,157.39 9 ,813.95 - 873.94 117,343.44 1 ,089,136.97 971,793.53 HTF Util - PE on Non TIP Projects (239,830.04) 3,696,265.80 ( 868,809.34) ( 98,745.18) 34,165.73 4,565,075.14 3 ,422,270.03 (1,142,805.11) HTF Util - Public Transportation 2,351,444.63 36,804,139.15 2 71,079.90 ( 129.69) 3,139.37 36,533,059.25 3 9,152,444.41 2,619,385.16 TF State Aid to Municipalities 250,000.00 82,454,059.23 - 3 8,050,720.78 38,050,720.78 82,454,059.23 4 4,653,338.45 (37,800,720.78) Small Urban HTF 337,009.29 169,780.82 - - - 169,780.82 5 06,790.11 337,009.29 Moving Ahead Construction 6,288,016.83 2,756,026.69 ( 874,826.80) 1 ,708,565.82 2,805,841.90 3,630,853.49 6 ,238,201.62 2,607,348.13 Moving Ahead Public Transportation 16,325,219.85 137,128.88 ( 21,933.34) 1 ,944.62 239,776.45 159,062.22 1 6,222,572.28 16,063,510.06 State Funds Construction HTF - 25,793,837.77 - - - 25,793,837.77 2 5,793,837.77 - Construction Primary HTF 27,270,611.75 18,236,034.32 1 8,236,034.32 1 ,638,930.67 4,120,955.65 - 4 1,385,690.42 41,385,690.42 Const Statewide Secondary HTF 7,029,796.39 11,446,206.32 1 1,446,206.32 3 87,347.03 1,726,904.03 - 1 6,749,098.68 16,749,098.68 Const Statewide Urban HTF 33,306,471.91 10,962,292.67 1 0,962,292.67 2 ,160,039.13 4,094,844.07 - 4 0,173,920.51 40,173,920.51 Bridge Replacement HTF 13,045,165.37 1,201,132.05 1 ,201,132.05 1 ,493,876.50 3,113,210.02 - 1 1,133,087.40 11,133,087.40 Railroad Program HTF 19,560,739.13 4,511,031.46 4 ,511,031.46 ( 14,611.30) 575,379.01 - 2 3,496,391.58 23,496,391.58 FHWA State Match HTF 495,477,015.93 78,967,368.34 3 7,328,637.18 2 4,426,294.20 66,874,077.12 41,638,731.16 5 07,570,307.16 465,931,576.00 Cap Improvements HTF 18,997,801.58 172.38 - 1 ,045,269.61 2,810,878.60 172.38 1 6,187,095.35 16,186,922.97 MPO/RPO Trans Plan 789,114.03 2,248,855.86 1 ,815,725.00 5 15,765.60 616,556.60 433,130.86 2 ,421,413.29 1,988,282.43 NC Mobility Fund - 39,000,000.00 - - - 39,000,000.00 3 9,000,000.00 - TOTAL ENCUMBRANCE ACCOUNTS 954,515,371.36 1,141,426,022.86 1 07,824,437.70 9 8,007,133.93 189,185,111.29 1,033,601,585.17 1 ,906,756,282.93 873,154,697.77 TOTAL HIGHWAY TRUST FUND 954,515,371.36 1,494,155,205.97 1 48,404,936.36 1 12,276,950.24 228,180,695.70 1,345,750,269.62 2 ,220,489,881.63 874,739,612.02 Expenditures NORTH CAROLINA DEPARTMENT OF TRANSPORTATION HIGHWAY TRUST FUND STATEMENT OF APPROPRIATIONS, APPORTIONMENTS, PARTICIPATIONS, ALLOTMENTS AND EXPENDITURES FOR FISCAL YEAR 10-11, AS OF SEPTEMBER 30, 2010 EXHIBIT C Page 3 of 4 2010 2011 Expenditure Expenditure Yearly Yearly Appropriations Current Period Year to Date Appropriations Current Period Year to Date Appropriations Current Period Year to Date Compared to 2010 Compared to 2010 Compared to 2010 CURRENT ACCOUNTS Program Administration 66,167,787.93 8,218,309.14 9 ,137,813.01 6 8,444,907.93 9 ,690,081.10 9 ,883,707.86 2,277,120.00 1,471,771.96 745,894.85 Transfer to Gen Fund 108,561,829.00 - 2 7,140,457.25 7 2,894,864.00 - 1 8,223,716.00 (35,666,965.00) - (8,916,741.25) Transfer to Hwy Fund 229,890.89 28,876.63 6 4,345.02 5 8,425.34 (1,645,316.88) (1,586,891.54) (171,465.55) (1,674,193.51) (1,651,236.56) Debt Service 82,731,000.00 1,598,375.00 1 ,598,375.00 8 4,541,422.60 6 ,223,074.80 6 ,223,074.80 1,810,422.60 4,624,699.80 4,624,699.80 PMII networks -Trust - 1,018.80 4 ,098.31 - 1 ,977.29 1 ,977.29 - 9 58.49 (2,121.02) Transfer to Turnpike Authority 64,000,000.00 - 6 ,250,000.00 1 26,789,563.24 - 6 ,250,000.00 62,789,563.24 - - TOTAL CURRENT ACCOUNTS 321,690,507.82 9,846,579.57 4 4,195,088.59 3 52,729,183.11 1 4,269,816.31 3 8,995,584.41 31,038,675.29 4,423,236.74 (5,199,504.18) ENCUMBRANCE ACCOUNTS Intrastate- HTF 400,256,153.81 33,425,405.88 3 6,649,242.82 4 80,859,340.94 2 1,999,243.92 4 1,966,254.81 80,603,187.13 (11,426,161.96) 5,317,011.99 Intrastate- 96 Bond Fund 9,540.06 6,286.43 6 ,478.88 1 2,828.99 3 69.83 8 9,001.30 3,288.93 (5,916.60) 82,522.42 Secondary Const -HTF 80,884,813.75 2,910,611.38 7 ,086,677.21 1 32,040,273.70 3 ,438,281.71 9 ,824,636.83 51,155,459.95 527,670.33 2,737,959.62 Secondary Const - 96 Bond Fund 309,140.63 46,976.38 4 8,305.08 2 91,592.55 (6,055.74) (134,779.24) (17,548.08) (53,032.12) (183,084.32) Urban Loops - HTF 153,887,886.96 1,535,500.48 5 ,258,610.83 2 08,284,734.86 9 50,114.82 1 1,905,573.25 54,396,847.90 (585,385.66) 6,646,962.42 Urban Loops - 96 Bond 500,000.00 38,578.59 5 ,791.54 6 37,272.38 (1.85) (12,664.72) 137,272.38 (38,580.44) (18,456.26) NORTH CAROLINA DEPARTMENT OF TRANSPORTATION HIGHWAY TRUST FUND STATEMENT OF APPROPRIATIONS, APPORTIONMENTS, PARTICIPATIONS, ALLOTMENTS AND EXPENDITURES FOR FISCAL YEAR 10-11, AS OF SEPTEMBER 30, 2010 2010 2011 Expenditures Expenditures EXHIBIT C Page 4 of 4 2010 2011 Expenditure Expenditure Yearly Yearly Appropriations Current Period Year to Date Appropriations Current Period Year to Date Appropriations Current Period Year to Date Compared to 2010 Compared to 2010 Compared to 2010 ENCUMBRANCE ACCOUNTS HTF Util - Pavement Preservation 712,684.92 172,172.19 116,639.57 7 88,490.32 3 09,913.45 4 79,765.79 7 5,805.40 137,741.26 3 63,126.21 HTF Util - Traffic Signalization 349,064.38 7,220.88 (117,902.32) 1 27,157.39 - 8 73.94 ( 221,906.99) (7,220.88) 1 18,776.26 HTF Util - PE on Non TIP Projects 2,210,934.52 (659,589.71) (280,076.20) 3 ,696,265.80 ( 98,745.18) 3 4,165.73 1 ,485,331.28 560,844.53 3 14,241.93 HTF Util - Public Transportation 40,132,009.34 749,054.13 3,463,328.48 3 6,804,139.15 ( 129.69) 3 ,139.37 ( 3,327,870.19) (749,183.82) ( 3,460,189.11) TF State Aid to Municipalities 84,536,201.98 - - 8 2,454,059.23 3 8,050,720.78 3 8,050,720.78 ( 2,082,142.75) 38,050,720.78 3 8,050,720.78 Small Urban HTF 383,158.04 - - 1 69,780.82 - - ( 213,377.22) - - Moving Ahead Construction 3,751,404.79 (1,679,392.28) 656,006.33 2 ,756,026.69 1 ,708,565.82 2 ,805,841.90 ( 995,378.10) 3,387,958.10 2 ,149,835.56 Moving Ahead Public Transportation 458,685.74 277,762.33 543,529.97 1 37,128.88 1 ,944.62 2 39,776.45 ( 321,556.86) (275,817.71) ( 303,753.52) State Funds Construction HTF 116,601,945.03 - - 2 5,793,837.77 - - ( 90,808,107.26) - - Construction Primary HTF (8,713,185.04) 2,584,056.99 9,160,971.24 1 8,236,034.32 1 ,638,930.67 4 ,120,955.65 2 6,949,219.36 (945,126.33) ( 5,040,015.59) Const Statewide Secondary HTF 745,000.00 233,887.31 3,624,840.42 1 1,446,206.32 3 87,347.03 1 ,726,904.03 1 0,701,206.32 153,459.72 ( 1,897,936.39) Const Statewide Urban HTF 10,539,766.87 1,815,875.73 4,669,296.23 1 0,962,292.67 2 ,160,039.13 4 ,094,844.07 4 22,525.80 344,163.40 ( 574,452.17) Bridge Replacement HTF 1,280,009.52 352,799.72 968,226.90 1 ,201,132.05 1 ,493,876.50 3 ,113,210.02 ( 78,877.47) 1,141,076.78 2 ,144,983.12 Railroad Program HTF 19,358,392.57 2,760,333.93 3,987,616.54 4 ,511,031.46 ( 14,611.30) 5 75,379.01 ( 14,847,361.11) (2,774,945.23) ( 3,412,237.53) FHWA State Match HTF 54,281,189.75 19,351,985.41 72,897,153.11 7 8,967,368.34 2 4,426,294.20 6 6,874,077.12 2 4,686,178.59 5,074,308.79 ( 6,023,075.99) Cap Improvements HTF - 527,472.50 1,049,530.63 1 72.38 1 ,045,269.61 2 ,810,878.60 1 72.38 517,797.11 1 ,761,347.97 MPO/RPO Trans Plan 2,248,855.86 230,470.19 443,601.19 2 ,248,855.86 5 15,765.60 6 16,556.60 - 285,295.41 1 72,955.41 NC Mobility Fund - - - 3 9,000,000.00 - - 3 9,000,000.00 - - TOTAL ENCUMBRANCE ACCOUNTS 964,723,653.48 64,687,468.46 150,237,868.45 1 ,141,426,022.86 9 8,007,133.93 1 89,185,111.29 1 76,702,369.39 33,319,665.47 3 8,947,242.84 TOTAL HIGHWAY TRUST FUND 1,286,414,161.30 74,534,048.03 194,432,957.04 1 ,494,155,205.97 1 12,276,950.24 2 28,180,695.70 2 07,741,044.68 37,742,902.21 3 3,747,738.66 NORTH CAROLINA DEPARTMENT OF TRANSPORTATION HIGHWAY TRUST FUND STATEMENT OF APPROPRIATIONS, APPORTIONMENTS, PARTICIPATIONS, ALLOTMENTS AND EXPENDITURES FOR FISCAL YEAR 10-11, AS OF SEPTEMBER 30, 2010 2010 2011 Expenditures Expenditures EXHIBIT D FISCAL YEAR FISCAL YEAR FISCAL YEAR FISCAL YEAR 2011-2012 2012-2013 2013-2014 2014-2015 TOTAL System Type Cash Flow Contract Cash Flow Contract Cash Flow Contract Cash Flow Contract Cash Flow Contract State Construction - - - - - Intrastate 15,360,182.00 9,860,173.00 - - 25,220,355.00 Urban Loops - - - - - Secondary - - - - - Total 15,360,182.00 9,860,173.00 - - 25,220,355.00 Note: These amounts will be deducted from the respective future fiscal year appropriation. These appropriations are included in either the current or a prior fiscal year and have been approved by The Board of Transportation. NORTH CAROLINA DEPARTMENT OF TRANSPORTATION HIGHWAY TRUST FUND STATEMENT OF CASH FLOW FROM FUTURE YEARS FOR FISCAL YEAR 10-11, AS OF SEPTEMBER 30, 2010 EXHIBIT E CURRENT CURRENT 1990-2011 MONTH YEAR INCEPTION-TO-DATE UNALLOCATED AT JULY 1, 2010 38,591,344.96 UNALLOCATED AT AUGUST 31, 2010 6 5,282,029.51 TRANSFERS: FROM INTRASTATE 3 ,916,550.00 17,916,550.00 3 ,642,402,217.04 FROM URBAN LOOP 1 ,583,450.00 15,583,450.00 1 ,843,370,075.00 FROM SECONDARY ** - - 8 ,633,383.69 TOTAL AVAILABLE 7 0,782,029.51 72,091,344.96 5 ,494,405,675.73 LESS: ALLOCATION BY SYSTEM Primary 18,336,191.74 1 8,391,409.43 7 85,495,602.41 Secondary 11,152,000.00 1 1,531,645.83 1 90,837,652.16 Urban 10,500,000.00 1 0,173,319.88 8 80,194,400.15 Bridge Replacement - 1 ,201,132.05 1 05,531,089.24 Rail 5,000,000.00 5 ,000,000.00 1 02,496,551.01 State Funds Construction - - 1 2,400,000.00 Match for Federal-Aid - HTF - - 2 ,838,350,737.54 Match for Federal-Aid - Cash Flow - - 4 89,939,941.45 1 DOT Funding - - 2 5,000,000.00 Cap Improvements - - 3 5,745,964.00 TOTAL ALLOCATION 4 4,988,191.74 46,297,507.19 5 ,465,991,937.96 LESS: Loan to Turnpike - - - Participation in Turnpike Projects - - 2 ,619,900.00 UNALLOCATED BALANCE SEPTEMBER 30, 2010 2 5,793,837.77 25,793,837.77 2 5,793,837.77 * GS 136-176(c) authorizes the Secretary of Transportation to transfer from the Highway Trust Fund to the Highway Fund to finance projects on the Transportation Improvement Program. ** Pursuant to the provisions of GS 136-44.2A through GS 136-44.5C funds are transferred from Secondary Trust Fund County Construction when revenues in the Highway Fund are insufficient to provide $68,670,000 for Secondary Road Construction Plan in the Highway Fund. NORTH CAROLINA DEPARTMENT OF TRANSPORTATION HIGHWAY TRUST FUND STATEMENT OF TRANSFERS FOR TRANSPORTATION IMPROVEMENT PLAN PROJECTS* FOR FISCAL YEAR 10-11, AS OF SEPTEMBER 30, 2010 EXHIBIT F Secondary Intrastate Roads Urban Loops Total Bond Funds Available 300,000,000.00 1 50,000,000.00 5 00,000,000.00 950,000,000.00 Participation Available 960,459.95 2 0,102.74 4 ,621,717.62 5,602,280.31 Adjustment for Bond Sale (35,139.91) (22,841.00) (15,227.00) (73,207.91) Total Available 300,925,320.04 1 49,997,261.74 5 04,606,490.62 955,529,072.40 Total Allotted 300,912,523.39 1 49,725,730.98 5 03,969,218.24 954,607,472.61 Unallotted 12,796.65 2 71,530.76 6 37,272.38 921,599.79 Total Expended 300,771,021.67 1 49,656,058.64 5 02,626,360.67 953,053,440.98 Unexpended Allotments 141,501.72 6 9,672.34 1 ,342,857.57 1,554,031.63 Unexpended Availability 154,298.37 3 41,203.10 1 ,980,129.95 2,475,631.42 NORTH CAROLINA DEPARTMENT OF TRANSPORTATION HIGHWAY TRUST FUND SUMMARY OF BOND FUND AVAILABILITY, ALLOTMENTS AND EXPENDITURES INCEPTION THROUGH SEPTEMBER 30, 2010 SCHEDULE 1 Unexpended Current Year Allotments Total Unallotted Unexpended Unexpended Revenue / Brought Forward Appropriations Allotments Current Period Year to Date Current Period Year to Date Appropriations Appropriations Allotments Expenditures Governors' Highway Safety - - - - - - - - - - - Airports Program - - - - - - - - - - - Public Transportation - - - - - - - - - - - HTF Utilization - Public Transportation - - - - - - - - - - - Moving Ahead Public Transportation - - - - - - - - - - - Total Sub-Recipient Share - - - - - - - - - - - NORTH CAROLINA DEPARTMENT OF TRANSPORTATION STATEMENT OF SUB-RECIPIENT SHARE REVENUES AND EXPENDITURES CURRENT FISCAL YEAR FOR FISCAL YEAR 10-11, AS OF SEPTEMBER 30, 2010 STATEMENT OF APPROPRIATIONS, APPORTIONMENTS, PARTICIPATIONS, ALLOTMENTS, REVENUES AND EXPENDITURES North Carolina's Office of State Controller defines “Provider Match” within the Revenue Accounts of the North Carolina Accounting System (NCAS). Considered a Grant, Provider Match “represents the revenue offset when expenditures are grossed up for the local share to show the total cost of programs (paper entry/ noncash transactions).” NCDOT reports Provider Match - DSH CPE (DSH = disproportionate share) and refers to the same as “Sub-Recipient Share”. Expenditures Revenues The values represented in this schedule have been excluded from Exhibits B2 and C in both Highway and Highway Trust Fund. SCHEDULE 2 Total Prior Years Revenue Total Prior Years Expenditures Total Current Period Revenue Total Current Period Expenditures Total Current Year Revenue Total Current Year Expenditures Life to Date Revenues Life to Date Expenditures Construction & Maintenance Highway Fund Federal Highway 1 68,702.33 - - - - - 1 68,702.33 - GHSP 8 ,596,230.66 8 ,974,246.24 - - - - 8 ,596,230.66 8 ,974,246.24 Airports Program 2 30,839,153.22 2 31,521,093.18 - - - - 2 30,839,153.22 2 31,521,093.18 Public Transportation 4 99,025,319.81 5 23,263,235.34 - - - - 4 99,025,319.81 5 23,263,235.34 Construction & Maintenance Highway Trust Fund Public Transportation 1 57,221,630.95 1 47,521,924.01 - - - - 1 57,221,630.95 1 47,521,924.01 Moving Ahead Public Transportation 3 3,302,603.44 1 9,335,790.21 - - - - 3 3,302,603.44 1 9,335,790.21 Total Sub-Recipient Share 9 29,153,640.41 9 30,616,288.98 - - - - 9 29,153,640.41 9 30,616,288.98 STATEMENT OF SUB-RECIPIENT SHARE REVENUES AND EXPENDITURES LIFE TO DATE FOR FISCAL YEAR 10-11, AS OF SEPTEMBER 30, 2010 NORTH CAROLINA DEPARTMENT OF TRANSPORTATION HIGHWAY FUND AND HIGHWAY TRUST FUND NORTH CAROLINA DEPARTMENT OF TRANSPORATION STATE INFRASTRUCTURE BANK NARRATIVE The State Infrastructure Bank (SIB) is an investment fund that offers loans and other types of financial assistance to transportation facilities and projects that will contribute to meeting the States’s transportation goals. These facilities may include highway, rail, transit, intermodal, and other types. Borrowers include any public entity. Private companies and non-profit organizations are eligible but with some restrictions. The SIB was established in July 1997 by G.S. 136-18 and received an initial infusion of equity capital in April 1998 from which the loans will be made. Repayments of principal and interest as well as other financial assistance will be used to replenish the fund. This secondary infusion of funds into the SIB creates a revolving loan fund and permits the SIB to become a self-sustaining financial institution. The SIB program was created through the National Highway System legislation in 1995 and was authorized under Section 350 of the National Highway System Designation Act of 1995, Public Law 104-59, 23 U.S.C.G.S. 101 note. Each state DOT may capitalize their bank with up to 10% annually of their federal gas tax funds. G.S 136-18 EXHIBIT A Cash Budget Code 64202 2,362,350.05 Budget Code 64203 163,114.67 Budget Code 64206 7,452.23 Budget Code 64207 112,426.39 Total Cash 2,645,343.34 Notes Receivable (Loan Proceeds) Halifax - North Hampton Regional Airport Authority (64206) 240,000.00 Halifax - North Hampton Regional Airport Authority (64207) 350,000.00 Halifax - North Hampton Regional Airport Authority (64207) 311,111.00 Total Notes Receivable 901,111.00 Total Assets 3,546,454.34 Fund Balance Reserves / Unobligated Funds 2,645,343.34 Reserves / Obligated Funds 901,111.00 Total Fund Balance 3,546,454.34 Total Liabilities - Total Liabilities and Fund Balance 3,546,454.34 NORTH CAROLINA DEPARTMENT OF TRANSPORTATION STATE INFRASTRUCTURE BANK BALANCE SHEET FOR FISCAL YEAR 10-11, AS OF SEPTEMBER 30, 2010 G.S.136-18 EXHIBIT B Revenue: Federal Receipts Brought Forward 1,260,000.00 Revenue Increases: State Receipts Brought Forward 1,305,000.00 Interest Earned Budget Code 64202: Obligated Fund - Unobligated Fund 2,355,093.55 Interest Earned Fiscal Year 2010-2011 7,256.50 2,362,350.05 Interest Earned Budget Code 64203: Obligated Fund - Unobligated Fund 162,613.63 Interest Earned Fiscal Year 2010-2011 501.04 163,114.67 Interest Earned Budget Code 64206: Obligated Fund 240,000.00 Unobligated Fund 7,429.34 Interest Earned Fiscal Year 2010-2011 22.89 247,452.23 Interest Earned Budget Code 64207: Obligated Fund 661,111.00 Unobligated Fund 112,081.05 Interest Earned Fiscal Year 2010-2011 345.34 773,537.39 Total Availability 3,546,454.34 Less Loan Proceeds Disbursed to the Following: Halifax- North Hampton Regional Airport Authority (64206) (240,000.00) Halifax- North Hampton Regional Airport Authority (64207) (350,000.00) Halifax- North Hampton Regional Airport Authority (64207) (311,111.00) Loan Principal Repayments - Cash Balance 2,645,343.34 NORTH CAROLINA DEPARTMENT OF TRANSPORTATION STATE INFRASTRUCTURE BANK STATEMENT OF REVENUES FOR FISCAL YEAR 10-11, AS OF SEPTEMBER 30, 2010 G.S.136-18 EXHIBIT C Municipality Principal Interest Loan Repayment Loan Balance Halifax- North Hampton Regional Airport Authority (64206) 240,000.00 77,766.18 - 317,766.18 Halifax- North Hampton Regional Airport Authority (64207) 350,000.00 101,487.36 - 451,487.36 Halifax- North Hampton Regional Airport Authority (64207) 311,111.00 82,341.91 - 393,452.91 Total Loans Outstanding 901,111.00 261,595.45 - 1,162,706.45 NORTH CAROLINA DEPARTMENT OF TRANSPORTATION STATE INFRASTRUCTURE BANK LOAN STATEMENT FOR FISCAL YEAR 10-11, AS OF SEPTEMBER 30, 2010 NORTH CAROLINA DEPARTMENT OF TRANSPORTATION SPECIAL REVENUE ACCOUNTS NARRATIVE Three Special Revenue Accounts are maintained by the State Treasurer under the auspices of The Office of the State Controller for the North Carolina Department of Transportation. Other than the collection and transfer of these revenues, these accounts are not reflected in any North Carolina Department of Transportation’s records. Beginning with Fiscal Year 1996-97, balance sheets and disbursement ledgers will be presented in the monthly financial statements along with a narrative for each of these accounts. These accounts are: · Special Registration Plate Account (Exhibit A) · Collegiate and Cultural Attraction Plate Account (Exhibit B) · Safety Responsibility Depository Account (Exhibit C) G.S. 20-79.7 Budget Code 24261 Exhibit A NORTH CAROLINA DEPARTMENT OF TRANSPORTATION SPECIAL REGISTRATION PLATE ACCOUNT NARRATIVE This account receives funds from the additional fees collected for special registration plates according to the following schedule: Special Plate Additional Fee SRPA NHTF* PRTF** Out-of-State Collegiate Insignia $25.00 $10.00 $15.00 Personalized Plates $30.00 $10.00 $15.00 $5.00 All other Special Plates $10.00 $10.00 * Natural Heritage Trust Fund G.S. 113-77.7 ** Parks and Recreation Trust Fund G.S. 113-44.15 This account also receives funds for the additional fees collected for the Collegiate and Cultural Attraction Plate Account according to the table in Exhibit B of the Special Revenue Accounts. All collections are credited monthly to this special account which is held by the Office of the State Controller. Disbursements are made according to the following schedule: 1. The Department of Motor Vehicles (DMV) shall deduct the costs of special registration plates, including the costs of issuing, handling and advertising the availability of these plates. 2. $1,000,000 is appropriated to provide operating assistance for ten Visitor and Welcome Centers at $100,000 each as follows: US HWY 17 in Camden County and Brunswick Counties, US HWY 441 in Macon County, US HWY 29 in Caswell County, US HWY 70 in Carteret County, US HWY 64 in Tyrrell County, US HWY 221 in McDowell County, US HWY 701 and NC 904 in Columbus County, Town of Boone in Watauga County and Staton Road in Transylvania County. 3. Remaining revenue is transferred quarterly according to the following schedule: a. 33% to the Department of Commerce to aid in financing out-of-state print and other media advertising under the program for the promotion of travel and industrial development in North Carolina. b. 50% to the Department of Transportation for the purpose of beautification of highways other than those designated as interstate. c. 17% to the Department of Human Resources to promote travel accessibility for disabled persons in North Carolina. G.S. 20-79.7 EXHIBIT A1 Budget Code 24261 Cash 1,405,772.14 Receipts Brought Forward 7/1/10 2 19,482.73 Disbursements 219,482.00 Receipts During Fiscal Year 2010-2011 1 ,405,771.41 1,625,254.14 1 ,625,254.14 NORTH CAROLINA DEPARTMENT OF TRANSPORTATION SPECIAL REGISTRATION PLATE ACCOUNT BALANCE SHEET FOR FISCAL YEAR 10-11, AS OF SEPTEMBER 30, 2010 G.S. 20-79.7 EXHIBIT A2 Budget Code 24261 Payee For Amount NC Department of Transportation Reimbursement to DOT for Expenses - NC Department of Transportation Reimbursement for Payments to Visitor Center - NC Department of Transportation NC Department of Transportation (50% Profit) - Vocational Rehabilitation Special Registration Plate Fund Access Account - Vocational Rehabilitation Department of Human Resources (17% Profit) 7 4,624.00 General Fund Non-Tax Shortfall Transfer to Cover Current Fiscal Year Budget Shortfall - Department of Commerce Special Registration Plate Fund Access Account - Department of Commerce Department of Commerce (33% Profit) 1 44,858.00 Disbursements for Fiscal Year 2010-2011 2 19,482.00 NORTH CAROLINA DEPARTMENT OF TRANSPORTATION SPECIAL REGISTRATION PLATE ACCOUNT DISBURSEMENTS FOR FISCAL YEAR 10-11, AS OF SEPTEMBER 30, 2010 G.S. 20-81.12 Budget Code 24265 Exhibit B NORTH CAROLINA DEPARTMENT OF TRANSPORTATION COLLEGIATE AND CULTURAL ATTRACTION PLATE ACCOUNT NARRATIVE This account receives funds from the additional fees collected for collegiate and cultural attraction plates according to the following schedule: Special Plate Additional Fee SRPA CCAPA In-State Collegiate Insignia $25.00 $10.00 $15.00 Historical Attraction $30.00 $10.00 $20.00 Special Olympics $25.00 $10.00 $15.00 State Attraction $30.00 $10.00 $20.00 Wildlife Resources $20.00 $10.00 $10.00 Olympic Games $25.00 $10.00 $15.00 Collections are credited monthly to this special account which is held by the Office of the State Controller. Disbursements are made according to the following schedule: 1. In-State Collegiate Insignia Plate - Quarterly, the funds collected from the sale of in-State collegiate insignia plates are transferred to the colleges and universities in proportion to the number of plates sold representing that institution for use for academic enhancement. 2. Historical Attraction Plate - Quarterly, the funds collected from the sale of Historical Attraction Plates are transferred in proportion to the number of plates sold representing that organization according to the following schedule: a. Historical Attraction within Historic District – Funds transfer to the appropriate Historic Preservation Commission and used to maintain property in the historic district in which the attraction is located. b. Non-Profit Historical Attraction – Funds transfer to the non-profit corporation that is responsible and used to develop and operate the attraction. c. State Historic Site - Funds transfer to the Department of Cultural Resources and used to develop and operate the site for which the plate was issued. 3. Special Olympics Plate - Quarterly, the funds collected from the sale of special olympics plates to the North Carolina Special Olympics to be used to train volunteers to assist in the statewide games and help pay for the costs of the statewide programs. 4. State Attraction Plate - Quarterly, the funds collected from the sale of State Attraction plates to the organizations named below in proportion to the number of plates sold representing that organization: a. North Carolina Arboretum – Funds transfer to the North Carolina Arboretum Society and used to help the Society obtain grants and for capital improvements. b. North Carolina Zoological Society – Funds transfer to the North Carolina Zoological Society to be used for educational programs and conservation programs and for operating expenses at the North Carolina Zoo. 5. Wildlife Resources Plate - Quarterly, the funds collected from the sale of Wildlife Resources Plates to the Wildlife Conservation Account. 6. Olympic Games Plate - Quarterly, the funds collected from the sale of Olympic Games Plates to the North Carolina Health and Fitness Foundation, Inc. which allocate the funds as follows: a. 50% to the U.S. Olympic Committee to assist in training olympic athletes. b. 25% to North Carolina Amateur Sports to assist with the administration of the State Games of North Carolina. c. 25% to the Governor’s Council on Physical Fitness and Health to support local fitness council development. G.S. 20-81.12 EXHIBIT B1 Budget Code 24265 Cash 490,929.59 Receipts Brought Forward 7/1/10 3 96,254.93 Disbursements 584,035.00 Receipts During Fiscal Year 2010-2011 6 78,709.66 1,074,964.59 1 ,074,964.59 NORTH CAROLINA DEPARTMENT OF TRANSPORTATION COLLEGIATE AND CULTURAL ATTRACTION PLATE ACCOUNT BALANCE SHEET FOR FISCAL YEAR 10-11, AS OF SEPTEMBER 30, 2010 G.S. 20-81.12 EXHIBIT B2 Budget Code 24265 Page 1 of 3 Payee For the Sale of: Amount Autism Society of North America Autism Plates 2 ,090.00 Be Active North Carolina Inc Be Active Plates - Blue Ridge Parkway Foundation Blue Ridge Parkway Plates 1 39,280.00 Buddy Pelletier Surfing Foundation Foundation Plates 3 ,130.00 Campbell University Collegiate Plates 1 ,485.00 Carolina Uplift Foundation Omega Psi Phi Plates 1 ,580.00 Community Colleges Harley Owners Group Plates 2 ,140.00 Core Sound Waterfowl Museum Core Sound Waterfowl Plates 2 ,960.00 Crime Control In God We Trust Plates 7 ,935.00 Davidson College Collegiate Plates 1 ,995.00 Department of Environment & Natural Resources Scuba Plates 2 ,580.00 Department of Environment & Natural Resources NC State Park Plates 1 4,740.00 Department of Environment & Natural Resources NC Forestry Association 1 2,575.00 Department of Health & Human Services Health and Animal Lovers Plates 2 0,650.00 Department of Social Services Kids First Plates 6 ,705.00 Duke University Collegiate Plates 4 ,830.00 Elon University Collegiate Plates 2 ,085.00 NORTH CAROLINA DEPARTMENT OF TRANSPORTATION COLLEGIATE AND CULTURAL ATTRACTION PLATE ACCOUNT DISBURSEMENTS FOR FISCAL YEAR 10-11, AS OF SEPTEMBER 30, 2010 G.S. 20-81.12 EXHIBIT B2 Budget Code 24265 Page 2 of 3 Payee For the Sale of: Amount Friends for an Earlier Breast Cancer Test Cancer Awareness Plates - Friends of Great Smokey Mountain National Park Great Smokey Mountain Park Plates 9 8,280.00 Friends of The Appalachian Trail Appalachian Trail Plates 2 7,940.00 Gardner Webb University Collegiate Plates 1 ,185.00 Graveyard of the Atlantic Museum Lighthouse Plates 1 4,420.00 Guilford Battleground Company Company Plates 2 ,050.00 ` Hall of Fame Foundation Shag Dancing Plates 1 ,025.00 High Point University Collegiate Plates 1 ,275.00 Karen Beasley Sea Turtle Rescue & Rehabilitation Center Sea Turtle Rescue & Rehabilitation Plates 1 0,980.00 Lenoir Rhyne College Collegiate Plates 1 ,440.00 Meredith College Collegiate Plates 1 ,920.00 Museum Maritime Museum Maritime Plates 3 ,040.00 NC Chapter - Rocky Mountain Elk Rocky Mountain Elk Plates 6 ,975.00 NC Coastal Federation NC Coastal Federation Plates 2 8,360.00 NC Department of Transportation Litter Prevention Plates 5 50.00 NC Department of Transportation (Highway) Share the Road Plates 5 ,920.00 NC Foundation for Nursing NC Foundation for Nursing Plates 5 ,700.00 NORTH CAROLINA DEPARTMENT OF TRANSPORTATION COLLEGIATE AND CULTURAL ATTRACTION PLATE ACCOUNT DISBURSEMENTS FOR FISCAL YEAR 10-11, AS OF SEPTEMBER 30, 2010 G.S. 20-81.12 EXHIBIT B2 Budget Code 24265 Page 3 of 3 Payee For the Sale of: Amount NC Health & Fitness Foundation Olympic Plates 4 35.00 NC Motorsports NASCAR Plates 1 6,800.00 NC State Council of Trout Unlimited NC License Plates 1 ,400.00 NC Tennis Association NC Tennis Plates 1,630.00 NCAR Housing Opportunity Foundation Homes4NC Plates 1 ,520.00 Public Education Kids First Plates - Support Our Troops NC License Plates 2 ,700.00 The V Foundation V Foundation Plates 1 ,890.00 UNC - General Administration Collegiate Plates 1 01,265.00 Wake Forest University Collegiate Plates 5 ,145.00 Wildlife Commission Ducks Unlimited Plates 8 ,480.00 Wildlife Commission Wildlife Plates 4 ,950.00 Disbursements for Fiscal Year 2010-2011 584,035.00 NORTH CAROLINA DEPARTMENT OF TRANSPORTATION COLLEGIATE AND CULTURAL ATTRACTION PLATE ACCOUNT DISBURSEMENTS FOR FISCAL YEAR 10-11, AS OF SEPTEMBER 30, 2010 G.S. 20-279.5 EXHIBIT C Budget Code 24262 NORTH CAROLINA DEPARTMENT OF TRANSPORTATION SAFETY RESPONSIBILITY DEPOSITORY ACCOUNT NARRATIVE When the Division of Motor Vehicles (DMV) receives a report of a reportable accident under G.S. 20-166.1, they make a determination as to evidence of insurance. If there is no insurance in effect, DMV shall suspend the license of each operator and each owner of a motor vehicle in any manner involved in the accident unless the operator or owner shall deposit security in the sum so determined by DMV as follows: 1. The property damage estimate is shown on the accident report as estimated by the investigating officer. 2. If there was any person injury, an additional amount is charged based on the level of injury as estimated by the investigating officer as follows: Level A: $1,000.00 Level B: $750.00 Level C: $550.00 G.S. 20-279.5 EXHIBIT C1 Budget Code 24262 Cash 184,395.75 Receipts Brought Forward 7/1/10 1 87,921.75 Disbursements 16,565.00 Receipts During Fiscal Year 2010-2011 1 3,039.00 200,960.75 2 00,960.75 NORTH CAROLINA DEPARTMENT OF TRANSPORTATION SAFETY RESPONSIBILITY DEPOSITORY ACCOUNT BALANCE SHEET FOR FISCAL YEAR 10-11, AS OF SEPTEMBER 30, 2010 G.S. 20-279.5 EXHIBIT C2 Budget Code 24262 Deposit Refund Date Amount July 31, 2010 1,811.00 August 31, 2010 13,854.00 September 30, 2010 900.00 October 31, 2010 - November 30, 2010 - December 31, 2010 - January 31, 2011 - February 28, 2011 - March 31, 2011 - April 30, 2011 - May 31, 2011 - June 30, 2011 - * Total Year to Date Refunds 1 6,565.00 * The refunds are actually security deposits. If a customer does not request the refund of a security deposit, there is no expenditure. NORTH CAROLINA DEPARTMENT OF TRANSPORTATION SAFETY RESPONSIBILITY DEPOSITORY ACCOUNT DISBURSEMENTS FOR FISCAL YEAR 10-11, AS OF SEPTEMBER 30, 2010 Budget Code 64201 EXHIBIT D NORTH CAROLINA DEPARTMENT OF TRANSPORTATION DRUG FORFEITURE FUND NARRATIVE The primary purpose of the U.S. Department of Justice Forfeiture Program is to deter crime by depriving criminals of the profits and proceeds of their illegal activities and to weaken criminal enterprises by removing the instrumentalities of crime. An ancillary purpose of the program is to enhance cooperation among federal, state and local law enforcement agencies through the equitable sharing of Federal Forfeiture proceeds. Any time the Division of Motor Vehicles License and Theft Bureau directly participates in an investigation or prosecution that results in a Federal Forfeiture, they may request an equitable share of the net proceeds of the forfeiture. This amount is determined as set forth in the U.S. Department of Justice’s publication ��A Guide to Equitable Sharing of Federally Forfeited Property for State and Local Law Enforcement Agencies.” Budget Code 64201 EXHIBIT D1 Assets: Cash State Treasurer Bank Balance 1,349,691.2 5 Total Assets 1 ,349,691.25 Liabilities: Fund Balance at June 30, 2010 1,336,766.27 Revenues 12,924.98 Expenditures - Change in Fund Balance Year to Date 12,924.98 Total Fund Balance 1,349,691.25 Total Liabilities and Fund Balance 1 ,349,691.25 NORTH CAROLINA DEPARTMENT OF TRANSPORTATION BALANCE SHEET FOR FISCAL YEAR 10-11, AS OF SEPTEMBER 30, 2010 DRUG FORFEITURE FUND Budget Code 64201 EXHIBIT D2 Payee For Amount Division of Motor Vehicles License and Theft Bureau - Total Disbursements - NORTH CAROLINA DEPARTMENT OF TRANSPORTATION DRUG FORFEITURE FUND DISBURSEMENTS FOR FISCAL YEAR 10-11, AS OF SEPTEMBER 30, 2010 EXHIBIT A Cash State Appropriated Funds 2 68,120,512.80 Lien Parity Reserve Fund Appropriation 8 ,068,745.11 TIFIA Funds 6 79,913.60 Parity Reserve Toll Revenue 2 7,565,579.09 TIFIA Debt Service Reserve 1 ,002,320.70 Toll Revenue Funds 2 5,370,235.10 CAPI Revenue Bonds 3 1,354,623.87 CAPI Appropritation Bonds 2 0,823,654.72 Trustee Clearing Account - State Treasurer Bank Balance (476,500.33) Total Cash 3 82,509,084.66 Accounts Receivable - Due From Other Funds - Total Current Assets 3 82,509,084.66 Restricted Assets and Funding 4 0,037,358.99 Capital Assets 1 16,952.11 Long Term Debt - Total Non-Current Assets 4 0,154,311.10 Total Assets 4 22,663,395.76 Accounts Payable 1 ,403,717.07 Intragovernmental Payable - Advance from Highway Trust Fund 1 8,279,129.74 Bonds Payable 6 89,314,057.70 Total Liabilities 7 08,996,904.51 Retained Earnings (189,762,600.30) Investment in Property 9 7,037.51 Fund Balance Revenues 1 7,376,071.83 Expenditures (114,044,017.79) Change in Fund Balance Year to Date (96,667,945.96) Total Fund Balance (96,667,945.96) Total Liabilities and Fund Balance 4 22,663,395.76 NORTH CAROLINA TURNPIKE AUTHORITY BALANCE SHEET FOR FISCAL YEAR 10-11, AS OF SEPTEMBER 30, 2010 EXHIBIT B1 Page 1 of 2 MONTH YEAR TO DATE MONTH YEAR TO DATE YEAR TOTAL YEAR TO DATE REVENUE: MISCELLANEOUS INCOME-INTEREST 737,385.84 2,192,120.97 - - - - 2 ,192,120.97 TRANSFERS IN/OUT 2,280,632.40 3,480,161.01 1 ,782,837.60 6 ,176,067.91 - - 3 ,480,161.01 INTEREST ON BOND PROCEEDS - - - - - - - TPA REVENUE BOND PROCEEDS - - - 2 70,083,108.85 - - - TPA TIFIA PROCEEDS 2010 - - 1 8,525,733.00 1 8,525,733.00 - - - TPA APP BOND PROCEEDS - - - 3 52,675,000.00 - - - BOND DISCOUNT EXPENSE - - - ( 2,351,109.15) - - - FISCAL AGENT FEES - - - ( 16,839,804.75) - - - INTEREST ON FUNDS INVESTED - - - - - - - TPA OTHER INTEREST EXPENSE - - - - - - - TOTAL REVENUE 3,018,018.24 5,672,281.98 2 0,308,570.60 6 28,268,995.86 - - 5 ,672,281.98 Reporting change based on new hierarchy. FOR FISCAL YEAR 10-11, AS OF SEPTEMBER 30, 2010 STATEMENT OF REVENUE NORTH CAROLINA TURNPIKE AUTHORITY CURRENT YEAR COMPARED TO ESTIMATE CURRENT YEAR PRIOR YEAR ESTIMATE EXHIBIT B1 Page 2 of 2 GROSS LESS GROSS LESS REVENUE REFUNDS UNCOLLECTIBLES NET REVENUE REVENUE REFUNDS UNCOLLECTIBLES NET REVENUE REVENUE: MISCELLANEOUS INCOME-INTEREST 7 37,385.84 - - 737,385.84 2,192,120.97 - - 2,192,120.97 TRANSFERS IN/OUT 2 ,280,632.40 - - 2,280,632.40 3,480,161.01 - - 3,480,161.01 INTEREST ON BOND PROCEEDS - - - - - - - - TPA REVENUE BOND PROCEEDS - - - - - - - - TPA TIFIA PROCEEDS 2010 - - - - - - - - TPA APP BOND PROCEEDS - - - - - - - - BOND DISCOUNT EXPENSE - - - - - - - - FISCAL AGENT FEES - - - - - - - - INTEREST ON FUNDS INVESTED - - - - - - - - TPA OTHER INTEREST EXPENSE - - - - - - - - TOTAL REVENUE 3 ,018,018.24 - - 3,018,018.24 5,672,281.98 - - 5,672,281.98 CURRENT MONTH YEAR TO DATE NORTH CAROLINA TURNPIKE AUTHORITY STATEMENT OF REVENUE FOR FISCAL YEAR 10-11, AS OF SEPTEMBER 30, 2010 EXHIBIT B2 MONTH YEAR TO DATE MONTH YEAR TO DATE FHWA Construction Federal-Aid 57,996,233.00 (47,460,903.00) 10,535,330.00 1 83,973.00 1,107,143.00 4 67,258.00 4,453,543.00 9 ,428,187.00 FHWA Construction 57,996,233.00 (47,460,903.00) 10,535,330.00 1 83,973.00 1,107,143.00 4 67,258.00 4,453,543.00 9 ,428,187.00 Total Participation Revenues 57,996,233.00 (47,460,903.00) 10,535,330.00 1 83,973.00 1,107,143.00 4 67,258.00 4,453,543.00 9 ,428,187.00 NORTH CAROLINA TURNPIKE AUTHORITY STATEMENT OF PARTICIPATION REVENUE FOR FISCAL YEAR 10-11, AS OF SEPTEMBER 30, 2010 UNREALIZED PARTICIPATION REVENUE CURRENT YEAR PRIOR YEAR UNREALIZED PRIOR YEAR BALANCE CURRENT YEAR ESTIMATED REVENUE TOTAL ESTIMATED REVENUE ACTUAL REVENUE EXHIBIT C Page 1 of 2 Unexpended Allotments Total Unallotted Unexpended Unexpended Brought Forward Appropriations Allotments Current Period Year to Date Appropriations Appropriations Allotments CURRENT ACCOUNTS Administrative Expenditures - 5,271,793.00 - 195,286.73 389,751.82 5,271,793.00 4,882,041.18 (389,751.82) Trust Fund Transfer - (5,271,793.00) - (195,105.35) (388,732.11) (5,271,793.00) (4,883,060.89) 388,732.11 Interest Income - - - (181.38) (1,019.71) - 1,019.71 1,019.71 Interest Income - Bond Proceeds - - - - - - - - Orders and Others - - - 47,018.68 113,620.18 - (113,620.18) (113,620.18) Field Operations - - - (4,643.33) (12,811.89) - 12,811.89 12,811.89 Turnpike Authority Special Funding - - - - 7,617,622.46 - (7,617,622.46) (7,617,622.46) Triangle Expressway - - - - 7,617,622.46 - (7,617,622.46) (7,617,622.46) GAP Fund Receipts - (52,789,563.24) - - (6,250,000.00) (52,789,563.24) (46,539,563.24) 6,250,000.00 BABs Interest Rebate - (7,913,790.00) - - (3,956,895.03) (7,913,790.00) (3,956,894.97) 3,956,895.03 Fees & Interest Expense - 60,703,353.24 - - 17,824,517.49 60,703,353.24 42,878,835.75 (17,824,517.49) Monroe Bypass - - - - - - - - GAP Fund Receipts - (24,000,000.00) - - - (24,000,000.00) (24,000,000.00) - BABs Interest Rebate - - - - - - - - Fees & Interest Expense - 24,000,000.00 - - - 24,000,000.00 24,000,000.00 - Currituck Bridge - - - - - - - - GAP Fund Receipts - (30,000,000.00) - - - (30,000,000.00) (30,000,000.00) - BABs Interest Rebate - - - - - - - - Fees & Interest Expense - 30,000,000.00 - - - 30,000,000.00 30,000,000.00 - Garden Parkway - - - - - - - - GAP Fund Receipts - (20,000,000.00) - - - (20,000,000.00) (20,000,000.00) - BABs Interest Rebate - - - - - - - - Fees & Interest Expense - 20,000,000.00 - - - 20,000,000.00 20,000,000.00 - TOTAL CURRENT ACCOUNTS - - - 42,375.35 7,718,430.75 - (7,718,430.75) (7,718,430.75) Turnpike Construction 819,752,818.95 41,657,497.52 (299,984,898.25) 34,505,691.40 95,728,940.19 341,642,395.77 765,681,376.28 424,038,980.51 TOTAL ENCUMBRANCE ACCOUNTS 819,752,818.95 41,657,497.52 (299,984,898.25) 34,505,691.40 95,728,940.19 341,642,395.77 765,681,376.28 424,038,980.51 TOTAL TURNPIKE AUTHORITY 819,752,818.95 41,657,497.52 (299,984,898.25) 34,548,066.75 103,447,370.94 341,642,395.77 757,962,945.53 416,320,549.76 NORTH CAROLINA TURNPIKE AUTHORITY STATEMENT OF APPROPRIATIONS, APPORTIONMENTS, PARTICIPATIONS, ALLOTMENTS AND EXPENDITURES Expenditures FOR FISCAL YEAR 10-11, AS OF SEPTEMBER 30, 2010 EXHIBIT C Page 2 of 2 2010 2011 Expenditure Expenditure Yearly Yearly Appropriations Current Period Year to Date Appropriations Current Period Year to Date Appropriations Current Period Year to Date Compared to 2010 Compared to 2010 Compared to 2010 CURRENT ACCOUNTS Administrative Expenditures 5,827,098.00 (225,147.99) 694,849.13 5,271,793.00 195,286.73 389,751.82 (555,305.00) 420,434.72 (305,097.31) Trust Fund Transfer (5,827,098.00) 1,193,157.86 273,653.99 (5,271,793.00) (195,105.35) (388,732.11) 555,305.00 (1,388,263.21) (662,386.10) Interest Income - (459.89) (953.14) - (181.38) (1,019.71) - 278.51 (66.57) Interest Income - Bond Proceeds - (967,549.98) (967,549.98) - - - - 967,549.98 967,549.98 Orders and Others - - - - 47,018.68 113,620.18 - 47,018.68 113,620.18 Field Operations - - - - (4,643.33) (12,811.89) - (4,643.33) (12,811.89) Turnpike Authority Special Funding - - - - - 7,617,622.46 - - 7,617,622.46 Triangle Expressway - - - - - 7,617,622.46 - - 7,617,622.46 GAP Fund Receipts (25,000,000.00) (10,500,000.00) (10,500,000.00) (52,789,563.24) - (6,250,000.00) (27,789,563.24) 10,500,000.00 4,250,000.00 BABs Interest Rebate - - (7,913,790.00) - (3,956,895.03) (7,913,790.00) - (3,956,895.03) Fees & Interest Expense 25,000,000.00 10,500,000.00 10,500,000.00 60,703,353.24 - 17,824,517.49 35,703,353.24 (10,500,000.00) 7,324,517.49 Monroe Bypass - - - - - - - - - GAP Fund Receipts - (24,000,000.00) - - (24,000,000.00) - - BABs Interest Rebate - - - - - - - - - Fees & Interest Expense - - - 24,000,000.00 - - 24,000,000.00 - - Currituck Bridge - - - - - - - - - GAP Fund Receipts - - - (30,000,000.00) - - (30,000,000.00) - - BABs Interest Rebate - - - - - - - - - Fees & Interest Expense - - - 30,000,000.00 - - 30,000,000.00 - - Garden Parkway - - - - - - - - - GAP Fund Receipts - - - (20,000,000.00) - - (20,000,000.00) - - BABs Interest Rebate - - - - - - - - Fees & Interest Expense - - - 20,000,000.00 - - 20,000,000.00 - - TOTAL CURRENT ACCOUNTS - - - - 42,375.35 7,718,430.75 - 42,375.35 7,718,430.75 Turnpike Construction 909,757,635.89 27,613,436.29 29,874,254.19 41,657,497.52 34,505,691.40 95,728,940.19 (868,100,138.37) 6,892,255.11 65,854,686.00 TOTAL ENCUMBRANCE ACCOUNTS 909,757,635.89 27,613,436.29 29,874,254.19 41,657,497.52 34,505,691.40 95,728,940.19 (868,100,138.37) 6,892,255.11 65,854,686.00 TOTAL TURNPIKE AUTHORITY 909,757,635.89 27,613,436.29 29,874,254.19 41,657,497.52 34,548,066.75 103,447,370.94 (868,100,138.37) 6,934,630.46 73,573,116.75 NORTH CAROLINA TURNPIKE AUTHORITY STATEMENT OF APPROPRIATIONS, APPORTIONMENTS, PARTICIPATIONS, ALLOTMENTS AND EXPENDITURES FOR FISCAL YEAR 10-11, AS OF SEPTEMBER 30, 2010 Expenditures 2010 2011 Expenditures EXHIBIT D FISCAL YEAR FISCAL YEAR FISCAL YEAR FISCAL YEAR FISCAL YEAR System Type 2010-2011 2011-2012 2012-2013 2013-2014 2014-2015 TOTAL FHWA Turnpike STP 1 3,062,603.00 - - - - 13,062,603.00 FHWA Turnpike NHS 14,928,382.00 - - - - 14,928,382.00 Total 27,990,985.00 - - - - 27,990,985.00 Note: Federal cash flow is converted throughout the federal fiscal year which begins October 1 and ends September 30 of each year. FOR FISCAL YEAR 10-11, AS OF SEPTEMBER 30, 2010 NORTH CAROLINA TURNPIKE AUTHORITY STATEMENT OF FEDERAL FORWARD FUNDING FOR FISCAL YEAR 10-11, AS OF SEPTEMBER 30, 2010 NOTES NORTH CAROLINA DEPARTMENT OF TRANSPORTATION |
OCLC number | 16880491 |